13F-HR filed by M Holdings Securities, Inc.
M Holdings Securities, Inc. filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-04, with 158 holding rows worth $326,037,000.
- Accession
- 0001569638-19-000005
- Filer
- CIK 1569638
- Filed
- 2019-11-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A combination report, 158 entries on the cover page, a total value of $326,037,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $326,037,000 with VALUE read as thousands by filing date, 13F file number 028-15330. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerM Financial Asset Management, Inc.028-18427
- included managerM Financial Asset Management, Inc.028-18427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 95,091 | $28,220,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 55,278 | $12,381,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 224,717 | $9,991,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 79,537 | $8,887,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 147,568 | $7,364,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 225,292 | $7,286,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 37,206 | $7,025,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 48,789 | $6,661,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 407,977 | $6,379,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 44,302 | $6,159,000 | thousands by filing date | |
| VTI | 922908769 | COM | 40,636 | $6,136,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 46,474 | $5,780,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 38,900 | $4,916,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 47,679 | $4,724,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 28,416 | $4,676,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 83,790 | $4,383,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 58,780 | $4,150,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 19,507 | $4,058,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 80,965 | $4,000,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 42,818 | $3,993,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 127,089 | $3,949,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 21,747 | $3,786,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 31,900 | $3,754,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 21,199 | $3,647,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 30,782 | $3,352,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 108,479 | $3,337,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 24,479 | $3,167,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 10,026 | $3,125,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 51,068 | $3,068,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 20,266 | $3,067,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 25,349 | $3,008,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 17,009 | $2,878,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 15,844 | $2,852,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 20,683 | $2,836,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 15,611 | $2,780,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 22,100 | $2,633,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 69,539 | $2,631,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 22,154 | $2,627,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 23,101 | $2,579,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 87,445 | $2,551,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 46,820 | $2,549,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 45,552 | $2,445,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H658 | INSPIRE GBL HOPE | 81,962 | $2,275,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 13,674 | $2,274,000 | thousands by filing date | |
| IJH | 464287507 | COM | 11,595 | $2,240,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 59,976 | $2,139,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 17,640 | $2,109,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 33,356 | $2,104,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 52,247 | $2,103,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 33,724 | $2,036,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 55,425 | $1,991,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 29,972 | $1,974,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 22,583 | $1,901,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 29,528 | $1,893,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 31,710 | $1,859,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 17,857 | $1,850,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 21,301 | $1,798,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 13,322 | $1,736,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 14,448 | $1,703,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 16,511 | $1,694,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 25,580 | $1,668,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 56,744 | $1,650,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 100,000 | $1,636,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 22,424 | $1,549,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 19,375 | $1,512,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 28,691 | $1,478,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 15,366 | $1,474,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 15,987 | $1,459,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 26,975 | $1,402,000 | thousands by filing date | |
| INSPIRE CORPORATE BOND ETF | 66538H633 | ETF | 52,217 | $1,341,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A693 | BRAND VALUE | 78,323 | $1,326,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 14,849 | $1,313,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 33,026 | $1,298,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 17,005 | $1,288,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 10,390 | $1,272,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 15,089 | $1,215,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 35,850 | $1,215,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 23,942 | $1,214,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 24,633 | $1,208,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 10,685 | $1,162,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 13,771 | $1,153,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 13,394 | $1,141,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 18,235 | $1,080,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 24,972 | $1,071,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 20,380 | $1,050,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 11,891 | $995,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 10,196 | $960,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 26,916 | $939,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 18,852 | $937,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 13,130 | $919,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 16,139 | $916,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 10,313 | $915,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 11,381 | $886,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 62,729 | $884,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 15,784 | $883,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 30,924 | $882,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 48,911 | $873,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 20,868 | $873,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 29,902 | $873,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 19,189 | $853,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 13,437 | $816,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 30,219 | $816,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 10,686 | $811,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 12,568 | $798,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 40,410 | $788,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F888 | TCW UNCONSTRAI | 29,315 | $756,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 16,586 | $725,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 11,780 | $722,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 11,360 | $711,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 13,570 | $704,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 15,286 | $689,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 24,535 | $687,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 15,468 | $678,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 10,279 | $662,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 28,617 | $656,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 15,995 | $654,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 16,499 | $654,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 15,809 | $649,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 32,613 | $643,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 15,685 | $642,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 18,545 | $636,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 16,455 | $621,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 33,101 | $609,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 21,569 | $603,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 10,344 | $587,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 12,885 | $583,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 18,381 | $578,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 11,538 | $531,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 12,238 | $522,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 61,603 | $516,000 | thousands by filing date | |
| INSPIRE SMALL/MID CAP ETF | 66538H641 | ETF | 18,863 | $497,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 13,887 | $487,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 15,119 | $469,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 12,062 | $458,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 35,000 | $430,000 | thousands by filing date | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 14,755 | $425,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 20,868 | $419,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 45,603 | $417,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 11,155 | $405,000 | thousands by filing date | |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 15,991 | $404,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 43,520 | $389,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 25,695 | $384,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 13,438 | $359,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 23,779 | $349,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 52,019 | $326,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 39,949 | $324,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 16,013 | $319,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 11,239 | $308,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 511,800 | $301,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 10,058 | $296,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 14,321 | $270,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 22,425 | $260,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 12,866 | $258,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 12,284 | $255,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 13,032 | $240,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 12,824 | $239,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 38,592 | $237,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 27,670 | $233,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001569638-19-000005 | this filing | 2019-11-04 | acceptance time not in the bulk data set |