13F-HR filed by Waverly Advisors, LLC
Waverly Advisors, LLC filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-14, with 145 holding rows worth $592,120,000.
- Accession
- 0001568787-20-000002
- Filer
- CIK 1568787
- Filed
- 2020-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 145 entries on the cover page, a total value of $592,120,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $592,120,000 with VALUE read as thousands by filing date, 13F file number 028-15191. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 866,631 | $80,111,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 435,872 | $68,297,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 627,477 | $51,008,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 340,591 | $43,150,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 1,275,262 | $42,517,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 318,422 | $37,332,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 1,682,012 | $25,953,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 260,095 | $23,263,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 705,748 | $21,328,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 139,494 | $12,423,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 108,774 | $9,473,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 81,295 | $9,379,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 33,714 | $8,712,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 48,409 | $7,293,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 75,418 | $6,954,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 192,129 | $6,446,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 63,246 | $6,273,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 139,147 | $6,238,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 25,694 | $6,085,000 | thousands by filing date | |
| VTI | 922908769 | COM | 46,430 | $5,985,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 21,723 | $5,524,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 127,258 | $5,150,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 18,960 | $4,887,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 81,750 | $4,437,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 26,872 | $3,986,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 31,485 | $3,604,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 38,066 | $3,380,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 103,268 | $3,028,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 22,160 | $2,917,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 19,371 | $2,912,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 93,066 | $2,824,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 64,447 | $2,667,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 49,573 | $2,353,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 20,373 | $2,302,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 20,382 | $2,017,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 24,046 | $1,973,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 33,326 | $1,959,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 12,177 | $1,920,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 35,470 | $1,896,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 15,593 | $1,685,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 13,757 | $1,588,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 30,554 | $1,524,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 20,561 | $1,318,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 62,900 | $1,293,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 8,789 | $1,268,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 28,364 | $1,255,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 8,320 | $1,241,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 32,386 | $1,190,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 33,102 | $1,181,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 33,853 | $1,155,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 48,861 | $1,151,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 16,916 | $1,062,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 7,549 | $990,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 8,853 | $974,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 3,865 | $964,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 17,763 | $962,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 492 | $959,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 9,810 | $955,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 12,130 | $949,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 82,662 | $932,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 46,076 | $794,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 13,298 | $761,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 3,985 | $744,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 24,575 | $716,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 6,528 | $716,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 3,810 | $697,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 5,923 | $673,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 12,113 | $656,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 4,100 | $652,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 25,020 | $625,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 17,981 | $607,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 6,576 | $592,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 4,598 | $588,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 64,295 | $577,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 4,596 | $559,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 5,787 | $530,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 4,341 | $515,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 63,189 | $485,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 4,453 | $460,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 2,786 | $449,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 5,315 | $447,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 3,995 | $443,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 10,152 | $438,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 5,386 | $414,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 355 | $413,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 8,755 | $411,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,516 | $400,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 12,141 | $396,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 14,086 | $395,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 2,766 | $391,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 7,251 | $381,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,253 | $373,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 9,818 | $373,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,305 | $370,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 4,894 | $357,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 3,501 | $350,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 5,307 | $327,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 14,767 | $323,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 5,885 | $318,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 2,105 | $313,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 3,237 | $313,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,425 | $312,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 3,042 | $307,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 3,259 | $307,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 37,099 | $295,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,991 | $283,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 5,896 | $281,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 3,374 | $279,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 5,160 | $277,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 233 | $271,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 3,502 | $270,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 12,319 | $262,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 4,182 | $262,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 8,100 | $253,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 3,824 | $251,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,033 | $249,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,915 | $230,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,578 | $230,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,372 | $229,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 3,153 | $228,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 2,817 | $228,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,659 | $227,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,420 | $225,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 2,529 | $219,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 7,127 | $219,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 1,965 | $218,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 1,317 | $217,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 10,393 | $216,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 4,167 | $216,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 3,458 | $216,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 4,359 | $211,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,803 | $209,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,516 | $207,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 3,636 | $205,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,384 | $205,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 6,924 | $204,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 17,643 | $178,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 19,812 | $129,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 15,444 | $127,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 11,020 | $82,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 10,039 | $50,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 23,429 | $47,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 15,000 | $47,000 | thousands by filing date | principal |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 10,000 | $34,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 10,841 | $14,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001568787-20-000002 | this filing | 2020-05-14 | acceptance time not in the bulk data set |