13F-HR filed by Financial Management Professionals, Inc.
Financial Management Professionals, Inc. filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-04-22, with 295 holding rows worth $248,862,000.
- Accession
- 0001568132-19-000003
- Filer
- CIK 1568132
- Filed
- 2019-04-22
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 296 entries on the cover page, a total value of $248,862,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $248,862,000 with VALUE read as thousands by filing date, 13F file number 028-15131. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 841,547 | $56,897,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 1,018,037 | $56,389,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 110,496 | $17,382,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 153,159 | $15,345,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 213,161 | $12,114,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 102,546 | $11,286,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 124,182 | $9,086,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 212,677 | $9,039,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 167,222 | $5,221,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 26,546 | $4,267,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 76,850 | $3,987,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 23,087 | $3,979,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 118,621 | $3,835,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 75,228 | $3,773,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 53,196 | $3,761,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 39,902 | $3,661,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 38,558 | $3,597,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 29,326 | $2,681,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 29,677 | $2,398,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 35,043 | $2,240,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 283,001 | $1,446,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 27,471 | $1,022,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 22,547 | $988,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 8,580 | $871,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 4,484 | $852,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 6,208 | $569,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 1,270 | $547,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 36,756 | $452,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 13,256 | $421,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,450 | $410,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 16,667 | $409,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 3,221 | $356,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 6,190 | $355,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 3,000 | $265,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 6,002 | $262,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 6,085 | $258,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 2,058 | $254,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 2,722 | $245,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 2,386 | $242,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,920 | $235,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 2,600 | $219,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,050 | $211,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 2,217 | $211,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 4,000 | $207,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 1,500 | $195,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 5,844 | $183,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 3,249 | $175,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 2,064 | $172,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 94 | $167,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 2,784 | $161,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 2,329 | $155,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 799 | $133,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 2,999 | $133,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 4,909 | $129,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 2,303 | $124,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 4,144 | $121,000 | thousands by filing date | principal |
| TEXAS | 882610108 | COMMON STOCK | 154 | $119,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 1,483 | $116,000 | thousands by filing date | principal |
| Cigna Corporation | 125523100 | COM | 640 | $103,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 950 | $101,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 1,678 | $98,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 1,868 | $97,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 649 | $91,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 356 | $88,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 3,105 | $86,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 1,080 | $81,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 1,573 | $80,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 416 | $76,000 | thousands by filing date | principal |
| Walmart Inc. | 931142103 | COM | 757 | $74,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 4,000 | $74,000 | thousands by filing date | principal |
| Oracle Corporation | 68389X105 | COM | 1,352 | $73,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 7,325 | $73,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 1,060 | $73,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 450 | $72,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 605 | $71,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 1,000 | $69,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 13,538 | $69,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 1,200 | $69,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 425 | $68,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 600 | $65,000 | thousands by filing date | |
| VTI | 922908769 | COM | 439 | $64,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 1,000 | $64,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 1,044 | $63,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 780 | $62,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 2,600 | $61,000 | thousands by filing date | principal |
| XCELENERGY INC | 98389B100 | COM | 1,045 | $59,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 300 | $58,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 1,180 | $55,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 3,576 | $55,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 655 | $53,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 550 | $53,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 2,150 | $51,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 132 | $47,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 248 | $45,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 570 | $44,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 1,740 | $43,000 | thousands by filing date | principal |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 400 | $42,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 3,396 | $42,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 400 | $41,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 1,100 | $41,000 | thousands by filing date | principal |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 714 | $40,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 394 | $39,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 450 | $38,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 1,000 | $37,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 1,090 | $36,000 | thousands by filing date | principal |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 1,773 | $36,000 | thousands by filing date | principal |
| SPLUNK INC | 848637104 | COM | 280 | $35,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 2,556 | $34,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 935 | $32,000 | thousands by filing date | principal |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 1,652 | $32,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 270 | $28,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 3,061 | $28,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 220 | $27,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 1,500 | $27,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 2,583 | $27,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 1,000 | $25,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 571 | $24,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 100 | $24,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 500 | $24,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 350 | $23,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 306 | $23,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 496 | $23,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 2,828 | $23,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 1,500 | $23,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 78 | $22,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 198 | $22,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 360 | $21,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 921 | $21,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 375 | $21,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 1,300 | $21,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 910 | $21,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 568 | $20,000 | thousands by filing date | principal |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 675 | $20,000 | thousands by filing date | principal |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 567 | $20,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 216 | $18,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 170 | $18,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 500 | $18,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 352 | $18,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 200 | $18,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 95 | $17,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 560 | $17,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 211 | $16,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 1,732 | $16,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 13 | $15,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 460 | $15,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 140 | $14,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 450 | $14,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 925 | $14,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 200 | $13,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 124 | $13,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 1,000 | $13,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 100 | $12,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 282 | $12,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 632 | $12,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 1,000 | $12,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 138 | $11,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 100 | $11,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 1,000 | $11,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 500 | $11,000 | thousands by filing date | principal |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 632 | $10,000 | thousands by filing date | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 565 | $10,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 166 | $10,000 | thousands by filing date | principal |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 700 | $10,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 36 | $9,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 225 | $9,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 59 | $9,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 112 | $9,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 63 | $9,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 380 | $9,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 43 | $8,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 110 | $8,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 30 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 175 | $8,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 425 | $8,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 100 | $8,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 100 | $8,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 161 | $8,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 25 | $8,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 2,500 | $8,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 150 | $7,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 138 | $7,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 108 | $7,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 138 | $7,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 200 | $7,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 22 | $6,000 | thousands by filing date | |
| IJH | 464287507 | COM | 30 | $6,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 67 | $6,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 200 | $6,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 85 | $6,000 | thousands by filing date | principal |
| GENERAL MILLS INC COM | 370334104 | Stock | 120 | $6,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 415 | $6,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 324 | $6,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 137 | $6,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 133 | $6,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 400 | $6,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 500 | $6,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 103 | $5,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 111 | $5,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 70 | $5,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 1,000 | $5,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 250 | $4,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 400 | $4,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 200 | $4,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 300 | $4,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 132 | $4,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 482 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 68 | $4,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 50 | $4,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 49 | $4,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 380 | $4,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 149 | $3,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 70 | $3,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 38 | $3,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 85 | $3,000 | thousands by filing date | principal |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 54 | $3,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 90 | $3,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 91 | $3,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 87 | $3,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 29 | $3,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 27 | $3,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 32 | $3,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 100 | $3,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 20 | $3,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 68 | $3,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 280 | $3,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 21 | $2,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 42 | $2,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 24 | $2,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 37 | $2,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 20 | $2,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 34 | $2,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 64 | $2,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 39 | $2,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 12 | $2,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 62 | $2,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 75 | $2,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 59 | $2,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 57 | $2,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 56 | $2,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 80 | $2,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 80 | $2,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 4 | $2,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 69 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 50 | $2,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 24 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 200 | $2,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 166 | $2,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 86 | $2,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 50 | $2,000 | thousands by filing date | principal |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1 | $1,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 4 | $1,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 5 | $1,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 42 | $1,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 15 | $1,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 20 | $1,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 10 | $1,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,000 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 8 | $1,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 42 | $1,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 75 | $1,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 16 | $1,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 7 | $1,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 18 | $1,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 45 | $1,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 35 | $1,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 27 | $1,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 38 | $1,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 20 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 17 | $1,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 208 | $1,000 | thousands by filing date | principal |
| CENTURYLINK INC | 156700106 | COM | 47 | $1,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 12 | $1,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 27 | $1,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 7 | $1,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 205 | $1,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 67 | $1,000 | thousands by filing date | principal |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 100 | $1,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 98 | $1,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 100 | $1,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOKIA CORP | 654902204 | SPONSORED ADR | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRSTENERGY CORP | 337932107 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WILLIAMS COS INC COM | 969457100 | Stock | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAMESTOP CORP | 36467W109 | CL A | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENVIRI CORP | 415864107 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVID BIOSERVICES INC | 05368M106 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HIVE | 007786106 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MCEWEN MNG INC | 58039P107 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WILHELMINA INTL INC | 968235200 | COM NEW | 71 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001568132-19-000003 | this filing | 2019-04-22 | acceptance time not in the bulk data set |