13F-HR filed by M Holdings Securities, Inc.
M Holdings Securities, Inc. filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-17, with 542 holding rows worth $179,048,000.
- Accession
- 0001569638-14-000004
- Filer
- CIK 1569638
- Filed
- 2014-11-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 542 entries on the cover page, a total value of $179,048,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $179,048,000 with VALUE read as thousands by filing date, 13F file number 028-15330. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Berkshire Hathaway Inc | 084670702 | COM | 47,826 | $6,573,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 61,652 | $4,912,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 45,638 | $4,819,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 58,358 | $4,803,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 90,859 | $4,024,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 171,200 | $3,794,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 37,588 | $3,777,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 42,698 | $3,514,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 30,958 | $3,401,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 51,990 | $2,537,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 39,894 | $2,389,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 177,906 | $2,302,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 45,154 | $2,288,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 83,616 | $2,178,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 33,215 | $1,931,000 | thousands by filing date | |
| MY VINTAGE BABY INC | 62847C100 | SC | 2,132,000 | $1,922,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 22,500 | $1,889,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 22,925 | $1,764,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 120,000 | $1,740,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 15,822 | $1,619,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 19,360 | $1,583,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 34,844 | $1,492,000 | thousands by filing date | |
| VTI | 922908769 | COM | 15,326 | $1,483,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 20,744 | $1,476,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 16,842 | $1,476,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 7,754 | $1,432,000 | thousands by filing date | |
| BOSWELL J G | 101205102 | COMMON | 1,300 | $1,388,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 53,365 | $1,347,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 17,502 | $1,312,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 31,643 | $1,251,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 10,399 | $1,242,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 27,801 | $1,205,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 11,412 | $1,196,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 14,713 | $1,183,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 10,866 | $1,178,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 23,793 | $1,126,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 12,070 | $1,124,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 94,300 | $1,103,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 8,505 | $1,018,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 12,737 | $1,018,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 16,902 | $1,008,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 7,950 | $1,003,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 10,900 | $999,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 8,228 | $975,000 | thousands by filing date | |
| 38259p508 | COM | 1,602 | $942,000 | thousands by filing date | ||
| BB & T CORP | 054937107 | COM | 10,309 | $912,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 23,196 | $881,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 7,710 | $874,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 16,555 | $868,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 12,177 | $862,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 10,575 | $860,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 10,733 | $845,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 10,460 | $840,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 16,144 | $837,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 5,808 | $832,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 22,947 | $823,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 1,402 | $809,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 23,885 | $803,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 23,347 | $796,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 12,481 | $788,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 11,976 | $778,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 7,936 | $776,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 9,111 | $759,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 11,284 | $710,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 9,449 | $707,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 9,015 | $703,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 7,622 | $701,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 13,633 | $697,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 5,388 | $683,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 6,953 | $646,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 7,876 | $645,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 7,038 | $639,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 10,333 | $636,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 25,681 | $620,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 7,161 | $610,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 34,252 | $594,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 7,612 | $582,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 5,266 | $575,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 48,167 | $574,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 6,185 | $572,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 5,697 | $568,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 5,984 | $567,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 4,310 | $561,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 16,538 | $544,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 9,983 | $530,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 18,750 | $518,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 5,965 | $505,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 16,207 | $496,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 6,008 | $493,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 18,259 | $489,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 11,424 | $482,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 13,029 | $481,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 2,654 | $479,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 2,180 | $476,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 6,240 | $474,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 4,442 | $474,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 6,128 | $453,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 2,284 | $453,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 3,825 | $453,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 2,288 | $451,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 5,300 | $430,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 5,886 | $425,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 3,575 | $419,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 17,667 | $419,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 14,172 | $413,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 10,215 | $410,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 17,200 | $410,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 7,082 | $409,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 9,745 | $405,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 9,458 | $405,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 3,131 | $383,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 5,823 | $375,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 8,893 | $370,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 6,860 | $369,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 4,468 | $366,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 3,135 | $363,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 7,247 | $363,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 3,551 | $361,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 7,435 | $355,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 6,363 | $354,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 3,752 | $351,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 17,621 | $351,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 7,391 | $349,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 5,273 | $337,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 7,484 | $335,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 4,453 | $335,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 3,190 | $332,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 6,957 | $332,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 2,052 | $329,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 14,943 | $326,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 4,212 | $324,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 6,088 | $318,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 7,657 | $317,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 9,209 | $316,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 6,179 | $313,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 2,781 | $312,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 6,214 | $308,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 5,981 | $307,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,429 | $305,000 | thousands by filing date | |
| PAREX RESOURCES INC | 69946Q104 | Common Stock | 27,000 | $301,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 1,890 | $296,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 3,956 | $292,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 3,311 | $290,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 7,226 | $287,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 5,615 | $285,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 4,927 | $285,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 7,982 | $279,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 2,076 | $277,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 210,500 | $274,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 2,946 | $269,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 3,678 | $264,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 3,278 | $261,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 5,103 | $257,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 8,450 | $255,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 19,145 | $253,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 7,690 | $251,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 10,191 | $244,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,900 | $241,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 1,707 | $241,000 | thousands by filing date | |
| NATIONAL INTERSTATE CORP | 63654U100 | COM | 8,519 | $238,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 7,939 | $235,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 2,630 | $232,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 21,466 | $229,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 4,352 | $227,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 6,900 | $226,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 2,053 | $225,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 4,500 | $223,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 4,721 | $222,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 2,243 | $222,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 22,000 | $219,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 4,047 | $218,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 11,106 | $215,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $207,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 5,387 | $206,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 2,556 | $205,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 2,950 | $201,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 3,437 | $201,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 20,000 | $199,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 5,600 | $197,000 | thousands by filing date | |
| ILLUMINA INC | 452327901 | OPTION | 1,200 | $197,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 4,550 | $193,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 24,708 | $193,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 23,619 | $193,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 11,100 | $193,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 1,980 | $190,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 1,068 | $190,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 9,803 | $189,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 3,344 | $189,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 5,446 | $186,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 4,568 | $184,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 8,435 | $181,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 1,652 | $181,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 8,515 | $181,000 | thousands by filing date | |
| FISHER ENHANCED BIG CAP GROWTH ETN(FBG) | 90267L508 | ETF | 3,500 | $180,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,600 | $179,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 3,034 | $177,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 1,451 | $177,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 7,022 | $175,000 | thousands by filing date | |
| FEDERAL NATL MTG ASSN | 313586109 | COM | 64,750 | $174,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 4,866 | $174,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 1,636 | $173,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,563 | $171,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 3,920 | $171,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 2,575 | $171,000 | thousands by filing date | |
| MTG CORP | 313400301 | COM | 64,750 | $171,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 1,218 | $171,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 2,014 | $171,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 2,600 | $170,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 6,707 | $169,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 3,867 | $168,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 2,717 | $166,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 504 | $163,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 1,716 | $162,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 9,158 | $162,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 1,620 | $159,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,285 | $157,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 2,060 | $155,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 2,817 | $149,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 1,250 | $146,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 2,969 | $142,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 820 | $142,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742C129 | BARC ETN EUR50 | 1,200 | $142,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 9,300 | $139,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 6,485 | $139,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 1,370 | $138,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 2,346 | $138,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 2,233 | $138,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 4,000 | $138,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 3,200 | $138,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,005 | $137,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 1,951 | $137,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 3,209 | $136,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 793 | $135,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 2,000 | $135,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 2,253 | $134,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 2,628 | $133,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 1,315 | $129,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 3,166 | $129,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 9,365 | $127,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 3,700 | $127,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 6,504 | $125,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 1,600 | $124,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,823 | $124,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 2,900 | $124,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 1,172 | $123,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 4,699 | $121,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 15,044 | $121,000 | thousands by filing date | |
| BOULDER TOTAL RET FD INC | 101541100 | COM | 4,596 | $121,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 3,996 | $120,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 2,216 | $119,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 1,000 | $119,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 1,000 | $118,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 1,347 | $117,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 4,218 | $117,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 1,371 | $115,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 1,603 | $115,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 1,057 | $115,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 3,225 | $115,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 1,000 | $114,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 2,000 | $114,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 7,786 | $114,000 | thousands by filing date | |
| FIAT S P A SPON ADR NEWF SPONSORED ADR 1 ADR REP 1 ORD | 315621862 | ADR | 1,948 | $114,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 1,337 | $113,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 1,160 | $112,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 2,300 | $112,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 2,796 | $112,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06741L609 | IPATH DYNM VIX | 3,631 | $112,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 4,013 | $111,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 9,283 | $109,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 1,386 | $108,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 2,846 | $108,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 840 | $108,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 1,950 | $106,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 3,491 | $106,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 2,000 | $102,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 1,944 | $102,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 2,068 | $102,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 5,864 | $102,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 7,579 | $101,000 | thousands by filing date | |
| LVMH MOET HENNESSY LOU FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 502441306 | AMERICAN DEPOSITORY | 3,100 | $101,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 2,850 | $100,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 1,487 | $99,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 1,470 | $97,000 | thousands by filing date | |
| ETRACS CMCI TOTAL RETURN ETN | 902641778 | CMN | 5,150 | $97,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 759 | $96,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 1,781 | $96,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 3,632 | $96,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 7,000 | $95,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 1,380 | $94,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 1,301 | $94,000 | thousands by filing date | |
| DAIMLER A G ADR F SPONSORED AD | 233825108 | ADR | 1,219 | $94,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 1,073 | $93,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 825 | $93,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,050 | $93,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 18,414 | $93,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 479 | $93,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 719 | $93,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 1,100 | $93,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 4,150 | $93,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 1,070 | $92,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 3,360 | $92,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 775 | $92,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 955 | $90,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 1,260 | $90,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 6,200 | $89,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 700 | $88,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 351 | $88,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 9,146 | $88,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 400 | $87,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 1,480 | $87,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 2,500 | $86,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 1,388 | $86,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 3,625 | $85,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 2,000 | $84,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 1,788 | $84,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 3,580 | $84,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 1,846 | $83,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 5,734 | $83,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 753 | $83,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 3,291 | $83,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 1,188 | $82,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 1,757 | $82,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 1,660 | $82,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 1,010 | $81,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 10,400 | $81,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 2,860 | $81,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 768 | $80,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 735 | $79,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 1,665 | $79,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 1,175 | $78,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 2,010 | $77,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 5,024 | $77,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 6,091 | $75,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 822 | $75,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 7,500 | $75,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 6,696 | $75,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 825 | $75,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 2,960 | $74,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 616 | $72,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 1,500 | $71,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 809 | $71,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 1,199 | $71,000 | thousands by filing date | |
| Integrated Environmental Technologies Ltd | 45821F108 | Common / Ordinary Stock | 825,225 | $71,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 1,375 | $70,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1,696 | $70,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 2,400 | $70,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 2,240 | $69,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 5,000 | $69,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 1,236 | $68,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 920 | $67,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 500 | $67,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 3,940 | $67,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 1,908 | $65,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 1,434 | $65,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 884 | $64,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 1,360 | $64,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 372 | $63,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 689 | $62,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 1,224 | $61,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 1,496 | $60,000 | thousands by filing date | |
| Basf Se-Spon Adr | 055262505 | Equity | 655 | $60,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 300 | $59,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 1,670 | $58,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 2,000 | $58,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 890 | $57,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 467 | $55,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 2,400 | $55,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 1,573 | $55,000 | thousands by filing date | |
| ARCELORMITTAL SA ISIN#US03938LAL80 0.000% 02/15/15 B/E DTD 05/20/09 CLB PUT DTD 05/20/09 CLB PUT | 03938LAL8 | PUT | 54,000 | $55,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 540 | $54,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 1,593 | $54,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505509 | YRKVL HIINCINF | 2,357 | $54,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 580 | $53,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 1,380 | $53,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 700 | $52,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 4,718 | $52,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 1,010 | $51,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 1,202 | $51,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 1,000 | $51,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 850 | $50,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 678 | $50,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 675 | $50,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153105 | COM | 2,112 | $50,000 | thousands by filing date | |
| SBT BANCORP INC | 78391C106 | COMMON | 2,316 | $50,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 1,200 | $49,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 620 | $48,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 627 | $48,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 1,065 | $48,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 1,479 | $47,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 852 | $46,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 700 | $46,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 1,265 | $46,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 1,530 | $45,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 1,000 | $45,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 767 | $45,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 864 | $45,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 3,000 | $45,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 1,389 | $45,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 755 | $44,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 498 | $44,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 501 | $44,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 1,000 | $43,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 4,753 | $43,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 1,410 | $43,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 675 | $43,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 500 | $42,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 14,115 | $42,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 483 | $42,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 340 | $41,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 775 | $41,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 445 | $40,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 1,243 | $40,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 5,000 | $40,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 1,084 | $40,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 400 | $39,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 3,000 | $39,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 496 | $38,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 666 | $38,000 | thousands by filing date | |
| PITNEY BOWES INC GLOBAL MEDIUM TERM NTS | 72447XAB3 | Fixed Income | 35,000 | $38,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 751 | $37,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 800 | $37,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 243 | $37,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 577 | $37,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 1,350 | $37,000 | thousands by filing date | |
| L OREAL CO ADR | 502117203 | ADUS | 1,171 | $37,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 1,200 | $36,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 1,250 | $36,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 3,350 | $36,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 871 | $35,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 800 | $35,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 143 | $35,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 1,495 | $35,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 956 | $34,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 904 | $34,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 2,250 | $34,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 750 | $34,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 340 | $34,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 1,500 | $34,000 | thousands by filing date | |
| BRITISH SKY BROADCASTING | 111013108 | COM | 595 | $34,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 842 | $33,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 430 | $33,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 250 | $33,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 200 | $33,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 647 | $33,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 988 | $33,000 | thousands by filing date | |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 1,403 | $33,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 376 | $32,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 783 | $32,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 300 | $32,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 600 | $32,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 850 | $32,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 1,322 | $32,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 4,399 | $32,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 450 | $31,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 541 | $31,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 1,280 | $31,000 | thousands by filing date | |
| NUVEEN NY PERFORMANCE PLUS FD | 67062R104 | COMMON STOCK | 2,200 | $31,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 1,475 | $31,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 453 | $31,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 530 | $30,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 400 | $30,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 1,400 | $30,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 420 | $30,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 900 | $30,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 445 | $30,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 390 | $30,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 600 | $29,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 600 | $29,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 500 | $29,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 2,400 | $29,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 804 | $28,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 512 | $28,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 550 | $28,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 601 | $28,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 500 | $28,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 1,800 | $28,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 1,000 | $27,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 9,000 | $27,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 1,200 | $27,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 492 | $26,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 760 | $26,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 400 | $26,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 3,000 | $26,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 1,000 | $26,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 400 | $26,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 10,840 | $26,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 336 | $25,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 250 | $25,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 619 | $25,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 190 | $25,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 200 | $25,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 460 | $24,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 1,020 | $24,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 300 | $24,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 1,600 | $24,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 2,560 | $24,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 317 | $24,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 240 | $24,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 2,736 | $23,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 624 | $23,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001569638-14-000004 | this filing | 2014-11-17 | acceptance time not in the bulk data set |