13F-HR filed by Tower Research Capital LLC (TRC)
Tower Research Capital LLC (TRC) filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-10, with 4,708 holding rows worth $617,056,000.
- Accession
- 0001569605-16-000008
- Filer
- CIK 1533421
- Filed
- 2016-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 5,429 entries on the cover page, a total value of $617,056,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $616,986,000 with VALUE read as thousands by filing date, 13F file number 028-15416. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerTower Research Capital Investments LLC028-15417
- included managerLatour Trading LLC (Latour)028-15418
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FLEXSHARES TR | 33939L746 | US QUALITY CAP | 100 | $3,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 808 | $3,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 346 | $3,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 100 | $3,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 632 | $3,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 1,300 | $3,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 187 | $3,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 500 | $3,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 465 | $3,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y165 | DAILY 500 2X ETF | 105 | $3,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 400 | $3,000 | thousands by filing date | |
| EURO TECH HOLDINGS CO LTD | G32030127 | SHS NEW | 954 | $3,000 | thousands by filing date | |
| JEWETT CAMERON TRADING LTD | 47733C207 | COM NEW | 330 | $3,000 | thousands by filing date | |
| ELECTRO-SENSORS INC | 285233102 | COM | 932 | $3,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 684 | $3,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y768 | STAR GLOB BUYW | 100 | $3,000 | thousands by filing date | |
| READING INTL INC | 755408200 | CL B | 243 | $3,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 82 | $3,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 260 | $3,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 113 | $3,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 110 | $3,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 123 | $3,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 1,635 | $3,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 214 | $3,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 61 | $3,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 2,376 | $3,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 692 | $3,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 100 | $3,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 100 | $3,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 200 | $3,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 300 | $3,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 293 | $3,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 466 | $3,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 400 | $3,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 310 | $3,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 261 | $3,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 44 | $3,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 230 | $3,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 100 | $3,000 | thousands by filing date | |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 1,397 | $3,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 451 | $3,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 155 | $3,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 1,065 | $3,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 100 | $3,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 653 | $3,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 1,062 | $3,000 | thousands by filing date | |
| Transition Therapeutics, Inc. | 893716209 | COM | 1,446 | $3,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 8,409 | $3,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 2,630 | $3,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 100 | $3,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 2,239 | $3,000 | thousands by filing date | |
| INDUSTRIAL SVCS AMER INC FLA | 456314103 | COM | 2,424 | $3,000 | thousands by filing date | |
| P & F INDS INC | 692830508 | CL A NEW | 370 | $3,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 100 | $3,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 320 | $3,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 450 | $3,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 284 | $3,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 7,873 | $3,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 122 | $3,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 1,801 | $3,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 200 | $3,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 426 | $3,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 1,860 | $3,000 | thousands by filing date | |
| Medgenics Inc New | 58436Q203 | COM NEW | 528 | $3,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 191 | $3,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 1,215 | $3,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 300 | $3,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 186 | $3,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 1,353 | $3,000 | thousands by filing date | |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 4,380 | $3,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 100 | $3,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 392 | $3,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 101 | $3,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 272 | $3,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 820 | $3,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 11,992 | $3,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 145 | $3,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 144 | $3,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 272 | $3,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 410 | $3,000 | thousands by filing date | |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 738 | $3,000 | thousands by filing date | |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 16,484 | $3,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 1,747 | $3,000 | thousands by filing date | |
| SONIC FDRY INC | 83545R207 | COM NEW | 533 | $3,000 | thousands by filing date | |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 100 | $3,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 130 | $3,000 | thousands by filing date | |
| WAYNE SAVINGS BANCSHARES INC | 94624Q101 | COMMON | 232 | $3,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 100 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 96 | $3,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 73 | $3,000 | thousands by filing date | |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 682 | $3,000 | thousands by filing date | |
| VOLTARI CORP NEW | 92870X309 | COM | 583 | $3,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 257 | $3,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782u106 | COM | 2,335 | $3,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 110 | $3,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U829 | GAMING ETF | 105 | $3,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461761 | INDIA CONSUMER | 100 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E846 | GLB X BRAZ CON | 333 | $3,000 | thousands by filing date | |
| CLEANTECH SOLUTIONS INTL INC | 18451N204 | COM NEW | 2,382 | $3,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 283 | $3,000 | thousands by filing date | |
| PROSHARES SHORT BASIC MAT | 74347X559 | COM | 94 | $3,000 | thousands by filing date | |
| CAFEPRESS INC | 12769A103 | COM | 893 | $3,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 200 | $3,000 | thousands by filing date | |
| ECHO THERAPEUTICS INC | 27876L206 | COM NEW | 2,301 | $3,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON | 25153Q658 | ETN DJ HY 2022 | 218 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X632 | INTL UTILT ETF | 200 | $3,000 | thousands by filing date | |
| COLUMBIA ETF TR | 19761R802 | CORE BD ETF | 68 | $3,000 | thousands by filing date | |
| COUNTRY STYLE COOKING REST ADR | 22238M109 | ADR-EMG MKT | 527 | $3,000 | thousands by filing date | |
| Poage Bankshares, Inc. | 730206109 | Common Stock | 176 | $3,000 | thousands by filing date | |
| Full Circle Capital Corp. | 359671104 | COM | 1,437 | $3,000 | thousands by filing date | |
| MARKET VECTORS TREASURY-HEDG | 57061R775 | HI YLD TREA BD | 133 | $3,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 555 | $3,000 | thousands by filing date | |
| GIGA TRONICS INC | 375175106 | COM | 1,800 | $3,000 | thousands by filing date | |
| DATARAM CORP | 238108302 | COM | 5,210 | $3,000 | thousands by filing date | |
| PORTER BANCORP INC | 736233107 | COM | 2,247 | $3,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M203 | COM | 107 | $3,000 | thousands by filing date | |
| TSR INC | 872885207 | COM | 609 | $3,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 1,606 | $3,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 279 | $3,000 | thousands by filing date | |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 1,973 | $3,000 | thousands by filing date | |
| NORTEL INVERSORA S A | 656567401 | SPON ADR PFD B | 187 | $3,000 | thousands by filing date | |
| MER TELEMANAGEMENT SOLUTIONS | M69676126 | SHS | 3,452 | $3,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W200 | ENH US SCP ETF | 100 | $3,000 | thousands by filing date | |
| SINGLE TOUCH SYSTEMS INC | 82988R203 | COM | 1,252 | $3,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 100 | $3,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 100 | $3,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 180 | $3,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 277 | $3,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 138 | $3,000 | thousands by filing date | |
| CEMTREX INC | 15130G303 | COM PAR $.001 | 1,171 | $3,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 300 | $3,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 131 | $3,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 515 | $3,000 | thousands by filing date | |
| MELA SCIENCES INC | 55277R308 | COM NEW | 2,214 | $3,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W101 | ENH US LCP ETF | 94 | $3,000 | thousands by filing date | |
| FACTORSHARES TR | 30304R407 | ISE CYBER SEC | 100 | $3,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 900 | $3,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 226 | $3,000 | thousands by filing date | |
| HEAT BIOLOGICS INC | 42237K102 | COM | 1,296 | $3,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 303 | $3,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V871 | MFS SYS VAL EQ | 51 | $3,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 345 | $3,000 | thousands by filing date | |
| JETPAY CORP | 477177109 | COM | 1,100 | $3,000 | thousands by filing date | |
| ACORN INTL INC | 004854204 | SPONSORD ADR NEW | 562 | $3,000 | thousands by filing date | |
| Marine Harvest ASA | 56824R205 | ADR | 220 | $3,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 775 | $3,000 | thousands by filing date | |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 200 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R803 | RBA QUALIN ETF | 166 | $3,000 | thousands by filing date | |
| Intercloud Systems, Inc | 458488202 | com | 3,380 | $3,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 1,089 | $3,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 1,759 | $3,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 414 | $3,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 2,050 | $3,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B472 | RUSEL 1000 LOW | 115 | $3,000 | thousands by filing date | |
| SYMMETRY SURGICAL INC | 87159G100 | COM | 378 | $3,000 | thousands by filing date | |
| PENNTEX MIDSTREAM PARTNERS L | 709311104 | COM UNIT LTD | 258 | $3,000 | thousands by filing date | |
| Sierra Oncology, Inc. | 74346L101 | common | 209 | $3,000 | thousands by filing date | |
| J G WENTWORTH CO CL A | 46618D108 | CL A | 1,460 | $3,000 | thousands by filing date | |
| PACE HLDGS CORP | G6865N129 | UNIT 99/99/9999 | 318 | $3,000 | thousands by filing date | |
| WOWO LTD | 98212L101 | SPONSORED ADR | 600 | $3,000 | thousands by filing date | |
| VRINGO INC | 92911N302 | Cmn | 1,061 | $3,000 | thousands by filing date | |
| KALOBIOS PHARMACEUTICALS INC | 48344T209 | COM | 300 | $3,000 | thousands by filing date | |
| AROWANA INC | G05011138 | UNIT 99/99/9999 | 308 | $3,000 | thousands by filing date | |
| YOUR CMNTY BANKSHARES INC | 98779U106 | COM | 107 | $3,000 | thousands by filing date | |
| IDI INC | 44938L108 | COM | 459 | $3,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 100 | $2,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 109 | $2,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 28 | $2,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 28 | $2,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 36 | $2,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 200 | $2,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 39 | $2,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 817 | $2,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 100 | $2,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 11 | $2,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 24 | $2,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 100 | $2,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 127 | $2,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 900 | $2,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 362 | $2,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 100 | $2,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 20 | $2,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 40 | $2,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 100 | $2,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 8 | $2,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 200 | $2,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 84 | $2,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 50 | $2,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 106 | $2,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 59 | $2,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 783 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 50 | $2,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 46 | $2,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 200 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 85 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 104 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 114 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 119 | $2,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 100 | $2,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 819 | $2,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 61 | $2,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 174 | $2,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 100 | $2,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 100 | $2,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 100 | $2,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 50 | $2,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 227 | $2,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 100 | $2,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 100 | $2,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 100 | $2,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 7 | $2,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 25 | $2,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 100 | $2,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 89 | $2,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 100 | $2,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 110 | $2,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 149 | $2,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 100 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 24 | $2,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 300 | $2,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 65 | $2,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 127 | $2,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 171 | $2,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 160 | $2,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 200 | $2,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 100 | $2,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 122 | $2,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 171 | $2,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 100 | $2,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 141 | $2,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 100 | $2,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 100 | $2,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 162 | $2,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 191 | $2,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 300 | $2,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 200 | $2,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 36 | $2,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 85 | $2,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 70 | $2,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 134 | $2,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 200 | $2,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 40 | $2,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 34 | $2,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 64 | $2,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 20 | $2,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 545 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 130 | $2,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 252 | $2,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 100 | $2,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 200 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 27 | $2,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 124 | $2,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 100 | $2,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 100 | $2,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 116 | $2,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 139 | $2,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 33 | $2,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 114 | $2,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 400 | $2,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 147 | $2,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 103 | $2,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 62 | $2,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 105 | $2,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 104 | $2,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L761 | CR SCD US BD | 35 | $2,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 300 | $2,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 130 | $2,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 100 | $2,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 82 | $2,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 265 | $2,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 100 | $2,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 100 | $2,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 176 | $2,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 100 | $2,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE VALUE ETF | 02072L102 | ETF | 100 | $2,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 60 | $2,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 120 | $2,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 74 | $2,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 100 | $2,000 | thousands by filing date | |
| FLEXSHARES INTERNATIONALQUALITY DIVIDEND DYNAMICINDEX FUND | 33939L829 | ETF | 100 | $2,000 | thousands by filing date | |
| AVALON HLDGS CORP | 05343P109 | CL A | 926 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 100 | $2,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 66 | $2,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 975 | $2,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 78 | $2,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 523 | $2,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 445 | $2,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 191 | $2,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 225 | $2,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 49 | $2,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 371 | $2,000 | thousands by filing date | |
| ACURA PHARMACEUTICALS INC COM | 00509L802 | COM | 736 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 29 | $2,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 287 | $2,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 100 | $2,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 164 | $2,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 300 | $2,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 941 | $2,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 367 | $2,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 335 | $2,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 100 | $2,000 | thousands by filing date | |
| ADVANTEST CORP. | 00762U200 | Common stock | 200 | $2,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 500 | $2,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 114 | $2,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 64 | $2,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 200 | $2,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 24 | $2,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 100 | $2,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 248 | $2,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 47 | $2,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 6,900 | $2,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 2,717 | $2,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| WISDOMTREE | 97717W752 | EXCHANGE TRADED | 103 | $2,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 19 | $2,000 | thousands by filing date | |
| ASIA TIGERS FUND | 04516T105 | EXCHANGE TRADED | 272 | $2,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 107 | $2,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 261 | $2,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 946 | $2,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 207 | $2,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 94 | $2,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 908 | $2,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 375 | $2,000 | thousands by filing date | |
| AUTHENTIDATE HLDG CORP | 052666203 | COM | 2,991 | $2,000 | thousands by filing date | |
| AIR INDS GROUP COM | 00912N205 | Stock | 212 | $2,000 | thousands by filing date | |
| BIO GREEN MED SOL 6pcnt PFDCONV | 23254L207 | COMMON STOCK | 601 | $2,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 429 | $2,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 571 | $2,000 | thousands by filing date | |
| POWER REIT | 73933H101 | COM | 375 | $2,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 1,144 | $2,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L738 | REAL ASST IDX | 100 | $2,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 35 | $2,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 100 | $2,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 200 | $2,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 100 | $2,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 1,618 | $2,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 133 | $2,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465201 | COM | 71 | $2,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 254 | $2,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 88 | $2,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 4,185 | $2,000 | thousands by filing date | |
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| TIVO INC | 888706108 | COM | 272 | $2,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 180 | $2,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 12,195 | $2,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 200 | $2,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 230 | $2,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639118 | *W EXP 12/06/201 | 1,180 | $2,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 164 | $2,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 200 | $2,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 903 | $2,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 300 | $2,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 300 | $2,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 979 | $2,000 | thousands by filing date | |
| REACHLOCAL INC | 75525F104 | COM | 1,543 | $2,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 100 | $2,000 | thousands by filing date | |
| SERVOTRONICS INC | 817732100 | COM | 299 | $2,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 5,214 | $2,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 65 | $2,000 | thousands by filing date | |
| SMTC CORP | 832682207 | COM NEW | 1,044 | $2,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 460 | $2,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 16,000 | $2,000 | thousands by filing date | |
| JINPAN INTL LTD | G5138L100 | ORD | 557 | $2,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 2,749 | $2,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 284 | $2,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 941 | $2,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 525 | $2,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 444 | $2,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 914 | $2,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 200 | $2,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 100 | $2,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 794 | $2,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 41 | $2,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 200 | $2,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 53 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 123 | $2,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 139 | $2,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 20 | $2,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 499 | $2,000 | thousands by filing date | |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 56 | $2,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 831 | $2,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 200 | $2,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 5,089 | $2,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 2,275 | $2,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 100 | $2,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 829 | $2,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 4,300 | $2,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 1,385 | $2,000 | thousands by filing date | |
| ACTIVE POWER INC | 00504W308 | COM NEW | 1,484 | $2,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 2,111 | $2,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 188 | $2,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 245 | $2,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 181 | $2,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 2,154 | $2,000 | thousands by filing date | |
| GOLDEN ENTERPRISES | 381010107 | COM | 427 | $2,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 232 | $2,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 1,476 | $2,000 | thousands by filing date | |
| BROOKFIELD CANADA OFFICE PRO | 112823109 | TR U | 95 | $2,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 100 | $2,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 200 | $2,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 1,909 | $2,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODUCTS | 019222108 | COM | 2,124 | $2,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 100 | $2,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q304 | JEFF TRJ CRB GLO | 81 | $2,000 | thousands by filing date | |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 1,961 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 106 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E358 | GLB X PERMETF | 100 | $2,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 157 | $2,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 914 | $2,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 800 | $2,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 120 | $2,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 3,878 | $2,000 | thousands by filing date | |
| CGG SPONS ADR | 12531Q105 | ADR | 627 | $2,000 | thousands by filing date | |
| MARKET VECTORS PRE-REFUND MUNI ETF(PRB) | 57060U738 | ETF | 100 | $2,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 400 | $2,000 | thousands by filing date | |
| CHINA NEPSTAR CHAIN DRUGSTORE | 16943C109 | ADR | 916 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 50 | $2,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06738G407 | ETN DJUBS IND MT | 100 | $2,000 | thousands by filing date | |
| NATUZZI S P A | 63905A101 | ADR | 934 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD CBOE | 33733E609 | S\&P.* | 95 | $2,000 | thousands by filing date | |
| LAPORTE BANCORP INC MD | 516651106 | COM | 109 | $2,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 245 | $2,000 | thousands by filing date | |
| YOU ON DEMAND HOLDINGS INC | 98741R207 | COM | 1,141 | $2,000 | thousands by filing date | |
| PROSHARES TR II | 74347W676 | ULSHT DJ UBS CMD | 15 | $2,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC NEW | Y27183105 | SHS A | 579 | $2,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 100 | $2,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 100 | $2,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 1,208 | $2,000 | thousands by filing date | |
| IPATH PURE BETA NICKEL | 06740P213 | CMN | 100 | $2,000 | thousands by filing date | |
| PROSHARES ULT MSCI PAC X-JPN | 74347X534 | CMN | 80 | $2,000 | thousands by filing date | |
| GENVEC INC NEW | 37246C307 | cs | 1,125 | $2,000 | thousands by filing date | |
| ERBA DIAGNOSTICS | 29490B101 | COM | 1,583 | $2,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H321 | ETN DJUBSALUMI38 | 116 | $2,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P171 | IPTH ALUMN ETN | 84 | $2,000 | thousands by filing date | |
| BLUE EARTH INC COM | 095428108 | COMMON STOCK | 3,803 | $2,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC COM | 86627R102 | Stock | 205 | $2,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 263 | $2,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 89 | $2,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 100 | $2,000 | thousands by filing date | |
| ACER THERAPEUTICS INC COM | 68372T301 | Stock | 900 | $2,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 200 | $2,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 316 | $2,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 86 | $2,000 | thousands by filing date | |
| ARADIGM CORP | 038505400 | COM NO PAR NEW | 400 | $2,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC | 039014105 | COM | 821 | $2,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 5,484 | $2,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 238 | $2,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 200 | $2,000 | thousands by filing date | |
| PYXIS TANKERS INC | Y71726106 | COM | 1,462 | $2,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 100 | $2,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W309 | ENH INTL SMCAP | 100 | $2,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 148 | $2,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 304 | $2,000 | thousands by filing date | |
| Ocugen | 43358V109 | Common | 489 | $2,000 | thousands by filing date | |
| Adobe Systems Inc | 98979H103 | COM | 700 | $2,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 102 | $2,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 78 | $2,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P107 | COM | 307 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X350 | SOLACTIVE GERMNY | 34 | $2,000 | thousands by filing date | |
| COUNTERPATH CORP | 22228P302 | COM | 793 | $2,000 | thousands by filing date | |
| SPDR SER TR | 78468R820 | S&P 500 BUYBCK | 54 | $2,000 | thousands by filing date | |
| SB FINL GROUP INC DEP | 78408D204 | SHS PFD 6.5 | 200 | $2,000 | thousands by filing date | |
| HANWHA Q CELL CO LTD | 41135V301 | SPONSORED ADR NE | 108 | $2,000 | thousands by filing date | |
| SAJAN INC | 79379T202 | COM NEW | 410 | $2,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 410 | $2,000 | thousands by filing date | |
| JPMORGAN CHINA | 48126T104 | Cl-EndFund Eq 1 | 100 | $2,000 | thousands by filing date | |
| PRESS GANEY HOL | 74113L102 | Common Stock | 63 | $2,000 | thousands by filing date | |
| MAGELLAN PETE CORP COM NEW | 559091608 | Stock | 3,087 | $2,000 | thousands by filing date | |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 168 | $2,000 | thousands by filing date | |
| CATALYST | 14888D109 | COM | 526 | $2,000 | thousands by filing date | |
| Barington/Hilco Acquisition Corp. | 06759V200 | UNIT | 200 | $2,000 | thousands by filing date | |
| TRONC INC | 896082104 | Common equity shares | 200 | $2,000 | thousands by filing date | |
| BIOCEPT INC | 09072V105 | COM | 894 | $2,000 | thousands by filing date | |
| USCF ETF TR | 90290T106 | STK SPLT IDX FD | 121 | $2,000 | thousands by filing date | |
| COPSYNC INC | 217712207 | COM NEW | 1,015 | $2,000 | thousands by filing date | |
| HENNESSY CAPITAL ACQUISITION | 42588J209 | UNIT 99/99/9999 | 174 | $2,000 | thousands by filing date | |
| AMPLIPHI BIOSCIENCES ORD SHS | 03211P202 | COM | 438 | $2,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T563 | BG CP GRTH ETN | 40 | $2,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y636 | MKT ADPTV ETF | 70 | $2,000 | thousands by filing date | |
| DELCATH SYS INC | 24661P401 | Cmn | 4,393 | $2,000 | thousands by filing date | |
| CELATOR PHARMACEUTICALS INC | 15089R102 | Cmn | 1,001 | $2,000 | thousands by filing date | |
| CYNAPSUS THERAPEUTICS INC | 23257Y859 | COM PAR NO PAR | 140 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W299 | JAPAN INTRT FD | 33 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X442 | SPDR MSCI BEYOND | 46 | $2,000 | thousands by filing date | |
| GARNERO GROUP ACQUISITION CO | G5866L124 | UNIT 06/25/2016 | 211 | $2,000 | thousands by filing date | |
| SOLAR3D INC | 83417A209 | COM NEW | 561 | $2,000 | thousands by filing date | |
| FACTORSHARES TR | 30304R886 | BLUESTAR TA | 100 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001569605-16-000008 | this filing | 2016-02-10 | acceptance time not in the bulk data set |