13F-HR filed by Fernwood Investment Management, LLC
Fernwood Investment Management, LLC filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-12, with 117 holding rows worth $114,069,000.
- Accession
- 0001570296-15-000010
- Filer
- CIK 1570296
- Filed
- 2015-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 117 entries on the cover page, a total value of $114,069,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $114,072,000 with VALUE read as thousands by filing date, 13F file number 028-15739. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 190,011 | $8,098,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 58,509 | $5,745,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 54,992 | $5,306,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 69,513 | $3,782,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 33,302 | $3,417,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 11,405 | $3,328,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 102,345 | $2,792,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 27,790 | $2,292,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 38,250 | $2,171,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 22,647 | $2,114,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 23,770 | $2,102,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 67,039 | $2,080,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 25,288 | $2,006,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 28,440 | $1,981,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 83,983 | $1,932,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 25,806 | $1,919,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 68,415 | $1,907,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 17,950 | $1,705,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 116,627 | $1,689,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 42,620 | $1,684,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 21,908 | $1,683,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 14,770 | $1,594,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 25,832 | $1,570,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 34,075 | $1,562,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 14,900 | $1,561,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 41,585 | $1,532,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 19,039 | $1,522,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 31,184 | $1,496,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 8,300 | $1,459,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 12,589 | $1,389,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 50,128 | $1,388,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 14,040 | $1,184,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 13,959 | $1,164,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 10,025 | $1,161,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 19,550 | $1,104,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,807 | $1,099,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 31,800 | $1,046,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 15,238 | $1,020,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 14,700 | $961,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 16,770 | $953,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 15,325 | $913,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 9,135 | $902,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 28,300 | $852,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 3,370 | $842,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 12,850 | $815,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 14,783 | $804,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 47,174 | $774,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,211 | $773,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 11,451 | $757,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 34,605 | $752,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 8,093 | $728,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 28,902 | $715,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 5,425 | $641,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 57,650 | $608,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 7,290 | $599,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 15,676 | $584,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 7,300 | $550,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 23,272 | $509,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 13,471 | $507,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 6,000 | $482,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 10,450 | $477,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 7,200 | $470,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 15,000 | $435,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 11,624 | $431,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 11,116 | $417,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 18,965 | $416,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 16,700 | $413,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 8,072 | $410,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 4,732 | $383,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 11,924 | $381,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 13,100 | $376,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 5,900 | $373,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 7,463 | $357,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 6,500 | $352,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 35,355 | $343,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 10,770 | $334,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 5,001 | $331,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 3,335 | $329,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 4,075 | $321,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 6,010 | $313,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 7,000 | $310,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 7,346 | $302,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 2,100 | $301,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 3,991 | $296,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 4,425 | $295,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 9,125 | $292,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 4,050 | $279,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 19,700 | $279,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 3,236 | $276,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 30,396 | $276,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 2,790 | $274,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 6,300 | $266,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 10,770 | $263,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 1,126 | $242,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 6,028 | $238,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 3,900 | $234,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 2,010 | $232,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 4,100 | $227,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 16,650 | $226,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 8,485 | $223,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 9,721 | $220,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 1,750 | $219,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,660 | $216,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 19,100 | $215,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 4,100 | $211,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 3,478 | $209,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 48,876 | $204,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 4,760 | $201,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 15,000 | $135,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 43,400 | $133,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 16,600 | $101,000 | thousands by filing date | |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 100,000 | $92,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC | 04269XAA3 | NOTE 3.000% 6/0 | 90,000 | $89,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 15,522 | $74,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 10,000 | $60,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 164,600 | $48,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 17,000 | $47,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001570296-15-000010 | this filing | 2015-11-12 | acceptance time not in the bulk data set |