13F-HR filed by Waverly Advisors, LLC
Waverly Advisors, LLC filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-01-15, with 419 holding rows worth $199,111,000.
- Accession
- 0001568787-15-000001
- Filer
- CIK 1568787
- Filed
- 2015-01-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 419 entries on the cover page, a total value of $199,111,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $199,111,000 with VALUE read as thousands by filing date, 13F file number 028-15191. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 346,450 | $35,203,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 390,173 | $34,893,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 278,997 | $29,125,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 213,694 | $25,517,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 71,752 | $13,518,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 229,869 | $8,707,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 24,114 | $2,980,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 44,208 | $2,370,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 37,576 | $2,286,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 16,386 | $2,095,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 45,498 | $2,046,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 30,412 | $1,999,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 89,247 | $1,946,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 53,870 | $1,775,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 15,991 | $1,761,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 32,752 | $1,715,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 37,296 | $1,493,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 12,244 | $1,374,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 6,445 | $1,325,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 8,219 | $983,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 12,211 | $940,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 9,835 | $937,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 21,860 | $877,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 8,612 | $796,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 6,616 | $772,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 15,162 | $745,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 16,768 | $708,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 4,100 | $627,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 16,636 | $585,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 22,425 | $567,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 4,484 | $502,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 4,279 | $494,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 14,767 | $427,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 3,056 | $397,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 32,130 | $389,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 3,133 | $359,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 4,117 | $354,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,349 | $353,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 10,317 | $347,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 7,666 | $346,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 4,142 | $336,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 1,985 | $332,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 6,074 | $331,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 7,500 | $308,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 3,107 | $283,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 2,969 | $270,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 2,404 | $265,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 2,568 | $246,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 4,313 | $234,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 4,386 | $225,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 2,045 | $214,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 6,452 | $210,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 18,998 | $201,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 7,700 | $200,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,162 | $191,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 3,362 | $156,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 1,493 | $156,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,649 | $155,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 3,329 | $154,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 2,769 | $150,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 1,000 | $144,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 534 | $140,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 25,000 | $139,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 1,635 | $133,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 617 | $128,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 3,734 | $126,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 2,286 | $125,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 2,632 | $123,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 1,782 | $116,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 3,474 | $108,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 1,000 | $107,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 2,703 | $107,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 2,700 | $103,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 2,670 | $103,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 1,931 | $101,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 938 | $95,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 643 | $92,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 602 | $92,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 972 | $89,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 823 | $87,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 1,387 | $85,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 740 | $85,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 1,425 | $83,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 690 | $82,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 2,924 | $81,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 939 | $81,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 5,500 | $81,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 833 | $78,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 1,786 | $78,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 1,654 | $74,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 787 | $74,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 1,082 | $74,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 435 | $74,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 1,328 | $74,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 1,313 | $73,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 562 | $72,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 1,443 | $71,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 3,518 | $71,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 1,031 | $71,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 1,019 | $67,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 1,323 | $65,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 2,637 | $62,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 650 | $61,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 1,660 | $60,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 540 | $57,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 1,398 | $57,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 880 | $57,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 2,200 | $57,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 3,421 | $56,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 590 | $55,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 750 | $55,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 800 | $54,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 712 | $53,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 1,108 | $53,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 5,679 | $53,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558AP8 | CORPORATE OBLIG | 12,000 | $50,000 | thousands by filing date | principal |
| SABRE CORP COM | 78573M104 | Stock | 2,426 | $49,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 300 | $48,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 1,310 | $47,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 1,375 | $47,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 987 | $47,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 454 | $47,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 700 | $46,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 4,000 | $46,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 1,350 | $46,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 2,687 | $46,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 3,320 | $46,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 615 | $45,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 387 | $44,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 871 | $44,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 568 | $44,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 1,182 | $43,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 572 | $43,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 1,200 | $43,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 940 | $42,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 1,523 | $42,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 2,100 | $42,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 2,658 | $41,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 500 | $41,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 4,220 | $40,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 21,000 | $40,000 | thousands by filing date | principal |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 1,165 | $40,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 1,000 | $40,000 | thousands by filing date | |
| VTI | 922908769 | COM | 371 | $39,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 1,000 | $39,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 1,000 | $39,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 3,838 | $39,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 670 | $38,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 364 | $38,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 294 | $37,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 923 | $37,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 5,200 | $37,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 1,332 | $36,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 342 | $36,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 424 | $36,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 915 | $36,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 318 | $35,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 902 | $35,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 500 | $35,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 491 | $35,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 1,575 | $35,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRADED FD WI | 18383M308 | COM | 1,283 | $35,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 350 | $34,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 895 | $34,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 1,863 | $33,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 1,100 | $33,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 28,000 | $33,000 | thousands by filing date | principal |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 400 | $32,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 800 | $31,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 750 | $31,000 | thousands by filing date | |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 2,750 | $31,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 202 | $29,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 174 | $29,000 | thousands by filing date | |
| 38259p508 | COM | 55 | $29,000 | thousands by filing date | ||
| United Parcel Service,Inc. Class B | 911312106 | COM | 250 | $28,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 432 | $28,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 360 | $28,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 417 | $28,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 1,243 | $28,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 413 | $28,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 277 | $27,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 294 | $27,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 500 | $27,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 753 | $27,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 306 | $26,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 2,000 | $26,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 403 | $26,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 25,000 | $26,000 | thousands by filing date | principal |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 673 | $26,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 400 | $25,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 528 | $25,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 1,200 | $25,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 567 | $25,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 350 | $25,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 1,550 | $25,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 333 | $24,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 534 | $24,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 1,271 | $24,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 222 | $23,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 380 | $23,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 544 | $23,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 1,021 | $23,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 1,344 | $23,000 | thousands by filing date | |
| OMNICARE | 681904AQ1 | NOTE3 | 19,000 | $23,000 | thousands by filing date | principal |
| ConocoPhillips | 20825C104 | COM | 314 | $22,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 876 | $22,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 466 | $22,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 196 | $22,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 1,239 | $22,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 17,000 | $22,000 | thousands by filing date | principal |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 1,000 | $22,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 276 | $20,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 541 | $20,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 393 | $20,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 20,000 | $20,000 | thousands by filing date | principal |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 496 | $20,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 608 | $19,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 300 | $19,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 241 | $19,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 1,048 | $19,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 1,468 | $19,000 | thousands by filing date | |
| DDR CORP | 251591AX1 | NOTE | 15,000 | $19,000 | thousands by filing date | principal |
| CORNING INC | 219350105 | COM | 785 | $18,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 697 | $18,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 35 | $18,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 17,000 | $18,000 | thousands by filing date | principal |
| OFFICE DEPOT INC | 676220106 | COM | 2,057 | $18,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 280 | $18,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 18,000 | $18,000 | thousands by filing date | principal |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 280 | $17,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 223 | $17,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 450 | $17,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 1,234 | $17,000 | thousands by filing date | |
| PROLOGIS INC 3.250 | 74340XAT8 | NOTE 3.250% 3/1 | 15,000 | $17,000 | thousands by filing date | principal |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 15,000 | $17,000 | thousands by filing date | principal |
| METLIFE INC COM | 59156R108 | Stock | 292 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 159 | $16,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 250 | $16,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 270 | $16,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 16,000 | $16,000 | thousands by filing date | principal |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 15,000 | $16,000 | thousands by filing date | principal |
| Eli Lilly and Company | 532457108 | COM | 213 | $15,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 188 | $15,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 593 | $15,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 200 | $15,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 245 | $15,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 169 | $15,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 820 | $15,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 218 | $15,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 435 | $15,000 | thousands by filing date | |
| HEALTH CARE REIT INC | 42217KAR7 | NOTE | 10,000 | $15,000 | thousands by filing date | principal |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 2,200 | $14,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 157 | $14,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 610 | $14,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 160 | $14,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 255 | $14,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 250 | $14,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 461 | $14,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 300 | $14,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 445 | $14,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 300 | $14,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 230 | $14,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 1,193 | $14,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 132 | $13,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 110 | $13,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 215 | $13,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 260 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 402 | $13,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 105 | $13,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 174 | $13,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 1,335 | $13,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 209 | $12,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 168 | $12,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 205 | $12,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 150 | $12,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 815 | $12,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 171 | $12,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 216 | $12,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 110 | $12,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 375 | $12,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 64 | $12,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 1,935 | $12,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 420 | $12,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 333 | $12,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 2,000 | $12,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 1,089 | $12,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 520 | $12,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 120 | $12,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 15,000 | $12,000 | thousands by filing date | principal |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 12,000 | $12,000 | thousands by filing date | principal |
| Vanguard Energy ETF | 92204A306 | SHS | 100 | $11,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 233 | $11,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 98 | $11,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 151 | $11,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 650 | $11,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 233 | $11,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 253 | $11,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 270 | $11,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 175 | $11,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 135 | $11,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 125 | $11,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 95 | $11,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 166 | $11,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 1,000 | $11,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 812 | $11,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 1,030 | $11,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 170 | $11,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 500 | $11,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 106 | $10,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 758 | $10,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 301 | $10,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 350 | $10,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 140 | $10,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 150 | $10,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 197 | $10,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 242 | $10,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 215 | $10,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 2,000 | $10,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 135 | $10,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 270 | $10,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 280 | $10,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 111 | $9,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 600 | $9,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 160 | $9,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 100 | $9,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 55 | $9,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 130 | $9,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 314 | $9,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 218 | $9,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 102 | $9,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 650 | $9,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 174 | $9,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 106 | $9,000 | thousands by filing date | |
| SYNAGEVA BIOPHARMA CORP | 87159A103 | COM | 100 | $9,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 120 | $9,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 285 | $9,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 5,000 | $9,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 2,015 | $9,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 55 | $8,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 174 | $8,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 215 | $8,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 446 | $8,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 184 | $8,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 449 | $8,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 109 | $8,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 186 | $8,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 570 | $8,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 535 | $8,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 2,130 | $8,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 307 | $7,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 90 | $7,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 298 | $7,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 53 | $7,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 123 | $7,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 2,681 | $7,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 270 | $7,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 475 | $7,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 230 | $7,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 81 | $6,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 127 | $6,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 860 | $6,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 70 | $6,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 179 | $6,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 200 | $6,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 200 | $6,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 215 | $6,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 245 | $6,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 544 | $6,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 39 | $5,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 125 | $5,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 145 | $5,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 175 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 240 | $5,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 40 | $5,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 90 | $5,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 1,825 | $5,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 116 | $5,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 530 | $4,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 1,000 | $4,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 625 | $4,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 170 | $4,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 100 | $3,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 133 | $3,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 455 | $3,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 34 | $2,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 48 | $2,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 11 | $2,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 18 | $2,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 300 | $2,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 334 | $2,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 830 | $2,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 100 | $2,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 102 | $2,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 368 | $2,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 240 | $2,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 39 | $1,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 25 | $1,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 12 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 38 | $1,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 55 | $1,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 183 | $1,000 | thousands by filing date | |
| RAYONIER TRS HLDGS INC | 75508AAC0 | NOTE 4.500% 8/1 | 1,000 | $1,000 | thousands by filing date | principal |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 282 | $1,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 2,145 | $1,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 2,450 | $1,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 67 | $1,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N208 | Cmn | 240 | $1,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BP PLC SPONSORED ADR | 055622104 | ADR | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRUBHUB INC | 400110102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TENNECO INC | 880349105 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADCOM CORP | 111320107 | CL A | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEARLAB CORP | 878193101 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCLARO INC | 67555N206 | COM | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001568787-15-000001 | this filing | 2015-01-15 | acceptance time not in the bulk data set |