13F-HR filed by Waverly Advisors, LLC
Waverly Advisors, LLC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-01-24, with 120 holding rows worth $269,178,000.
- Accession
- 0001568787-17-000001
- Filer
- CIK 1568787
- Filed
- 2017-01-24
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 120 entries on the cover page, a total value of $269,178,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $269,178,000 with VALUE read as thousands by filing date, 13F file number 028-15191. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 496,367 | $53,637,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 391,354 | $38,036,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 330,972 | $34,974,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 263,740 | $29,402,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 330,276 | $12,366,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 218,218 | $7,974,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 138,106 | $7,973,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 87,727 | $4,993,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 14,066 | $3,144,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 23,391 | $3,079,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 52,929 | $2,726,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 19,942 | $2,689,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 27,322 | $2,541,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 12,291 | $2,523,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 29,335 | $2,514,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 53,791 | $2,283,000 | thousands by filing date | |
| COMMERCE UNION BANCSHARES INC | 200828101 | Common Stock | 100,162 | $2,154,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 50,326 | $1,801,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 15,258 | $1,796,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 13,082 | $1,687,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 13,830 | $1,673,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 13,379 | $1,550,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 30,737 | $1,532,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 10,360 | $1,504,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 30,169 | $1,484,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 38,336 | $1,474,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 10,873 | $1,361,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 36,163 | $1,274,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 23,489 | $1,253,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 9,480 | $1,111,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 19,698 | $1,107,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 9,926 | $1,105,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 15,727 | $977,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 30,868 | $975,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 24,023 | $975,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 7,315 | $974,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 22,772 | $944,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 9,970 | $900,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 9,493 | $893,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 20,563 | $875,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 17,824 | $842,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 4,100 | $811,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 8,525 | $736,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 6,155 | $709,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 11,904 | $656,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 7,411 | $623,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 11,213 | $601,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 747 | $592,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 18,418 | $557,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 9,608 | $527,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 6,733 | $525,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 3,826 | $513,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 4,419 | $504,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 4,000 | $477,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 6,744 | $466,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 4,011 | $449,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,751 | $448,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 6,442 | $445,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 4,185 | $438,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 4,000 | $437,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 6,036 | $430,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 5,051 | $424,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 4,516 | $413,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 7,638 | $408,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,529 | $394,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 2,181 | $390,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 506 | $379,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 2,820 | $373,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 2,882 | $359,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 10,949 | $356,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 28,022 | $356,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 15,725 | $348,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 3,222 | $338,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 4,635 | $332,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 5,419 | $322,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 1,516 | $318,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 4,646 | $314,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 3,107 | $309,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 6,930 | $309,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,892 | $303,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 4,445 | $300,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 8,806 | $284,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 19,328 | $278,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 4,412 | $276,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 3,485 | $274,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 5,454 | $273,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 1,545 | $273,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 3,427 | $267,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 6,308 | $266,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 2,560 | $265,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 10,817 | $264,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 2,945 | $261,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 5,112 | $260,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 3,565 | $260,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,104 | $248,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,258 | $232,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 3,977 | $232,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,399 | $232,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 2,005 | $231,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 4,137 | $230,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 2,204 | $230,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,831 | $223,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 283 | $218,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 758 | $218,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 5,520 | $218,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 149 | $218,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 2,965 | $215,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,980 | $214,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 6,066 | $211,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 4,547 | $208,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 2,779 | $206,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 2,925 | $204,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 2,815 | $201,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 10,000 | $145,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 14,000 | $98,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 10,648 | $87,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 28,000 | $34,000 | thousands by filing date | principal |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 15,000 | $30,000 | thousands by filing date | principal |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 15,000 | $19,000 | thousands by filing date | principal |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 15,000 | $11,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001568787-17-000001 | this filing | 2017-01-24 | acceptance time not in the bulk data set |