13F-HR filed by West Family Investments, Inc.
West Family Investments, Inc. filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-12, with 91 holding rows worth $390,910,000.
- Accession
- 0001568303-18-000003
- Filer
- CIK 1568303
- Filed
- 2018-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 91 entries on the cover page, a total value of $390,910,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $390,910,000 with VALUE read as thousands by filing date, 13F file number 028-15352. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 2,780,881 | $51,253,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 2,538,480 | $42,435,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 694,022 | $19,188,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 2,075,092 | $16,433,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 81,220 | $12,599,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 1,036,022 | $12,318,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 1,105,397 | $11,707,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 39,400 | $10,038,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 487,013 | $9,850,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 500,309 | $8,886,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 582,197 | $8,424,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 870,940 | $8,383,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 459,562 | $7,387,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 192,763 | $7,232,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 489,584 | $7,104,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 959,457 | $6,627,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 421,834 | $6,391,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 582,312 | $6,374,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 280,853 | $5,992,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 392,328 | $5,952,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 732,604 | $5,799,000 | thousands by filing date | |
| CORPORATE CAP TR INC | 219880101 | COM | 360,494 | $5,759,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 623,713 | $5,657,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 130,362 | $5,070,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 400 | $4,918,000 | thousands by filing date | call |
| Comcast Corp | 20030N101 | COM | 120,000 | $4,806,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 120,000 | $4,596,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 212,300 | $4,254,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 76,963 | $3,838,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 275,939 | $3,734,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 116,600 | $3,689,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 42,400 | $3,627,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 254,217 | $3,482,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 84,247 | $3,054,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 164,752 | $2,911,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 91,406 | $2,738,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 22,100 | $2,667,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 142,160 | $2,506,000 | thousands by filing date | |
| SIERRA METALS INC | 82639W106 | COM | 1,044,925 | $2,499,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 47,178 | $2,284,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 85,000 | $2,181,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 22,000 | $2,128,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 51,649 | $2,117,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 38,000 | $2,031,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 463,352 | $2,002,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 374,236 | $1,954,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 23,240 | $1,944,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 1,465,392 | $1,932,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 27,700 | $1,840,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 87,633 | $1,817,000 | thousands by filing date | |
| NEOVASC INC COM STK | 64065J106 | COM | 3,000,010 | $1,800,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 24,600 | $1,745,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 92,071 | $1,650,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 35,000 | $1,558,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 18,000 | $1,553,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 21,174 | $1,525,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 121,138 | $1,341,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 22,000 | $1,256,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 50 | $1,137,000 | thousands by filing date | call |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 75,000 | $1,137,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 55,220 | $1,093,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 88,132 | $1,078,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 25,073 | $1,001,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050AB0 | NOTE 4.250%11/1 | 1,000,000 | $972,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 20,000 | $856,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 20,000 | $851,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 49,093 | $751,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 18,000 | $709,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 44,796 | $704,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 100,000 | $680,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 35,500 | $570,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 39,116 | $538,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 37,385 | $526,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 38,073 | $458,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 7,200 | $395,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 30,674 | $384,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 19,646 | $351,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 5,000 | $337,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 5,000 | $298,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 12,016 | $287,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 40,134 | $261,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 300 | $239,000 | thousands by filing date | call |
| ConocoPhillips | 20825C104 | COM | 250 | $188,000 | thousands by filing date | call |
| OCWEN FINL CORP | 675746309 | COM NEW | 40,000 | $125,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 15,000 | $86,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 500 | $36,000 | thousands by filing date | call |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 17,793 | $23,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 500 | $3,000 | thousands by filing date | call |
| GENERAL ELEC CO | 369604103 | COM | 2,000 | $1,000 | thousands by filing date | call |
| Schlumberger Limited | 806857108 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BROOKDALE SR LIVING INC | 112463104 | COM | 69 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001568303-18-000003 | this filing | 2018-02-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001568303-18-000004 | base | 2018-02-21 | acceptance time not in the bulk data set |