13F-HR filed by West Family Investments, Inc.
West Family Investments, Inc. filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-10, with 107 holding rows worth $434,847,000.
- Accession
- 0001568303-14-000004
- Filer
- CIK 1568303
- Filed
- 2014-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 107 entries on the cover page, a total value of $434,847,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $434,847,000 with VALUE read as thousands by filing date, 13F file number 028-15352. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 2,924,911 | $97,019,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 15,938,854 | $49,410,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 339,511 | $22,510,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 794,140 | $21,585,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 89,400 | $15,847,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 2,019,210 | $14,962,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 181,120 | $13,609,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 1,361,822 | $13,577,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 330,000 | $12,345,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 427,669 | $11,988,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 1,271,654 | $11,801,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 547,920 | $8,904,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 1,164,000 | $8,218,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 297,374 | $6,741,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 58,480 | $6,597,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 401,787 | $5,424,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 339,800 | $5,111,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 309,211 | $4,957,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 91,138 | $4,504,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 76,095 | $3,980,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 148,835 | $3,908,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 122,347 | $3,747,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 70,406 | $3,590,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 307,624 | $3,568,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 136,000 | $3,124,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 111,753 | $3,096,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982105 | SHS | 3,594,900 | $3,056,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 60,000 | $2,993,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 121,462 | $2,739,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 120,000 | $2,692,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 27,100 | $2,525,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 131,980 | $2,405,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 23,240 | $2,352,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 159,611 | $2,211,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 108,800 | $2,110,000 | thousands by filing date | call |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 208,000 | $2,026,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 70,000 | $1,917,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 26,963 | $1,915,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 38,000 | $1,840,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 69,547 | $1,810,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1,175 | $1,739,000 | thousands by filing date | call |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 27,700 | $1,697,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 105,600 | $1,610,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 113,334 | $1,610,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 50,000 | $1,603,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 24,600 | $1,556,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 85,950 | $1,515,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 44,500 | $1,467,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 32,180 | $1,315,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 95,000 | $1,309,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 93,520 | $1,284,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 49,796 | $1,271,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 6,000 | $1,199,000 | thousands by filing date | put |
| AbbVie,Inc. | 00287Y109 | COM | 22,000 | $1,162,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 20,000 | $1,093,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 75,000 | $1,070,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 33,799 | $1,053,000 | thousands by filing date | call |
| E M C CORP MASS | 268648102 | COM | 40,000 | $1,006,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 50,100 | $966,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 18,000 | $918,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 3,200 | $907,000 | thousands by filing date | call |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 60,834 | $893,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 27,000 | $861,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 22,000 | $843,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 40,719 | $817,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 33,799 | $781,000 | thousands by filing date | call |
| Mondelez International,Inc. Class A | 609207105 | COM | 20,000 | $706,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 21,174 | $692,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 36,791 | $588,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 23,600 | $568,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 37,500 | $525,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 7,200 | $509,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 37,251 | $459,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 61,162 | $371,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 2,760 | $367,000 | thousands by filing date | put |
| Boeing Company | 097023105 | COM | 100 | $365,000 | thousands by filing date | call |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 6,666 | $359,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 10,000 | $346,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 22,478 | $346,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 30,674 | $341,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 27,800 | $326,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 26,900 | $312,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 28,300 | $298,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 24,400 | $297,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 250 | $294,000 | thousands by filing date | call |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 25,500 | $288,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 22,450 | $281,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 121 | $279,000 | thousands by filing date | call |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 7,600 | $274,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 32,800 | $218,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 300 | $214,000 | thousands by filing date | put |
| EXELIS INC | 30162A108 | COM | 10,000 | $191,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 9,100 | $144,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 100 | $129,000 | thousands by filing date | call |
| BROOKDALE SR LIVING INC | 112463104 | COM | 1,400 | $119,000 | thousands by filing date | put |
| Microsoft Corp | 594918104 | COM | 2,970 | $111,000 | thousands by filing date | put |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 12,000 | $80,000 | thousands by filing date | |
| NEWCASTLE INVT CORP | 65105M108 | COM | 12,000 | $69,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 5,000 | $57,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 2,000 | $35,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 100 | $15,000 | thousands by filing date | put |
| BURGER KING WORLDWIDE INC | 121220107 | COM | 400 | $10,000 | thousands by filing date | put |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 300 | $2,000 | thousands by filing date | put |
| Apple Inc | 037833100 | COM | 50 | $1,000 | thousands by filing date | put |
| Pfizer Inc. | 717081103 | COM | 966 | $1,000 | thousands by filing date | put |
| BARRICK GOLD CORP | 067901108 | COM | 2,000 | $1,000 | thousands by filing date | call |
| PENNEY J C INC | 708160106 | COM | 500 | $1,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001568303-14-000004 | this filing | 2014-02-10 | acceptance time not in the bulk data set |