13F-HR filed by CTC Alternative Strategies, Ltd.
CTC Alternative Strategies, Ltd. filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-12, with 143 holding rows worth $131,174,343 by the sum of the rows.
- Accession
- 0001569550-14-000001
- Filer
- CIK 1569550
- Filed
- 2014-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 153 entries on the cover page, a total value of $106,890,233 stated on the cover page (in dollars after the unit check, H1), rows summing to $131,174,343 with VALUE read as dollars, detected, 13F file number 028-15476. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $106,890,233, 19% less than the sum of the rows, $131,174,343. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 236,678 | $43,712,059 | dollars, detected | |
| SPY | 78462F103 | SHS | 18,909 | $26,199,139 | dollars, detected | call |
| SPY | 78462F103 | SHS | 859 | $3,651,695 | dollars, detected | put |
| COMERICA INC-CW18 | 200340115 | WTS | 184,400 | $3,512,820 | dollars, detected | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 185,674 | $3,295,713 | dollars, detected | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 90,000 | $1,901,700 | dollars, detected | |
| Caterpillar Inc. | 149123101 | COM | 17,350 | $1,575,553 | dollars, detected | |
| HCP INC | 40414L109 | COM | 33,700 | $1,223,984 | dollars, detected | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 10,600 | $1,206,280 | dollars, detected | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 70,405 | $1,205,333 | dollars, detected | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 76,800 | $1,161,216 | dollars, detected | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 25,000 | $1,117,000 | dollars, detected | |
| AMR CORP | 001765106 | COMMON STOCK | 90,000 | $1,025,100 | dollars, detected | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 44,300 | $941,375 | dollars, detected | |
| CAPITAL ONE FINL CORP | 14040H139 | W EXP 11/14/2018 | 25,000 | $886,000 | dollars, detected | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 280,000 | $868,000 | dollars, detected | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 62,845 | $723,345 | dollars, detected | |
| RED HAT INC | 756577102 | COM | 12,800 | $717,312 | dollars, detected | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 6,894 | $715,183 | dollars, detected | |
| JOY GLOBAL INC | 481165108 | COM | 12,200 | $713,578 | dollars, detected | |
| BROWN & BROWN INC COM | 115236101 | Stock | 22,000 | $690,580 | dollars, detected | |
| D R HORTON INC COM | 23331A109 | Stock | 30,500 | $680,760 | dollars, detected | |
| ALLERGAN INC | 018490102 | COM | 6,100 | $677,588 | dollars, detected | |
| TERADATA CORP DEL | 88076W103 | COM | 14,300 | $650,507 | dollars, detected | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 13,200 | $648,384 | dollars, detected | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 15,800 | $634,686 | dollars, detected | |
| CITRIX SYSTEMS INC | 177376100 | COM | 10,000 | $632,500 | dollars, detected | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 22,000 | $631,620 | dollars, detected | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 32,460 | $619,661 | dollars, detected | |
| CENTURYLINK INC | 156700106 | COM | 19,300 | $614,705 | dollars, detected | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 8,800 | $613,008 | dollars, detected | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 39,700 | $603,440 | dollars, detected | |
| DILLARDS INC CL A | 254067101 | Stock | 6,200 | $602,702 | dollars, detected | |
| International Business Machines Corporation | 459200101 | COM | 3,200 | $600,224 | dollars, detected | |
| NEWMONT CORP | 651639106 | COM | 26,000 | $598,780 | dollars, detected | |
| URBAN OUTFITTERS INC | 917047102 | COM | 16,100 | $597,310 | dollars, detected | |
| VALMONT INDS INC COM | 920253101 | Stock | 3,900 | $581,568 | dollars, detected | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 10,200 | $580,584 | dollars, detected | |
| COACH INC | 189754104 | COM | 10,300 | $578,139 | dollars, detected | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 57,700 | $575,269 | dollars, detected | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 10,100 | $574,488 | dollars, detected | |
| EXELON CORP COM | 30161N101 | Stock | 20,700 | $566,973 | dollars, detected | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 1,400 | $537,712 | dollars, detected | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 7,200 | $535,896 | dollars, detected | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 29,400 | $528,024 | dollars, detected | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 11,400 | $510,150 | dollars, detected | |
| TCF FINANCIAL CORP-CW18 | 872275128 | WTS | 144,200 | $475,860 | dollars, detected | |
| APTARGROUP INC COM | 038336103 | Stock | 6,700 | $454,327 | dollars, detected | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 8,300 | $421,723 | dollars, detected | |
| Bank of America Corp | 060505104 | COM | 27,000 | $420,390 | dollars, detected | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 19,700 | $415,473 | dollars, detected | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 34,080 | $415,094 | dollars, detected | |
| DENTSPLY INTL INC | 249030107 | COM | 8,500 | $412,080 | dollars, detected | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 17,720 | $410,040 | dollars, detected | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 3,400 | $407,796 | dollars, detected | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 22,350 | $402,747 | dollars, detected | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 25,915 | $395,722 | dollars, detected | |
| RPM INTL INC COM | 749685103 | Stock | 9,500 | $394,345 | dollars, detected | |
| OLD REP INTL CORP COM | 680223104 | Stock | 22,400 | $386,848 | dollars, detected | |
| Wells Fargo & Company | 949746101 | COM | 8,200 | $372,280 | dollars, detected | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 1,609 | $371,947 | dollars, detected | call |
| Citigroup Inc. | 172967424 | COM | 7,100 | $369,981 | dollars, detected | |
| BLACK HILLS CORP COM | 092113109 | Stock | 6,400 | $336,064 | dollars, detected | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 6,700 | $328,568 | dollars, detected | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 19,000 | $314,830 | dollars, detected | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 6,400 | $313,984 | dollars, detected | |
| MURPHY USA INC COM | 626755102 | Stock | 7,550 | $313,778 | dollars, detected | |
| JPMorgan Chase & Co | 46625H100 | COM | 5,200 | $304,096 | dollars, detected | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 13,360 | $302,203 | dollars, detected | |
| FULLER H B CO COM | 359694106 | Stock | 5,200 | $270,608 | dollars, detected | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 28,900 | $260,678 | dollars, detected | |
| 901167106 | COM | 4,000 | $254,600 | dollars, detected | ||
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 10,000 | $229,600 | dollars, detected | |
| Microsoft Corp | 594918104 | COM | 6,129 | $229,285 | dollars, detected | |
| WGL HLDGS INC | 92924F106 | COM | 5,600 | $224,336 | dollars, detected | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 15,000 | $220,200 | dollars, detected | |
| ING EMERGING MKTS HGH DIV EQ | 45685X104 | COM | 18,330 | $215,377 | dollars, detected | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 300 | $208,460 | dollars, detected | call |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 398 | $206,960 | dollars, detected | put |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 20,585 | $206,261 | dollars, detected | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 9,820 | $201,604 | dollars, detected | |
| MURPHY OIL CORP COM | 626717102 | Stock | 3,100 | $201,128 | dollars, detected | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 15,740 | $191,713 | dollars, detected | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 18,120 | $190,622 | dollars, detected | |
| CYS INVTS INC | 12673A108 | COM | 25,700 | $190,437 | dollars, detected | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 16,060 | $190,150 | dollars, detected | |
| HUDSON CITY BANCORP | 443683107 | COM | 18,900 | $178,227 | dollars, detected | |
| Cole Real Estate Investments | 19329V105 | COM | 12,600 | $176,904 | dollars, detected | |
| OFFICE DEPOT INC | 676220106 | COM | 33,200 | $175,628 | dollars, detected | |
| Walter Energy Inc | 93317Q105 | COM | 10,300 | $171,289 | dollars, detected | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 18,700 | $169,983 | dollars, detected | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 18,500 | $164,835 | dollars, detected | |
| MOLYCORP INC DEL | 608753109 | COM | 28,800 | $161,856 | dollars, detected | |
| HECLA MNG CO | 422704106 | COM | 51,500 | $158,620 | dollars, detected | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 21,400 | $152,796 | dollars, detected | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 12,580 | $152,092 | dollars, detected | |
| DFC GLOBAL CORP | 23324T107 | COM | 13,250 | $151,712 | dollars, detected | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 10,900 | $150,529 | dollars, detected | |
| DWS MULTI MKT INCOME TR | 23338L108 | SHS | 16,025 | $150,474 | dollars, detected | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 3,600 | $150,462 | dollars, detected | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 43,000 | $149,640 | dollars, detected | |
| HEALTH MGMT ASSOC INC NEW | 421933102 | CL A | 11,400 | $149,340 | dollars, detected | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 54,300 | $149,325 | dollars, detected | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 13,700 | $148,645 | dollars, detected | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 22,100 | $148,512 | dollars, detected | |
| EZCORP INC | 302301106 | CL A NON VTG | 12,700 | $148,463 | dollars, detected | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 12,610 | $147,663 | dollars, detected | |
| IXIA | 45071R109 | COM | 10,900 | $145,079 | dollars, detected | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 15,300 | $143,973 | dollars, detected | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 35,700 | $143,157 | dollars, detected | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 32,100 | $142,845 | dollars, detected | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 33,600 | $141,456 | dollars, detected | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 20,200 | $139,784 | dollars, detected | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 27,500 | $139,397 | dollars, detected | |
| BIOSCRIP INC | 09069N108 | COM | 18,800 | $139,120 | dollars, detected | |
| HALCON RES CORP | 40537Q209 | COM NEW | 35,734 | $137,933 | dollars, detected | |
| SWIFT ENERGY CO | 870738101 | COM | 10,200 | $137,700 | dollars, detected | |
| KEYCORP COM | 493267108 | Stock | 10,100 | $135,542 | dollars, detected | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 13,700 | $132,205 | dollars, detected | |
| GIANT INTERACTIVE GROUP INC | 374511103 | ADR | 10,300 | $115,772 | dollars, detected | |
| EXTREME NETWORKS INC | 30226D106 | COM | 15,800 | $110,284 | dollars, detected | |
| EMULEX CORP | 292475209 | COM NEW | 15,300 | $109,548 | dollars, detected | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 23,100 | $105,798 | dollars, detected | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 36 | $99,362 | dollars, detected | put |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 500 | $98,750 | dollars, detected | call |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 27,500 | $95,975 | dollars, detected | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 29,400 | $95,873 | dollars, detected | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 11,400 | $92,682 | dollars, detected | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 15,000 | $91,950 | dollars, detected | |
| RITEAID CORP | 767754104 | COM | 18,000 | $91,080 | dollars, detected | |
| RF MICRODEVICES INC | 749941100 | COM | 16,400 | $84,624 | dollars, detected | |
| SUPERVALU INC | 868536103 | COM | 11,200 | $81,648 | dollars, detected | |
| YONGYE INTL INC | 98607B106 | COM | 12,400 | $79,360 | dollars, detected | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 3,000 | $75,750 | dollars, detected | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 13,200 | $68,376 | dollars, detected | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 13,905 | $49,501 | dollars, detected | |
| VALLEY NATIONAL BANCORP-CW18 | 919794131 | WTS | 76,000 | $41,876 | dollars, detected | |
| CAMELOT INFORMATION SYS INC | 13322V105 | ADS RP ORD SHS | 20,500 | $41,000 | dollars, detected | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 11,000 | $33,770 | dollars, detected | |
| DENDREON CORP | 24823Q107 | COM | 10,500 | $31,395 | dollars, detected | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 75,800 | $25,772 | dollars, detected | |
| STR HOLDINGS INC | 78478V100 | COMMON STOCK | 11,900 | $18,683 | dollars, detected | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 245 | $490 | dollars, detected | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001569550-14-000001 | this filing | 2014-02-12 | acceptance time not in the bulk data set |