13F-HR filed by Waverly Advisors, LLC
Waverly Advisors, LLC filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-07-29, with 731 holding rows worth $240,461,000.
- Accession
- 0001568787-14-000003
- Filer
- CIK 1568787
- Filed
- 2014-07-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 731 entries on the cover page, a total value of $240,461,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $240,461,000 with VALUE read as thousands by filing date, 13F file number 028-15191. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| U HAUL HOLDING COMPANY | 023586100 | COM | 29 | $8,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 38 | $8,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 252 | $8,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 174 | $8,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 683 | $8,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 114 | $8,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 122 | $8,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 542 | $8,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 86 | $8,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 157 | $8,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 285 | $8,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 260 | $7,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 66 | $7,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 285 | $7,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 178 | $7,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 504 | $7,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 74 | $7,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 97 | $7,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 57 | $7,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 1,010 | $7,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 413 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 90 | $7,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 170 | $7,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 143 | $7,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 213 | $7,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 184 | $7,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 12 | $7,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 460 | $7,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 210 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 188 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 227 | $7,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 231 | $7,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 122 | $7,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 123 | $7,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 612 | $7,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 614 | $7,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 100 | $7,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 40 | $7,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 200 | $7,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 639 | $7,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 42 | $7,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 99 | $7,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 47 | $6,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 44 | $6,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 63 | $6,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 86 | $6,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 128 | $6,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 75 | $6,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 168 | $6,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 117 | $6,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 150 | $6,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 115 | $6,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 138 | $6,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 174 | $6,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 207 | $6,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 90 | $6,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 135 | $6,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 260 | $6,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 69 | $6,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 96 | $6,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 175 | $6,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 99 | $6,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 2,681 | $6,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 179 | $6,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 27 | $6,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 240 | $6,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640Q105 | COM | 108 | $6,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 217 | $6,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 99 | $6,000 | thousands by filing date | |
| TOWER GROUP INTL LTD | 891777AC8 | NOTE | 7,000 | $6,000 | thousands by filing date | principal |
| AMERICAN SELECT PORTFOLIO IN | 029570108 | COM | 555 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 353 | $6,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 140 | $5,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 72 | $5,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 88 | $5,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 80 | $5,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 107 | $5,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 91 | $5,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 138 | $5,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 43 | $5,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 125 | $5,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 268 | $5,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 118 | $5,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 70 | $5,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 62 | $5,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 95 | $5,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 168 | $5,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 80 | $5,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 168 | $5,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 105 | $5,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 99 | $5,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 111 | $5,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 145 | $5,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 50 | $5,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 231 | $5,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 320 | $5,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 170 | $5,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 65 | $5,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 104 | $5,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 152 | $5,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 89 | $5,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 156 | $5,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 86 | $5,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 161 | $5,000 | thousands by filing date | |
| ISHARES INC MSCI UTD KINGD | 464286699 | COM | 255 | $5,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 59 | $5,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 236 | $5,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 73 | $5,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 2,145 | $5,000 | thousands by filing date | |
| TRANSCEPT PHARMACEUTICALS IN | 89354M106 | COM | 2,670 | $5,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 76 | $4,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 310 | $4,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 50 | $4,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 55 | $4,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 53 | $4,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 44 | $4,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 39 | $4,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 96 | $4,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 33 | $4,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 18 | $4,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 55 | $4,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 76 | $4,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 138 | $4,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 115 | $4,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 152 | $4,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 114 | $4,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 34 | $4,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 115 | $4,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 72 | $4,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 87 | $4,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 59 | $4,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 100 | $4,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 89 | $4,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 113 | $4,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 68 | $4,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 90 | $4,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 100 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 135 | $4,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 334 | $4,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 156 | $4,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 1,000 | $4,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 56 | $4,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 43 | $4,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 133 | $4,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 191 | $4,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 102 | $4,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 238 | $4,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 169 | $4,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 170 | $4,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 96 | $4,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 130 | $4,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 32 | $4,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 210 | $4,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 96 | $4,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 64 | $4,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 135 | $4,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 54 | $4,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 83 | $3,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 231 | $3,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 65 | $3,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 33 | $3,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 55 | $3,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 246 | $3,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 55 | $3,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 12 | $3,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 72 | $3,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 72 | $3,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 112 | $3,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 80 | $3,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 71 | $3,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 73 | $3,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 128 | $3,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 54 | $3,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 143 | $3,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 830 | $3,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 117 | $3,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 185 | $3,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 91 | $3,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 188 | $3,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 112 | $3,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 32 | $3,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 80 | $3,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 90 | $3,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 44 | $3,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 2,450 | $3,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 57 | $2,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 42 | $2,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 39 | $2,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 18 | $2,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 10 | $2,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 245 | $2,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 34 | $2,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 51 | $2,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 100 | $2,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 39 | $2,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 39 | $2,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 92 | $2,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 301 | $2,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 300 | $2,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 55 | $2,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 161 | $2,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 146 | $2,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 83 | $2,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 102 | $2,000 | thousands by filing date | |
| RYANAIR HLDGS PLC | 783513104 | SPONSORED ADR | 41 | $2,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 47 | $2,000 | thousands by filing date | |
| TOWER GROUP INTERNATIONAL LT | G8988C105 | COM | 960 | $2,000 | thousands by filing date | |
| COCA-COLA HBC AG-SPR ADR | 191223106 | SPON | 83 | $2,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 13 | $1,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 25 | $1,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 13 | $1,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 12 | $1,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 6 | $1,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 115 | $1,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 50 | $1,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 183 | $1,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 368 | $1,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 98 | $1,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 282 | $1,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Mallinckrodt Plc | G5785G107 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRUBHUB INC | 400110102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TENNECO INC | 880349105 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEARLAB CORP | 878193101 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCLARO INC | 67555N206 | COM | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001568787-14-000003 | this filing | 2014-07-29 | acceptance time not in the bulk data set |