13F-HR filed by CTC Alternative Strategies, Ltd.
CTC Alternative Strategies, Ltd. filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-01-29, with 129 holding rows worth $50,038,000.
- Accession
- 0001569550-15-000002
- Filer
- CIK 1569550
- Filed
- 2015-01-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 129 entries on the cover page, a total value of $50,038,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $50,038,840 with VALUE read as dollars, detected, 13F file number 028-15476. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FOX CORP CLASS B | 90130A200 | COM | 150,000 | $5,533,500 | dollars, detected | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 185,674 | $4,632,566 | dollars, detected | |
| COMERICA INC-CW18 | 200340115 | WTS | 184,400 | $3,309,980 | dollars, detected | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 40,000 | $2,302,600 | dollars, detected | |
| NEWS CORP NEW | 65249B208 | CL B | 100,000 | $1,508,000 | dollars, detected | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 56,805 | $1,141,212 | dollars, detected | |
| DISCOVERY INC | 25470F302 | COM SER C | 31,741 | $1,070,306 | dollars, detected | |
| BLACKHAWK NET B | 09238E203 | Common Stock | 28,039 | $1,056,789 | dollars, detected | |
| CAPITAL ONE FINL CORP | 14040H139 | W EXP 11/14/2018 | 25,000 | $1,027,750 | dollars, detected | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 280,000 | $890,400 | dollars, detected | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 6,894 | $760,683 | dollars, detected | |
| 38259p508 | COM | 1,350 | $716,391 | dollars, detected | ||
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 54,845 | $685,562 | dollars, detected | |
| REALTY INCOME CORP COM | 756109104 | REIT | 13,894 | $662,882 | dollars, detected | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 51,740 | $613,119 | dollars, detected | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 16,363 | $571,232 | dollars, detected | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 10,816 | $522,845 | dollars, detected | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 36,120 | $510,014 | dollars, detected | |
| Bank of America Corp | 060505104 | COM | 28,300 | $506,287 | dollars, detected | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 17,910 | $493,420 | dollars, detected | |
| INVESCO SR INCOME TR | 46131H107 | COM | 106,960 | $487,737 | dollars, detected | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 28,100 | $463,088 | dollars, detected | |
| Wells Fargo & Company | 949746101 | COM | 7,800 | $427,596 | dollars, detected | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 78,880 | $418,852 | dollars, detected | |
| Citigroup Inc. | 172967424 | COM | 7,300 | $395,003 | dollars, detected | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 1,900 | $392,540 | dollars, detected | |
| TCF FINANCIAL CORP-CW18 | 872275128 | WTS | 144,200 | $376,362 | dollars, detected | |
| Deere & Company | 244199105 | COM | 4,200 | $371,574 | dollars, detected | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 99,580 | $370,437 | dollars, detected | |
| Cisco Systems,Inc. | 17275R102 | COM | 13,300 | $369,939 | dollars, detected | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 27,520 | $368,492 | dollars, detected | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 40,120 | $351,852 | dollars, detected | |
| HALYARD HEALTH INC | 40650V100 | COM | 7,700 | $350,119 | dollars, detected | |
| LORILLARD INC | 544147101 | COM | 5,400 | $339,876 | dollars, detected | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 24,435 | $339,402 | dollars, detected | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 3,200 | $338,720 | dollars, detected | |
| MDU RES GROUP INC | 552690109 | COM | 14,165 | $332,877 | dollars, detected | |
| JPMorgan Chase & Co | 46625H100 | COM | 5,300 | $331,674 | dollars, detected | |
| CORNERSTONE PROGRESSIVE RTN | 21925C200 | COM NEW | 21,205 | $322,528 | dollars, detected | |
| WP GLIMCHER IN | 92939N102 | COM | 18,400 | $316,848 | dollars, detected | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 27,600 | $312,984 | dollars, detected | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 38,525 | $310,896 | dollars, detected | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 26,700 | $303,846 | dollars, detected | |
| ALBEMARLE CORP | 012653101 | COM | 4,900 | $294,637 | dollars, detected | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 18,960 | $294,448 | dollars, detected | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 21,960 | $285,699 | dollars, detected | |
| Amazon.com, Inc | 023135106 | COM | 915 | $283,970 | dollars, detected | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 17,940 | $282,016 | dollars, detected | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 17,840 | $281,336 | dollars, detected | |
| DONALDSON INC COM | 257651109 | Stock | 7,100 | $274,273 | dollars, detected | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 20,360 | $261,626 | dollars, detected | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 3,614 | $241,740 | dollars, detected | |
| Liberty Global Series C | 530555309 | COM | 5,000 | $241,550 | dollars, detected | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 4,500 | $241,335 | dollars, detected | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 10,320 | $238,908 | dollars, detected | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 5,300 | $236,433 | dollars, detected | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 19,500 | $234,780 | dollars, detected | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 14,800 | $234,136 | dollars, detected | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 15,000 | $231,900 | dollars, detected | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 13,700 | $228,516 | dollars, detected | |
| BUNGE LTD | G16962105 | COM | 2,500 | $227,275 | dollars, detected | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 23,171 | $224,990 | dollars, detected | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 8,922 | $222,514 | dollars, detected | |
| SPRINT CORP | 85207U105 | COM SER 1 | 53,562 | $222,282 | dollars, detected | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 3,100 | $218,984 | dollars, detected | |
| V2X INC | 92242T101 | COM | 7,855 | $215,227 | dollars, detected | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 17,160 | $213,298 | dollars, detected | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 10,000 | $210,900 | dollars, detected | |
| KLX INC | 482539103 | COM | 5,050 | $208,312 | dollars, detected | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 10,200 | $205,938 | dollars, detected | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 2,000 | $205,700 | dollars, detected | |
| STAPLES INC | 855030102 | COM | 11,100 | $201,132 | dollars, detected | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 12,000 | $199,200 | dollars, detected | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 18,100 | $191,136 | dollars, detected | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 27,900 | $189,720 | dollars, detected | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 11,800 | $185,968 | dollars, detected | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 26,100 | $182,700 | dollars, detected | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 11,448 | $179,619 | dollars, detected | |
| RF MICRODEVICES INC | 749941100 | COM | 10,600 | $175,854 | dollars, detected | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 14,820 | $171,912 | dollars, detected | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 12,580 | $169,578 | dollars, detected | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 10,600 | $169,176 | dollars, detected | |
| PGT INNOVATIONS INC | 69336V101 | COM | 17,300 | $166,599 | dollars, detected | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 16,960 | $166,208 | dollars, detected | |
| AVON PRODS INC | 054303102 | COM | 17,284 | $162,296 | dollars, detected | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 23,860 | $150,318 | dollars, detected | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 11,731 | $147,341 | dollars, detected | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 13,440 | $147,168 | dollars, detected | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 12,720 | $139,792 | dollars, detected | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 10,700 | $124,655 | dollars, detected | |
| PLANAR SYSTEMS INC | 726900103 | COM | 14,100 | $118,017 | dollars, detected | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 16,300 | $117,197 | dollars, detected | |
| SUPERVALU INC | 868536103 | COM | 11,700 | $113,490 | dollars, detected | |
| GROUPON INC | 399473107 | COMMON STOCK | 13,580 | $112,170 | dollars, detected | |
| EMULEX CORP | 292475209 | COM NEW | 19,100 | $108,297 | dollars, detected | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 25,900 | $108,132 | dollars, detected | |
| BGC PARTNERS INC | 05541T101 | CL A | 11,500 | $105,225 | dollars, detected | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 39,002 | $104,135 | dollars, detected | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 11,100 | $103,452 | dollars, detected | |
| ZYNGA INC. | 98986T108 | CL A | 37,153 | $98,826 | dollars, detected | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 17,400 | $96,570 | dollars, detected | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 11,145 | $94,955 | dollars, detected | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 12,603 | $93,010 | dollars, detected | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 11,600 | $92,916 | dollars, detected | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 13,540 | $92,884 | dollars, detected | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 17,335 | $87,715 | dollars, detected | |
| APOLLO INVT CORP | 03761U106 | COM | 11,800 | $87,556 | dollars, detected | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 17,097 | $87,365 | dollars, detected | |
| PEABODY ENERGY CORP | 704549104 | COM | 10,726 | $83,019 | dollars, detected | |
| SFX ENTMT INC | 784178303 | COM | 18,077 | $81,888 | dollars, detected | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 12,284 | $80,091 | dollars, detected | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 14,200 | $78,242 | dollars, detected | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 16,806 | $77,643 | dollars, detected | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 10,021 | $73,253 | dollars, detected | |
| MCDERMOTT INTL INC | 580037109 | COM | 24,345 | $70,843 | dollars, detected | |
| KEY ENERGY SVCS INC | 492914106 | COM | 42,209 | $70,489 | dollars, detected | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 19,500 | $68,640 | dollars, detected | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 10,021 | $67,341 | dollars, detected | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 16,800 | $65,520 | dollars, detected | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 12,140 | $65,191 | dollars, detected | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 35,441 | $63,084 | dollars, detected | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 75,800 | $59,882 | dollars, detected | |
| CUMULUS MEDIA INC | 231082108 | CL A | 14,000 | $59,220 | dollars, detected | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 32,116 | $58,451 | dollars, detected | |
| REX ENERGY CORPORATION | 761565100 | COM | 10,426 | $53,172 | dollars, detected | |
| CTC MEDIA INC | 12642X106 | COM | 10,200 | $49,674 | dollars, detected | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 14,526 | $39,946 | dollars, detected | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 10,413 | $38,944 | dollars, detected | |
| VALLEY NATIONAL BANCORP-CW18 | 919794131 | WTS | 76,000 | $20,520 | dollars, detected |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001569550-15-000002 | this filing | 2015-01-29 | acceptance time not in the bulk data set |