13F-HR filed by Waverly Advisors, LLC
Waverly Advisors, LLC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-10-28, with 773 holding rows worth $184,933,000.
- Accession
- 0001568787-14-000004
- Filer
- CIK 1568787
- Filed
- 2014-10-28
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 773 entries on the cover page, a total value of $184,933,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $184,933,000 with VALUE read as thousands by filing date, 13F file number 028-15191. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 339,008 | $32,640,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 381,655 | $32,403,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 272,860 | $27,196,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 71,082 | $12,837,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 22,706 | $2,664,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 37,043 | $2,375,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 42,880 | $2,270,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 16,435 | $1,977,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 92,587 | $1,901,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 47,613 | $1,893,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 30,937 | $1,863,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 15,449 | $1,843,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 45,914 | $1,758,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 60,863 | $1,753,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 31,467 | $1,629,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 13,799 | $1,506,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 15,589 | $1,466,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 6,541 | $1,289,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 30,073 | $1,254,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 9,335 | $1,104,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 23,987 | $1,023,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 35,886 | $919,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 7,833 | $857,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 7,784 | $837,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 7,714 | $788,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 6,424 | $720,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 6,125 | $678,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 6,197 | $661,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 16,584 | $655,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 13,978 | $610,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 9,901 | $596,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 12,815 | $594,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 16,520 | $582,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,765 | $579,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 16,503 | $575,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 5,520 | $561,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 4,100 | $559,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 6,247 | $549,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 15,330 | $535,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 20,233 | $509,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 9,903 | $495,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 3,385 | $480,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 4,992 | $469,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 7,885 | $467,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 8,969 | $465,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 4,867 | $453,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 8,156 | $449,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 4,691 | $445,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 5,259 | $444,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 5,295 | $440,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 6,775 | $436,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 7,948 | $431,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 5,014 | $429,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 10,375 | $425,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 9,601 | $424,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 14,650 | $415,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 4,404 | $413,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 8,680 | $413,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 32,130 | $410,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 9,736 | $407,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 5,616 | $403,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 14,767 | $399,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 10,005 | $393,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 4,689 | $391,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 10,000 | $390,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 3,056 | $389,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 11,000 | $384,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 8,130 | $369,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 5,295 | $366,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 3,122 | $343,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 2,628 | $339,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 4,414 | $338,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 7,666 | $338,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 4,172 | $334,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 6,500 | $334,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,349 | $324,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 1,977 | $313,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 9,000 | $297,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 7,500 | $295,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 7,391 | $292,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 3,969 | $285,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 3,107 | $274,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 4,386 | $258,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 8,106 | $248,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 4,374 | $237,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 2,568 | $235,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 2,713 | $227,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 7,200 | $217,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,685 | $208,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 1,973 | $199,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 6,047 | $196,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 2,000 | $195,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 18,998 | $191,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 770 | $191,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 2,091 | $184,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 3,500 | $182,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 6,036 | $178,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 1,621 | $156,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 304 | $155,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 1,980 | $153,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 1,350 | $151,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 2,000 | $150,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 4,014 | $150,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 756 | $149,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 3,106 | $148,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 3,135 | $147,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 9,871 | $144,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 1,000 | $143,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 1,695 | $142,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 695 | $138,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 3,000 | $137,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 1,885 | $133,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 22,000 | $130,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 1,371 | $130,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 1,800 | $127,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 1,503 | $126,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 2,828 | $122,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 6,500 | $120,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 4,000 | $119,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 1,128 | $119,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 1,720 | $118,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 2,815 | $117,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 2,000 | $116,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 2,255 | $115,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 1,461 | $115,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 2,703 | $114,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 3,750 | $112,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 1,756 | $112,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 9,500 | $111,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 2,000 | $109,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 1,931 | $107,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 1,550 | $107,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 1,275 | $107,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 1,200 | $105,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 1,825 | $104,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 2,196 | $101,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 612 | $101,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 2,315 | $99,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 2,025 | $99,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 1,500 | $99,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 458 | $98,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 10,000 | $98,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 4,980 | $97,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 1,701 | $96,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 492 | $96,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 2,255 | $95,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 7,374 | $94,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 654 | $94,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 1,062 | $93,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 975 | $92,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 2,700 | $92,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 871 | $92,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 2,000 | $87,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 920 | $86,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 1,387 | $85,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 972 | $85,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,124 | $83,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 636 | $83,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 1,085 | $82,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 2,200 | $81,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 1,360 | $80,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 897 | $80,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 1,122 | $80,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 1,250 | $79,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 5,500 | $79,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 1,816 | $79,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 5,122 | $76,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 3,780 | $76,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 1,313 | $76,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 1,031 | $74,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 5,005 | $74,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 2,350 | $74,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 950 | $73,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 1,588 | $73,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 1,321 | $72,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 1,600 | $72,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 2,182 | $72,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 1,033 | $70,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 435 | $70,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 700 | $70,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 922 | $69,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 1,323 | $69,000 | thousands by filing date | |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 3,000 | $69,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 1,596 | $68,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 564 | $67,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 932 | $67,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 1,592 | $67,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 600 | $66,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 450 | $66,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 800 | $65,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 562 | $64,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 1,838 | $63,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 1,919 | $63,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 500 | $63,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 1,627 | $62,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 1,638 | $62,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 2,560 | $61,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 1,250 | $59,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 1,477 | $59,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 769 | $59,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 3,354 | $59,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 646 | $59,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 500 | $58,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 897 | $58,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 2,847 | $57,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 959 | $56,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 500 | $56,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558AP8 | CORPORATE OBLIG | 12,000 | $56,000 | thousands by filing date | principal |
| Comcast Corp | 20030N101 | COM | 1,016 | $55,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 1,473 | $55,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 1,192 | $54,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 2,200 | $54,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 880 | $52,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 2,000 | $51,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 650 | $51,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 4,209 | $51,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 2,027 | $51,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 2,000 | $49,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 800 | $49,000 | thousands by filing date | |
| 38259p508 | COM | 83 | $49,000 | thousands by filing date | ||
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 1,830 | $49,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 1,200 | $48,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 712 | $47,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 1,471 | $47,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 612 | $47,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 614 | $47,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 629 | $47,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 759 | $46,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 2,000 | $46,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 387 | $45,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 1,105 | $45,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 543 | $45,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 3,320 | $45,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 2,426 | $43,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 1,000 | $42,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 2,232 | $42,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 1,073 | $42,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 2,927 | $42,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 768 | $42,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 550 | $42,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 1,106 | $42,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 1,331 | $42,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 1,538 | $42,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 918 | $42,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 1,523 | $41,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 473 | $41,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 1,000 | $40,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 300 | $40,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 4,954 | $40,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 21,000 | $40,000 | thousands by filing date | principal |
| METLIFE INC COM | 59156R108 | Stock | 718 | $39,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 1,114 | $39,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 1,528 | $39,000 | thousands by filing date | |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 2,000 | $39,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 1,165 | $39,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 921 | $38,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 1,113 | $38,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 681 | $38,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 1,332 | $37,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 310 | $36,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 319 | $36,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 364 | $36,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 484 | $36,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 63 | $36,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 497 | $35,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 478 | $35,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 4,228 | $35,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 344 | $34,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 317 | $34,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 342 | $34,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 900 | $34,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 1,000 | $34,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 413 | $34,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 378 | $33,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 1,395 | $33,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 485 | $33,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 291 | $33,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 621 | $33,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 895 | $33,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRADED FD WI | 18383M308 | COM | 1,283 | $33,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 902 | $31,000 | thousands by filing date | |
| VTI | 922908769 | COM | 305 | $31,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 313 | $31,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 28,000 | $31,000 | thousands by filing date | principal |
| Citigroup Inc. | 172967424 | COM | 585 | $30,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 1,869 | $30,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 429 | $29,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 401 | $29,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 753 | $29,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 403 | $29,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 247 | $28,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 86 | $28,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 2,631 | $28,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 382 | $27,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 277 | $26,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 202 | $26,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 715 | $26,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 391 | $26,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 174 | $26,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 837 | $26,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 25,000 | $26,000 | thousands by filing date | principal |
| FORD MTR CO DEL | 345370CN8 | NOTE 4.250%11/1 | 15,000 | $26,000 | thousands by filing date | principal |
| Starbucks Corporation | 855244109 | COM | 334 | $25,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 1,243 | $25,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 585 | $25,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 634 | $25,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 15,000 | $25,000 | thousands by filing date | principal |
| ROVI CORP | 779376102 | COM | 1,243 | $25,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 673 | $25,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 1,271 | $25,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 412 | $24,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 131 | $24,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 465 | $24,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 1,021 | $24,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 430 | $24,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 1,344 | $24,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 1,344 | $23,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 293 | $23,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 1,188 | $23,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 20 | $23,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 222 | $23,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 1,239 | $23,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 528 | $22,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 506 | $22,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 333 | $22,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 17,000 | $22,000 | thousands by filing date | principal |
| CORNING INC | 219350105 | COM | 1,075 | $21,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 229 | $21,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 393 | $21,000 | thousands by filing date | |
| OMNICARE | 681904AQ1 | NOTE3 | 19,000 | $21,000 | thousands by filing date | principal |
| Eli Lilly and Company | 532457108 | COM | 311 | $20,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 876 | $20,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 111 | $20,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 222 | $20,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 244 | $20,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 590 | $20,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 1,879 | $20,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 300 | $20,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 945 | $20,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 895 | $20,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640Q105 | COM | 378 | $20,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 20,000 | $20,000 | thousands by filing date | principal |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 999 | $20,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 1,193 | $20,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 416 | $19,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 167 | $19,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 383 | $19,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 331 | $19,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 352 | $19,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 541 | $19,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 1,706 | $19,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 1,048 | $19,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 824 | $19,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 1,468 | $19,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 18,000 | $19,000 | thousands by filing date | principal |
| NIKE,Inc. Class B | 654106103 | COM | 200 | $18,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 425 | $18,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 300 | $18,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 229 | $18,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 210 | $18,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 196 | $18,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 223 | $18,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 17,000 | $18,000 | thousands by filing date | principal |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 191 | $18,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 405 | $18,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 530 | $18,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 15,000 | $18,000 | thousands by filing date | principal |
| Bristol-Myers Squibb Company | 110122108 | COM | 326 | $17,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 157 | $17,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 241 | $17,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 424 | $17,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 250 | $17,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 314 | $17,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 16,000 | $17,000 | thousands by filing date | principal |
| COMPUTER SCIENCES CORP | 205363104 | COM | 280 | $17,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 1,234 | $17,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 1,334 | $17,000 | thousands by filing date | |
| DDR CORP | 251591AX1 | NOTE | 15,000 | $17,000 | thousands by filing date | principal |
| ISHARES TR | 464288752 | US HOME CONS ETF | 697 | $16,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 300 | $16,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 218 | $16,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 396 | $16,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 399 | $16,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 149 | $16,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 69 | $16,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 166 | $16,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 674 | $16,000 | thousands by filing date | |
| PROLOGIS INC 3.250 | 74340XAT8 | NOTE 3.250% 3/1 | 15,000 | $16,000 | thousands by filing date | principal |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 15,000 | $16,000 | thousands by filing date | principal |
| COMERICAINC | 200340107 | COM | 291 | $15,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 208 | $15,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 138 | $15,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 255 | $15,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 69 | $15,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 280 | $15,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 159 | $15,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 662 | $15,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 970 | $15,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 335 | $15,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 15,000 | $15,000 | thousands by filing date | principal |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 2,200 | $14,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 157 | $14,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 250 | $14,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 171 | $14,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 446 | $14,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 217 | $14,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 593 | $14,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 445 | $14,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 169 | $14,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 228 | $14,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 164 | $13,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 119 | $13,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 100 | $13,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 125 | $13,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 207 | $13,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 895 | $13,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 215 | $13,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 250 | $13,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 64 | $13,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 232 | $13,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 228 | $13,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 355 | $13,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 376 | $13,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 1,089 | $13,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 113 | $13,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 435 | $13,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 559 | $12,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 228 | $12,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 156 | $12,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 48 | $12,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 383 | $12,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 815 | $12,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 255 | $12,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 92 | $12,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 301 | $12,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 253 | $12,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 375 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 402 | $12,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 442 | $12,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 135 | $12,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 126 | $12,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 197 | $12,000 | thousands by filing date | |
| HEALTH CARE REIT INC | 42217KAR7 | NOTE | 10,000 | $12,000 | thousands by filing date | principal |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 500 | $12,000 | thousands by filing date | |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 12,000 | $12,000 | thousands by filing date | principal |
| Danaher Corporation | 235851102 | COM | 145 | $11,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 322 | $11,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 183 | $11,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 367 | $11,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 160 | $11,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 650 | $11,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 250 | $11,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 230 | $11,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 30 | $11,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 171 | $11,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 231 | $11,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 198 | $11,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 65 | $11,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 270 | $11,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 350 | $11,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 1,935 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 333 | $11,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 2,000 | $11,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 215 | $11,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 820 | $11,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 2,057 | $11,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 170 | $11,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 125 | $11,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 174 | $11,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 262 | $11,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 1,335 | $11,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 170 | $11,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 114 | $10,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 600 | $10,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 106 | $10,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 98 | $10,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 205 | $10,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 162 | $10,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 293 | $10,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 758 | $10,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 314 | $10,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 197 | $10,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 242 | $10,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 420 | $10,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 2,000 | $10,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 187 | $10,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 520 | $10,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 114 | $10,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 636 | $10,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 571 | $10,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 235 | $10,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 270 | $10,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 812 | $10,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 273 | $10,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 125 | $9,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 27 | $9,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 94 | $9,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 106 | $9,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 187 | $9,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 160 | $9,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001568787-14-000004 | this filing | 2014-10-28 | acceptance time not in the bulk data set |