13F-HR/A filed by M Holdings Securities, Inc.
M Holdings Securities, Inc. filed this 13F-HR/A for the quarter ended 2017-12-31, filed 2018-02-15, with 311 holding rows worth $331,975,000.
- Accession
- 0001569638-18-000002
- Filer
- CIK 1569638
- Filed
- 2018-02-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A combination report, amendment of type restatement, 311 entries on the cover page, a total value of $331,975,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $331,975,000 with VALUE read as thousands by filing date, 13F file number 028-15330. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerM Financial Asset Management, Inc.028-18427
- included managerM Financial Asset Management, Inc.028-18427
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 64,940 | $10,990,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 217,650 | $10,639,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 36,987 | $9,870,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 53,944 | $8,402,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 203,759 | $6,901,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 63,899 | $6,680,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 46,066 | $5,877,000 | thousands by filing date | |
| VTI | 922908769 | COM | 39,862 | $5,471,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 83,315 | $4,559,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 50,486 | $4,223,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 132,915 | $4,102,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 43,161 | $3,966,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 287,936 | $3,858,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 17,706 | $3,510,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 105,390 | $3,349,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 38,740 | $3,160,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 120,000 | $3,138,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 21,094 | $3,135,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 36,240 | $3,100,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 21,495 | $3,003,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 28,075 | $3,002,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 20,416 | $2,791,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 76,103 | $2,697,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 89,934 | $2,655,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 17,189 | $2,636,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 123,420 | $2,470,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 63,355 | $2,463,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 13,884 | $2,450,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 19,305 | $2,417,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 61,956 | $2,373,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 22,594 | $2,305,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 2,073 | $2,184,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 18,161 | $2,178,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 29,872 | $2,159,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 35,101 | $2,151,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 43,933 | $2,137,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 22,460 | $2,069,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 25,687 | $2,037,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 20,423 | $2,017,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 114,831 | $2,004,000 | thousands by filing date | |
| IJH | 464287507 | COM | 10,438 | $1,981,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 24,500 | $1,823,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 11,911 | $1,820,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 51,828 | $1,796,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 15,668 | $1,786,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 93,072 | $1,765,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 11,541 | $1,760,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 36,840 | $1,690,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H658 | INSPIRE GBL HOPE | 59,131 | $1,681,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 22,530 | $1,659,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 11,535 | $1,622,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 41,425 | $1,576,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 13,733 | $1,560,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 14,575 | $1,550,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 21,440 | $1,507,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 17,254 | $1,432,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 64,842 | $1,418,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 24,841 | $1,398,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 14,791 | $1,397,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 8,924 | $1,382,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 8,929 | $1,371,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 7,575 | $1,359,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 11,348 | $1,355,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 17,551 | $1,348,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 27,553 | $1,322,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 24,917 | $1,319,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 8,619 | $1,312,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,249 | $1,307,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 5,281 | $1,306,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 10,703 | $1,301,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 28,005 | $1,293,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 8,011 | $1,278,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 11,426 | $1,249,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 10,819 | $1,234,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 98,616 | $1,234,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 5,232 | $1,231,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 7,230 | $1,206,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 11,394 | $1,204,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 6,901 | $1,190,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 10,975 | $1,180,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 9,427 | $1,172,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 35,850 | $1,143,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 15,788 | $1,127,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 11,332 | $1,121,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 7,316 | $1,120,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 12,173 | $1,097,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 11,256 | $1,089,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 52,689 | $1,084,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 36,979 | $1,074,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 909 | $1,063,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 16,046 | $1,027,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 12,684 | $1,024,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 7,591 | $1,019,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 11,632 | $1,017,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 4,602 | $1,015,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 9,151 | $1,013,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 4,955 | $1,003,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 6,443 | $988,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 5,733 | $987,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 22,435 | $981,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 31,102 | $970,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 30,453 | $968,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 9,611 | $949,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 33,967 | $949,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 26,128 | $946,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 7,649 | $946,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 46,412 | $936,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 7,327 | $930,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 15,083 | $913,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 98,500 | $911,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 26,712 | $910,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 19,761 | $907,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 3,659 | $898,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 3,336 | $897,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 5,274 | $897,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 3,022 | $891,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 2,768 | $889,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 13,770 | $881,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 6,542 | $869,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 4,457 | $862,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 68,559 | $856,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 13,975 | $838,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 65,333 | $834,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 6,266 | $814,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 8,740 | $812,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 9,286 | $810,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 4,963 | $808,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 4,149 | $788,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 8,465 | $786,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 10,785 | $783,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 6,045 | $760,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A693 | BRAND VALUE | 47,863 | $760,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 13,403 | $751,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 16,279 | $746,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 3,669 | $745,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 12,616 | $744,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 19,850 | $729,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 27,344 | $724,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 201,000 | $722,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 14,586 | $700,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 4,223 | $693,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 3,674 | $691,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 8,059 | $690,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 9,568 | $681,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 17,312 | $677,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,933 | $668,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 9,160 | $664,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 11,199 | $662,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 20,335 | $662,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 5,300 | $650,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 9,085 | $645,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 10,482 | $641,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 3,062 | $637,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 4,081 | $632,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 18,164 | $619,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 7,907 | $605,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 13,332 | $605,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 11,379 | $601,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 10,461 | $597,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 2 | $595,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 8,782 | $592,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 14,180 | $587,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 4,334 | $584,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 12,362 | $582,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 9,851 | $579,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 6,591 | $554,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 10,967 | $548,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 7,631 | $543,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 3,097 | $539,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 5,162 | $535,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 4,976 | $531,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 4,430 | $528,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 7,700 | $526,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 7,431 | $520,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 5,210 | $514,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 10,236 | $510,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 14,755 | $505,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 9,989 | $491,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 5,000 | $489,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 3,105 | $485,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 10,799 | $485,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 4,262 | $480,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 5,695 | $478,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 5,759 | $476,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 3,262 | $476,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 26,131 | $468,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 5,514 | $462,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 3,408 | $462,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 10,491 | $453,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 3,368 | $452,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 7,398 | $449,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 19,128 | $445,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 5,821 | $439,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 15,000 | $439,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 9,000 | $430,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 3,660 | $429,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 7,055 | $418,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 13,014 | $415,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 6,362 | $415,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 7,276 | $414,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 44,669 | $411,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 9,675 | $411,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 11,625 | $410,000 | thousands by filing date | |
| INSPIRE CORPORATE BOND ETF | 66538H633 | ETF | 16,181 | $408,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 6,770 | $403,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 11,358 | $403,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 8,432 | $399,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 35,887 | $395,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 2,084 | $394,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 21,650 | $393,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 2,383 | $390,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 21,788 | $390,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 10,304 | $389,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 22,433 | $389,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 3,359 | $386,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 23,000 | $384,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 2,643 | $383,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 2,583 | $382,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 6,904 | $379,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 3,546 | $376,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 5,361 | $374,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 10,752 | $370,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,893 | $363,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 16,969 | $362,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 9,005 | $361,000 | thousands by filing date | |
| INSPIRE SMALL/MID CAP ETF | 66538H641 | ETF | 13,475 | $356,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 7,019 | $355,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 6,500 | $355,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 10,741 | $354,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 6,345 | $354,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 8,378 | $352,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 4,819 | $345,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 27,259 | $344,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 4,452 | $334,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 14,888 | $332,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 8,598 | $327,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 44,315 | $326,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,060 | $325,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 3,230 | $321,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 7,337 | $314,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 4,934 | $314,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 17,364 | $314,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 4,899 | $309,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 17,022 | $307,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 15,449 | $303,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 2,970 | $302,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 4,092 | $301,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 3,788 | $300,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 16,450 | $300,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 5,657 | $297,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 9,767 | $294,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 6,481 | $294,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 4,639 | $286,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 556 | $286,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 2,262 | $284,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 5,490 | $283,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 2,000 | $283,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 5,046 | $278,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 4,755 | $278,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 6,840 | $277,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 5,972 | $268,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 2,497 | $265,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 1,605 | $264,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 3,579 | $261,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 6,265 | $255,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,019 | $254,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 1,907 | $250,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 4,816 | $250,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 13,050 | $247,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 3,179 | $245,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 3,316 | $244,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 7,025 | $244,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 4,815 | $244,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 2,894 | $236,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 3,532 | $235,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 26,000 | $233,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 1,232 | $231,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 2,912 | $226,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 4,075 | $225,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 5,386 | $224,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 2,935 | $224,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 2,717 | $224,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 13,766 | $222,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 17,000 | $221,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 2,979 | $220,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 5,329 | $219,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 11,289 | $215,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 3,145 | $214,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 3,297 | $213,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 7,500 | $213,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 6,667 | $213,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 4,292 | $212,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 4,125 | $210,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 2,468 | $208,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,090 | $207,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 1,030 | $206,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 3,562 | $205,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 4,849 | $205,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 6,760 | $202,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 4,750 | $201,000 | thousands by filing date | |
| ETRACS CMCI TOTAL RETURN ETN | 902641778 | CMN | 12,066 | $186,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 10,360 | $181,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 14,344 | $159,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 80,000 | $142,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 15,888 | $136,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 12,333 | $112,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 10,516 | $101,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 10,000 | $56,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 13,530 | $51,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 30,195 | $32,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 11,230 | $10,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001569638-18-000001 | superseded | 2018-02-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001569638-18-000002 | this filing | 2018-02-15 | acceptance time not in the bulk data set |