13F-HR filed by JNBA Financial Advisors
JNBA Financial Advisors filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-10-16, with 432 holding rows worth $160,411,000.
- Accession
- 0001569118-13-000005
- Filer
- CIK 1569118
- Filed
- 2013-10-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 432 entries on the cover page, a total value of $160,411,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $160,411,000 with VALUE read as thousands by filing date, 13F file number 028-15159. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VTI | 922908769 | COM | 214,975 | $18,843,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 227,529 | $15,838,000 | thousands by filing date | |
| Morningstar Wide Moat | 57060U134 | Common | 457,374 | $12,418,000 | thousands by filing date | |
| IJH | 464287507 | COM | 87,002 | $10,800,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 547,279 | $7,054,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 129,571 | $6,297,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 68,683 | $5,185,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 598,211 | $4,947,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 41,542 | $4,146,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 29,540 | $4,109,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 150,991 | $3,908,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 66,266 | $3,529,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 26,976 | $2,914,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 63,448 | $2,546,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 48,378 | $2,501,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 89,905 | $2,373,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 24,611 | $2,118,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 27,291 | $2,111,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 9,376 | $1,977,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 24,755 | $1,530,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 13,175 | $1,428,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 13,842 | $1,415,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 17,853 | $1,322,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 15,079 | $1,307,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 15,591 | $1,196,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 14,793 | $1,155,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 6,516 | $1,095,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 40,096 | $939,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 28,053 | $934,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 22,416 | $926,000 | thousands by filing date | |
| Applied Materials | 38222105 | COM | 50,330 | $882,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Coca-Cola Company | 191216100 | COM | 22,543 | $854,000 | thousands by filing date | |
| APPLE INC | 37833100 | COM | 1,749 | $834,000 | thousands by filing date | The CUSIP as filed is malformed. |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 16,543 | $729,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 7,316 | $704,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 7,835 | $700,000 | thousands by filing date | |
| 38259p508 | COM | 743 | $651,000 | thousands by filing date | ||
| VGT | 92204A702 | SHS | 7,994 | $645,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 5,262 | $628,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 4,564 | $554,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC. CLASS B | 84670702 | COM | 4,662 | $529,000 | thousands by filing date | The CUSIP as filed is malformed. |
| International Business Machines Corporation | 459200101 | COM | 2,796 | $518,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 10,225 | $514,000 | thousands by filing date | |
| IKONICS CORP | 45172K102 | COM | 26,289 | $493,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 22,833 | $486,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 7,498 | $478,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 4,407 | $467,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 15,550 | $461,000 | thousands by filing date | |
| HICKORYTECH CORP | 429060106 | COM | 40,462 | $460,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 5,387 | $457,000 | thousands by filing date | |
| ABBOTT LABORATORIES | 2824100 | COM | 13,718 | $455,000 | thousands by filing date | The CUSIP as filed is malformed. |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 14,440 | $452,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 5,855 | $443,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 9,831 | $440,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 10,065 | $420,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 6,518 | $417,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 17,244 | $395,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 4,845 | $385,000 | thousands by filing date | |
| TOWERS WATSON & CO | 891894107 | CL A | 3,560 | $381,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 5,610 | $340,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 17,830 | $333,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,220 | $330,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 7,614 | $324,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 10,098 | $307,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 3,218 | $294,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 2,349 | $282,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 4,910 | $279,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 3,260 | $265,000 | thousands by filing date | |
| APACHE CORP | 37411105 | COM | 3,083 | $262,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 2,518 | $255,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 30,000 | $251,000 | thousands by filing date | |
| BANK OF NEW YORK MELLON CORP | 64058100 | COM | 8,285 | $250,000 | thousands by filing date | The CUSIP as filed is malformed. |
| GENERAL MILLS INC COM | 370334104 | Stock | 5,162 | $247,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,266 | $242,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 9,907 | $237,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 9,160 | $236,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,746 | $224,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 5,406 | $224,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 2,660 | $222,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,462 | $221,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 1,290 | $218,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 2,985 | $217,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 3,600 | $215,000 | thousands by filing date | |
| BARRICK GOLD | 67901108 | COM | 11,250 | $209,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 2,509 | $196,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 5,121 | $193,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,027 | $173,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY A | 84670108 | COM | 1 | $170,000 | thousands by filing date | The CUSIP as filed is malformed. |
| HERSHEY CO COM | 427866108 | Stock | 1,776 | $164,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 2,141 | $158,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 5,486 | $158,000 | thousands by filing date | |
| ANNALY MORTGAGE MANAGEMENT | 35710409 | COM | 13,353 | $155,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Verizon Communications Inc | 92343V104 | COM | 3,257 | $152,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 2,270 | $143,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 1,395 | $141,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 1,770 | $141,000 | thousands by filing date | |
| American Woodmark Corp | 30506109 | CS | 4,000 | $139,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 5,500 | $138,000 | thousands by filing date | |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 2,058 | $138,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 6,453 | $135,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 1,210 | $126,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 2,969 | $121,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 2,250 | $121,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 3,485 | $118,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 1,026 | $115,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 2,280 | $115,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 3,317 | $110,000 | thousands by filing date | |
| ACTAVIS INC | 00507K103 | COM | 762 | $110,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,493 | $107,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,045 | $107,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 2,905 | $106,000 | thousands by filing date | |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 11,345 | $105,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 1,798 | $104,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 742 | $103,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 1,210 | $102,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 7,814 | $100,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 631 | $98,000 | thousands by filing date | |
| LIMITED INC | 532716107 | com | 1,600 | $98,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,167 | $97,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 1,906 | $96,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 1,319 | $92,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 886 | $92,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 1,269 | $89,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 2,403 | $89,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 2,157 | $85,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 5,976 | $85,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 1,326 | $84,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 7,063 | $83,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 4,612 | $80,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 1,013 | $79,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 496 | $78,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 907 | $78,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 3,168 | $78,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,428 | $74,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 1,400 | $74,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 3,210 | $73,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 1,000 | $72,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 1,104 | $71,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 1,510 | $70,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 1,728 | $70,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 914 | $69,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 851 | $69,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 1,500 | $69,000 | thousands by filing date | |
| Boardwalk Pipeline Ptnrs | 96627104 | UT LTD PARTNER | 2,250 | $68,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 297 | $67,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 1,748 | $67,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 1,213 | $65,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 1,500 | $62,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 654 | $61,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,209 | $58,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 1,566 | $58,000 | thousands by filing date | |
| BHP BILLITON LIMITED ADR | 88606108 | COM | 865 | $58,000 | thousands by filing date | The CUSIP as filed is malformed. |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 533 | $57,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 2,017 | $56,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 582 | $55,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 555 | $55,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 1,165 | $54,000 | thousands by filing date | |
| BEMIS COMPANY, INC. | 81437105 | COM | 1,364 | $53,000 | thousands by filing date | The CUSIP as filed is malformed. |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 1,000 | $50,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 786 | $48,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 400 | $46,000 | thousands by filing date | |
| BP PLC ADR | 55622104 | COM | 1,097 | $46,000 | thousands by filing date | The CUSIP as filed is malformed. |
| HCP INC | 40414L109 | COM | 1,104 | $45,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 416 | $43,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 1,086 | $43,000 | thousands by filing date | |
| ARCHER-DANIELS-MIDLAND | 39483102 | COM | 1,127 | $42,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 393 | $41,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 758 | $40,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 375 | $38,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 750 | $38,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 7,501 | $38,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 555 | $37,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 578 | $37,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 347 | $37,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 715 | $36,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 3,745 | $36,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 700 | $35,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 7,775 | $35,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 295 | $34,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 500 | $34,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 1,000 | $34,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 305 | $33,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 4,000 | $33,000 | thousands by filing date | |
| AGCO CORP | 1084102 | COM | 538 | $33,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Schlumberger Limited | 806857108 | COM | 363 | $32,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 3,899 | $32,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 600 | $32,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 550 | $31,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 758 | $31,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 595 | $31,000 | thousands by filing date | |
| BOEING CO. | 97023105 | COM | 266 | $31,000 | thousands by filing date | The CUSIP as filed is malformed. |
| EASTMAN CHEM CO COM | 277432100 | Stock | 380 | $30,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 1,000 | $30,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 588 | $29,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 509 | $29,000 | thousands by filing date | |
| J F CHINA REGION FD INC | 46614T107 | COM | 1,947 | $29,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 600 | $28,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 485 | $28,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 600 | $28,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 231 | $27,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 296 | $27,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 400 | $27,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 960 | $27,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 2,800 | $27,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 2,228 | $27,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 350 | $27,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 841 | $27,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 550 | $26,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 360 | $26,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 1,822 | $26,000 | thousands by filing date | |
| ARCTIC CAT INC COM | 39670104 | COMMON | 447 | $26,000 | thousands by filing date | The CUSIP as filed is malformed. |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 281 | $25,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 426 | $25,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 280 | $25,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 1,408 | $24,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 1,007 | $24,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 1,750 | $24,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 300 | $23,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 270 | $23,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 400 | $23,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 255 | $23,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 1,235 | $23,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 273 | $22,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 300 | $22,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 380 | $22,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 1,373 | $22,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 200 | $22,000 | thousands by filing date | |
| Pentair Inc | H6169Q108 | PNR | 337 | $22,000 | thousands by filing date | |
| Bank of America | 60505104 | COM | 1,615 | $22,000 | thousands by filing date | The CUSIP as filed is malformed. |
| AIR PRODUCTS & CHEMICALS | 9158106 | COM | 205 | $22,000 | thousands by filing date | The CUSIP as filed is malformed. |
| H AND R BLOCK INC | 93671105 | OPTION | 821 | $22,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 260 | $21,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 277 | $21,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 344 | $21,000 | thousands by filing date | |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 369 | $21,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 270 | $20,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 302 | $20,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 1,768 | $20,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 232 | $20,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 1,000 | $20,000 | thousands by filing date | |
| ABERDEEN AUSTRALIA EQTY FD I | 3011103 | COM | 1,900 | $20,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CONTINENTAL RES INC | 212015101 | COM | 175 | $19,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 500 | $18,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 670 | $18,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 300 | $18,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 250 | $18,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 700 | $18,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 1,100 | $18,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 1,025 | $18,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 225 | $18,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 220 | $17,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 100 | $17,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 220 | $17,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 200 | $17,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 365 | $17,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 400 | $17,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 500 | $16,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 1,000 | $16,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 388 | $16,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 415 | $16,000 | thousands by filing date | |
| AFLAC INC. | 1055102 | COM | 260 | $16,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ABB LTD SPONS ADR | 375204 | COM | 660 | $16,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Comcast Corp | 20030N101 | COM | 322 | $15,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 750 | $15,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 510 | $15,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 100 | $15,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 314 | $15,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,000 | $15,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 550 | $15,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 270 | $15,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 200 | $15,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 475 | $15,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 1,078 | $15,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 1,000 | $15,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 177 | $14,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 319 | $14,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 231 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 195 | $14,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 1,000 | $14,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 270 | $14,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 510 | $14,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 17,950 | $14,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 234 | $13,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 100 | $13,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 300 | $13,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 300 | $13,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 508 | $13,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 178 | $12,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 195 | $12,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 900 | $12,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 252 | $12,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 473 | $12,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 500 | $12,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 60 | $11,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 129 | $11,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 345 | $11,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 526 | $11,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 179 | $11,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 1,007 | $11,000 | thousands by filing date | |
| GREEN MTN COFFEE ROASTERS IN | 393122106 | COM | 150 | $11,000 | thousands by filing date | |
| AMGEN INC. | 31162100 | COM | 100 | $11,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 301 | $10,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 290 | $10,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 124 | $10,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 100 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 83 | $10,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 300 | $10,000 | thousands by filing date | |
| ONYX PHARMACEUTICALS INC | 683399109 | COM | 80 | $10,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 200 | $10,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 90 | $10,000 | thousands by filing date | |
| JAPAN EQUITY FD INC | 471057109 | COM | 1,450 | $10,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 600 | $10,000 | thousands by filing date | |
| BEST BUY CO INC | 86516101 | OPTION | 279 | $10,000 | thousands by filing date | The CUSIP as filed is malformed. |
| INTERDIGITAL INC COM | 45867G101 | Stock | 240 | $9,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 318 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347X708 | UL MSCI JP ETF | 100 | $9,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 160 | $9,000 | thousands by filing date | |
| KKR FINL HLDGS LLC | 48248A306 | COM | 825 | $9,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 283 | $9,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 200 | $9,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 305 | $8,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 700 | $8,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 125 | $8,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 320 | $8,000 | thousands by filing date | |
| WINDSTREAM CORP | 97381W104 | COM | 959 | $8,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 101 | $8,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 500 | $8,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 151 | $8,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 750 | $8,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 100 | $7,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 228 | $7,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 100 | $7,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 1,684 | $7,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 200 | $7,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 500 | $7,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 120 | $7,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 180 | $7,000 | thousands by filing date | |
| APOLLO GLOBAL MGMT LLC CL | 37612306 | EQUITY | 250 | $7,000 | thousands by filing date | The CUSIP as filed is malformed. |
| D R HORTON INC COM | 23331A109 | Stock | 292 | $6,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 1,000 | $6,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 500 | $6,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 122 | $6,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 100 | $6,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 125 | $6,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 2,000 | $6,000 | thousands by filing date | |
| TELLABS INC | 879664100 | COM | 2,800 | $6,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 750 | $6,000 | thousands by filing date | |
| CROSSTEX ENERGY L P | 22765U102 | COM | 290 | $6,000 | thousands by filing date | |
| AGL RES INC | 1204106 | COMMON | 137 | $6,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NOKIA CORP | 654902204 | SPONSORED ADR | 755 | $5,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 50 | $5,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 835 | $5,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 300 | $5,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 151 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 125 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 48 | $4,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 45 | $4,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 76 | $4,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 274 | $4,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 91 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 157 | $4,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 100 | $3,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 108 | $3,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 50 | $3,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 50 | $3,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 102 | $3,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 40 | $3,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 82 | $3,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 85 | $3,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 50 | $3,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 105 | $3,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 53 | $3,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 5,000 | $3,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 30 | $3,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 384 | $3,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 202 | $3,000 | thousands by filing date | |
| Automatic Data Processing | 53015103 | COM | 41 | $3,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ALCOA, INC. | 13817101 | COM | 424 | $3,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ALLETE INC | 18522300 | COM | 66 | $3,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SINGAPORE FUND | 82929L109 | COM | 200 | $3,000 | thousands by filing date | |
| FIRST AMERICAN MN MUN INC II | 31849P104 | CMN | 231 | $3,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 180 | $2,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 24 | $2,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 93 | $2,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 40 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 21 | $2,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 21 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 100 | $2,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 100 | $2,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 236 | $2,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 121 | $2,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 200 | $2,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 40 | $2,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 125 | $2,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 100 | $2,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 100 | $2,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 340 | $2,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 72 | $2,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 140 | $2,000 | thousands by filing date | |
| ALLSTATE CORP | 20002101 | OPTION | 40 | $2,000 | thousands by filing date | The CUSIP as filed is malformed. |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 5 | $1,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 27 | $1,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 40 | $1,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 33 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 20 | $1,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 735 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 41 | $1,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 167 | $1,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 19 | $1,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 20 | $1,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 20 | $1,000 | thousands by filing date | |
| LSI CORPORATION | 502161102 | COM | 100 | $1,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 16 | $1,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 33 | $1,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 85 | $1,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 44 | $1,000 | thousands by filing date | |
| AMERIGAS PARTNERS, LP | 30975106 | COM | 32 | $1,000 | thousands by filing date | The CUSIP as filed is malformed. |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 35 | $1,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W227 | COM | 20 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347X120 | ULT MSCIBZL CAPP | 18 | $1,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 25 | $1,000 | thousands by filing date | |
| DIREXION DLY LAT AMER BULL3X | 25459Y652 | CMN | 30 | $1,000 | thousands by filing date | |
| ASIA PAC FD INC COM | 44901106 | CLSD FD | 100 | $1,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Mallinckrodt Plc | G5785G107 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBALSTAR INC | 378973408 | COM | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTERNATIONAL GROUP INC | 26874784 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| ALCATEL-LUCENT - SPONSORED ADR | 13904305 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| BANCO BRADESCO S A | 59460303 | SP ADR PFD NEW | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| CHINA PRECISION STEEL INC | 16941J205 | COM NEW | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AETERNA ZENTARIS INC | 7975303 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The CUSIP as filed is malformed. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001569118-13-000005 | this filing | 2013-10-16 | acceptance time not in the bulk data set |