13F-HR filed by Fernwood Investment Management, LLC
Fernwood Investment Management, LLC filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-05, with 65 holding rows worth $95,733,000.
- Accession
- 0001570296-15-000002
- Filer
- CIK 1570296
- Filed
- 2015-02-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 65 entries on the cover page, a total value of $95,733,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $95,732,000 with VALUE read as thousands by filing date, 13F file number 028-15739. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 236,911 | $6,709,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 57,899 | $5,458,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 53,841 | $5,185,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 11,270 | $3,826,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 71,433 | $3,520,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 33,312 | $3,490,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 107,945 | $2,782,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 68,288 | $2,640,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 22,145 | $2,638,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 88,583 | $2,557,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 22,032 | $2,304,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 61,680 | $2,249,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 24,250 | $2,242,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 30,984 | $2,140,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 17,368 | $2,054,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 130,127 | $2,031,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 35,275 | $1,972,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 28,175 | $1,940,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 17,400 | $1,927,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 35,040 | $1,841,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 22,363 | $1,821,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 42,955 | $1,817,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 41,220 | $1,764,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 39,185 | $1,761,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 17,200 | $1,551,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 21,283 | $1,526,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 15,400 | $1,410,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 12,089 | $1,334,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 11,935 | $1,327,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 28,220 | $1,320,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 16,575 | $1,316,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 15,183 | $994,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 16,050 | $923,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 13,971 | $916,000 | thousands by filing date | |
| MEDTRONIC INC | g5960l10 | Stock | 12,396 | $895,000 | thousands by filing date | The CUSIP as filed is malformed. |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 11,800 | $886,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 32,500 | $881,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 11,170 | $880,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 15,825 | $868,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 10,000 | $834,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 28,912 | $792,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 20,534 | $751,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 20,000 | $695,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 15,676 | $690,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 29,005 | $678,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 16,700 | $666,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 49,174 | $652,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 11,122 | $619,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 13,600 | $609,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 10,770 | $604,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 12,136 | $595,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 31,350 | $572,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 31,196 | $528,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 21,100 | $383,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 15,851 | $380,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 13,150 | $373,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 11,950 | $308,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 13,000 | $266,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 15,000 | $232,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 48,876 | $223,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 16,700 | $175,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 44,400 | $160,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 226,723 | $129,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 10,000 | $68,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 17,000 | $55,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001570296-15-000002 | this filing | 2015-02-05 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001570296-15-000004 | base | 2015-02-10 | acceptance time not in the bulk data set |