13F-HR filed by High Falls Advisors, Inc
High Falls Advisors, Inc filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-15, with 148 holding rows worth $352,491,000.
- Accession
- 0001569139-16-000009
- Filer
- CIK 1569139
- Filed
- 2016-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 148 entries on the cover page, a total value of $352,491,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $352,491,000 with VALUE read as thousands by filing date, 13F file number 028-17373. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 1,055,451 | $24,793,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 117,565 | $24,085,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 273,312 | $23,057,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 298,093 | $22,846,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 283,171 | $21,280,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 198,860 | $20,801,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 166,174 | $18,945,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 169,921 | $18,353,000 | thousands by filing date | |
| IJH | 464287507 | COM | 129,860 | $18,092,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 164,186 | $17,683,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 233,850 | $17,557,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 393,561 | $15,290,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 259,856 | $15,259,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 255,133 | $14,701,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 108,501 | $12,219,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 28,800 | $3,222,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 47,200 | $2,566,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 22,503 | $2,369,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 72,085 | $2,367,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 11,292 | $2,302,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 35,168 | $2,111,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 58,374 | $2,016,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 62,639 | $1,922,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 13,743 | $1,891,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 22,891 | $1,845,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 18,055 | $1,827,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 22,805 | $1,678,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 55,354 | $1,567,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 5,854 | $1,487,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 17,899 | $1,395,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 11,582 | $1,391,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 31,499 | $1,320,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 12,990 | $1,298,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 41,636 | $1,297,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 51,538 | $1,228,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 34,534 | $1,189,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 12,153 | $1,188,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 39,133 | $1,185,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 25,124 | $1,180,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 23,194 | $1,134,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 6,229 | $1,084,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 8,794 | $952,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 11,347 | $905,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 25,110 | $864,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 16,810 | $849,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 10,789 | $843,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 15,350 | $818,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 10,280 | $812,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 14,879 | $787,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 7,325 | $752,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 14,890 | $688,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 60,766 | $619,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 19,996 | $589,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 8,075 | $533,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 9,469 | $525,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 3,941 | $520,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 8,289 | $489,000 | thousands by filing date | principal |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 3,429 | $478,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 10,210 | $459,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 15,653 | $458,000 | thousands by filing date | principal |
| Amgen Inc. | 031162100 | COM | 2,721 | $442,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 10,088 | $433,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 13,321 | $430,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 10,057 | $367,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 4,487 | $364,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 8,307 | $360,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 3,217 | $356,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 4,350 | $345,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 3,073 | $340,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 4,000 | $310,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 2,806 | $308,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 2,884 | $307,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 3,212 | $289,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 2,800 | $277,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,222 | $263,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 6,615 | $255,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 3,618 | $239,000 | thousands by filing date | principal |
| EASTMAN CHEM CO COM | 277432100 | Stock | 3,470 | $234,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 2,332 | $232,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 2,421 | $223,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 3,111 | $222,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 3,206 | $221,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 9,241 | $220,000 | thousands by filing date | principal |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 1,300 | $209,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 13,886 | $207,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 2,741 | $207,000 | thousands by filing date | principal |
| ROYAL BK CDA COM | 780087102 | Stock | 3,833 | $205,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 1,533 | $150,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 18,939 | $145,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 1,845 | $133,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 1,245 | $133,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 800 | $124,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 1,000 | $120,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 1,062 | $112,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 823 | $109,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 300 | $101,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 2,746 | $93,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 529 | $85,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 750 | $83,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 605 | $75,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 1,524 | $63,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 1,896 | $63,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 1,000 | $60,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 1,715 | $58,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 300 | $56,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 449 | $54,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 690 | $50,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 402 | $46,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 406 | $45,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 400 | $41,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 800 | $40,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 1,246 | $40,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 391 | $37,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 302 | $36,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 313 | $34,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 500 | $34,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 400 | $33,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 320 | $32,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 881 | $30,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 280 | $29,000 | thousands by filing date | |
| VTI | 922908769 | COM | 270 | $28,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 352 | $28,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 300 | $24,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 165 | $24,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 513 | $22,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 247 | $21,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 185 | $20,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 561 | $18,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 100 | $15,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 100 | $13,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 100 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 407 | $12,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 100 | $12,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A276 | BRC BLD AMER BD | 204 | $12,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 300 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 1,000 | $10,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 517 | $7,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 100 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 200 | $6,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 134 | $5,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 100 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 75 | $4,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 22 | $3,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 14 | $2,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 14 | $1,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 14 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 19 | $1,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001569139-16-000009 | this filing | 2016-08-15 | acceptance time not in the bulk data set |