13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-10, with 3,260 holding rows worth $99,158,147,548.
- Accession
- 0001567619-23-006013
- Filer
- CIK 824468
- Filed
- 2023-05-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, 10,885 entries on the cover page, a total value of $99,158,147,548 stated on the cover page (in dollars after the unit check, H1), rows summing to $99,158,147,548 with VALUE read as dollars as filed, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares S&P 500 Growth ETF | 464287309 | SHS | 4,610 | $294,533 | dollars as filed | |
| SOUNDTHINKING INC | 82536T107 | COM | 7,474 | $293,878 | dollars as filed | |
| Anglogold Ashanti Plc | 035128206 | Common | 12,140 | $293,667 | dollars as filed | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 39,329 | $290,248 | dollars as filed | |
| NUTEX HEALTH INC | 67079U108 | COM | 286,065 | $288,925 | dollars as filed | |
| ORION PROPERTIES INC COM | 68629Y103 | REIT | 42,962 | $287,846 | dollars as filed | |
| TABOOLA.COM LTD | M8744T106 | ORD SHS | 105,389 | $286,658 | dollars as filed | |
| ISHARES TR | 464288372 | COM | 6,000 | $286,200 | dollars as filed | |
| FRONTIER GROUP HLDGS INC COM | 35909R108 | Stock | 29,059 | $285,941 | dollars as filed | |
| AXOGEN INC | 05463X106 | COM | 30,163 | $285,040 | dollars as filed | |
| AVEPOINT INC COM CL A | 053604104 | Stock | 68,670 | $282,921 | dollars as filed | |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 634,333 | $282,786 | dollars as filed | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 33,306 | $282,435 | dollars as filed | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 11,585 | $282,326 | dollars as filed | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 22,609 | $282,161 | dollars as filed | |
| MAXCYTE INC | 57777K106 | COM | 56,579 | $280,066 | dollars as filed | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 10,000 | $279,600 | dollars as filed | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 13,310 | $279,510 | dollars as filed | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 3,033 | $278,975 | dollars as filed | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 9,400 | $278,522 | dollars as filed | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 10,831 | $277,381 | dollars as filed | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 45,618 | $276,445 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 7,981 | $275,983 | dollars as filed | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 95,056 | $275,663 | dollars as filed | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 1,008 | $275,244 | dollars as filed | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 8,067 | $274,197 | dollars as filed | |
| DEFINITIVE HEALTHCARE CORP | 24477E103 | CLASS A COM | 26,460 | $273,332 | dollars as filed | |
| SMARTRENT INC | 83193G107 | COMMON STOCK | 107,161 | $273,260 | dollars as filed | |
| DYNE THERAPEUTICS INC COM | 26818M108 | Stock | 23,716 | $273,208 | dollars as filed | |
| ProKidney Corp | G7S53R104 | Common Stock | 24,108 | $272,902 | dollars as filed | |
| EBIX INC | 278715206 | COM NEW | 20,406 | $269,156 | dollars as filed | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 11,608 | $268,610 | dollars as filed | |
| PTC THERAPEUTICS INC | 69366JAD3 | NOTE 1.500% 9/1 | 240,000 | $268,231 | dollars as filed | principal |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 24,819 | $267,052 | dollars as filed | |
| METROCITY BANKSHARES INC | 59165J105 | COMMON STOCK | 15,621 | $266,963 | dollars as filed | |
| SOMALOGIC INC | 83444K105 | COM | 104,566 | $266,643 | dollars as filed | |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 76,090 | $266,315 | dollars as filed | |
| MERIDIANLINK INC | 58985J105 | COMMON STOCK | 15,313 | $264,916 | dollars as filed | |
| VITA COCO CO INC | 92846Q107 | COM | 13,495 | $264,772 | dollars as filed | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 53,307 | $264,403 | dollars as filed | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 4,562 | $264,048 | dollars as filed | |
| MONTE ROSA THERAPEUTICS INC | 61225M102 | COM | 33,639 | $262,048 | dollars as filed | |
| LENDINGTREE INC | 52603B107 | COM | 9,787 | $260,922 | dollars as filed | |
| BIONANO GENOMICS INC | 09075F107 | COM | 234,528 | $260,326 | dollars as filed | |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 86,176 | $259,390 | dollars as filed | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 31,127 | $258,665 | dollars as filed | |
| BLUE BIRD CORP | 095306106 | COM | 12,649 | $258,419 | dollars as filed | |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 76,764 | $257,159 | dollars as filed | |
| PACTIV EVERGREEN INC | 69526K105 | COM | 32,064 | $256,512 | dollars as filed | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 9,500 | $256,500 | dollars as filed | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 16,386 | $254,966 | dollars as filed | |
| WORKIVA INC | 98139AAB1 | NOTE 1.125% 8/1 | 200,000 | $254,268 | dollars as filed | principal |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 1,081 | $252,349 | dollars as filed | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 7,079 | $250,738 | dollars as filed | |
| SYMBOTIC INC | 87151X101 | CLASS A COM | 10,954 | $250,189 | dollars as filed | |
| ENVISTA HOLDINGS CORPORATION | 29415FAB0 | BOND | 250,000 | $250,000 | dollars as filed | principal |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 352,234 | $245,613 | dollars as filed | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 11,766 | $245,086 | dollars as filed | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 30,601 | $244,808 | dollars as filed | |
| CRICUT INC | 22658D100 | COM CL A | 23,972 | $244,515 | dollars as filed | |
| NURIX THERAPEUTICS INC | 67080M103 | COMMON STOCK | 27,400 | $243,312 | dollars as filed | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 4,664 | $242,202 | dollars as filed | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 6,424 | $240,322 | dollars as filed | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 2,884 | $240,208 | dollars as filed | |
| BLUEGREEN VACATIONS HLDG COR | 096308101 | COM | 8,751 | $239,603 | dollars as filed | |
| ERASCA INC COM | 29479A108 | Stock | 79,422 | $239,060 | dollars as filed | |
| SILVERBOW RES INC | 82836G102 | COM | 10,424 | $238,188 | dollars as filed | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 5,617 | $237,150 | dollars as filed | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 91,493 | $236,052 | dollars as filed | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 8,298 | $235,829 | dollars as filed | |
| PROTERRA INC | 74374T109 | COM | 155,138 | $235,810 | dollars as filed | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 14,234 | $235,573 | dollars as filed | |
| TIPTREE INC | 88822Q103 | COM | 16,086 | $234,373 | dollars as filed | |
| EVERCOMMERCE INC | 29977X105 | COMMON STOCK | 22,132 | $234,156 | dollars as filed | |
| OSCAR HEALTH INC | 687793109 | CL A | 35,740 | $233,739 | dollars as filed | |
| SAP SE SPON ADR | 803054204 | ADR | 1,835 | $232,219 | dollars as filed | |
| PLAYSTUDIOS INC | 72815G108 | CLASS A COM | 62,819 | $231,801 | dollars as filed | |
| 4D MOLECULAR THERAPEUTICS INC COM | 35104E100 | Stock | 13,465 | $231,464 | dollars as filed | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 87,016 | $230,593 | dollars as filed | |
| TRAEGER INC | 89269P103 | COMMON STOCK | 55,819 | $229,416 | dollars as filed | |
| VALARIS LTD WT EXP 042928 | G9460G119 | Stock | 20,085 | $220,935 | dollars as filed | |
| EQRX INC | 26886C107 | COM | 113,741 | $220,657 | dollars as filed | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 3,348 | $220,432 | dollars as filed | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 13,837 | $219,317 | dollars as filed | |
| TUTOR PERINI CORP | 901109108 | COM | 35,513 | $219,115 | dollars as filed | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 259,017 | $218,895 | dollars as filed | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 6,815 | $218,830 | dollars as filed | |
| REPARE THERAPEUTICS INC | 760273102 | COM | 22,223 | $218,674 | dollars as filed | |
| ALLAKOS INC | 01671P100 | COM | 48,929 | $217,734 | dollars as filed | |
| TUCOWS INC | 898697206 | COM NEW | 11,187 | $217,587 | dollars as filed | |
| CBL & ASSOC PPTYS INC COMMON STOCK | 124830878 | REIT | 8,485 | $217,556 | dollars as filed | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 5,150 | $216,661 | dollars as filed | |
| FIRST WATCH RESTAURANT GROUP | 33748L101 | COM | 13,454 | $216,071 | dollars as filed | |
| RISKIFIED LTD A | M8216R109 | COMMON STOCK | 38,201 | $215,453 | dollars as filed | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 64,933 | $213,630 | dollars as filed | |
| Couchbase Inc | 22207T101 | Common Stock | 15,153 | $213,051 | dollars as filed | |
| TANGO THERAPEUTICS INC | 87583X109 | COM | 53,844 | $212,683 | dollars as filed | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 72,296 | $212,550 | dollars as filed | |
| ISHARES TR | 46434V514 | MSCI CHINA A | 6,500 | $212,355 | dollars as filed | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 19,973 | $211,115 | dollars as filed | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 11,913 | $211,098 | dollars as filed | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 37,222 | $211,049 | dollars as filed | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 37,542 | $210,986 | dollars as filed | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,631 | $210,660 | dollars as filed | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 9,816 | $210,160 | dollars as filed | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 26,651 | $209,744 | dollars as filed | |
| EVERQUOTE INC | 30041R108 | COM CL A | 14,953 | $207,847 | dollars as filed | |
| SIGHT SCIENCES INC | 82657M105 | COMMON STOCK | 23,758 | $207,645 | dollars as filed | |
| CAZOO GROUP LTD | G2007L204 | COM | 83,127 | $206,986 | dollars as filed | |
| Sun Country Airlines Holding | 866683105 | COM | 9,905 | $203,053 | dollars as filed | |
| HERON THERAPEUTICS INC | 427746102 | COM | 134,234 | $202,693 | dollars as filed | |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 121,489 | $201,672 | dollars as filed | |
| ON24 INC | 68339B104 | COM | 22,918 | $200,762 | dollars as filed | |
| HIRERIGHT HOLDINGS CORPORATI | 433537107 | COM | 18,914 | $200,678 | dollars as filed | |
| CODEXIS INC | 192005106 | COM | 48,424 | $200,476 | dollars as filed | |
| ZYNEX INC | 98986M103 | COM | 16,595 | $199,140 | dollars as filed | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 22,530 | $198,489 | dollars as filed | |
| CANOO INC | 13803R102 | COM CL A | 301,420 | $196,707 | dollars as filed | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 12,840 | $196,194 | dollars as filed | |
| TARSUS PHARMACEUTICALS INC | 87650L103 | COMMON STOCK | 15,553 | $195,502 | dollars as filed | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 10,284 | $194,059 | dollars as filed | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAH1 | NOTE 1.500% 6/1 | 181,000 | $192,017 | dollars as filed | principal |
| Gilat Satellite Network | M51474118 | COM | 37,452 | $191,755 | dollars as filed | |
| SES AI CORPORATION | 78397Q109 | CL A COM | 64,750 | $191,012 | dollars as filed | |
| COMPASS THERAPEUTICS INC | 20454B104 | COM | 58,159 | $190,180 | dollars as filed | |
| MIMEDX GROUP INC | 602496101 | COM | 55,591 | $189,565 | dollars as filed | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 17,311 | $187,651 | dollars as filed | |
| RIMINI STR INC DEL | 76674Q107 | COM | 45,450 | $187,254 | dollars as filed | |
| NEOGAMES S A | L6673X107 | COM | 12,061 | $183,328 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 120,000 | $182,966 | dollars as filed | principal |
| ALTUS POWER INC | 02217A102 | COM CL A | 33,335 | $182,676 | dollars as filed | |
| SKILLZ INC | 83067L109 | COM | 307,681 | $182,516 | dollars as filed | |
| CELLEBRITE DI LTD ORDINARY SHARES | M2197Q107 | Stock | 29,948 | $182,384 | dollars as filed | |
| VUZIX CORP | 92921W300 | COM NEW | 43,750 | $181,126 | dollars as filed | |
| PRIME MEDICINE INC | 74168J101 | COM | 14,705 | $180,872 | dollars as filed | |
| ENTRADA THERAPEUTICS INC COM | 29384C108 | Stock | 12,399 | $179,787 | dollars as filed | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 84,248 | $179,448 | dollars as filed | |
| AERSALE CORPORATION | 00810F106 | COM | 10,377 | $178,691 | dollars as filed | |
| TDCX INC | 87190U100 | ADR | 20,061 | $178,543 | dollars as filed | |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 73,061 | $176,808 | dollars as filed | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 13,548 | $176,395 | dollars as filed | |
| CLARUS CORP NEW | 18270P109 | COM | 18,497 | $174,797 | dollars as filed | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 41,372 | $174,589 | dollars as filed | |
| THE LION ELECTRIC COMPANY | 536221104 | COMMON STOCK | 92,314 | $171,704 | dollars as filed | |
| BILIBILI INC | 090040AF3 | NOTE 0.500%12/0 | 200,000 | $170,632 | dollars as filed | principal |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 90,581 | $170,293 | dollars as filed | |
| ALKAMI TECHNOLOGY INC | 01644J108 | COM | 13,442 | $170,176 | dollars as filed | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 100,000 | $168,730 | dollars as filed | principal |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 84,594 | $167,496 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 150,000 | $165,525 | dollars as filed | principal |
| ALLOVIR INC | 019818103 | COM | 41,972 | $165,369 | dollars as filed | |
| DOUGLAS ELLIMAN INC | 25961D105 | COM | 52,601 | $163,589 | dollars as filed | |
| CARPARTS COM INC | 14427M107 | COM | 30,401 | $162,341 | dollars as filed | |
| KODIAK SCIENCES INC | 50015M109 | COM | 26,030 | $161,386 | dollars as filed | |
| SOHO HOUSE & CO INC | 586001109 | COM CL A | 24,330 | $159,118 | dollars as filed | |
| DREAM FINDERS HOMES INC COM CL A | 26154D100 | Stock | 11,923 | $157,980 | dollars as filed | |
| RAIN ONCOLOGY INC | 75082Q105 | COM | 18,000 | $157,320 | dollars as filed | |
| MULTIPLAN CORPORATION | 62548M100 | COM | 146,925 | $155,740 | dollars as filed | |
| ATI INC | 01741RAK8 | BOND | 80,000 | $154,903 | dollars as filed | principal |
| IGM BIOSCIENCES INC | 449585108 | COM | 11,211 | $154,039 | dollars as filed | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 63,385 | $154,026 | dollars as filed | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 193,500 | $153,774 | dollars as filed | |
| PROFRAC HLDG CORP | 74319N100 | CLASS A COM | 12,120 | $153,560 | dollars as filed | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 37,582 | $153,334 | dollars as filed | |
| LATHAM GROUP INC | 51819L107 | COMMON STOCK | 53,475 | $152,938 | dollars as filed | |
| ROOT INC OH CLASS A | 77664L207 | COMMON STOCK | 33,779 | $152,343 | dollars as filed | |
| PRECIGEN INC | 74017N105 | COM | 140,874 | $149,326 | dollars as filed | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 14,000 | $148,960 | dollars as filed | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 52,062 | $148,376 | dollars as filed | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 15,354 | $147,245 | dollars as filed | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 27,558 | $143,853 | dollars as filed | |
| HAGERTY INC A | 405166109 | COMMON STOCK | 16,256 | $142,078 | dollars as filed | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 45,230 | $141,117 | dollars as filed | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 15,500 | $139,345 | dollars as filed | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 15,265 | $135,706 | dollars as filed | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 43,190 | $135,184 | dollars as filed | |
| BENSON HILL INC | 082490103 | COM | 116,091 | $133,504 | dollars as filed | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 207,794 | $132,988 | dollars as filed | |
| ARHAUS INC | 04035M102 | COMMON STOCK | 15,484 | $128,363 | dollars as filed | |
| OMEROS CORP | 682143102 | COM | 27,236 | $126,647 | dollars as filed | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 11,865 | $125,294 | dollars as filed | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 17,000 | $125,290 | dollars as filed | |
| CAREMAX INC | 14171W103 | COM | 46,482 | $124,107 | dollars as filed | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 12,200 | $123,830 | dollars as filed | |
| CHARGE ENTERPRISES INC | 159610104 | COM | 111,934 | $123,127 | dollars as filed | |
| ENFUSION INC | 292812104 | CL A | 11,718 | $123,040 | dollars as filed | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 174,859 | $122,908 | dollars as filed | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 16,661 | $118,960 | dollars as filed | |
| ANGI INC CLASS A | 00183L102 | CL A | 51,434 | $116,755 | dollars as filed | |
| MICROVAST HOLDINGS INC COM | 59516C106 | Stock | 93,824 | $116,342 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 100,000 | $114,929 | dollars as filed | principal |
| Vivid Seats Inc | 92854T100 | Common Stock | 14,830 | $113,153 | dollars as filed | |
| CANO HEALTH INC | 13781Y103 | COM | 123,819 | $112,675 | dollars as filed | |
| WEWORK INC | 96209A104 | COM | 144,401 | $112,243 | dollars as filed | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 41,500 | $112,050 | dollars as filed | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 42,184 | $111,366 | dollars as filed | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 36,029 | $110,969 | dollars as filed | |
| TUSIMPLE HLDGS INC | 90089L108 | CL A | 75,166 | $110,494 | dollars as filed | |
| CULLINAN THERAPEUTICS INC | 230031106 | COM | 10,750 | $109,973 | dollars as filed | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 66,599 | $105,893 | dollars as filed | |
| BOQII HLDG LTD | 09950L203 | ADR | 93,057 | $105,620 | dollars as filed | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 55,280 | $103,926 | dollars as filed | |
| BRC INC A | 05601U105 | COMMON STOCK | 20,145 | $103,545 | dollars as filed | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 38,602 | $103,453 | dollars as filed | |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 150,875 | $100,045 | dollars as filed | |
| LUTHER BURBANK CORP | 550550107 | COM | 10,502 | $99,558 | dollars as filed | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 10,686 | $97,883 | dollars as filed | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 23,100 | $97,020 | dollars as filed | |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 21,297 | $96,263 | dollars as filed | |
| NEXTDOOR HOLDINGS INC | 65345M108 | COM CL A | 43,888 | $94,359 | dollars as filed | |
| Veru Inc | 92536C103 | Common Stock | 81,260 | $94,262 | dollars as filed | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 104,868 | $93,312 | dollars as filed | |
| META MATERIALS INC | 59134N104 | COM | 228,202 | $93,016 | dollars as filed | |
| SEER INC | 81578P106 | COM CL A | 23,376 | $90,231 | dollars as filed | |
| ENERGY VAULT HOLDINGS INC | 29280W109 | COM | 41,599 | $89,022 | dollars as filed | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 61,879 | $86,012 | dollars as filed | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 70,849 | $84,310 | dollars as filed | |
| NAYAX LTD | M7S750159 | SHS | 4,775 | $82,369 | dollars as filed | |
| C4 THERAPEUTICS INC | 12529R107 | COM STK | 25,997 | $81,630 | dollars as filed | |
| VELO3D INC | 92259N104 | COM | 34,855 | $79,121 | dollars as filed | |
| ADVANTAGE SOLUTIONS INC. | 00791N102 | COM CL A | 49,971 | $78,954 | dollars as filed | |
| ADICET BIO INC | 007002108 | COM | 13,358 | $76,942 | dollars as filed | |
| HOLLEY INC | 43538H103 | COMMON STOCK | 28,040 | $76,829 | dollars as filed | |
| Agora Inc-Adr | 00851L103 | COM | 20,976 | $75,933 | dollars as filed | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 43,500 | $70,470 | dollars as filed | |
| HELLO GROUP INC | 60879BAB3 | NOTE 1.250% 7/0 | 80,000 | $70,400 | dollars as filed | principal |
| NEXTERS INC | G6529J100 | COM | 10,241 | $70,151 | dollars as filed | |
| H World Group Ltd | 44332NAB2 | Convertible bond | 65,000 | $68,278 | dollars as filed | principal |
| PMV PHARMACEUTICALS INC | 69353Y103 | COM | 14,122 | $67,362 | dollars as filed | |
| Allbirds Inc | 01675A109 | COM | 51,468 | $61,762 | dollars as filed | |
| BURLINGTON STORES INC | 122017AB2 | NOTE 2.250% 4/1 | 50,000 | $60,720 | dollars as filed | principal |
| OCUGEN INC | 67577C105 | COMMON STOCK | 68,000 | $58,011 | dollars as filed | |
| LANNET INC | 516012200 | COM NEW | 33,276 | $57,900 | dollars as filed | |
| Up Fintech Holding Ltd | 91531W106 | COM | 17,271 | $57,512 | dollars as filed | |
| ONECONNECT FINL TECHNOLOGY C | 68248T204 | SPONSORED ADS | 10,000 | $53,200 | dollars as filed | |
| ESS TECH INC | 26916J106 | COMMON STOCK | 37,587 | $52,246 | dollars as filed | |
| Gaotu Techedu Inc | 36257Y109 | COM | 12,262 | $51,746 | dollars as filed | |
| 1Stdibs.Com Inc | 320551104 | COM | 13,008 | $51,642 | dollars as filed | |
| VISTRA CORP | 92840M128 | COM | 439,257 | $46,034 | dollars as filed | |
| CANAAN INC | 134748102 | SPONSORED ADS | 16,408 | $44,302 | dollars as filed | |
| HYZON MOTORS INC | 44951Y102 | COM CL A | 54,340 | $44,292 | dollars as filed | |
| TELOS CORP MD | 87969B101 | COM | 17,273 | $43,701 | dollars as filed | |
| Dingdong Cayman Ltd -Sp | 25445D101 | COM | 10,486 | $40,476 | dollars as filed | |
| GAMIDA CELL LTD | M47364100 | SHS | 47,500 | $38,475 | dollars as filed | |
| BED BATH & BEYOND INC | 075896100 | COM | 87,328 | $37,323 | dollars as filed | |
| VROOM INC | 92918V109 | COM | 35,838 | $32,208 | dollars as filed | |
| COOL CO LTD | G2415A113 | COMMON SHARES | 28,995 | $30,762 | dollars as filed | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 40,000 | $27,952 | dollars as filed | |
| CASA SYS INC | 14713L102 | COM | 19,330 | $24,550 | dollars as filed | |
| ALPINE 4 HOLDINGS INC | 02083E105 | CL A | 45,000 | $22,950 | dollars as filed | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 50,000 | $21,000 | dollars as filed | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 11,367 | $17,051 | dollars as filed | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 10,670 | $12,697 | dollars as filed | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAF5 | BOND | 10,000 | $10,451 | dollars as filed | principal |
| ATIXFY COMMUNICATIONS LTD | M82363124 | ORD SHS | 13,963 | $9,439 | dollars as filed | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 10,500 | $9,417 | dollars as filed | |
| CYXTERA TECHNOLOGIES INC | 23284C102 | COMMON STOCK | 30,518 | $9,320 | dollars as filed | |
| SmileDirectClub Inc | 83192H106 | COM | 11,334 | $4,874 | dollars as filed | |
| EXELA TECHNOLOGIES INC | 30162V706 | COM | 28,000 | $1,089 | dollars as filed | |
| POLYMET MNG CORP | 731916144 | WARR | 37,794 | $93 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-23-006013 | this filing | 2023-05-10 | acceptance time not in the bulk data set |