13F-HR filed by Financial Management Professionals, Inc.
Financial Management Professionals, Inc. filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-04-24, with 329 holding rows worth $235,936,000.
- Accession
- 0001568132-20-000003
- Filer
- CIK 1568132
- Filed
- 2020-04-24
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 329 entries on the cover page, a total value of $235,936,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $235,936,000 with VALUE read as thousands by filing date, 13F file number 028-15131. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 732,261 | $44,851,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 1,102,073 | $30,483,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 472,377 | $24,653,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 403,856 | $21,917,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 249,281 | $19,855,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 107,710 | $15,244,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 121,045 | $7,602,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 80,384 | $6,954,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 232,743 | $6,933,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 100,758 | $6,304,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 56,548 | $4,021,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 26,769 | $3,524,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 82,190 | $3,371,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 20,485 | $3,210,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 13,375 | $3,167,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 75,603 | $2,727,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 93,471 | $2,506,000 | thousands by filing date | |
| GLOBE LIFE INC | 37959E102 | COM | 32,800 | $2,361,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 41,322 | $2,021,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 23,118 | $1,941,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 20,197 | $1,789,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 21,969 | $1,766,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 79,880 | $1,663,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 53,651 | $1,552,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 30,619 | $1,163,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 4,233 | $1,076,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 9,080 | $899,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 14,143 | $746,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 25,317 | $519,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 8,034 | $435,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,573 | $405,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 880 | $404,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 3,221 | $358,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 2,069 | $326,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 3,721 | $301,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,431 | $262,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 2,120 | $255,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 3,073 | $246,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 124 | $242,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 6,190 | $239,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 2,714 | $235,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 18,261 | $223,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 2,455 | $221,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 3,000 | $219,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 1,500 | $208,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 5,904 | $193,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 14,171 | $191,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 17,231 | $160,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 2,070 | $159,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 5,313 | $155,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 5,568 | $149,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 799 | $133,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 2,303 | $125,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 3,149 | $124,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 835 | $124,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 326 | $124,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 640 | $113,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 2,999 | $99,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 400 | $96,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 1,791 | $96,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 950 | $95,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 356 | $89,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 1,483 | $86,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 741 | $84,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 1,573 | $83,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 2,669 | $82,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 5,670 | $76,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 1,200 | $76,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 517 | $75,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 548 | $72,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 968 | $70,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 1,580 | $70,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 1,515 | $68,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 1,659 | $66,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 1,000 | $66,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 570 | $63,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 1,045 | $63,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 1,080 | $62,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 2,053 | $60,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 2,802 | $59,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 1,653 | $59,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 4,144 | $59,000 | thousands by filing date | |
| VTI | 922908769 | COM | 445 | $57,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 1,127 | $54,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 278 | $54,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 684 | $52,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 1,060 | $51,000 | thousands by filing date | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 600 | $50,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 283,001 | $50,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 891 | $48,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 3,172 | $47,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 38,121 | $47,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 480 | $46,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 550 | $45,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 1,300 | $44,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 1,826 | $44,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 550 | $43,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 1,494 | $43,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 112 | $42,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 235 | $42,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 78 | $41,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 570 | $41,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 300 | $40,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 714 | $40,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 1,000 | $40,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 400 | $40,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 4,000 | $39,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 394 | $39,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 4,738 | $38,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 5,000 | $38,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 13,538 | $38,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 617 | $37,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 1,521 | $35,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 2,556 | $35,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 1,000 | $33,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 1,100 | $30,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 303 | $29,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 120 | $29,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 236 | $29,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 375 | $28,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 1,891 | $28,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 511 | $26,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 350 | $26,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 398 | $26,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 492 | $25,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 350 | $25,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 910 | $25,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 360 | $24,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 496 | $24,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 1,000 | $24,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 712 | $24,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 259 | $24,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 140 | $23,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 416 | $23,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 1,500 | $23,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 180 | $23,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 700 | $22,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 1,500 | $21,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 3,916 | $21,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 200 | $18,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 132 | $18,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 200 | $18,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 2,828 | $18,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 5,000 | $18,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 166 | $16,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 3,576 | $16,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 434 | $16,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 182 | $16,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 567 | $16,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 277 | $15,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 700 | $15,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 100 | $13,000 | thousands by filing date | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 529 | $13,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 1,090 | $13,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 1,000 | $13,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 1,000 | $13,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 10 | $12,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 47 | $12,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 84 | $12,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 1,000 | $12,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 925 | $12,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 191 | $11,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 98 | $11,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 632 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 67 | $11,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 36 | $10,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 50 | $10,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 112 | $10,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 2,600 | $10,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 675 | $10,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 700 | $10,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 60 | $9,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 352 | $9,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 150 | $9,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 126 | $9,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 101 | $9,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 1,000 | $9,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 1,740 | $9,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 51 | $9,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 450 | $9,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 43 | $8,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 225 | $8,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 47 | $8,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 63 | $8,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 35 | $7,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 138 | $7,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 30 | $7,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 161 | $7,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 207 | $7,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 500 | $7,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 5 | $6,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 151 | $6,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 59 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 184 | $6,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 700 | $6,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 425 | $6,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 110 | $6,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 460 | $6,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 632 | $6,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 120 | $6,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 166 | $6,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 108 | $5,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 187 | $5,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 200 | $5,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 123 | $5,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 32 | $5,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 25 | $5,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 1,773 | $5,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 400 | $5,000 | thousands by filing date | |
| IJH | 464287507 | COM | 30 | $4,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 32 | $4,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 74 | $4,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 108 | $4,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 30 | $4,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 85 | $4,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 100 | $4,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 49 | $4,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 71 | $4,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 70 | $4,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 122 | $4,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 100 | $3,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 100 | $3,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 300 | $3,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 1,400 | $3,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 99 | $3,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 44 | $3,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 50 | $3,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 100 | $3,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 88 | $3,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 100 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 185 | $3,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 129 | $3,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 50 | $3,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 90 | $3,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 86 | $3,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 591 | $3,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 49 | $3,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 150 | $3,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 3,738 | $3,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 50 | $2,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 18 | $2,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 6 | $2,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 21 | $2,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 33 | $2,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 37 | $2,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 51 | $2,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 16 | $2,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 110 | $2,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 400 | $2,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 149 | $2,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 39 | $2,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 85 | $2,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 12 | $2,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 72 | $2,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 85 | $2,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 91 | $2,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 1,000 | $2,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 111 | $2,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 66 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 20 | $2,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 27 | $2,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 568 | $2,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 317 | $2,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 4 | $2,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 100 | $2,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 168 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 200 | $2,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 4,000 | $2,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 3 | $1,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 57 | $1,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 47 | $1,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 24 | $1,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 20 | $1,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 20 | $1,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 54 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 8 | $1,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 42 | $1,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 25 | $1,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 16 | $1,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 33 | $1,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 7 | $1,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 132 | $1,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 50 | $1,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 54 | $1,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 500 | $1,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 18 | $1,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 27 | $1,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 46 | $1,000 | thousands by filing date | |
| UBIQUITI INC | 90353W103 | COM | 8 | $1,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 11 | $1,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 172 | $1,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 19 | $1,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 124 | $1,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 200 | $1,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 112 | $1,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 50 | $1,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 232 | $1,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 98 | $1,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 100 | $1,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAYPALHLDGSINC | 70450Y103 | STOK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOKIA CORP | 654902204 | SPONSORED ADR | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRSTENERGY CORP | 337932107 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHEMOURS CO COM | 163851108 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PG&E CORP COM | 69331C108 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 242 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WILLIAMS COS INC COM | 969457100 | Stock | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETSY INC | 29786A106 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 208 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTURYLINK INC | 156700106 | COM | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 71 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERSPECTA INC | 715347100 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENVIRI CORP | 415864107 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVID BIOSERVICES INC | 05368M106 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELLURIAN INC NEW | 87968A104 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 127 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MCEWEN MNG INC | 58039P107 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WILHELMINA INTL INC | 968235200 | COM NEW | 71 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001568132-20-000003 | this filing | 2020-04-24 | acceptance time not in the bulk data set |