13F-HR filed by CTC Alternative Strategies, Ltd.
CTC Alternative Strategies, Ltd. filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-10-31, with 90 holding rows worth $65,347,042 by the sum of the rows.
- Accession
- 0001569550-13-000007
- Filer
- CIK 1569550
- Filed
- 2013-10-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 94 entries on the cover page, a total value of $60,098,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $65,347,042 with VALUE read as dollars, detected, 13F file number 028-15476. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $60,098,000, 8% less than the sum of the rows, $65,347,042. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 159,273 | $26,759,456 | dollars, detected | |
| SPY | 78462F103 | SHS | 4,020 | $4,136,115 | dollars, detected | call |
| ONYX PHARMACEUTICALS INC | 683399109 | COM | 31,000 | $3,865,700 | dollars, detected | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 185,674 | $2,859,379 | dollars, detected | |
| COMERICA INC-CW18 | 200340115 | WTS | 184,400 | $2,553,940 | dollars, detected | |
| SPY | 78462F103 | SHS | 3,154 | $2,545,353 | dollars, detected | put |
| Apple Inc | 037833100 | COM | 3,818 | $1,820,231 | dollars, detected | |
| Walt Disney Co | 254687106 | COM | 15,743 | $1,015,266 | dollars, detected | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 280,000 | $851,200 | dollars, detected | |
| CAPITAL ONE FINL CORP | 14040H139 | W EXP 11/14/2018 | 25,000 | $727,250 | dollars, detected | |
| Wells Fargo & Company | 949746101 | COM | 17,550 | $725,166 | dollars, detected | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 6,894 | $720,354 | dollars, detected | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 8,500 | $543,065 | dollars, detected | |
| Merck & Co.,Inc. | 58933Y105 | COM | 10,678 | $508,368 | dollars, detected | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 13,659 | $460,991 | dollars, detected | |
| Bank of America Corp | 060505104 | COM | 33,114 | $456,973 | dollars, detected | |
| DELL INC | 24702R101 | COM | 32,300 | $444,157 | dollars, detected | |
| EXXON MOBIL CORP | 30231G102 | COM | 4,960 | $426,758 | dollars, detected | |
| GOLDCORP INC NEW | 380956409 | COM | 16,138 | $419,749 | dollars, detected | |
| Caterpillar Inc. | 149123101 | COM | 4,787 | $399,235 | dollars, detected | |
| DIRECTV | 25490A309 | COM | 6,560 | $392,156 | dollars, detected | |
| International Business Machines Corporation | 459200101 | COM | 2,058 | $381,100 | dollars, detected | |
| JPMorgan Chase & Co | 46625H100 | COM | 7,135 | $368,808 | dollars, detected | |
| BARRICK GOLD CORP | 067901108 | COM | 19,385 | $360,948 | dollars, detected | |
| GENERAL ELEC CO | 369604103 | COM | 15,056 | $359,687 | dollars, detected | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 22,350 | $358,941 | dollars, detected | |
| Home Depot, Inc | 437076102 | COM | 4,641 | $352,019 | dollars, detected | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 74,786 | $341,772 | dollars, detected | |
| Citigroup Inc. | 172967424 | COM | 6,700 | $325,017 | dollars, detected | |
| MURPHY USA INC COM | 626755102 | Stock | 8,010 | $323,523 | dollars, detected | |
| WESTERN DIGITAL CORP | 958102105 | COM | 5,100 | $323,340 | dollars, detected | |
| TCF FINANCIAL CORP-CW18 | 872275128 | WTS | 144,200 | $322,575 | dollars, detected | |
| American Express Company | 025816109 | COM | 4,241 | $320,280 | dollars, detected | |
| NEWMONT CORP | 651639106 | COM | 10,135 | $284,793 | dollars, detected | |
| ROYAL GOLD INC | 780287108 | COM | 5,765 | $280,524 | dollars, detected | |
| Oracle Corporation | 68389X105 | COM | 8,412 | $279,026 | dollars, detected | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,435 | $276,396 | dollars, detected | |
| RITEAID CORP | 767754104 | COM | 52,400 | $249,424 | dollars, detected | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 37,151 | $249,283 | dollars, detected | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 9,216 | $243,947 | dollars, detected | |
| NEW GOLD INC CDA | 644535106 | COM | 40,689 | $243,320 | dollars, detected | |
| NV ENERGY INC | 67073Y106 | COM | 10,000 | $236,100 | dollars, detected | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 3,951 | $234,610 | dollars, detected | |
| MURPHY OIL CORP COM | 626717102 | Stock | 3,860 | $232,835 | dollars, detected | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 15,000 | $230,850 | dollars, detected | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 10,000 | $226,800 | dollars, detected | |
| AT&T Inc | 00206R102 | COM | 6,667 | $225,477 | dollars, detected | |
| XEROX CORP | 984121103 | COM | 21,277 | $218,940 | dollars, detected | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,380 | $218,329 | dollars, detected | |
| ELAN PLC | 284131208 | ADR | 13,800 | $215,004 | dollars, detected | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 17,900 | $209,609 | dollars, detected | |
| Adobe Inc | 00724F101 | COM | 4,006 | $208,071 | dollars, detected | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 10,200 | $203,031 | dollars, detected | |
| RANDGOLD RES LTD | 752344309 | ADR | 2,830 | $202,429 | dollars, detected | |
| HEWLETT PACKARD CO | 428236103 | COM | 9,579 | $201,063 | dollars, detected | |
| B2GOLD CORP COM | 11777Q209 | Stock | 70,052 | $173,728 | dollars, detected | |
| HUDSON CITY BANCORP | 443683107 | COM | 19,200 | $173,587 | dollars, detected | |
| IAMGOLD CORP COM | 450913108 | Stock | 35,195 | $167,176 | dollars, detected | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 75,800 | $153,116 | dollars, detected | |
| PAN AMERN SILVER CORP | 697900108 | COM | 14,180 | $149,599 | dollars, detected | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 3,600 | $146,718 | dollars, detected | |
| NEWCASTLE INVT CORP | 65105M108 | COM | 25,700 | $144,434 | dollars, detected | |
| SILVER STD RES INC | 82823L106 | COM | 23,481 | $144,408 | dollars, detected | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 13,726 | $142,338 | dollars, detected | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 41,160 | $139,120 | dollars, detected | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 11,331 | $134,385 | dollars, detected | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 24,400 | $128,344 | dollars, detected | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 36 | $125,856 | dollars, detected | put |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 15,200 | $124,184 | dollars, detected | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 13,100 | $123,533 | dollars, detected | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 500 | $119,250 | dollars, detected | call |
| SIRIUS XM RADIO INC | 82967N108 | COM | 27,500 | $106,562 | dollars, detected | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 24,930 | $94,983 | dollars, detected | |
| RF MICRODEVICES INC | 749941100 | COM | 16,400 | $92,496 | dollars, detected | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 15,100 | $92,110 | dollars, detected | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 23,100 | $90,321 | dollars, detected | |
| YONGYE INTL INC | 98607B106 | COM | 16,400 | $87,248 | dollars, detected | |
| HECLA MNG CO | 422704106 | COM | 23,661 | $74,295 | dollars, detected | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 14,600 | $65,116 | dollars, detected | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 11,400 | $64,980 | dollars, detected | |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 18,700 | $61,710 | dollars, detected | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 14,363 | $60,037 | dollars, detected | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 10,244 | $55,420 | dollars, detected | |
| VALLEY NATIONAL BANCORP-CW18 | 919794131 | WTS | 76,000 | $50,160 | dollars, detected | |
| GASTAR EXPL LTD | 367299203 | COM NEW | 11,100 | $43,845 | dollars, detected | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 13,061 | $33,044 | dollars, detected | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 82,511 | $33,004 | dollars, detected | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 13,760 | $6,343 | dollars, detected | |
| Apple Inc | 037833100 | COM | 15 | $5,512 | dollars, detected | call |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 245 | $1,347 | dollars, detected | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001569550-13-000007 | this filing | 2013-10-31 | acceptance time not in the bulk data set |