13F-HR filed by Waverly Advisors, LLC
Waverly Advisors, LLC filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-07, with 362 holding rows worth $197,727,000.
- Accession
- 0001568787-15-000002
- Filer
- CIK 1568787
- Filed
- 2015-05-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 362 entries on the cover page, a total value of $197,727,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $197,727,000 with VALUE read as thousands by filing date, 13F file number 028-15191. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 349,214 | $37,722,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 394,151 | $36,226,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 279,887 | $29,279,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 203,355 | $24,750,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 69,116 | $13,077,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 222,119 | $8,847,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 22,729 | $3,016,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 77,877 | $2,569,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 44,074 | $2,396,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 37,076 | $2,379,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 45,814 | $1,977,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 17,387 | $1,937,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 14,564 | $1,907,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 32,862 | $1,739,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 14,400 | $1,429,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 34,339 | $1,403,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 6,445 | $1,330,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 12,019 | $1,262,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 26,192 | $1,069,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 7,719 | $960,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 11,273 | $891,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 6,923 | $849,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 22,070 | $787,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 8,616 | $732,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 15,662 | $694,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 16,768 | $680,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 13,132 | $603,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 5,243 | $596,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 4,100 | $582,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 19,844 | $492,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 4,279 | $458,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 32,130 | $411,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 4,518 | $381,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 11,255 | $367,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 3,142 | $364,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,399 | $346,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 1,981 | $343,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 4,163 | $342,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 2,260 | $281,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 3,107 | $280,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,751 | $263,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 2,568 | $254,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 4,422 | $243,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 2,870 | $235,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 6,954 | $230,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 2,080 | $209,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 4,241 | $207,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 2,449 | $206,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 4,012 | $195,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 18,998 | $180,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 3,675 | $175,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 3,074 | $153,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 3,037 | $152,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 2,769 | $152,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 2,528 | $138,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 1,153 | $137,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 617 | $128,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 1,635 | $123,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,797 | $118,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 3,000 | $107,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 1,697 | $106,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 1,811 | $101,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 644 | $98,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 2,724 | $95,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 1,000 | $93,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 608 | $91,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 2,540 | $90,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 1,277 | $89,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 823 | $89,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 1,460 | $89,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 972 | $89,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 2,163 | $89,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 2,700 | $88,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 2,167 | $87,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 2,076 | $87,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 1,340 | $87,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 740 | $87,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 5,845 | $87,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 15,986 | $85,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 1,097 | $84,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 770 | $84,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 806 | $83,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 1,600 | $83,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 2,670 | $83,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 1,425 | $80,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 68 | $79,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 3,518 | $76,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 435 | $76,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 733 | $76,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 787 | $75,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 690 | $75,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 750 | $74,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 1,470 | $73,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 723 | $70,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1,857 | $70,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 1,400 | $69,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 1,328 | $68,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 9,771 | $68,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 1,431 | $66,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 800 | $65,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 1,214 | $63,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 587 | $62,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 1,031 | $62,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 746 | $62,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 540 | $61,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 880 | $61,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 1,022 | $60,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 692 | $60,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 3,496 | $60,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 2,735 | $59,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 590 | $58,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 1,398 | $58,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 928 | $56,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 2,687 | $56,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 712 | $55,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 1,364 | $55,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 500 | $55,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 1,384 | $54,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 1,929 | $53,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 5,679 | $53,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 1,011 | $52,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558AP8 | CORPORATE OBLIG | 12,000 | $52,000 | thousands by filing date | principal |
| Intel Corp | 458140100 | COM | 1,630 | $51,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 1,029 | $51,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 987 | $50,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 300 | $48,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 350 | $48,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 940 | $48,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 1,290 | $47,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 3,320 | $47,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 637 | $46,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 1,545 | $46,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 454 | $46,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 1,375 | $45,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 568 | $45,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 387 | $44,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 615 | $44,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 1,310 | $43,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 2,658 | $43,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 1,000 | $40,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 1,200 | $40,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 895 | $40,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 670 | $39,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 350 | $39,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 1,618 | $39,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 2,500 | $38,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 100 | $37,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 923 | $37,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 2,336 | $36,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 500 | $36,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 297 | $34,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 3,762 | $34,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 705 | $33,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 28,000 | $33,000 | thousands by filing date | principal |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 1,129 | $32,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 202 | $31,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 747 | $31,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 800 | $31,000 | thousands by filing date | |
| 38259p508 | COM | 55 | $31,000 | thousands by filing date | ||
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 15,000 | $31,000 | thousands by filing date | principal |
| Charles Schwab Corp | 808513105 | COM | 1,000 | $30,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 535 | $30,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 432 | $30,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 408 | $30,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 1,303 | $30,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 2,881 | $29,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 2,638 | $29,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 21,000 | $29,000 | thousands by filing date | principal |
| DOVER CORP COM | 260003108 | Stock | 410 | $28,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 1,100 | $28,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 333 | $27,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 403 | $27,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 277 | $26,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 330 | $26,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 1,550 | $26,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 340 | $26,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 534 | $26,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 402 | $25,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 306 | $25,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 25,000 | $25,000 | thousands by filing date | principal |
| United Parcel Service,Inc. Class B | 911312106 | COM | 250 | $24,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 567 | $24,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 1,239 | $24,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 1,000 | $24,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 1,344 | $24,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 528 | $23,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 267 | $23,000 | thousands by filing date | |
| OMNICARE | 681904AQ1 | NOTE3 | 19,000 | $23,000 | thousands by filing date | principal |
| YUM BRANDS INC COM | 988498101 | Stock | 276 | $22,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 298 | $21,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 17,000 | $21,000 | thousands by filing date | principal |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 241 | $20,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 300 | $20,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 20,000 | $20,000 | thousands by filing date | principal |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 1,468 | $20,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 300 | $19,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 35 | $19,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 17,000 | $19,000 | thousands by filing date | principal |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 1,048 | $19,000 | thousands by filing date | |
| DDR CORP | 251591AX1 | NOTE | 15,000 | $19,000 | thousands by filing date | principal |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 496 | $19,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 785 | $18,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 222 | $18,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 150 | $18,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 200 | $18,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 608 | $18,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 165 | $18,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 280 | $18,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 84 | $18,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 18,000 | $18,000 | thousands by filing date | principal |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 15,000 | $18,000 | thousands by filing date | principal |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 227 | $17,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 223 | $17,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 16,000 | $17,000 | thousands by filing date | principal |
| ROVI CORP | 779376102 | COM | 913 | $17,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 1,234 | $17,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 350 | $16,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 250 | $16,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 136 | $16,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 213 | $15,000 | thousands by filing date | |
| VTI | 922908769 | COM | 137 | $15,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 292 | $15,000 | thousands by filing date | |
| HEALTH CARE REIT INC | 42217KAR7 | NOTE | 10,000 | $15,000 | thousands by filing date | principal |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 15,000 | $15,000 | thousands by filing date | principal |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 2,200 | $14,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 610 | $14,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 160 | $14,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 250 | $14,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 110 | $14,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 300 | $14,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 593 | $14,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 200 | $14,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 218 | $14,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 209 | $13,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 110 | $13,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 260 | $13,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 883 | $13,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 124 | $13,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 300 | $13,000 | thousands by filing date | |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 12,000 | $13,000 | thousands by filing date | principal |
| PAYCHEX INC | 704326107 | COM | 235 | $12,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 151 | $12,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 64 | $12,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 200 | $12,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 135 | $12,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 105 | $12,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 1,030 | $12,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 15,000 | $12,000 | thousands by filing date | principal |
| CANADIANNATLRYCOF | 136375102 | STOK | 168 | $11,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 150 | $11,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 1,935 | $11,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 175 | $11,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 95 | $11,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 270 | $11,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 812 | $11,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 500 | $11,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 600 | $10,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 98 | $10,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 234 | $10,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 758 | $10,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 197 | $10,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 200 | $10,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 124 | $10,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 420 | $10,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 2,000 | $10,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 174 | $10,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 166 | $10,000 | thousands by filing date | |
| SYNAGEVA BIOPHARMA CORP | 87159A103 | COM | 100 | $10,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 225 | $10,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 57 | $9,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 57 | $9,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 160 | $9,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 55 | $9,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 385 | $9,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 314 | $9,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 150 | $9,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 100 | $9,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 270 | $9,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 107 | $9,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 570 | $9,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 100 | $8,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 95 | $8,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 90 | $8,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 184 | $8,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 123 | $8,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 186 | $8,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 2,130 | $8,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 103 | $7,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 446 | $7,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 200 | $7,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 200 | $7,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 114 | $6,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 307 | $6,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 70 | $6,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 54 | $6,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 179 | $6,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 90 | $6,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 116 | $6,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 96 | $5,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 39 | $5,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 860 | $5,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 1,000 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 30 | $5,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 2,681 | $5,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 42 | $5,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 280 | $5,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 1,000 | $4,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 200 | $4,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 125 | $4,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 36 | $4,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 1,000 | $4,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 40 | $4,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 170 | $4,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 134 | $3,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 48 | $3,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 100 | $3,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 830 | $3,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 133 | $3,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 102 | $3,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 2,145 | $3,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 100 | $3,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 34 | $2,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 11 | $2,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 18 | $2,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 121 | $2,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 300 | $2,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 22 | $2,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 334 | $2,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 74 | $2,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 2,450 | $2,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 123 | $1,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 25 | $1,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 22 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 38 | $1,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 55 | $1,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 183 | $1,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 100 | $1,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 100 | $1,000 | thousands by filing date | |
| RAYONIER TRS HLDGS INC | 75508AAC0 | NOTE 4.500% 8/1 | 1,000 | $1,000 | thousands by filing date | principal |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 52 | $1,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 282 | $1,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIENA CORP COM NEW | 171779309 | Stock | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNPOWER CORP | 867652406 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IROBOT CORP | 462726100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TENNECO INC | 880349105 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KKR & CO LP | 48248M102 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADCOM CORP | 111320107 | CL A | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEARLAB CORP | 878193101 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCLARO INC | 67555N206 | COM | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIME INC NEW | 887228104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001568787-15-000002 | this filing | 2015-05-07 | acceptance time not in the bulk data set |