13F-HR filed by CTC Alternative Strategies, Ltd.
CTC Alternative Strategies, Ltd. filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-02, with 161 holding rows worth $176,783,753 by the sum of the rows.
- Accession
- 0001569550-14-000003
- Filer
- CIK 1569550
- Filed
- 2014-05-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 170 entries on the cover page, a total value of $120,444,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $176,783,753 with VALUE read as dollars, detected, 13F file number 028-15476. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $120,444,000, 32% less than the sum of the rows, $176,783,753. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 251,821 | $47,093,045 | dollars, detected | |
| SPY | 78462F103 | SHS | 37,729 | $36,402,033 | dollars, detected | call |
| SPY | 78462F103 | SHS | 25,332 | $29,251,047 | dollars, detected | put |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 185,674 | $4,381,906 | dollars, detected | |
| FOX CORP CLASS B | 90130A200 | COM | 140,500 | $4,372,360 | dollars, detected | |
| COMERICA INC-CW18 | 200340115 | WTS | 184,400 | $4,130,560 | dollars, detected | |
| TYCOINTLLTDNEW | 902124106 | COM | 56,500 | $2,395,600 | dollars, detected | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 40,000 | $1,950,800 | dollars, detected | |
| McDonalds Corporation | 580135101 | COM | 17,600 | $1,725,328 | dollars, detected | |
| Chevron Corporation | 166764100 | COM | 14,500 | $1,724,195 | dollars, detected | |
| Procter & Gamble Co | 742718109 | COM | 21,300 | $1,716,780 | dollars, detected | |
| Abbott Laboratories | 002824100 | COM | 41,000 | $1,578,910 | dollars, detected | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 8,900 | $1,513,445 | dollars, detected | |
| FEDEX CORP COM | 31428X106 | Stock | 8,800 | $1,166,528 | dollars, detected | |
| CAPITAL ONE FINL CORP | 14040H139 | W EXP 11/14/2018 | 25,000 | $883,750 | dollars, detected | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 280,000 | $856,800 | dollars, detected | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 44,305 | $845,339 | dollars, detected | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 38,000 | $841,320 | dollars, detected | |
| Liberty Global Series C | 530555309 | COM | 20,000 | $814,200 | dollars, detected | |
| Deere & Company | 244199105 | COM | 8,500 | $771,800 | dollars, detected | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 6,894 | $738,071 | dollars, detected | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 54,845 | $655,946 | dollars, detected | |
| Cisco Systems,Inc. | 17275R102 | COM | 28,400 | $636,586 | dollars, detected | |
| Verizon Communications Inc | 92343V104 | COM | 13,300 | $632,681 | dollars, detected | |
| LinnCo, LLC | 535782106 | LTD | 21,824 | $590,339 | dollars, detected | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 32,460 | $585,253 | dollars, detected | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 6,800 | $578,680 | dollars, detected | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 8,200 | $554,894 | dollars, detected | |
| MACYS INC COM | 55616P104 | Stock | 9,200 | $545,468 | dollars, detected | |
| DISCOVERY INC | 25470F302 | COM SER C | 7,000 | $539,420 | dollars, detected | |
| EMULEX CORP | 292475209 | COM NEW | 67,700 | $500,303 | dollars, detected | |
| Bank of America Corp | 060505104 | COM | 27,600 | $474,720 | dollars, detected | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 13,600 | $471,240 | dollars, detected | |
| TCF FINANCIAL CORP-CW18 | 872275128 | WTS | 144,200 | $462,882 | dollars, detected | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 17,720 | $415,888 | dollars, detected | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 34,080 | $415,776 | dollars, detected | |
| Micron Technology,Inc. | 595112103 | COM | 17,500 | $414,050 | dollars, detected | |
| Wells Fargo & Company | 949746101 | COM | 8,200 | $407,868 | dollars, detected | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 25,915 | $406,865 | dollars, detected | |
| GAP INC COM | 364760108 | Stock | 9,300 | $372,558 | dollars, detected | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 5,000 | $363,000 | dollars, detected | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 10,500 | $356,370 | dollars, detected | |
| UNITED RENTALS INC COM | 911363109 | Stock | 3,700 | $351,278 | dollars, detected | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 4,300 | $350,966 | dollars, detected | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 23,100 | $346,962 | dollars, detected | |
| GAMESTOP CORP | 36467W109 | CL A | 8,400 | $345,240 | dollars, detected | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 7,200 | $340,704 | dollars, detected | |
| ONE GAS INC COM | 68235P108 | Stock | 9,300 | $334,149 | dollars, detected | |
| STARWOOD WAYPOINT RESIDENTL | 85571W109 | COM SHS | 11,243 | $323,685 | dollars, detected | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 19,000 | $319,580 | dollars, detected | |
| NEWCASTLE INVT CORP | 65105M108 | COM | 67,800 | $318,660 | dollars, detected | |
| JPMorgan Chase & Co | 46625H100 | COM | 5,200 | $315,692 | dollars, detected | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 3,200 | $314,272 | dollars, detected | |
| FOREST LABS INC | 345838106 | COM | 3,385 | $312,333 | dollars, detected | |
| Lockheed Martin Corporation | 539830109 | COM | 1,900 | $310,156 | dollars, detected | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 17,400 | $308,502 | dollars, detected | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 3,000 | $306,780 | dollars, detected | |
| MURPHY USA INC COM | 626755102 | Stock | 7,550 | $306,454 | dollars, detected | |
| ASSURANT INC COM | 04621X108 | Stock | 4,300 | $279,328 | dollars, detected | |
| Citigroup Inc. | 172967424 | COM | 5,700 | $271,320 | dollars, detected | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 3,100 | $269,824 | dollars, detected | |
| UNISYS CORP | 909214306 | COMMON STOCK | 8,700 | $265,002 | dollars, detected | |
| UNIT CORP | 909218109 | COM | 4,000 | $261,520 | dollars, detected | |
| AETNA INC NEW | 00817Y108 | COM | 3,460 | $259,396 | dollars, detected | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 10,800 | $258,120 | dollars, detected | |
| AMR CORP | 001765106 | COMMON STOCK | 22,500 | $256,275 | dollars, detected | |
| GANNETT INC | 364730101 | COM | 9,100 | $251,160 | dollars, detected | |
| CROCS INC COM | 227046109 | Stock | 16,100 | $251,160 | dollars, detected | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 15,000 | $247,050 | dollars, detected | |
| DOMTAR CORP | 257559203 | COM NEW | 2,200 | $246,884 | dollars, detected | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 15,400 | $242,550 | dollars, detected | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 10,160 | $241,808 | dollars, detected | |
| XEROX CORP | 984121103 | COM | 21,065 | $238,034 | dollars, detected | |
| ILLUMINA INC | 452327109 | COM | 1,600 | $237,856 | dollars, detected | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 1,200 | $237,396 | dollars, detected | |
| DIRECTV | 25490A309 | COM | 3,101 | $236,978 | dollars, detected | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,900 | $234,422 | dollars, detected | |
| TECH DATA CORP | 878237106 | COM | 3,800 | $231,648 | dollars, detected | |
| WESTERN REFNG INC | 959319104 | COM | 6,000 | $231,600 | dollars, detected | |
| DOVER CORP COM | 260003108 | Stock | 2,800 | $228,900 | dollars, detected | |
| TYSON FOODS INC CL A | 902494103 | Stock | 5,000 | $220,050 | dollars, detected | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 18,330 | $219,043 | dollars, detected | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 6,000 | $218,760 | dollars, detected | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 4,300 | $216,419 | dollars, detected | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 14,800 | $216,376 | dollars, detected | |
| UNUM GROUP COM | 91529Y106 | Stock | 6,100 | $215,391 | dollars, detected | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 3,500 | $215,040 | dollars, detected | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 200 | $214,930 | dollars, detected | |
| KORN FERRY COM NEW | 500643200 | Stock | 7,200 | $214,344 | dollars, detected | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 20,585 | $213,260 | dollars, detected | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 3,500 | $212,870 | dollars, detected | |
| Netflix, Inc | 64110L106 | COM | 600 | $211,218 | dollars, detected | |
| ANDERSONS INC COM | 034164103 | Stock | 3,500 | $207,340 | dollars, detected | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 3,400 | $206,074 | dollars, detected | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 4,300 | $205,368 | dollars, detected | |
| KROGER CO COM | 501044101 | Stock | 4,700 | $205,155 | dollars, detected | |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 7,800 | $205,140 | dollars, detected | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 3,900 | $204,633 | dollars, detected | |
| Lowes Companies Inc | 42222G108 | LOW | 6,000 | $204,060 | dollars, detected | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 5,386 | $202,567 | dollars, detected | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 3,800 | $201,780 | dollars, detected | |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 3,100 | $201,283 | dollars, detected | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 16,060 | $198,180 | dollars, detected | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 13,770 | $193,055 | dollars, detected | |
| SUPERVALU INC | 868536103 | COM | 27,900 | $190,836 | dollars, detected | |
| OFFICE DEPOT INC | 676220106 | COM | 46,188 | $190,756 | dollars, detected | |
| HUDSON CITY BANCORP | 443683107 | COM | 18,900 | $185,787 | dollars, detected | |
| RDA MICROELECTRONICS INC | 749394102 | SPONSORED ADR | 10,100 | $181,093 | dollars, detected | |
| SANMINA CORP COM | 801056102 | Stock | 10,300 | $179,735 | dollars, detected | |
| MERITOR INC | 59001K100 | COMMON STOCK | 14,200 | $173,950 | dollars, detected | |
| INOVIO PHARMACEUTICALS I | 45773H102 | COM | 50,900 | $169,497 | dollars, detected | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 14,820 | $162,871 | dollars, detected | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 16,300 | $162,511 | dollars, detected | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 15,300 | $162,333 | dollars, detected | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 12,580 | $160,269 | dollars, detected | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 10,300 | $159,238 | dollars, detected | |
| DWS MULTI MKT INCOME TR | 23338L108 | SHS | 16,025 | $152,397 | dollars, detected | |
| Select Medical Holdings Corp | 816196109 | COM | 11,600 | $144,420 | dollars, detected | |
| WILSHIRE BANCORP INC | 97186T108 | COM | 13,000 | $144,300 | dollars, detected | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 12,900 | $143,319 | dollars, detected | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 22,500 | $137,250 | dollars, detected | |
| RITEAID CORP | 767754104 | COM | 20,900 | $131,043 | dollars, detected | |
| RF MICRODEVICES INC | 749941100 | COM | 16,400 | $129,232 | dollars, detected | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 11,600 | $125,280 | dollars, detected | |
| SYNERGY RES CORP | 87164P103 | COM | 11,200 | $120,400 | dollars, detected | |
| TICC CAPITAL CORP | 87244T109 | COM | 12,300 | $120,294 | dollars, detected | |
| GIANT INTERACTIVE GROUP INC | 374511103 | ADR | 10,300 | $119,171 | dollars, detected | |
| CALLON PETE CO DEL | 13123X102 | COM | 12,700 | $106,299 | dollars, detected | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 13,100 | $100,084 | dollars, detected | |
| APOLLO INVT CORP | 03761U106 | COM | 11,800 | $98,058 | dollars, detected | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 11,100 | $94,572 | dollars, detected | |
| ATMEL CORP | 049513104 | COM | 11,000 | $91,960 | dollars, detected | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 14,100 | $91,509 | dollars, detected | |
| NEURALSTEM INC | 64127R302 | COM | 21,700 | $90,923 | dollars, detected | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 27,500 | $88,000 | dollars, detected | |
| YONGYE INTL INC | 98607B106 | COM | 12,400 | $84,444 | dollars, detected | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 11,400 | $80,826 | dollars, detected | |
| QUICKLOGIC CORP | 74837P108 | COM | 15,100 | $78,671 | dollars, detected | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 10,700 | $73,402 | dollars, detected | |
| OCLARO INC | 67555N206 | COM | 23,400 | $72,540 | dollars, detected | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 16,600 | $67,728 | dollars, detected | |
| Lee Enterprises Inc | 523768109 | COM | 14,500 | $64,815 | dollars, detected | |
| ATHERSYS INC | 04744L106 | COM | 19,500 | $63,180 | dollars, detected | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 11,400 | $62,700 | dollars, detected | |
| HANSEN MEDICAL INC | 411307101 | COM | 20,600 | $53,560 | dollars, detected | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 24,200 | $52,030 | dollars, detected | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 13,905 | $50,197 | dollars, detected | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 11,900 | $44,744 | dollars, detected | |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 10,200 | $42,840 | dollars, detected | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 12,100 | $38,720 | dollars, detected | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 15,900 | $36,888 | dollars, detected | |
| DURECT CORP | 266605104 | COM | 27,300 | $36,309 | dollars, detected | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 32,200 | $34,776 | dollars, detected | |
| VALLEY NATIONAL BANCORP-CW18 | 919794131 | WTS | 76,000 | $34,200 | dollars, detected | |
| DENDREON CORP | 24823Q107 | COM | 10,500 | $31,395 | dollars, detected | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 11,000 | $28,930 | dollars, detected | |
| CINEDIGM CORP COM | 172406100 | COM | 10,400 | $26,624 | dollars, detected | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 75,800 | $23,498 | dollars, detected | |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 20,700 | $21,942 | dollars, detected | |
| STR HOLDINGS INC | 78478V100 | COMMON STOCK | 11,900 | $18,921 | dollars, detected | |
| CAMAC ENERGY INC | 131745101 | COM | 15,260 | $11,902 | dollars, detected |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001569550-14-000003 | this filing | 2014-05-02 | acceptance time not in the bulk data set |