13F-HR filed by Waverly Advisors, LLC
Waverly Advisors, LLC filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-02, with 441 holding rows worth $145,008,000.
- Accession
- 0001568787-15-000004
- Filer
- CIK 1568787
- Filed
- 2015-11-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 441 entries on the cover page, a total value of $145,008,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $145,008,000 with VALUE read as thousands by filing date, 13F file number 028-15191. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 370,555 | $30,845,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 313,348 | $30,479,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 262,294 | $26,305,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 103,453 | $3,687,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 22,259 | $2,597,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 46,679 | $2,544,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 13,623 | $2,394,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 56,057 | $2,328,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 39,443 | $2,261,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 34,869 | $1,818,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 46,902 | $1,694,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 12,916 | $1,490,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 39,933 | $1,321,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 15,071 | $1,288,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 11,573 | $1,264,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 6,234 | $1,195,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 20,397 | $1,179,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 12,272 | $968,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 21,147 | $945,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 8,681 | $937,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 9,750 | $884,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 20,083 | $801,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 20,191 | $770,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 18,127 | $727,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 9,366 | $719,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 13,132 | $644,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 18,384 | $622,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 4,100 | $615,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 12,321 | $589,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 5,030 | $584,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 5,264 | $577,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 7,604 | $565,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 19,891 | $502,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 4,339 | $473,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 14,501 | $472,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 32,130 | $388,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 5,008 | $378,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 3,818 | $356,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,530 | $330,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 2,055 | $320,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 2,778 | $297,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 4,377 | $284,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 2,550 | $281,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 3,247 | $275,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 2,769 | $268,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,326 | $255,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 3,390 | $244,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 4,524 | $243,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 2,611 | $243,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 4,334 | $236,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 2,634 | $235,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,644 | $215,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 6,777 | $213,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 3,074 | $188,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 2,149 | $171,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 18,878 | $170,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 3,883 | $169,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 2,905 | $165,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 2,769 | $156,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 3,917 | $151,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 2,025 | $146,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 3,348 | $146,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 2,839 | $146,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 1,205 | $142,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 2,929 | $140,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,392 | $131,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 4,241 | $129,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 1,222 | $119,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,696 | $118,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 3,626 | $114,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,084 | $108,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 2,370 | $105,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 752 | $101,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 2,259 | $100,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 3,694 | $97,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 541 | $94,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 2,700 | $94,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 3,075 | $94,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 2,351 | $88,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 2,853 | $86,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 5,845 | $85,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 68 | $84,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 1,000 | $83,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 2,212 | $83,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 760 | $82,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 2,540 | $81,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 972 | $81,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 735 | $80,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 2,000 | $79,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 783 | $77,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 1,107 | $77,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 800 | $77,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 2,163 | $77,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 936 | $76,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 1,853 | $76,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 15,986 | $75,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 756 | $74,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 3,061 | $74,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 879 | $71,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 1,293 | $69,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 3,000 | $68,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 1,211 | $68,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 740 | $66,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 1,460 | $65,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 709 | $64,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 1,340 | $64,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 698 | $63,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 540 | $62,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 673 | $62,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 2,067 | $61,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 3,645 | $59,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 712 | $58,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 1,434 | $58,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 1,078 | $58,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 1,056 | $58,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 1,258 | $58,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 1,454 | $57,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 1,031 | $57,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 2,075 | $57,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 1,026 | $56,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 566 | $56,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1,860 | $56,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 400 | $56,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 1,414 | $55,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 500 | $55,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 323 | $54,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,072 | $53,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 600 | $53,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 5,679 | $53,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 430 | $52,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 775 | $52,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 10,467 | $52,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 4,070 | $52,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 462 | $51,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558AP8 | CORPORATE OBLIG | 12,000 | $51,000 | thousands by filing date | principal |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 2,390 | $50,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 1,404 | $50,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 1,182 | $49,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 2,840 | $49,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 350 | $48,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 1,145 | $48,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 6,660 | $48,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 2,683 | $48,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 1,509 | $48,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 437 | $47,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 507 | $47,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 1,710 | $46,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 551 | $46,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 544 | $46,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 397 | $46,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 441 | $45,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 3,320 | $45,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 300 | $43,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 300 | $43,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 3,762 | $43,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 730 | $43,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 524 | $42,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 4,270 | $42,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 785 | $41,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 591 | $41,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 711 | $41,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 1,004 | $41,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 1,701 | $41,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 4,097 | $41,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 568 | $40,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 5,616 | $40,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 637 | $39,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 2,811 | $39,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 1,912 | $39,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 1,150 | $38,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 350 | $38,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 2,947 | $38,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 321 | $38,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 1,325 | $38,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 2,336 | $36,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 196 | $36,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 408 | $36,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 406 | $35,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 280 | $35,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 940 | $35,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 730 | $35,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 294 | $34,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 902 | $34,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 47 | $34,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 1,457 | $34,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 478 | $34,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 895 | $34,000 | thousands by filing date | |
| VTI | 922908769 | COM | 330 | $33,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 800 | $33,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 583 | $33,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 948 | $33,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 705 | $33,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 298 | $32,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 325 | $31,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 362 | $31,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 352 | $31,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 115 | $31,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 28,000 | $31,000 | thousands by filing date | principal |
| Elevance Health, Inc. | 036752103 | COM | 215 | $30,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 472 | $30,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 1,200 | $30,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 3,084 | $30,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 376 | $29,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 500 | $29,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 193 | $29,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 3,478 | $29,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 536 | $29,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 378 | $29,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 182 | $29,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 311 | $28,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 800 | $28,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 15,000 | $28,000 | thousands by filing date | principal |
| BECTON DICKINSON & CO | 075887109 | COM | 200 | $27,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 2,550 | $27,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 549 | $27,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 549 | $27,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 678 | $27,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 1,100 | $27,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 1,021 | $27,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 3,292 | $26,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 202 | $26,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 315 | $26,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 289 | $26,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 677 | $26,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 622 | $26,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 476 | $25,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 372 | $25,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 250 | $25,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 469 | $25,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 645 | $25,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 333 | $25,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 25,000 | $25,000 | thousands by filing date | principal |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 372 | $24,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 491 | $24,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 634 | $24,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 165 | $24,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 309 | $24,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 850 | $24,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 452 | $24,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 331 | $24,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 638 | $24,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 337 | $23,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 528 | $23,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 455 | $23,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 215 | $23,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 300 | $23,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 309 | $23,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 340 | $23,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 294 | $23,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 148 | $22,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 343 | $22,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 546 | $22,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 816 | $22,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 1,965 | $22,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 1,344 | $22,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 316 | $21,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 1,620 | $21,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 1,567 | $21,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 267 | $21,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 560 | $21,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 659 | $21,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 716 | $21,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 2,000 | $21,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 2,132 | $21,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 324 | $21,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 727 | $21,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 1,328 | $21,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 284 | $21,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 1,195 | $20,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 295 | $20,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 295 | $20,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 508 | $20,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 410 | $20,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 403 | $20,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 359 | $20,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 1,000 | $20,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 570 | $19,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 782 | $19,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 438 | $19,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 501 | $19,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 73 | $19,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 439 | $19,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 1,185 | $19,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 1,048 | $19,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 505 | $19,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 1,468 | $19,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 213 | $18,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 170 | $18,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 556 | $18,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 686 | $18,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 328 | $18,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 920 | $18,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 1,529 | $18,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 18,000 | $18,000 | thousands by filing date | principal |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 233 | $17,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 257 | $17,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 380 | $17,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 300 | $17,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 250 | $17,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 1,077 | $17,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 312 | $17,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 480 | $17,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 1,000 | $17,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 567 | $17,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 2,901 | $17,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 1,000 | $17,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 373 | $17,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 1,234 | $17,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 15,000 | $17,000 | thousands by filing date | principal |
| METLIFE INC COM | 59156R108 | Stock | 345 | $16,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 608 | $16,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 230 | $16,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 490 | $16,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 800 | $16,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 16,000 | $16,000 | thousands by filing date | principal |
| DDR CORP | 251591AX1 | NOTE | 15,000 | $16,000 | thousands by filing date | principal |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 300 | $15,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 296 | $15,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 541 | $15,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 218 | $15,000 | thousands by filing date | |
| BAXALTA INC | 07177M103 | COM | 490 | $15,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 500 | $14,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 200 | $14,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 2,200 | $14,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 150 | $14,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 250 | $14,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 1,514 | $14,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 223 | $13,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 655 | $13,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 141 | $12,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 209 | $12,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 500 | $12,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 246 | $12,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 100 | $12,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 300 | $12,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 200 | $12,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 236 | $11,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 229 | $11,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 263 | $11,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 270 | $11,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 15,000 | $11,000 | thousands by filing date | principal |
| OCCIDENTAL PETE CORP | 674599105 | COM | 150 | $10,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 200 | $10,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 758 | $10,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 1,935 | $10,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 65 | $10,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 2,000 | $10,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 500 | $10,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 200 | $9,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 1,454 | $9,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 260 | $9,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 300 | $9,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 57 | $8,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 82 | $8,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 600 | $8,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 58 | $8,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 237 | $8,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 105 | $8,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 200 | $8,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 185 | $7,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 312 | $7,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 400 | $7,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 150 | $7,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 175 | $7,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 102 | $7,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 123 | $7,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 2,638 | $7,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 1,043 | $7,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 2,130 | $7,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 52 | $6,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 446 | $6,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 146 | $6,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 179 | $6,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 270 | $6,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 182 | $5,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 500 | $5,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 1,000 | $5,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 54 | $5,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 90 | $5,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 340 | $5,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 137 | $4,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 96 | $4,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 17 | $4,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 72 | $4,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 50 | $4,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 35 | $4,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 63 | $4,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 32 | $4,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 83 | $4,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 92 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 50 | $4,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 544 | $4,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 152 | $4,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 81 | $3,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 26 | $3,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 712 | $3,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 150 | $3,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 100 | $3,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 101 | $3,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 150 | $3,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 1,000 | $3,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 133 | $3,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 102 | $3,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 34 | $2,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 50 | $2,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 134 | $2,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 18 | $2,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 300 | $2,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 47 | $1,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 146 | $1,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 12 | $1,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 25 | $1,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 43 | $1,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 102 | $1,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 22 | $1,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 334 | $1,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 55 | $1,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 183 | $1,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 100 | $1,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 102 | $1,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 282 | $1,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 6 | $1,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST SOLAR INC COM | 336433107 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNPOWER CORP | 867652406 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TWITTER INC | 90184L102 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KKR & CO LP | 48248M102 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADCOM CORP | 111320107 | CL A | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEARLAB CORP | 878193101 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCLARO INC | 67555N206 | COM | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001568787-15-000004 | this filing | 2015-11-02 | acceptance time not in the bulk data set |