13F-HR filed by Waverly Advisors, LLC
Waverly Advisors, LLC filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-08, with 128 holding rows worth $229,731,000.
- Accession
- 0001568787-16-000005
- Filer
- CIK 1568787
- Filed
- 2016-02-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 128 entries on the cover page, a total value of $229,731,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $229,731,000 with VALUE read as thousands by filing date, 13F file number 028-15191. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 365,512 | $31,416,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 306,733 | $30,584,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 254,163 | $27,040,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 174,956 | $19,704,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 177,908 | $19,216,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 165,610 | $18,881,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 144,742 | $5,315,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 103,047 | $3,371,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 32,450 | $3,176,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 40,772 | $2,940,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 56,066 | $2,665,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 21,572 | $2,591,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 50,269 | $2,589,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 13,256 | $2,478,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 45,962 | $2,464,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 26,114 | $2,401,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 52,202 | $1,907,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 12,820 | $1,502,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 17,581 | $1,478,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 15,445 | $1,389,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 12,426 | $1,375,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 22,893 | $1,306,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 6,159 | $1,256,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 18,551 | $1,089,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 12,900 | $981,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 20,342 | $952,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 16,610 | $921,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 9,503 | $882,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 10,637 | $867,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 19,859 | $853,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 15,061 | $850,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 27,061 | $843,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 20,644 | $813,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 5,770 | $794,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 9,395 | $732,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 10,918 | $721,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 13,895 | $694,000 | thousands by filing date | |
| APPLE INC | 37833100 | COM | 6,265 | $659,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 19,130 | $651,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 18,857 | $649,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 6,990 | $649,000 | thousands by filing date | |
| AMERICAN WATER WORKS CO INC | 30420103 | COM | 10,800 | $645,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PROASSURANCE CORP | 74267C106 | COM | 13,132 | $637,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 4,100 | $615,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 780 | $607,000 | thousands by filing date | |
| BOEING CO. | 97023105 | COM | 4,039 | $584,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Procter & Gamble Co | 742718109 | COM | 7,265 | $577,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 5,649 | $558,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 4,339 | $552,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 13,661 | $531,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 54,878 | $527,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 7,535 | $526,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 4,925 | $506,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 4,992 | $499,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 5,273 | $464,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 4,900 | $454,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 2,200 | $451,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 3,800 | $447,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 4,521 | $438,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 4,609 | $438,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 4,375 | $431,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 5,528 | $429,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 6,154 | $423,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 15,044 | $409,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 29,779 | $400,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,196 | $396,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 4,904 | $391,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 3,947 | $379,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 5,200 | $378,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 6,263 | $377,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 11,300 | $372,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 6,070 | $372,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 6,999 | $370,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 2,416 | $364,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC. CLASS B | 84670702 | COM | 2,701 | $357,000 | thousands by filing date | The CUSIP as filed is malformed. |
| iShares Russell Midcap ETF | 464287499 | SHS | 2,187 | $350,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 3,730 | $344,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 2,816 | $342,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 7,373 | $341,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 4,350 | $335,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 7,525 | $332,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 2,913 | $330,000 | thousands by filing date | |
| AIR PRODUCTS & CHEMICALS | 9158106 | COM | 2,502 | $326,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Gilead Sciences,Inc. | 375558103 | COM | 3,199 | $324,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 3,055 | $321,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 5,890 | $320,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 5,380 | $310,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 3,615 | $306,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 3,247 | $296,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 3,377 | $295,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 10,856 | $293,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 3,725 | $291,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 5,205 | $289,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,140 | $283,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,900 | $283,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 3,600 | $282,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 20,000 | $276,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 2,400 | $275,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 7,200 | $274,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 4,730 | $273,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,326 | $272,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 5,378 | $269,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,229 | $263,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 2,611 | $260,000 | thousands by filing date | |
| ALLSTATE CORP | 20002101 | OPTION | 4,100 | $255,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 5,544 | $254,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 4,172 | $243,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 4,559 | $242,000 | thousands by filing date | |
| Automatic Data Processing | 53015103 | COM | 2,820 | $239,000 | thousands by filing date | The CUSIP as filed is malformed. |
| EMERSON ELEC CO COM | 291011104 | Stock | 4,980 | $238,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 3,991 | $236,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 7,200 | $229,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 3,945 | $222,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 6,777 | $214,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 3,342 | $209,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 3,775 | $207,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 2,215 | $201,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 20,900 | $85,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 11,500 | $78,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 15,986 | $75,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558AP8 | CORPORATE OBLIG | 12,000 | $54,000 | thousands by filing date | principal |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 28,000 | $32,000 | thousands by filing date | principal |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 15,000 | $29,000 | thousands by filing date | principal |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 25,000 | $25,000 | thousands by filing date | principal |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 15,000 | $19,000 | thousands by filing date | principal |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 18,000 | $18,000 | thousands by filing date | principal |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 16,000 | $16,000 | thousands by filing date | principal |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 15,000 | $8,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001568787-16-000005 | this filing | 2016-02-08 | acceptance time not in the bulk data set |