13F-HR filed by M Holdings Securities, Inc.
M Holdings Securities, Inc. filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-25, with 211 holding rows worth $163,364,000.
- Accession
- 0001569638-16-000008
- Filer
- CIK 1569638
- Filed
- 2016-05-25
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 211 entries on the cover page, a total value of $163,364,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $163,364,000 with VALUE read as thousands by filing date, 13F file number 028-15330. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BERKSHIRE HATHAWAY INC. CLASS B | 84670702 | COM | 51,410 | $7,294,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 137,711 | $6,744,000 | thousands by filing date | |
| APPLE INC | 37833100 | COM | 44,266 | $4,825,000 | thousands by filing date | The CUSIP as filed is malformed. |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 45,812 | $4,586,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 178,216 | $4,509,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 43,607 | $3,645,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 44,239 | $3,641,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 108,220 | $3,440,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 29,867 | $3,407,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 35,301 | $2,418,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 52,435 | $2,263,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 22,205 | $2,118,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 19,096 | $2,116,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 18,624 | $2,015,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 148,050 | $1,999,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 120,000 | $1,915,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 20,106 | $1,772,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 21,500 | $1,747,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 19,492 | $1,657,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 15,936 | $1,633,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 34,985 | $1,623,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 14,391 | $1,613,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 2,104 | $1,605,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 134,044 | $1,592,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 24,731 | $1,465,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 25,637 | $1,416,000 | thousands by filing date | |
| GLOBAL NET LEASE INC | 379378102 | COM | 162,397 | $1,390,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 17,233 | $1,377,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 34,164 | $1,338,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 45,567 | $1,297,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 10,847 | $1,238,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 14,497 | $1,215,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 25,112 | $1,214,000 | thousands by filing date | |
| Be Aerospace Inc | 73302101 | COM | 25,500 | $1,176,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Accenture Plc Class A | G1151C101 | COM | 10,091 | $1,165,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 7,679 | $1,163,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 9,534 | $1,137,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 31,915 | $1,111,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 13,616 | $1,090,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 28,132 | $1,086,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 6,890 | $1,049,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,343 | $1,000,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 12,102 | $996,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 30,718 | $992,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 7,750 | $958,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 12,966 | $952,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 17,959 | $950,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 7,185 | $925,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 4,281 | $880,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 8,644 | $854,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 11,950 | $854,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 8,575 | $852,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 28,479 | $847,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 8,312 | $816,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 9,892 | $815,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 7,140 | $796,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 8,419 | $794,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 7,085 | $791,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 7,337 | $787,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 7,514 | $750,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 77,000 | $745,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 7,127 | $730,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 5,681 | $714,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 12,703 | $687,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 28,052 | $669,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 126,283 | $647,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 7,908 | $646,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 8,260 | $644,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 8,416 | $638,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 5,994 | $638,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 3,871 | $631,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 7,890 | $624,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 2,995 | $619,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 9,768 | $619,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 12,119 | $616,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 4,559 | $601,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 18,544 | $600,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 9,766 | $598,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 22,835 | $597,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 6,262 | $594,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 5,117 | $593,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 18,257 | $591,000 | thousands by filing date | |
| Bank of America | 60505104 | COM | 43,477 | $588,000 | thousands by filing date | The CUSIP as filed is malformed. |
| AIR PRODUCTS & CHEMICALS | 9158106 | COM | 4,048 | $583,000 | thousands by filing date | The CUSIP as filed is malformed. |
| 3M CO COM | 88579Y101 | Stock | 3,491 | $582,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 24,959 | $576,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 64,834 | $575,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 13,911 | $564,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 5,396 | $560,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 15,630 | $553,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 9,585 | $547,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 4,013 | $535,000 | thousands by filing date | |
| BOEING CO. | 97023105 | COM | 4,183 | $531,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CIGNA CORPORATION | 125509109 | COM | 3,705 | $508,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 2,683 | $506,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 3,551 | $503,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 4,150 | $493,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 5,026 | $490,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 7,622 | $486,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 14,063 | $482,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 7,550 | $479,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 4,492 | $474,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 10,268 | $465,000 | thousands by filing date | |
| ABBOTT LABORATORIES | 2824100 | COM | 11,033 | $462,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Citigroup Inc. | 172967424 | COM | 10,872 | $454,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 30,900 | $454,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 10,324 | $454,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 25,435 | $454,000 | thousands by filing date | |
| VTI | 922908769 | COM | 4,290 | $450,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 7,128 | $447,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 6,305 | $447,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 6,430 | $444,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 6,010 | $434,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY A | 84670108 | COM | 2 | $427,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Caterpillar Inc. | 149123101 | COM | 5,558 | $425,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,598 | $420,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 5,015 | $415,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 5,480 | $411,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 7,199 | $411,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 13,782 | $408,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 28,413 | $394,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 7,633 | $390,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 4,771 | $390,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 5,468 | $386,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 67,000 | $386,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,940 | $379,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 9,839 | $375,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 3,168 | $373,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 3,963 | $369,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 9,345 | $369,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 3,033 | $367,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 3,311 | $366,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 4,752 | $363,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 4,473 | $361,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 3,015 | $357,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 6,419 | $349,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 5,409 | $346,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 10,378 | $345,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 7,114 | $340,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 8,342 | $326,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 31,862 | $322,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 3,454 | $317,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 2,903 | $317,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 15,106 | $316,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 18,321 | $314,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 20,090 | $313,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 4,985 | $312,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 13,724 | $311,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 12,439 | $304,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 9,022 | $303,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 18,769 | $303,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 6,194 | $302,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 17,738 | $301,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 2,982 | $293,000 | thousands by filing date | |
| BP PLC ADR | 55622104 | COM | 9,645 | $291,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 6,127 | $289,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 6,199 | $287,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 21,704 | $284,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 8,128 | $283,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 3,784 | $279,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 2,622 | $276,000 | thousands by filing date | |
| Automatic Data Processing | 53015103 | COM | 3,058 | $274,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Union Pacific Corporation | 907818108 | COM | 3,431 | $273,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 8,376 | $273,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 2,894 | $267,000 | thousands by filing date | |
| AMGEN INC. | 31162100 | COM | 1,719 | $258,000 | thousands by filing date | The CUSIP as filed is malformed. |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 10,057 | $257,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 6,240 | $255,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 27,435 | $252,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 13,865 | $250,000 | thousands by filing date | |
| NATIONAL INTERSTATE CORP | 63654U100 | COM | 8,291 | $248,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 8,293 | $245,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 2,361 | $245,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 25,833 | $244,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 3,170 | $243,000 | thousands by filing date | |
| AMAZON.COM INC | 23135106 | COM | 399 | $237,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 2,732 | $236,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 11659109 | COM | 2,868 | $235,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Schwab US REIT ETF | 808524847 | SHS | 5,645 | $234,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 7,332 | $234,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 6,462 | $232,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 1,999 | $229,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 5,484 | $228,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 2,202 | $224,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 1,276 | $220,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 28,972 | $218,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 10,000 | $217,000 | thousands by filing date | |
| BANK OF NOVA SCOTIA | 64149107 | COM | 4,419 | $216,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Comcast Corp | 20030N101 | COM | 3,502 | $214,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 4,049 | $212,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 2,200 | $207,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 2,528 | $207,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 14,311 | $202,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 2,958 | $202,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 23,405 | $199,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 15,464 | $194,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 22,400 | $181,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 12,572 | $153,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 10,217 | $152,000 | thousands by filing date | |
| ETRACS CMCI TOTAL RETURN ETN | 902641778 | CMN | 12,073 | $147,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 15,000 | $122,000 | thousands by filing date | |
| ALCOA, INC. | 13817101 | COM | 12,000 | $115,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 14,344 | $113,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 16,600 | $108,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 10,000 | $60,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 21,361 | $49,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 10,000 | $40,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 14,700 | $16,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 25,975 | $15,000 | thousands by filing date | |
| Medovex Corp | 58504H101 | COM | 12,000 | $13,000 | thousands by filing date | |
| RCS CAP CORP | 74937W102 | COM CL A | 11,400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001569638-16-000008 | this filing | 2016-05-25 | acceptance time not in the bulk data set |