13F-HR filed by CTC Alternative Strategies, Ltd.
CTC Alternative Strategies, Ltd. filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-15, with 204 holding rows worth $370,659,402 by the sum of the rows.
- Accession
- 0001569550-13-000005
- Filer
- CIK 1569550
- Filed
- 2013-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 238 entries on the cover page, a total value of $199,568,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $370,659,402 with VALUE read as dollars, detected, 13F file number 028-15476. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $199,568,000, 46% less than the sum of the rows, $370,659,402. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 28,634 | $110,663,995 | dollars, detected | call |
| SPY | 78462F103 | SHS | 22,758 | $76,181,091 | dollars, detected | put |
| Pfizer Inc. | 717081103 | COM | 2,001,099 | $56,050,782 | dollars, detected | |
| ZOETIS INC CL A | 98978V103 | Stock | 551,000 | $17,020,390 | dollars, detected | |
| Pfizer Inc. | 717081103 | COM | 20,000 | $13,900,000 | dollars, detected | put |
| SPY | 78462F103 | SHS | 30,626 | $4,913,022 | dollars, detected | |
| EXXON MOBIL CORP | 30231G102 | COM | 43,800 | $3,957,330 | dollars, detected | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 238,900 | $3,607,390 | dollars, detected | |
| COMERICA INC-CW18 | 200340115 | WTS | 214,100 | $2,933,170 | dollars, detected | |
| International Business Machines Corporation | 459200101 | COM | 13,500 | $2,579,985 | dollars, detected | |
| Cole Real Estate Investments | 19329V105 | COM | 180,000 | $2,059,200 | dollars, detected | |
| Wells Fargo & Company | 949746101 | COM | 49,583 | $2,046,290 | dollars, detected | |
| ZOETIS INC CL A | 98978V103 | Stock | 1,900 | $1,776,500 | dollars, detected | put |
| Philip Morris International Inc. | 718172109 | COM | 18,900 | $1,637,118 | dollars, detected | |
| Walmart Inc. | 931142103 | COM | 21,300 | $1,586,637 | dollars, detected | |
| Home Depot, Inc | 437076102 | COM | 19,300 | $1,495,171 | dollars, detected | |
| LIBERTY GLOBAL INC SER A | 530555101 | COM | 18,950 | $1,392,635 | dollars, detected | |
| GENERAL ELEC CO | 369604103 | COM | 52,700 | $1,222,113 | dollars, detected | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 16,800 | $1,193,808 | dollars, detected | |
| SIRIUS XM RADIO INC | 82967N108 | COM | 330,000 | $1,105,500 | dollars, detected | |
| Coca-Cola Company | 191216100 | COM | 27,000 | $1,082,970 | dollars, detected | |
| AT&T Inc | 00206R102 | COM | 30,400 | $1,076,160 | dollars, detected | |
| Eaton Corp. | 278058102 | COM | 15,900 | $1,046,379 | dollars, detected | |
| Intel Corp | 458140100 | COM | 43,100 | $1,044,313 | dollars, detected | |
| Chevron Corporation | 166764100 | COM | 8,700 | $1,029,558 | dollars, detected | |
| Amgen Inc. | 031162100 | COM | 9,300 | $917,538 | dollars, detected | |
| DIRECTV | 25490A309 | COM | 14,801 | $912,333 | dollars, detected | |
| American Express Company | 025816109 | COM | 11,900 | $889,644 | dollars, detected | |
| PPG INDS INC COM | 693506107 | Stock | 6,000 | $878,460 | dollars, detected | |
| DELL INC | 24702R101 | COM | 65,500 | $872,787 | dollars, detected | |
| CVS Health Corporation | 126650100 | COM | 15,200 | $869,136 | dollars, detected | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 280,000 | $840,000 | dollars, detected | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 23,100 | $803,187 | dollars, detected | |
| PepsiCo,Inc. | 713448108 | COM | 9,700 | $793,363 | dollars, detected | |
| Netflix, Inc | 64110L106 | COM | 3,700 | $781,033 | dollars, detected | |
| YAHOO INC | 984332106 | COM | 29,700 | $746,361 | dollars, detected | |
| Bristol-Myers Squibb Company | 110122108 | COM | 16,500 | $737,385 | dollars, detected | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 6,894 | $724,145 | dollars, detected | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 21,300 | $693,954 | dollars, detected | |
| McDonalds Corporation | 580135101 | COM | 6,900 | $683,100 | dollars, detected | |
| Abbott Laboratories | 002824100 | COM | 19,000 | $662,720 | dollars, detected | |
| Union Pacific Corporation | 907818108 | COM | 4,200 | $647,976 | dollars, detected | |
| Pentair Inc | 709631105 | COM | 11,100 | $640,359 | dollars, detected | |
| ConocoPhillips | 20825C104 | COM | 10,300 | $623,150 | dollars, detected | |
| OCWEN FINL CORP | 675746309 | COM NEW | 15,100 | $622,422 | dollars, detected | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 2,700 | $607,176 | dollars, detected | |
| CAPITAL ONE FINL CORP | 14040H139 | W EXP 11/14/2018 | 25,000 | $605,750 | dollars, detected | |
| PHARMACYCLICS INC | 716933106 | COM | 7,600 | $603,972 | dollars, detected | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 7,800 | $539,526 | dollars, detected | |
| GENESEE & WYOMING INC | 371559105 | CL A | 6,200 | $526,008 | dollars, detected | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 2,900 | $524,987 | dollars, detected | |
| Bank of America Corp | 060505104 | COM | 39,900 | $513,114 | dollars, detected | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 24,600 | $501,348 | dollars, detected | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 48,900 | $501,225 | dollars, detected | |
| DRIL-QUIP INC | 262037104 | COM | 5,500 | $496,595 | dollars, detected | |
| JPMorgan Chase & Co | 46625H100 | COM | 9,400 | $496,226 | dollars, detected | |
| Gulfport Energy | 402635304 | COM | 10,500 | $494,445 | dollars, detected | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 17,100 | $491,625 | dollars, detected | |
| Caterpillar Inc. | 149123101 | COM | 5,950 | $490,815 | dollars, detected | |
| HEXCEL CORP NEW | 428291108 | COM | 14,400 | $490,320 | dollars, detected | |
| Citigroup Inc. | 172967424 | COM | 10,200 | $489,294 | dollars, detected | |
| HOLLYFRONTIER CORP | 436106108 | COM | 11,400 | $487,692 | dollars, detected | |
| Eli Lilly and Company | 532457108 | COM | 9,900 | $486,288 | dollars, detected | |
| CATAMARAN CORP | 148887102 | COM | 9,800 | $477,848 | dollars, detected | |
| Comcast Corp | 20030N101 | COM | 11,343 | $473,570 | dollars, detected | |
| ALKERMES INC | 01642T108 | COMMON STOCK | 16,500 | $473,220 | dollars, detected | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 8,100 | $471,015 | dollars, detected | |
| 3M CO COM | 88579Y101 | Stock | 4,300 | $470,205 | dollars, detected | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 8,200 | $469,778 | dollars, detected | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 14,900 | $462,198 | dollars, detected | |
| Schlumberger Limited | 806857108 | COM | 6,400 | $458,624 | dollars, detected | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 6,900 | $457,263 | dollars, detected | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 17,107 | $456,756 | dollars, detected | |
| TESORO CORP | 881609101 | COM | 8,500 | $444,720 | dollars, detected | |
| SEATTLE GENETICS INC | 812578102 | COM | 13,800 | $434,148 | dollars, detected | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 13,036 | $423,930 | dollars, detected | |
| TIME WARNER INC | 887317303 | COM NEW | 7,300 | $422,086 | dollars, detected | |
| JAZZ PHARMACEUTICALS PLC | 472147107 | COM | 6,100 | $419,253 | dollars, detected | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 9,500 | $417,050 | dollars, detected | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 10,000 | $416,200 | dollars, detected | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 7,900 | $414,750 | dollars, detected | |
| CABELAS INC | 126804301 | COM | 6,400 | $414,464 | dollars, detected | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 8,500 | $410,465 | dollars, detected | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 5,200 | $407,316 | dollars, detected | |
| SMITH A O CORP COM | 831865209 | Stock | 11,200 | $406,336 | dollars, detected | |
| TJX Companies Inc | 872540109 | COM | 8,100 | $405,486 | dollars, detected | |
| Verizon Communications Inc | 92343V104 | COM | 8,000 | $402,720 | dollars, detected | |
| Visa Inc | 92826C839 | COM | 2,200 | $402,050 | dollars, detected | |
| NIKE,Inc. Class B | 654106103 | COM | 6,300 | $401,184 | dollars, detected | |
| PVH CORPORATION COM | 693656100 | Stock | 3,100 | $387,655 | dollars, detected | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 16,500 | $385,440 | dollars, detected | |
| FIRST SOLAR INC COM | 336433107 | Stock | 8,600 | $385,366 | dollars, detected | |
| VIACOM INC | 92553P201 | CL B | 5,600 | $380,968 | dollars, detected | |
| USBANCORPDEL | 902973304 | COM NEW | 10,500 | $379,575 | dollars, detected | |
| MCKESSON CORP COM | 58155Q103 | Stock | 3,200 | $366,400 | dollars, detected | |
| WESTERN DIGITAL CORP | 958102105 | COM | 5,900 | $366,331 | dollars, detected | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 9,400 | $365,378 | dollars, detected | |
| Altria Group Inc | 02209S103 | COM | 10,400 | $363,896 | dollars, detected | |
| Starbucks Corporation | 855244109 | COM | 5,500 | $360,305 | dollars, detected | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 4,500 | $359,640 | dollars, detected | |
| Texas Instruments Incorporated | 882508104 | COM | 10,200 | $355,470 | dollars, detected | |
| MCEWEN MNG INC | 58039P107 | COM | 210,700 | $353,976 | dollars, detected | |
| 38259p508 | COM | 400 | $352,148 | dollars, detected | ||
| REALTY INCOME CORP COM | 756109104 | REIT | 8,300 | $347,936 | dollars, detected | |
| YUM BRANDS INC COM | 988498101 | Stock | 4,900 | $339,766 | dollars, detected | |
| EMERSON ELEC CO COM | 291011104 | Stock | 6,200 | $338,148 | dollars, detected | |
| TIME WARNER CABLE INC | 88732J207 | COM | 3,000 | $337,440 | dollars, detected | |
| TIFFANY & CO NEW | 886547108 | COM | 4,600 | $335,064 | dollars, detected | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 4,500 | $333,540 | dollars, detected | |
| ALLSTATE CORP COM | 020002101 | Stock | 6,800 | $327,216 | dollars, detected | |
| BIOGEN INC COM | 09062X103 | Stock | 1,500 | $322,800 | dollars, detected | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 3,300 | $320,562 | dollars, detected | |
| MEDTRONIC INC | 585055106 | COM | 6,200 | $319,114 | dollars, detected | |
| BAXTER INTL INC | 071813109 | COM | 4,600 | $318,642 | dollars, detected | |
| Deere & Company | 244199105 | COM | 3,900 | $316,875 | dollars, detected | |
| UnitedHealth Group Inc | 91324P102 | COM | 4,700 | $307,756 | dollars, detected | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 11,200 | $307,664 | dollars, detected | |
| LORILLARD INC | 544147101 | COM | 6,800 | $297,024 | dollars, detected | |
| TCF FINANCIAL CORP-CW18 | 872275128 | WTS | 145,000 | $292,900 | dollars, detected | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 7,600 | $292,828 | dollars, detected | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 8,500 | $288,490 | dollars, detected | |
| GREEN MTN COFFEE ROASTERS IN | 393122106 | COM | 3,800 | $285,828 | dollars, detected | |
| KROGER CO COM | 501044101 | Stock | 8,200 | $283,228 | dollars, detected | |
| WEBMD HEALTH CORP | 94770V102 | COM | 9,600 | $281,952 | dollars, detected | |
| CME Group Inc. Class A | 12572Q105 | COM | 3,700 | $281,015 | dollars, detected | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 3,202 | $276,908 | dollars, detected | |
| ALLERGAN INC | 018490102 | COM | 3,200 | $269,568 | dollars, detected | |
| BECTON DICKINSON & CO | 075887109 | COM | 2,700 | $266,841 | dollars, detected | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 16,100 | $266,616 | dollars, detected | |
| ROSS STORES INC COM | 778296103 | Stock | 4,100 | $265,721 | dollars, detected | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 14,200 | $256,310 | dollars, detected | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 4,458 | $255,443 | dollars, detected | |
| AUTOZONE INC COM | 053332102 | Stock | 600 | $254,214 | dollars, detected | |
| Chubb Corporation | 171232101 | Equity | 3,000 | $253,950 | dollars, detected | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 2,000 | $253,520 | dollars, detected | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 12,000 | $252,600 | dollars, detected | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 2,700 | $250,938 | dollars, detected | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 4,800 | $250,176 | dollars, detected | |
| PRAXAIR INC | 74005P104 | COM | 2,100 | $241,836 | dollars, detected | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 4,400 | $241,208 | dollars, detected | |
| MONSANTO CO NEW | 61166W101 | COM | 2,400 | $237,120 | dollars, detected | |
| VERISIGN INC COM | 92343E102 | Stock | 5,300 | $236,698 | dollars, detected | |
| DOLLAR TREE INC COM | 256746108 | Stock | 4,600 | $233,864 | dollars, detected | |
| Lincoln National Corporat | 524901105 | COM | 7,200 | $223,272 | dollars, detected | |
| Automatic Data Processing,Inc. | 053015103 | COM | 3,200 | $220,352 | dollars, detected | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 7,800 | $218,790 | dollars, detected | |
| MCGRAW HILL FINL INC | 580645109 | COM | 4,100 | $218,079 | dollars, detected | |
| CVR ENERGY, INC. | 12662P108 | COM | 4,500 | $213,300 | dollars, detected | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 8,357 | $206,835 | dollars, detected | |
| CA INC COM | 12673P105 | COM | 7,200 | $206,064 | dollars, detected | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 5,700 | $200,412 | dollars, detected | |
| ELAN PLC | 284131208 | ADR | 13,800 | $195,132 | dollars, detected | |
| HUDSON CITY BANCORP | 443683107 | COM | 19,200 | $176,160 | dollars, detected | |
| American Express Company | 025816109 | COM | 93 | $161,655 | dollars, detected | call |
| FORD MTR CO COM | 345370860 | Stock | 9,500 | $146,965 | dollars, detected | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 75,900 | $144,210 | dollars, detected | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 15,000 | $142,950 | dollars, detected | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 3,600 | $138,600 | dollars, detected | |
| FORD MTR CO COM | 345370860 | Stock | 250 | $136,875 | dollars, detected | call |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 13,100 | $120,127 | dollars, detected | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 10,200 | $119,442 | dollars, detected | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 15,400 | $119,196 | dollars, detected | |
| NUCOR CORP COM | 670346105 | Stock | 402 | $114,015 | dollars, detected | call |
| CELL THERAPEUTICS INC | 150934883 | COM NPV NEW 2012 | 107,300 | $112,665 | dollars, detected | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 36 | $101,460 | dollars, detected | put |
| RITEAID CORP | 767754104 | COM | 33,300 | $95,238 | dollars, detected | |
| FERRO CORP | 315405100 | COM | 13,400 | $93,130 | dollars, detected | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 12,000 | $92,640 | dollars, detected | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 500 | $88,500 | dollars, detected | call |
| RF MICRODEVICES INC | 749941100 | COM | 16,400 | $87,658 | dollars, detected | |
| MFA FINL INC | 55272X102 | COM | 10,300 | $87,035 | dollars, detected | |
| NUCOR CORP COM | 670346105 | Stock | 262 | $85,232 | dollars, detected | put |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 14,600 | $74,022 | dollars, detected | |
| MERITOR INC | 59001K100 | COMMON STOCK | 10,400 | $73,320 | dollars, detected | |
| CLEARWIRE CORP NEW | 18538Q105 | CL A | 14,100 | $70,429 | dollars, detected | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 13,117 | $68,208 | dollars, detected | |
| OFFICE DEPOT INC | 676220106 | COM | 16,500 | $63,855 | dollars, detected | |
| GASTAR EXPL LTD | 367299203 | COM NEW | 23,100 | $61,677 | dollars, detected | |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 20,900 | $61,028 | dollars, detected | |
| KNIGHT CAP GROUP INC CL A | 499005106 | COM | 16,000 | $57,440 | dollars, detected | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 170 | $56,270 | dollars, detected | call |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 170 | $55,250 | dollars, detected | put |
| VALLEY NATIONAL BANCORP-CW18 | 919794131 | WTS | 76,100 | $53,270 | dollars, detected | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 108,300 | $45,486 | dollars, detected | |
| ZOGENIX INC | 98978L105 | COM | 26,427 | $45,190 | dollars, detected | |
| ZCO Liquidating Corp | 67086E303 | COM | 28,200 | $40,890 | dollars, detected | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 11,800 | $36,580 | dollars, detected | |
| STR HOLDINGS INC | 78478V100 | COMMON STOCK | 13,300 | $30,191 | dollars, detected | |
| QUICKLOGIC CORP | 74837P108 | COM | 13,400 | $29,614 | dollars, detected | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 15,200 | $29,488 | dollars, detected | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 200 | $26,900 | dollars, detected | put |
| ONCOTHYREON INC | 682324108 | COM | 17,000 | $26,690 | dollars, detected | |
| OCLARO INC | 67555N206 | COM | 22,100 | $26,078 | dollars, detected | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 11,400 | $25,194 | dollars, detected | |
| ECHELON CORP | 27874N105 | COM | 11,700 | $24,687 | dollars, detected | |
| HANSEN MEDICAL INC | 411307101 | COM | 16,800 | $24,108 | dollars, detected | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 19,300 | $18,721 | dollars, detected | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 11,900 | $18,445 | dollars, detected | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 12,000 | $18,240 | dollars, detected | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 13,500 | $14,985 | dollars, detected | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 245 | $13,107 | dollars, detected | call |
| Wells Fargo & Company | 949746101 | COM | 814 | $2,456 | dollars, detected | put |
| American Express Company | 025816109 | COM | 68 | $68 | dollars, detected | put |
| United Parcel Service,Inc. Class B | 911312106 | COM | 29 | $58 | dollars, detected | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001569550-13-000005 | this filing | 2013-08-15 | acceptance time not in the bulk data set |