13F-HR filed by Waverly Advisors, LLC
Waverly Advisors, LLC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-10-23, with 584 holding rows worth $195,651,000 by the sum of the rows.
- Accession
- 0001568787-13-000007
- Filer
- CIK 1568787
- Filed
- 2013-10-23
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 584 entries on the cover page, a total value of $108,723,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $195,651,000 with VALUE read as thousands by filing date, 13F file number 028-15191. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $108,723,000, 44% less than the sum of the rows, $195,651,000. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 680,116 | $49,805,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 399,161 | $34,013,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 271,358 | $22,960,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 152,379 | $9,722,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 31,378 | $5,272,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 124,403 | $5,070,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 23,726 | $2,431,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 21,636 | $2,307,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 18,641 | $2,014,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 48,518 | $1,673,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 22,958 | $1,213,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 23,202 | $1,179,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 13,522 | $1,163,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 47,844 | $1,147,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 2,363 | $1,126,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 24,338 | $963,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 23,872 | $904,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 21,565 | $888,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 7,579 | $777,000 | thousands by filing date | |
| 38259p508 | COM | 834 | $731,000 | thousands by filing date | ||
| Walmart Inc. | 931142103 | COM | 9,666 | $715,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 17,695 | $710,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 29,279 | $699,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 20,559 | $695,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 13,358 | $690,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 14,684 | $662,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 3,531 | $654,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 13,685 | $652,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 15,796 | $629,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 17,830 | $593,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 60,892 | $564,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 4,100 | $560,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 5,917 | $558,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 16,681 | $553,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 7,909 | $532,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 11,126 | $530,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 4,872 | $525,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 11,402 | $514,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 4,797 | $514,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 7,731 | $509,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 3,000 | $466,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 7,071 | $457,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 20,000 | $457,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 4,589 | $456,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 10,800 | $446,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 5,014 | $443,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 3,556 | $432,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 5,414 | $430,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 6,476 | $425,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 5,371 | $406,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 33,479 | $404,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 7,725 | $400,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 17,001 | $398,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 4,533 | $393,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 5,072 | $387,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 3,291 | $374,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 5,275 | $366,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 5,647 | $361,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 2,582 | $359,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,803 | $345,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 2 | $341,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 5,192 | $333,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 3,600 | $326,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 14,074 | $323,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 2,880 | $321,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 3,000 | $313,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 5,399 | $306,000 | thousands by filing date | |
| GEO GROUP INC | 36159R103 | COMMON STOCK | 9,216 | $306,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 3,160 | $298,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 4,548 | $293,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 1,870 | $288,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 4,246 | $281,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 2,352 | $281,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 2,630 | $280,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 6,003 | $278,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 5,031 | $272,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 3,056 | $267,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 2,200 | $264,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 5,477 | $262,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 3,749 | $261,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 1,500 | $254,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,653 | $250,000 | thousands by filing date | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 5,885 | $250,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 4,445 | $248,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 2,868 | $246,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 11,300 | $239,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 3,210 | $238,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 2,400 | $237,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,381 | $233,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 3,107 | $233,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 4,398 | $232,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 7,851 | $231,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 5,997 | $226,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 15,721 | $217,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,900 | $217,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 3,000 | $215,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 7,200 | $215,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 6,239 | $208,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 2,430 | $203,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 27,600 | $201,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 3,800 | $200,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 2,600 | $199,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 7,200 | $196,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,222 | $193,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 2,205 | $191,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 4,053 | $189,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,942 | $187,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 3,600 | $182,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 2,400 | $179,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 2,312 | $178,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,359 | $174,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 3,508 | $169,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 6,200 | $168,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,167 | $164,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 5,700 | $162,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 3,042 | $158,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 4,728 | $157,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 2,500 | $152,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 3,000 | $147,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 2,450 | $145,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 2,716 | $145,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,728 | $143,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 8,460 | $143,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 2,735 | $142,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,775 | $137,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,141 | $134,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 1,627 | $133,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 585 | $132,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1,688 | $132,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 3,600 | $132,000 | thousands by filing date | |
| COLONIAL PROPERTIES TRUST | 195872106 | COM | 5,834 | $131,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 4,457 | $128,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 3,100 | $125,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 1,600 | $125,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 1,782 | $124,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 2,000 | $123,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 2,630 | $118,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 3,746 | $118,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 1,700 | $114,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 299 | $113,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 1,400 | $113,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 3,700 | $113,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 3,700 | $110,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 1,059 | $107,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 3,001 | $105,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 5,700 | $103,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 1,269 | $102,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 800 | $102,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 1,114 | $102,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 3,234 | $101,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 2,500 | $99,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 5,295 | $99,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 2,380 | $99,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,073 | $98,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 2,373 | $98,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 775 | $98,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 1,800 | $98,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 1,680 | $98,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 2,807 | $96,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 3,177 | $96,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 542 | $92,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 4,135 | $92,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 1,600 | $91,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 1,000 | $91,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 5,950 | $91,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 4,950 | $90,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 960 | $86,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 6,570 | $85,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 1,126 | $85,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 1,875 | $85,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 900 | $83,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 1,800 | $83,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 1,627 | $83,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 2,192 | $83,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 1,113 | $82,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 2,600 | $82,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 913 | $82,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 967 | $82,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 1,040 | $81,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 2,000 | $81,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 771 | $80,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 1,904 | $80,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 1,281 | $79,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 1,500 | $79,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 1,307 | $77,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 900 | $76,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 2,000 | $75,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 1,190 | $74,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 109 | $73,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 1,253 | $72,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 2,090 | $72,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 1,926 | $72,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 840 | $71,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 2,385 | $71,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 1,810 | $71,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 1,643 | $69,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 1,942 | $68,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 2,605 | $68,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 2,000 | $68,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 876 | $67,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 320 | $67,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 1,319 | $67,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 1,186 | $66,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 847 | $66,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 3,165 | $66,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 2,170 | $64,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 2,265 | $64,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 1,726 | $64,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 1,100 | $64,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 957 | $64,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 2,487 | $64,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 998 | $63,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 1,021 | $63,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 7,946 | $63,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 427 | $62,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 1,280 | $62,000 | thousands by filing date | |
| IJH | 464287507 | COM | 493 | $61,000 | thousands by filing date | |
| VTI | 922908769 | COM | 697 | $61,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 1,233 | $60,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 950 | $60,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 877 | $59,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 500 | $58,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 723 | $58,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 1,136 | $57,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 443 | $57,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 1,300 | $57,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 2,581 | $57,000 | thousands by filing date | |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 17,318 | $57,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 627 | $56,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 800 | $55,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 3,103 | $55,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 3,600 | $55,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 549 | $54,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 1,044 | $54,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 1,194 | $54,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 4,628 | $54,000 | thousands by filing date | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 2,693 | $54,000 | thousands by filing date | |
| ALLIANZGI INTL & PREM STRATE | 01882X108 | COM | 5,068 | $54,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 1,431 | $52,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 1,004 | $52,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 430 | $51,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 1,585 | $51,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 1,900 | $51,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 2,320 | $51,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 3,236 | $51,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 810 | $51,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 999 | $50,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 4,475 | $50,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 3,157 | $49,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 1,770 | $49,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 3,340 | $49,000 | thousands by filing date | |
| PVR PARTNERS L P | 693665101 | COM UNIT REPTG L | 2,109 | $49,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 690 | $48,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 3,506 | $48,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 609 | $48,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 699 | $47,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 605 | $47,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 6,279 | $47,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 1,483 | $47,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 1,529 | $47,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 1,100 | $47,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 2,292 | $46,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 464 | $46,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 1,276 | $46,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 4,159 | $46,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 1,699 | $46,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 1,047 | $46,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 500 | $46,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 1,200 | $45,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 1,250 | $45,000 | thousands by filing date | |
| GREAT NORTHERN IRON OR PPTY | 391064102 | COM | 643 | $45,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 756 | $43,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 2,700 | $42,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 895 | $42,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 840 | $42,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 3,666 | $42,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 3,320 | $42,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 373 | $41,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 2,462 | $41,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 1,594 | $40,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 748 | $40,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 740 | $39,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 2,071 | $39,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 524 | $38,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 395 | $38,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 672 | $38,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 1,210 | $38,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 580 | $38,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 433 | $37,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 1,125 | $36,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 3,789 | $36,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 1,466 | $36,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 1,822 | $36,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 419 | $35,000 | thousands by filing date | |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 830 | $35,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 1,309 | $35,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 1,343 | $34,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 430 | $34,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 1,100 | $34,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 1,289 | $33,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 549 | $33,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 524 | $33,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 532 | $32,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 404 | $32,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 444 | $32,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 731 | $31,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 343 | $31,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 403 | $31,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 606 | $30,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 380 | $30,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 1,600 | $30,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 578 | $29,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 920 | $29,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 420 | $29,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 649 | $29,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 362 | $29,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 3,600 | $29,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 500 | $28,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 426 | $28,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 613 | $28,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 293 | $27,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 440 | $27,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 440 | $27,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 1,252 | $27,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 1,322 | $27,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 710 | $27,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 318 | $26,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 800 | $26,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,000 | $26,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 642 | $26,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 879 | $26,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 314 | $25,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 790 | $25,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 510 | $25,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 320 | $25,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 4,520 | $25,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 10,545 | $25,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 1,650 | $25,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 520 | $24,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 326 | $23,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 449 | $23,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 350 | $23,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 300 | $23,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 500 | $22,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 150 | $22,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 131 | $22,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 878 | $22,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 416 | $21,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 588 | $21,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 300 | $21,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 528 | $20,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 149 | $20,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 422 | $20,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 1,249 | $20,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 576 | $20,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 889 | $19,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 194 | $19,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 383 | $19,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 246 | $19,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 203 | $19,000 | thousands by filing date | |
| ISHARES INC MSCI UTD KINGD | 464286699 | COM | 978 | $19,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 362 | $18,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 470 | $18,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 90 | $18,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 265 | $18,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 300 | $18,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 900 | $18,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 333 | $18,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 1,020 | $18,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 524 | $18,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 1,048 | $18,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 300 | $18,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 233 | $17,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 189 | $17,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 181 | $17,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 390 | $17,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 480 | $17,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 327 | $17,000 | thousands by filing date | |
| CHEMED CORP NEW 1.875 | 16359RAC7 | NOTE | 16,000 | $17,000 | thousands by filing date | principal |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 1,468 | $17,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 143 | $16,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 78 | $16,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 251 | $16,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 400 | $16,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 257 | $16,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 400 | $16,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 250 | $16,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 1,600 | $16,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 341 | $16,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 600 | $16,000 | thousands by filing date | |
| URS CORP NEW | 903236107 | COM | 300 | $16,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 1,234 | $16,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 205 | $15,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 490 | $15,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 500 | $15,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 750 | $15,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 313 | $15,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 593 | $15,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 257 | $15,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 335 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 404 | $15,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 190 | $14,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 168 | $14,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 273 | $14,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 295 | $14,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 338 | $14,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 428 | $14,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 300 | $14,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 800 | $14,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 166 | $14,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 158 | $13,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 136 | $13,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 101 | $13,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 207 | $13,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 211 | $13,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 103 | $13,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 330 | $13,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 520 | $13,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 1,200 | $13,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 400 | $13,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 316 | $13,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 900 | $13,000 | thousands by filing date | |
| BOULDER TOTAL RET FD INC | 101541100 | COM | 600 | $13,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 110 | $12,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 1,000 | $12,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 135 | $12,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 110 | $11,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 615 | $11,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 1,000 | $11,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 205 | $11,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 402 | $11,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 411 | $11,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 1,333 | $11,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 166 | $10,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 1,546 | $10,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 300 | $10,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 123 | $10,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 205 | $10,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 346 | $10,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 308 | $10,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 1,935 | $10,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 386 | $10,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 205 | $10,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 1,000 | $10,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 200 | $10,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 317 | $9,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 300 | $9,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 200 | $9,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 282 | $9,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 126 | $9,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 758 | $9,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 285 | $9,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 2,000 | $9,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 407 | $9,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 1,081 | $9,000 | thousands by filing date | |
| AMERN STRATEGIC INCOME PTFL | 030099105 | COM | 1,097 | $9,000 | thousands by filing date | |
| AMERICAN STRATEGIC INCOME II | 03009T101 | COM | 1,166 | $8,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 142 | $8,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 400 | $8,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 271 | $8,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 184 | $8,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 300 | $8,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 389 | $7,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 100 | $7,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 170 | $7,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 190 | $7,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 200 | $7,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 119 | $7,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 202 | $7,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 121 | $7,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 111 | $7,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 84 | $7,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 532 | $7,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 87 | $6,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 120 | $6,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 205 | $6,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 189 | $6,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 94 | $6,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 146 | $6,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 24 | $6,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 200 | $6,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 126 | $6,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 162 | $6,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 46 | $6,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 181 | $6,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 85 | $6,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 179 | $6,000 | thousands by filing date | |
| COMPANHIA DE BEBIDAS DAS AME | 20441W203 | SPON ADR PFD | 150 | $6,000 | thousands by filing date | |
| SYNAGEVA BIOPHARMA CORP | 87159A103 | COM | 100 | $6,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 40 | $5,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 121 | $5,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 142 | $5,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 50 | $5,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 146 | $5,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 544 | $5,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 62 | $5,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 123 | $5,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 1,047 | $5,000 | thousands by filing date | |
| AMERICAN SELECT PORTFOLIO IN | 029570108 | COM | 555 | $5,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 32 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001568787-13-000007 | this filing | 2013-10-23 | acceptance time not in the bulk data set |