13F-HR filed by Waverly Advisors, LLC
Waverly Advisors, LLC filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-07-27, with 219 holding rows worth $398,171,000.
- Accession
- 0001568787-17-000005
- Filer
- CIK 1568787
- Filed
- 2017-07-27
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 219 entries on the cover page, a total value of $398,171,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $398,171,000 with VALUE read as thousands by filing date, 13F file number 028-15191. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 508,467 | $55,682,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 399,512 | $41,098,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 335,207 | $39,447,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 269,410 | $34,226,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 389,464 | $14,367,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 248,170 | $10,254,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 102,344 | $5,902,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 35,548 | $5,066,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 30,306 | $4,365,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 77,828 | $3,902,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 16,032 | $3,877,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 24,145 | $3,273,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 36,737 | $3,216,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 33,222 | $3,208,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 63,732 | $3,189,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 13,994 | $3,107,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 56,183 | $2,936,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 103,854 | $2,805,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 40,073 | $2,762,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 19,345 | $2,726,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 43,149 | $2,391,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 18,732 | $2,373,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 29,192 | $2,357,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 22,132 | $2,309,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 56,325 | $2,300,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 51,093 | $2,292,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 2,463 | $2,290,000 | thousands by filing date | |
| COMMERCE UNION BANCSHARES INC | 200828101 | Common Stock | 94,412 | $2,254,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 17,931 | $2,204,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 36,461 | $2,109,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 17,287 | $2,013,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 14,905 | $1,972,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 20,466 | $1,919,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,828 | $1,770,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 29,068 | $1,770,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 70,554 | $1,712,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 20,217 | $1,703,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 6,855 | $1,668,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 19,017 | $1,657,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 10,360 | $1,539,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 14,336 | $1,523,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 40,302 | $1,521,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 9,968 | $1,505,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 15,990 | $1,461,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 5,194 | $1,442,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 22,194 | $1,422,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 29,662 | $1,420,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 6,822 | $1,420,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 25,762 | $1,390,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 21,799 | $1,390,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 21,308 | $1,389,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 39,595 | $1,384,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 18,262 | $1,382,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 9,432 | $1,375,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 27,483 | $1,357,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 16,760 | $1,349,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 25,895 | $1,341,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 6,871 | $1,317,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 34,459 | $1,284,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 11,662 | $1,252,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 10,465 | $1,229,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 7,679 | $1,228,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 19,698 | $1,198,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 27,429 | $1,196,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 7,560 | $1,163,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 6,823 | $1,156,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 9,812 | $1,153,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 9,265 | $1,145,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 10,109 | $1,093,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 6,510 | $1,071,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 31,016 | $1,022,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 30,327 | $1,019,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 4 | $1,019,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 18,294 | $1,001,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 11,115 | $986,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 8,040 | $976,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 43,134 | $965,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 11,780 | $951,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 16,987 | $947,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 12,126 | $945,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 4,743 | $938,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 7,236 | $905,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 9,922 | $890,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 27,483 | $860,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 20,005 | $854,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 4,591 | $851,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 24,291 | $829,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 5,389 | $827,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 6,159 | $821,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 6,313 | $815,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 4,100 | $814,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 6,486 | $809,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 5,639 | $808,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 4,948 | $803,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 22,297 | $791,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 862 | $783,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 7,224 | $776,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 11,448 | $766,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 22,656 | $764,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 12,934 | $763,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 5,684 | $752,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 5,473 | $749,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 10,045 | $748,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 7,976 | $740,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 3,875 | $729,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 5,932 | $724,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 6,256 | $723,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 9,921 | $719,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 10,546 | $707,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 3,027 | $705,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 7,439 | $703,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 15,941 | $685,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 10,264 | $650,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 13,014 | $649,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 12,353 | $646,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 13,182 | $641,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 12,549 | $640,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 9,549 | $617,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 24,301 | $613,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 11,390 | $611,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 13,566 | $606,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 7,075 | $591,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 10,307 | $568,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 4,646 | $565,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 7,236 | $557,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 2,175 | $554,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 4,107 | $547,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 7,748 | $543,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 13,685 | $533,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 3,354 | $509,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 23,274 | $507,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 8,193 | $496,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 6,234 | $486,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 4,490 | $486,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 7,729 | $478,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 3,917 | $466,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 9,186 | $462,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 3,141 | $457,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 8,506 | $457,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 4,554 | $456,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,045 | $454,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 3,462 | $450,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,597 | $447,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 12,285 | $447,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 9,709 | $427,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 2,215 | $425,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 1,726 | $420,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 3,678 | $408,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 6,108 | $402,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 3,793 | $398,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 6,937 | $397,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 6,087 | $396,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 9,114 | $395,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 26,696 | $391,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 3,617 | $387,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 3,712 | $384,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 2,398 | $383,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 27,267 | $378,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 201 | $376,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 2,753 | $372,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 2,612 | $369,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 5,134 | $363,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 6,868 | $357,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,264 | $347,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 5,910 | $345,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 2,702 | $338,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 5,227 | $337,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 4,136 | $330,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 4,463 | $323,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 11,711 | $317,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 3,961 | $312,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 10,817 | $311,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 5,724 | $307,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 2,945 | $306,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 2,440 | $305,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 11,156 | $293,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 8,772 | $293,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 2,217 | $286,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 4,505 | $282,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 2,283 | $275,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 3,259 | $269,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 6,685 | $266,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 1,579 | $261,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 5,684 | $260,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 2,349 | $256,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 9,783 | $256,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 758 | $255,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 3,324 | $249,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 3,832 | $248,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 2,962 | $247,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 3,673 | $244,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 1,998 | $236,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 11,495 | $234,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,322 | $231,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 3,876 | $230,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,622 | $229,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,868 | $227,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 3,397 | $224,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 867 | $223,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 2,318 | $222,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,815 | $217,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 5,570 | $214,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 3,378 | $213,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 2,723 | $212,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 431 | $212,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,659 | $210,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 814 | $209,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 4,810 | $208,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 3,396 | $206,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,463 | $205,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 2,684 | $205,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 15,380 | $184,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 10,648 | $94,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 10,640 | $71,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 14,000 | $70,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 15,000 | $39,000 | thousands by filing date | principal |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 28,000 | $33,000 | thousands by filing date | principal |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 15,000 | $19,000 | thousands by filing date | principal |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 15,000 | $11,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001568787-17-000005 | this filing | 2017-07-27 | acceptance time not in the bulk data set |