13F-HR filed by M Holdings Securities, Inc.
M Holdings Securities, Inc. filed this 13F-HR for the quarter ended 2023-09-30, filed 2024-02-14, with 196 holding rows worth $757,749,000.
- Accession
- 0001569638-24-000001
- Filer
- CIK 1569638
- Filed
- 2024-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A combination report, 200 entries on the cover page, a total value of $757,749,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $757,749,000 with VALUE read as thousands, detected and multiplied, 13F file number 028-15330. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerM Financial Asset Management, Inc.028-18427
- included managerM Financial Asset Management, Inc.028-18427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 150,401 | $64,587,000 | thousands, detected and multiplied | |
| SPY | 78462F103 | SHS | 148,204 | $63,354,000 | thousands, detected and multiplied | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 2,206,556 | $57,812,000 | thousands, detected and multiplied | |
| INVESCO QQQ TR | 46090E103 | COM | 109,257 | $39,143,000 | thousands, detected and multiplied | |
| Apple Inc | 037833100 | COM | 193,026 | $33,048,000 | thousands, detected and multiplied | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 326,150 | $20,055,000 | thousands, detected and multiplied | |
| DIMENSIONAL ETF TRUST | 25434V203 | INTL CORE EQT MK | 697,229 | $18,205,000 | thousands, detected and multiplied | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 365,992 | $17,696,000 | thousands, detected and multiplied | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 283,084 | $17,132,000 | thousands, detected and multiplied | |
| Microsoft Corp | 594918104 | COM | 47,082 | $14,866,000 | thousands, detected and multiplied | |
| Vanguard Value ETF | 922908744 | SHS | 104,121 | $14,361,000 | thousands, detected and multiplied | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 139,359 | $13,146,000 | thousands, detected and multiplied | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 162,079 | $12,315,000 | thousands, detected and multiplied | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 209,083 | $12,016,000 | thousands, detected and multiplied | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 384,611 | $11,277,000 | thousands, detected and multiplied | |
| Vanguard Real Estate | 922908553 | SHS | 133,570 | $10,106,000 | thousands, detected and multiplied | |
| Dimensional International Sm Cp Val ETF | 25434V781 | SHS | 375,292 | $8,924,000 | thousands, detected and multiplied | |
| VTI | 922908769 | COM | 41,943 | $8,909,000 | thousands, detected and multiplied | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 80,576 | $8,838,000 | thousands, detected and multiplied | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 479,953 | $8,010,000 | thousands, detected and multiplied | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 90,694 | $7,972,000 | thousands, detected and multiplied | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 45,306 | $7,768,000 | thousands, detected and multiplied | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 171,064 | $7,491,000 | thousands, detected and multiplied | |
| EXXON MOBIL CORP | 30231G102 | COM | 63,706 | $7,491,000 | thousands, detected and multiplied | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 78,171 | $6,979,000 | thousands, detected and multiplied | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 31,623 | $6,585,000 | thousands, detected and multiplied | |
| Vanguard Materials ETF | 92204A801 | SHS | 36,124 | $6,232,000 | thousands, detected and multiplied | |
| Tesla Motors, Inc | 88160R101 | COM | 23,836 | $5,964,000 | thousands, detected and multiplied | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 89,833 | $5,924,000 | thousands, detected and multiplied | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 44,791 | $5,906,000 | thousands, detected and multiplied | |
| Raytheon Technologies Corporation | 75513E101 | COM | 80,248 | $5,775,000 | thousands, detected and multiplied | |
| Berkshire Hathaway Inc | 084670702 | COM | 15,220 | $5,332,000 | thousands, detected and multiplied | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 56,559 | $5,112,000 | thousands, detected and multiplied | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 72,388 | $4,989,000 | thousands, detected and multiplied | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 101,432 | $4,852,000 | thousands, detected and multiplied | |
| DIMENSIONAL ETF TRUST | 25434V724 | US MKTWIDE VALUE | 122,451 | $4,166,000 | thousands, detected and multiplied | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 31,733 | $4,153,000 | thousands, detected and multiplied | |
| VANECK ETF TRUST | 92189F437 | COM | 153,107 | $4,143,000 | thousands, detected and multiplied | |
| JPMorgan Chase & Co | 46625H100 | COM | 28,504 | $4,134,000 | thousands, detected and multiplied | |
| Procter & Gamble Co | 742718109 | COM | 27,972 | $4,080,000 | thousands, detected and multiplied | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 130,536 | $3,920,000 | thousands, detected and multiplied | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 41,914 | $3,717,000 | thousands, detected and multiplied | |
| iShares Russell 2000 ETF | 464287655 | SHS | 20,589 | $3,639,000 | thousands, detected and multiplied | |
| Visa Inc | 92826C839 | COM | 14,947 | $3,438,000 | thousands, detected and multiplied | |
| Dimensional US Large Cap Value ETF | 25434V666 | SHS | 138,100 | $3,426,000 | thousands, detected and multiplied | |
| META PLATFORMS INC CL A | 30303M102 | COM | 11,352 | $3,408,000 | thousands, detected and multiplied | |
| GOLUB CAP BDC INC | 38173M102 | COM | 226,031 | $3,316,000 | thousands, detected and multiplied | |
| Johnson & Johnson | 478160104 | COM | 21,090 | $3,285,000 | thousands, detected and multiplied | |
| Chevron Corporation | 166764100 | COM | 19,023 | $3,208,000 | thousands, detected and multiplied | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 87,786 | $3,064,000 | thousands, detected and multiplied | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 55,327 | $3,019,000 | thousands, detected and multiplied | |
| PepsiCo,Inc. | 713448108 | COM | 17,796 | $3,015,000 | thousands, detected and multiplied | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 81,628 | $3,012,000 | thousands, detected and multiplied | |
| Verizon Communications Inc | 92343V104 | COM | 89,510 | $2,901,000 | thousands, detected and multiplied | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 12,348 | $2,901,000 | thousands, detected and multiplied | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 50,622 | $2,859,000 | thousands, detected and multiplied | |
| IJH | 464287507 | COM | 10,539 | $2,628,000 | thousands, detected and multiplied | |
| HARTFORD BALANCED INCOME FUND CLASS I | 41664M821 | Mutual Fund | 187,732 | $2,504,000 | thousands, detected and multiplied | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 26,779 | $2,464,000 | thousands, detected and multiplied | |
| Coca-Cola Company | 191216100 | COM | 43,472 | $2,434,000 | thousands, detected and multiplied | |
| AbbVie,Inc. | 00287Y109 | COM | 15,745 | $2,347,000 | thousands, detected and multiplied | |
| AT&T Inc | 00206R102 | COM | 155,921 | $2,342,000 | thousands, detected and multiplied | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 14,591 | $2,267,000 | thousands, detected and multiplied | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 121,295 | $2,250,000 | thousands, detected and multiplied | |
| AXS SHORT INNOVATION | 46144X628 | EXCHANGE TRADED | 55,292 | $2,195,000 | thousands, detected and multiplied | |
| CVS Health Corporation | 126650100 | COM | 31,137 | $2,174,000 | thousands, detected and multiplied | |
| Pfizer Inc. | 717081103 | COM | 63,786 | $2,116,000 | thousands, detected and multiplied | |
| M & T BK CORP COM | 55261F104 | Stock | 16,221 | $2,051,000 | thousands, detected and multiplied | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 29,332 | $2,047,000 | thousands, detected and multiplied | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 50,090 | $1,941,000 | thousands, detected and multiplied | |
| VANGUARD WELLESLEY INCOME FD | 921938205 | ADMIRAL SHARES | 33,883 | $1,941,000 | thousands, detected and multiplied | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 36,945 | $1,916,000 | thousands, detected and multiplied | |
| DIMENSIONAL ETF TRUST | 25434V401 | US EQUI MARK ETF | 39,987 | $1,861,000 | thousands, detected and multiplied | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 22,087 | $1,828,000 | thousands, detected and multiplied | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 29,916 | $1,709,000 | thousands, detected and multiplied | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 31,424 | $1,683,000 | thousands, detected and multiplied | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 50,110 | $1,682,000 | thousands, detected and multiplied | |
| Bank of America Corp | 060505104 | COM | 60,863 | $1,666,000 | thousands, detected and multiplied | |
| VWO | 922042858 | SHS | 41,821 | $1,640,000 | thousands, detected and multiplied | |
| DIMENSIONAL ETF TRUST | 25434V104 | US CORE EQT MKT | 54,744 | $1,640,000 | thousands, detected and multiplied | |
| Merck & Co.,Inc. | 58933Y105 | COM | 15,743 | $1,621,000 | thousands, detected and multiplied | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 24,959 | $1,606,000 | thousands, detected and multiplied | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 35,850 | $1,584,000 | thousands, detected and multiplied | |
| Walt Disney Co | 254687106 | COM | 19,374 | $1,570,000 | thousands, detected and multiplied | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 24,241 | $1,461,000 | thousands, detected and multiplied | |
| Cisco Systems,Inc. | 17275R102 | COM | 26,815 | $1,442,000 | thousands, detected and multiplied | |
| SCHWAB FUNDS VALUE ADV | 808515605 | SWVXX | 1,432,544 | $1,433,000 | thousands, detected and multiplied | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 23,218 | $1,407,000 | thousands, detected and multiplied | |
| Intel Corp | 458140100 | COM | 38,123 | $1,355,000 | thousands, detected and multiplied | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 14,190 | $1,346,000 | thousands, detected and multiplied | |
| iShares Gold Trust | 464285204 | COM | 37,798 | $1,322,000 | thousands, detected and multiplied | |
| WW INTL INC | 98262P101 | COM | 118,957 | $1,317,000 | thousands, detected and multiplied | |
| Comcast Corp | 20030N101 | COM | 29,347 | $1,301,000 | thousands, detected and multiplied | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 40,775 | $1,297,000 | thousands, detected and multiplied | |
| ARES REAL ESTATE INCOME TRUST CL E | 09186L100 | SHS | 153,292 | $1,265,000 | thousands, detected and multiplied | |
| BlackRock Health Sciences Opps Instl | 091937540 | Equities | 18,469 | $1,245,000 | thousands, detected and multiplied | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 14,188 | $1,214,000 | thousands, detected and multiplied | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 16,181 | $1,207,000 | thousands, detected and multiplied | |
| BLACKSTONE INC | 09260D107 | COM | 11,005 | $1,179,000 | thousands, detected and multiplied | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 67,033 | $1,158,000 | thousands, detected and multiplied | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 24,262 | $1,157,000 | thousands, detected and multiplied | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 35,527 | $1,146,000 | thousands, detected and multiplied | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 30,439 | $1,122,000 | thousands, detected and multiplied | |
| WP CAREY INC COM | 92936U109 | REIT | 20,154 | $1,090,000 | thousands, detected and multiplied | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 14,753 | $1,073,000 | thousands, detected and multiplied | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 10,495 | $1,071,000 | thousands, detected and multiplied | |
| Oracle Corporation | 68389X105 | COM | 10,059 | $1,065,000 | thousands, detected and multiplied | |
| Philip Morris International Inc. | 718172109 | COM | 11,449 | $1,060,000 | thousands, detected and multiplied | |
| ENBRIDGE INC COM | 29250N105 | Stock | 31,466 | $1,049,000 | thousands, detected and multiplied | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 20,175 | $1,045,000 | thousands, detected and multiplied | |
| REALTY INCOME CORP COM | 756109104 | REIT | 20,881 | $1,043,000 | thousands, detected and multiplied | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 20,291 | $1,011,000 | thousands, detected and multiplied | |
| FRANKLIN UTILITIES ADV | 353496854 | MFA | 51,798 | $976,000 | thousands, detected and multiplied | |
| FIRST EAGLE GLOBAL A | 32008F507 | NTF EQUITY FUNDS | 15,812 | $963,000 | thousands, detected and multiplied | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 28,532 | $960,000 | thousands, detected and multiplied | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 11,282 | $954,000 | thousands, detected and multiplied | |
| WEBSTER FINL CORP | 947890109 | COM | 23,469 | $946,000 | thousands, detected and multiplied | |
| Bristol-Myers Squibb Company | 110122108 | COM | 16,029 | $930,000 | thousands, detected and multiplied | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 12,284 | $926,000 | thousands, detected and multiplied | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 78,167 | $916,000 | thousands, detected and multiplied | |
| FORD MTR CO COM | 345370860 | Stock | 72,563 | $901,000 | thousands, detected and multiplied | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 17,871 | $897,000 | thousands, detected and multiplied | |
| ARES CAPITAL CORP | 04010L103 | COM | 45,648 | $889,000 | thousands, detected and multiplied | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 64,546 | $888,000 | thousands, detected and multiplied | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 12,001 | $857,000 | thousands, detected and multiplied | |
| AMERICAN FDS GLOBAL BALANCED F-3 | 02629W775 | EQUITY FUNDS | 25,610 | $844,000 | thousands, detected and multiplied | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 12,692 | $823,000 | thousands, detected and multiplied | |
| Altria Group Inc | 02209S103 | COM | 19,158 | $806,000 | thousands, detected and multiplied | |
| iShares Silver Trust | 46428Q109 | COM | 39,511 | $804,000 | thousands, detected and multiplied | |
| NextEra Energy,Inc. | 65339F101 | COM | 13,951 | $799,000 | thousands, detected and multiplied | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 67,362 | $791,000 | thousands, detected and multiplied | |
| TPI Composites Inc | 87266J104 | Common Stock | 296,663 | $786,000 | thousands, detected and multiplied | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 11,597 | $785,000 | thousands, detected and multiplied | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 11,925 | $784,000 | thousands, detected and multiplied | |
| PGIM HIGH YIELD Z | 74440Y801 | NTF BOND FUNDS | 171,322 | $778,000 | thousands, detected and multiplied | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 30,408 | $751,000 | thousands, detected and multiplied | |
| FS KKR CAP CORP | 302635206 | COM | 37,922 | $747,000 | thousands, detected and multiplied | |
| INNOVATOR ETFS TRUST | 45782C334 | GRWT100 PWR BF | 17,741 | $742,000 | thousands, detected and multiplied | |
| iShares Russell Midcap ETF | 464287499 | SHS | 10,514 | $728,000 | thousands, detected and multiplied | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 15,221 | $724,000 | thousands, detected and multiplied | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 31,863 | $709,000 | thousands, detected and multiplied | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 32,859 | $690,000 | thousands, detected and multiplied | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 11,681 | $673,000 | thousands, detected and multiplied | |
| INNOVATOR ETFS TRUST | 45782C888 | US EQT BUFR APR | 18,820 | $658,000 | thousands, detected and multiplied | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 15,376 | $656,000 | thousands, detected and multiplied | |
| TEREX CORP NEW COM | 880779103 | Stock | 11,070 | $638,000 | thousands, detected and multiplied | |
| Wells Fargo & Company | 949746101 | COM | 15,480 | $633,000 | thousands, detected and multiplied | |
| INNOVATOR ETFS TRUST | 45782C870 | US EQT PWR BUF | 20,171 | $617,000 | thousands, detected and multiplied | |
| PHILLIPS EDISON & CO INC COMMON STOCK | 71844V201 | REIT | 18,329 | $615,000 | thousands, detected and multiplied | |
| Dimensional US Small Cap ETF | 25434V500 | COM | 11,537 | $606,000 | thousands, detected and multiplied | |
| PIMCO Investment Grade Corp Bo | 722005816 | Com | 71,364 | $601,000 | thousands, detected and multiplied | |
| DIAMOND HILL SELECT I | 25264S759 | DHLTX | 31,312 | $598,000 | thousands, detected and multiplied | |
| CSX Corporation | 126408103 | COM | 19,118 | $588,000 | thousands, detected and multiplied | |
| EBAY INC. COM | 278642103 | Stock | 12,438 | $548,000 | thousands, detected and multiplied | |
| SPDW | 78463X889 | COM | 17,551 | $544,000 | thousands, detected and multiplied | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 10,398 | $524,000 | thousands, detected and multiplied | |
| INNOVATOR ETFS TRUST | 45782C466 | GRWT100 PWR BF | 12,594 | $511,000 | thousands, detected and multiplied | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 22,054 | $504,000 | thousands, detected and multiplied | |
| ISHARES IBONDS 2023 TERM HIGH YIELD & INCOME ETF | 46435U150 | ETF | 20,656 | $488,000 | thousands, detected and multiplied | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 12,483 | $483,000 | thousands, detected and multiplied | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 17,414 | $477,000 | thousands, detected and multiplied | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 16,466 | $445,000 | thousands, detected and multiplied | |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 15,226 | $432,000 | thousands, detected and multiplied | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 25,387 | $432,000 | thousands, detected and multiplied | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 25,914 | $420,000 | thousands, detected and multiplied | |
| SCHWAB FUNDS VALUE ADV | 808515696 | SNAXX | 408,942 | $409,000 | thousands, detected and multiplied | |
| INNOVATOR ETFS TRUST | 45782C656 | US EQTY PWR BUF | 12,344 | $400,000 | thousands, detected and multiplied | |
| INNOVATOR ETFS TRUST | 45782C391 | US EQTY BUFR MAR | 11,010 | $400,000 | thousands, detected and multiplied | |
| INNOVATOR ETFS TRUST | 45782C383 | US EQTY PWR BUF | 11,808 | $395,000 | thousands, detected and multiplied | |
| PIMCO INCOME | 72201F490 | COM | 38,565 | $393,000 | thousands, detected and multiplied | |
| KEYCORP COM | 493267108 | Stock | 35,805 | $385,000 | thousands, detected and multiplied | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 26,457 | $385,000 | thousands, detected and multiplied | |
| ISHARES TR | 46435U184 | IBONDS 24 TRM HG | 16,223 | $376,000 | thousands, detected and multiplied | |
| PHREESIA INC | 71944F106 | COM | 20,000 | $374,000 | thousands, detected and multiplied | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 17,714 | $365,000 | thousands, detected and multiplied | |
| FLAGSHIP CMNTYS REIT F | 33843T108 | NA | 24,000 | $363,000 | thousands, detected and multiplied | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 13,431 | $340,000 | thousands, detected and multiplied | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 28,600 | $324,000 | thousands, detected and multiplied | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 27,026 | $323,000 | thousands, detected and multiplied | |
| UNITED STATES TREAS NTS 2.75 02/15/2024 | 912828B66 | Govt Bond | 300,000 | $297,000 | thousands, detected and multiplied | |
| CONAGRA FOODS INC | 205887102 | COM | 10,115 | $277,000 | thousands, detected and multiplied | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 12,922 | $274,000 | thousands, detected and multiplied | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 23,492 | $271,000 | thousands, detected and multiplied | |
| US TREASU NT 2.3750224UST NOTE DUE 022924 | 9128286G0 | TREASURY | 274,000 | $271,000 | thousands, detected and multiplied | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 19,026 | $268,000 | thousands, detected and multiplied | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 34,051 | $251,000 | thousands, detected and multiplied | |
| APPLIED ENERGETICS INC | 03819M106 | COM | 99,000 | $246,000 | thousands, detected and multiplied | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 25,137 | $242,000 | thousands, detected and multiplied | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 12,349 | $242,000 | thousands, detected and multiplied | |
| MANULIFE FINL CORP | 56501R106 | COM | 12,868 | $235,000 | thousands, detected and multiplied | |
| INVESCO AMERICAN FRANCHISE Y | 00142J545 | NTF EQUITY FUNDS | 11,092 | $231,000 | thousands, detected and multiplied | |
| Calamos Market Neutral Income | 128119203 | HEDG | 15,267 | $225,000 | thousands, detected and multiplied | |
| ANNALY CAPITAL MANAGEMENT INC COM NEW | 035710839 | REIT | 11,549 | $217,000 | thousands, detected and multiplied | |
| FRANKLIN BSP LENDING C COM | 12325J101 | COM | 29,424 | $214,000 | thousands, detected and multiplied | |
| SCHWAB GOVERNMENT MONEY INV | 808515613 | SCHWAB NON-SWEEP MMF | 205,053 | $205,000 | thousands, detected and multiplied | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 12,586 | $202,000 | thousands, detected and multiplied |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001569638-24-000001 | this filing | 2024-02-14 | acceptance time not in the bulk data set |