13F-HR filed by NOMURA HOLDINGS INC
NOMURA HOLDINGS INC filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-15, with 1,674 holding rows worth $24,451,924,000.
- Accession
- 0001567619-22-020327
- Filer
- CIK 1163653
- Filed
- 2022-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 2,117 entries on the cover page, a total value of $24,451,924,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $24,451,924,000 with VALUE read as thousands by filing date, 13F file number 028-10594. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNOMURA SECURITIES INTERNATIONAL INC
- included managerNOMURA INTERNATIONAL PLC028-04985
- included managerNOMURA SECURITIES BERMUDA LTD028-04993
- included managerNOMURA GLOBAL FINANCIAL PRODUCTS INC028-15494
- included managerNOMURA SECURITIES CO LTD028-04979
- included managerNomura Corporate Research & Asset Management Inc.028-13982
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 100,360 | $810,000 | thousands by filing date | |
| ANTHEMIS DIGITAL ACQUISITION | G03959106 | CLASS A ORD | 80,000 | $807,000 | thousands by filing date | |
| JETAI INC COM | G6855L109 | Stock | 80,000 | $805,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 11,104 | $794,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 14,100 | $794,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 168,000 | $791,000 | thousands by filing date | |
| FIFTH WALL ACQUISITN CORP II | G34142102 | CLASS A ORD SHS | 80,017 | $787,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 26,400 | $785,000 | thousands by filing date | put |
| DOORDASH INC CL A | 25809K105 | Stock | 15,817 | $784,000 | thousands by filing date | |
| JUPITER ACQUISITION CORP | 482082203 | UNIT 09/11/2027 | 79,200 | $784,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 25,000 | $783,000 | thousands by filing date | |
| BLUE WHALE ACQUISITION CORP | G1330M103 | CLASS A ORD SHS | 80,000 | $775,000 | thousands by filing date | |
| SANDBRIDGE X2 CORP | 799792106 | CMN | 78,508 | $771,000 | thousands by filing date | |
| A K A BRANDS HLDG CORP COM SHS | 00152K101 | Stock | 510,000 | $767,000 | thousands by filing date | call |
| ROBERT HALF INC. COM | 770323103 | Stock | 10,000 | $766,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 7,982 | $763,000 | thousands by filing date | |
| YELLOW CORP | 985510106 | COM | 150,000 | $760,000 | thousands by filing date | put |
| FUTURE HEALTH ESG CORP | 36118W102 | COM | 75,834 | $758,000 | thousands by filing date | |
| SARISSA CAPITAL ACQUISITN CO | G7823W128 | UNIT 10/23/2027 | 75,200 | $752,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 6,000 | $748,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 9,788 | $744,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VII | 17144M102 | COM CL A | 75,100 | $738,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 30,000 | $735,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 9,780 | $729,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 3,459 | $729,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 18,807 | $723,000 | thousands by filing date | |
| STEM INC | 85859N102 | COM | 54,000 | $721,000 | thousands by filing date | call |
| High Templar Tech Limit | 747798106 | COM | 797,877 | $718,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 83,219 | $716,000 | thousands by filing date | |
| OPY ACQUISITION CORP I | 671005106 | COM | 72,000 | $714,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 20,000 | $710,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 6,500 | $709,000 | thousands by filing date | put |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 6,500 | $709,000 | thousands by filing date | call |
| OLAPLEX HLDGS INC | 679369108 | COM | 74,384 | $709,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 46,893 | $709,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 1,699 | $706,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 1,700 | $706,000 | thousands by filing date | call |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 11,001 | $705,000 | thousands by filing date | |
| TURMERIC ACQUISITION CORP | G9127T108 | CMN | 70,508 | $705,000 | thousands by filing date | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 30,474 | $702,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 26,300 | $695,000 | thousands by filing date | call |
| NEWHOLD INVESTMENT CORP II | 651450108 | COM | 70,000 | $689,000 | thousands by filing date | |
| FOREST ROAD ACQUISITION COR | 34619V103 | COM | 70,091 | $689,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 62,599 | $684,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 2,632 | $678,000 | thousands by filing date | |
| TPG PACE BEN FIN CORP | G8990D125 | CL A COM | 67,315 | $675,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 7,811 | $674,000 | thousands by filing date | |
| PLUG PWR INC | 72919PAD5 | NOTE 3.750% 6/0 | 3,197,193 | $673,000 | thousands by filing date | principal |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 5,004 | $668,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 11,833 | $662,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 4,000 | $658,000 | thousands by filing date | put |
| LIVENT CORP | 53814LAB4 | BOND | 2,149,104 | $658,000 | thousands by filing date | principal |
| EPIPHANY TECHNOLOGY ACQUISIT | 29429X109 | COM | 66,500 | $657,000 | thousands by filing date | |
| DUNE ACQUISITION CORP | 265334102 | COM | 67,000 | $656,000 | thousands by filing date | |
| CANO HEALTH INC | 13781Y103 | COM | 75,000 | $651,000 | thousands by filing date | put |
| Qualcomm Incorporated | 747525103 | COM | 5,700 | $649,000 | thousands by filing date | call |
| POPULATION HEALTH INVS CO IN | G71716107 | CMN | 65,145 | $649,000 | thousands by filing date | |
| KKR ACQUISITION HOLDING I CO | 48253T109 | CMN | 65,000 | $640,000 | thousands by filing date | |
| MONGODB INC | 60937PAD8 | NOTE 0.250% 1/1 | 320,467 | $636,000 | thousands by filing date | principal |
| Costco Wholesale Corporation | 22160K105 | COM | 1,300 | $632,000 | thousands by filing date | call |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 102,234 | $625,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 3,412 | $616,000 | thousands by filing date | |
| SAMSARA INC COM CL A | 79589L106 | Stock | 51,000 | $616,000 | thousands by filing date | call |
| BOA ACQUISITION CORP | 05601A109 | CMN | 62,028 | $616,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,700 | $615,000 | thousands by filing date | put |
| ISHARES TR | 464287523 | COM | 1,900 | $612,000 | thousands by filing date | put |
| PLAYTIKA HOLDING CORP | 72815L107 | COMMON STOCK | 64,963 | $611,000 | thousands by filing date | |
| ACCELERATE ACQUISITION CORP | 00439D102 | CMN | 61,688 | $605,000 | thousands by filing date | |
| 8I ACQUISITION 2 CORP | G2956R103 | CMN | 60,287 | $604,000 | thousands by filing date | |
| MARBLEGATE ACQUISITION CORP | 56608A105 | COM CL A | 60,080 | $597,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 87,000 | $595,000 | thousands by filing date | call |
| AVIS BUDGET GROUP INC | 053774105 | COM | 4,000 | $594,000 | thousands by filing date | call |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 19,923 | $592,000 | thousands by filing date | |
| DIGITAL TRANSFORMATN OPT COR | 25401K107 | CLASS A COM | 60,276 | $592,000 | thousands by filing date | |
| R1 RCM INC | 77634L105 | COM | 31,700 | $588,000 | thousands by filing date | call |
| MOMENTIVE GLOBAL INC | 60878Y108 | COM | 100,500 | $585,000 | thousands by filing date | put |
| CTI BIOPHARMA CORP | 12648L601 | COM | 100,000 | $583,000 | thousands by filing date | call |
| NOBLE CORP NEW | G6610J209 | SHS | 19,674 | $582,000 | thousands by filing date | |
| ROBINHOOD MKTS INC | 770700102 | COM | 56,200 | $567,000 | thousands by filing date | put |
| LIGHTJUMP ACQUISITION CORP | 53228M106 | COM | 56,100 | $564,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 23,351 | $561,000 | thousands by filing date | |
| ZSCALER INC | 98980GAB8 | NOTE 0.125% 7/0 | 340,753 | $560,000 | thousands by filing date | principal |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 66,283 | $558,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 5,400 | $553,000 | thousands by filing date | put |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 20,776 | $553,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 16,800 | $553,000 | thousands by filing date | call |
| ATI INC | 01741RAK8 | BOND | 2,080,012 | $553,000 | thousands by filing date | principal |
| PROPTECH INVESTMENT CORP II | 743497109 | CMN | 55,422 | $551,000 | thousands by filing date | |
| UCLOUDLINK GROUP INC | 90354D104 | SPONSORED ADS | 970,882 | $548,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 97,500 | $543,000 | thousands by filing date | call |
| EBAY INC. COM | 278642103 | Stock | 13,061 | $537,000 | thousands by filing date | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 18,423 | $534,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 25,600 | $531,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 80,171 | $531,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 16,400 | $529,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 8,011 | $528,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 55,933 | $527,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 12,800 | $526,000 | thousands by filing date | put |
| MARATHON OIL CORP | 565849106 | COM | 23,114 | $522,000 | thousands by filing date | |
| ROBINHOOD MKTS INC | 770700102 | COM | 51,508 | $520,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 15,721 | $520,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 5,300 | $517,000 | thousands by filing date | put |
| Home Depot, Inc | 437076102 | COM | 1,900 | $510,000 | thousands by filing date | call |
| LUCID GROUP INC | 549498103 | COM | 36,500 | $510,000 | thousands by filing date | put |
| DEEP LAKE CAPITAL ACQUSTN CO | G27029100 | COM | 51,172 | $508,000 | thousands by filing date | |
| SK TELECOM CO LTD SPONSORED ADR | 78440P306 | ADR | 25,902 | $499,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP II | 54319Q105 | COM CL A | 50,794 | $499,000 | thousands by filing date | |
| TISHMAN SPEYER INNOVATI-CL A | 88825H100 | COM CL A | 50,000 | $493,000 | thousands by filing date | |
| GORES TECHNOLOGY PARTNERS II | 38287L107 | CLASS A COM | 50,000 | $491,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 78,400 | $488,000 | thousands by filing date | call |
| ENVISTA HOLDINGS CORPORATION | 29415FAB0 | BOND | 1,473,412 | $483,000 | thousands by filing date | principal |
| DIAMONDHEAD HOLDINGS CORP | 25278L105 | COM | 48,877 | $482,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,700 | $481,000 | thousands by filing date | call |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 5,257 | $477,000 | thousands by filing date | |
| MINISO GROUP HLDG LTD SPONSORED ADS | 66981J102 | ADR | 86,700 | $476,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 45,063 | $475,000 | thousands by filing date | |
| GOLDEN ARROW MERGER CORP | 380799106 | CLASS A COM | 48,400 | $475,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 66,983 | $467,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 187,000 | $463,000 | thousands by filing date | put |
| INVACARE CORP | 461203101 | COMMON STOCK | 564,610 | $458,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 7,781 | $455,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 5,400 | $453,000 | thousands by filing date | put |
| EDITAS MEDICINE INC | 28106W103 | COM | 36,944 | $452,000 | thousands by filing date | |
| WINVEST ACQUISITION CORP (U.S.) | 97655B109 | COM | 45,000 | $450,000 | thousands by filing date | |
| UNITED STATES STL CORP | 912909AT5 | NOTE 5.000%11/0 | 2,349,082 | $445,000 | thousands by filing date | principal |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 45,674 | $441,000 | thousands by filing date | |
| ARGUS CAPITAL CORP-CL A | 04026L105 | CLASS A COM | 43,589 | $438,000 | thousands by filing date | |
| FORTRESS VALUE ACQUIS CORP I | 34964G107 | COM CL A | 43,595 | $431,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 30,000 | $430,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 13,200 | $429,000 | thousands by filing date | call |
| FORGE GLOBAL HOLDINGS INC | 34629L103 | COM | 243,800 | $429,000 | thousands by filing date | put |
| CALAMP CORP | 128126109 | COMMON STOCK | 111,102 | $428,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 34,700 | $424,000 | thousands by filing date | call |
| Intuitive Surgical,Inc. | 46120E602 | COM | 2,259 | $423,000 | thousands by filing date | |
| MSD ACQUISITION CORP | G5709C109 | CLASS A ORD SHS | 42,469 | $421,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 1,516,675 | $417,000 | thousands by filing date | principal |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 4,836 | $415,000 | thousands by filing date | |
| LUCID GROUP INC | 549498103 | COM | 29,780 | $415,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 4,000 | $410,000 | thousands by filing date | |
| DATADOG INC | 23804LAB9 | NOTE 0.125% 6/1 | 461,910 | $410,000 | thousands by filing date | principal |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 55,956 | $409,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 2,668 | $407,000 | thousands by filing date | |
| TALON 1 ACQUISITION CORP | G86656108 | COM | 40,000 | $407,000 | thousands by filing date | |
| GENESIS GRWT TECH ACQUSTN CO | G3R23D102 | COM | 40,240 | $407,000 | thousands by filing date | |
| MONTEREY INNOVATION ACQUI CO | 61240F108 | COM | 40,000 | $405,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC | 63845RAB3 | NOTE 2.500% 5/1 | 1,219,232 | $400,000 | thousands by filing date | principal |
| MINORITY EQUALITY OPPORTUNIT | 60436Q100 | CLASS A COM | 39,445 | $400,000 | thousands by filing date | |
| SENIOR CONNECT ACQUISITN COR | 81723H108 | COM CL A | 40,080 | $398,000 | thousands by filing date | |
| LDH GROWTH CORP I | G54094100 | CLASS A ORD SHS | 40,064 | $396,000 | thousands by filing date | |
| FIGURE ACQUISITION CORP I -A | 302438106 | COM CL A | 40,000 | $394,000 | thousands by filing date | |
| FORUM MERGER IV CORP | 349875104 | CLASS A COM | 40,020 | $393,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 3,791 | $387,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 2,241 | $383,000 | thousands by filing date | |
| SOHO HOUSE & CO INC | 586001109 | COM CL A | 79,799 | $381,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,677 | $374,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 2,951 | $373,000 | thousands by filing date | |
| SIGNIFY HEALTH INC | 82671G100 | COM | 12,800 | $373,000 | thousands by filing date | call |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 788 | $371,000 | thousands by filing date | |
| RH | 74967X103 | COM | 1,504 | $371,000 | thousands by filing date | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 8,151 | $364,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 11,863 | $355,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 2,620 | $353,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 24,798 | $353,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,636 | $348,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 4,250 | $343,000 | thousands by filing date | |
| FORGE GLOBAL HOLDINGS INC | 34629L103 | COM | 195,318 | $343,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,200 | $339,000 | thousands by filing date | put |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 19,203 | $328,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 5,946 | $327,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 8,000 | $327,000 | thousands by filing date | |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 18,483 | $327,000 | thousands by filing date | |
| HUMANCO ACQUISITION CORP | 44487N109 | CMN | 32,796 | $326,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 7,700 | $325,000 | thousands by filing date | call |
| TELADOC HEALTH INC | 87918A105 | COM | 12,800 | $325,000 | thousands by filing date | call |
| XPENG INC ADS | 98422D105 | ADR | 27,141 | $324,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 17,000 | $323,000 | thousands by filing date | put |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 5,381 | $321,000 | thousands by filing date | |
| CATALYST PARTNRS ACQUISITN C | G19550105 | CLASS A ORD SHS | 32,014 | $316,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 3,600 | $314,000 | thousands by filing date | call |
| Eaton Corp. Plc | G29183103 | COM | 2,346 | $313,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 10,206 | $313,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 23,264 | $310,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 3,700 | $306,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 40,390 | $304,000 | thousands by filing date | |
| NEW ORIENTAL ED & TECHNOLOGY SPON ADR | 647581206 | ADR | 12,460 | $299,000 | thousands by filing date | |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 296,686 | $297,000 | thousands by filing date | principal |
| ADARA ACQUISITION CORP | 00653H102 | COM CL A | 29,652 | $294,000 | thousands by filing date | |
| MAXEON SOLAR TECHNOLOGIES LT | Y58473102 | SHS | 12,270 | $293,000 | thousands by filing date | |
| 1Stdibs.Com Inc | 320551104 | COM | 45,877 | $290,000 | thousands by filing date | |
| GORES HOLDINGS IX INC | 38287A119 | WARR | 750,000 | $289,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 1,900 | $284,000 | thousands by filing date | put |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 16,077 | $284,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 6,900 | $283,000 | thousands by filing date | call |
| CALLAWAY GOLF CO | 131193AE4 | NOTE 2.750% 5/0 | 1,452,399 | $280,000 | thousands by filing date | principal |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 5,200 | $276,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 50,000 | $275,000 | thousands by filing date | |
| FEDERAL RLTY INVT TR NEW | 313745101 | SH BEN INT NEW | 3,032 | $273,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 40,959 | $272,000 | thousands by filing date | |
| QUALTRICS INTL INC | 747601201 | COM CL A | 26,700 | $272,000 | thousands by filing date | put |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 8,326 | $271,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 3,337 | $269,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 2,490 | $267,000 | thousands by filing date | |
| DECARBONIZATION PLUS ACQUISI | G2773W111 | *W EXP 07/15/202 | 500,000 | $265,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 6,004 | $263,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 3,902 | $260,000 | thousands by filing date | |
| QUALTRICS INTL INC | 747601201 | COM CL A | 25,497 | $260,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,140 | $259,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 3,371 | $258,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 1,389 | $258,000 | thousands by filing date | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 1,501 | $257,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 5,544 | $255,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 11,000 | $253,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 4,487 | $252,000 | thousands by filing date | |
| CLOUDFLARE INC | 18915MAB3 | NOTE 0.750% 5/1 | 450,905 | $250,000 | thousands by filing date | principal |
| ARYA SCIENCES ACQU CORP IV | G31659108 | COM | 25,253 | $250,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L105 | SHS CL A | 25,000 | $250,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514103 | SHS CL A | 25,000 | $250,000 | thousands by filing date | |
| NUSCALE PWR CORP | 67079K118 | *W EXP 05/02/202 | 108,747 | $249,000 | thousands by filing date | |
| SPORTS VENTURES ACQUISIN COR | G8372A103 | CMN | 25,002 | $249,000 | thousands by filing date | |
| COLONNADE ACQUISITION CORP I | G2284B101 | SHS CL A | 25,000 | $248,000 | thousands by filing date | |
| BRIGHT LIGHTS ACQUISITION CO | 10920K101 | CMN | 25,000 | $248,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 2,353 | $247,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 3,465 | $247,000 | thousands by filing date | |
| USHG ACQUISITION CORP | 91748P100 | COMMON STOCK | 25,000 | $246,000 | thousands by filing date | |
| NATURAL ORDER ACQUISITION CO | 63889L107 | CMN | 24,700 | $246,000 | thousands by filing date | |
| FTAC PARNASSUS ACQUISITN COR | 30319B108 | CLASS A COM | 25,000 | $245,000 | thousands by filing date | |
| LANDCADIA HOLDINGS IV INC | 51477A104 | CLASS A COM | 25,000 | $245,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 33,337 | $244,000 | thousands by filing date | |
| SHELTER ACQUISITION CORP I | 822821104 | CLASS A COM | 24,581 | $243,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 5,861 | $237,000 | thousands by filing date | |
| PORTILLOS INC | 73642K106 | COM CL A | 11,975 | $236,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 96,832 | $233,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 1,100 | $232,000 | thousands by filing date | put |
| MOMENTUS INC | 60879E101 | COM | 168,117 | $232,000 | thousands by filing date | |
| MSP RECOVERY INC | 553745100 | COM CL A | 189,999 | $229,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 4,670 | $227,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 15,649 | $227,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 50,000 | $225,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 13,900 | $221,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 1,700 | $219,000 | thousands by filing date | put |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 7,660 | $219,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 2,195 | $212,000 | thousands by filing date | |
| BJS WHSL CLUB HLDGS INC COM | 05550J101 | Stock | 2,896 | $211,000 | thousands by filing date | |
| VALENS SEMICONDUCTOR LTD | M9607U115 | ORDINARY SHARES | 50,200 | $210,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 1,866 | $207,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 3,014 | $207,000 | thousands by filing date | |
| General Electric Company | 369604301 | COM | 3,100 | $205,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 4,195 | $204,000 | thousands by filing date | |
| MORINGA ACQUISITION CORP | G6S23K108 | COM | 20,534 | $204,000 | thousands by filing date | |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 125,000 | $203,000 | thousands by filing date | call |
| Pfizer Inc. | 717081103 | COM | 4,500 | $200,000 | thousands by filing date | put |
| NUVASIVE INC | 670704AL9 | BOND | 453,608 | $199,000 | thousands by filing date | principal |
| FEDEX CORP COM | 31428X106 | Stock | 1,300 | $196,000 | thousands by filing date | call |
| PINE IS ACQUISITION CORP | 722615101 | CL A | 19,638 | $196,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 5,000 | $194,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 17,882 | $192,000 | thousands by filing date | |
| FOCUS IMPACT BH3 ACQUISITION | 22677T102 | CLASS A COM | 19,163 | $190,000 | thousands by filing date | |
| ARDAGH METAL PACKAGING S A | L02235106 | SHS | 39,001 | $189,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 5,900 | $182,000 | thousands by filing date | put |
| DRAFTKINGS INC NEW | 26142V105 | COM CL A | 11,827 | $179,000 | thousands by filing date | |
| RAPID7 INC | 753422AD6 | NOTE 2.250% 5/0 | 417,209 | $179,000 | thousands by filing date | principal |
| ADT INC DEL COM | 00090Q103 | Stock | 23,508 | $176,000 | thousands by filing date | |
| HUBSPOT INC | 443573AD2 | NOTE 0.375% 6/0 | 65,121 | $176,000 | thousands by filing date | principal |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 12,978 | $175,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 25,000 | $174,000 | thousands by filing date | put |
| MACYS INC COM | 55616P104 | Stock | 10,691 | $168,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 34,089 | $168,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 12,329 | $163,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 6,000 | $162,000 | thousands by filing date | call |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 31,272 | $162,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 1,275,618 | $156,000 | thousands by filing date | principal |
| MONGODB INC CL A | 60937P106 | Stock | 774 | $154,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 710 | $153,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 12,367 | $148,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 51,910 | $148,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 2,600 | $146,000 | thousands by filing date | put |
| CALLAWAY GOLF CO | 131193104 | COM | 7,600 | $146,000 | thousands by filing date | |
| BATH & BODY WORKS INC COM | 070830104 | Stock | 4,400 | $143,000 | thousands by filing date | put |
| MODERNA INC | 60770K107 | COM | 1,200 | $143,000 | thousands by filing date | put |
| SARISSA CAPITAL ACQUISITN CO | G7823W102 | CMN | 14,342 | $143,000 | thousands by filing date | |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 250,737 | $139,000 | thousands by filing date | principal |
| LIVE NATION ENTERTAINMENT IN | 538034AU3 | NOTE 2.000% 2/1 | 182,262 | $139,000 | thousands by filing date | principal |
| International Business Machines Corporation | 459200101 | COM | 1,116 | $137,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 7,253 | $137,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 13,612 | $135,000 | thousands by filing date | |
| TRINE II ACQUISITION CORP | G9059F118 | *W EXP 99/99/999 | 750,000 | $135,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 500 | $134,000 | thousands by filing date | put |
| TRAVERE THERAPEUTICS INC | 89422GAA5 | CNV | 541,358 | $134,000 | thousands by filing date | principal |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 489,368 | $134,000 | thousands by filing date | principal |
| OFFERPAD SOLUTIONS INC | 67623L109 | COM | 110,619 | $133,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 1,600 | $132,000 | thousands by filing date | call |
| ZILLOW GROUP INC | 98954MAG6 | NOTE 1.375% 9/0 | 459,660 | $132,000 | thousands by filing date | principal |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 25,000 | $130,000 | thousands by filing date | call |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 79,340 | $130,000 | thousands by filing date | principal |
| Cisco Systems,Inc. | 17275R102 | COM | 2,962 | $129,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 5,000 | $128,000 | thousands by filing date | |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 1,107,496 | $127,000 | thousands by filing date | principal |
| KLUDEIN I ACQUISITION CORP | 49878L109 | CL A | 12,682 | $127,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 4,500 | $126,000 | thousands by filing date | call |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 18,000 | $126,000 | thousands by filing date | call |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 19,845 | $126,000 | thousands by filing date | |
| Dynavax Technologies Corp. | 268158AD4 | CCB | 1,154,770 | $121,000 | thousands by filing date | principal |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 2,444 | $120,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 263 | $117,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 2,342 | $115,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AF2 | NOTE 0.375% 6/0 | 69,905 | $115,000 | thousands by filing date | principal |
| MULTIPLAN CORPORATION | 62548M118 | *W EXP 02/13/202 | 150,000 | $115,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 29,770 | $112,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 7,705 | $111,000 | thousands by filing date | |
| ZENDESK INC | 98936JAD3 | NOTE 0.625% 6/1 | 144,554 | $110,000 | thousands by filing date | principal |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 14,444 | $108,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222AK0 | NOTE 2.250% 3/1 | 362,846 | $106,000 | thousands by filing date | principal |
| WORLD ACCEP CORPORATION | 981419104 | COM | 1,067 | $104,000 | thousands by filing date | |
| FLAME ACQUISITION CORP | 33850F116 | *W EXP 02/26/202 | 660,558 | $104,000 | thousands by filing date | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 33,300 | $103,000 | thousands by filing date | call |
| PAR TECHNOLOGY CORP | 698884AC7 | NOTE 2.875% 4/1 | 333,537 | $99,000 | thousands by filing date | principal |
| NATERA INC | 632307AB0 | BOND | 223,396 | $98,000 | thousands by filing date | principal |
| DOCUSIGN INC COM | 256163106 | Stock | 1,800 | $96,000 | thousands by filing date | put |
| MANNKIND CORP | 56400PAQ5 | NOTE 2.500% 3/0 | 3,081,368 | $96,000 | thousands by filing date | principal |
| CUTERA INC | 232109AB4 | NOTE 2.250% 3/1 | 210,551 | $96,000 | thousands by filing date | principal |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 3,390 | $95,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 14,100 | $94,000 | thousands by filing date | call |
| LUFAX HOLDING LTD | 54975P102 | ADS REP SHS CL A | 37,100 | $94,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 1,108 | $93,000 | thousands by filing date | |
| BILL HOLDINGS INC | 090043100 | COM | 700 | $93,000 | thousands by filing date | call |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 4,145 | $90,000 | thousands by filing date | |
| VIMEO INC | 92719V100 | COMMON STOCK | 22,500 | $90,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 1,969 | $88,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAE6 | NOTE 0.750% 8/1 | 196,900 | $87,000 | thousands by filing date | principal |
| TCW SPECIAL PURPOSE ACQU COR | 87301L114 | WTS | 708,332 | $85,000 | thousands by filing date | |
| SUNNOVA ENERGY INTL INC. | 86745KAF1 | NOTE 0.250%12/0 | 377,038 | $83,000 | thousands by filing date | principal |
| Honeywell Technologies | 438516106 | COM | 485 | $82,000 | thousands by filing date | |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 35,668 | $82,000 | thousands by filing date | principal |
| AHREN ACQUISITION CORP | G01322125 | WARR | 675,000 | $82,000 | thousands by filing date | |
| GRABHLDGSLTDFCLASSCLASSA | G4124C109 | STOK | 31,000 | $81,000 | thousands by filing date | |
| Yalla Group Ltd | 98459U103 | COM | 24,745 | $80,000 | thousands by filing date | |
| PARABELLUM ACQUISITION CORP | 69901P117 | Common | 465,000 | $80,000 | thousands by filing date | |
| RAPID7 INC | 753422AF1 | NOTE 0.250% 3/1 | 182,088 | $78,000 | thousands by filing date | principal |
| BUZZFEED INC CL A NEW | 12430A102 | Stock | 50,000 | $78,000 | thousands by filing date | |
| AUSTERLITZ ACQUISITION CORP | G0633U127 | *W EXP 02/19/202 | 587,500 | $76,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 2,254 | $74,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 533,841 | $74,000 | thousands by filing date | principal |
| Citigroup Inc. | 172967424 | COM | 1,600 | $72,000 | thousands by filing date | put |
| PBF ENERGY INC | 69318G106 | CL A | 2,037 | $72,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 5,900 | $72,000 | thousands by filing date | put |
| LAMF GLOBAL VENTURES CORP I | G5338L124 | *W EXP 99/99/999 | 350,000 | $71,000 | thousands by filing date | |
| SIERRA LAKE ACQUISITION CORP | 826332116 | *W EXP 12/17/202 | 750,000 | $71,000 | thousands by filing date | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 662,852 | $69,000 | thousands by filing date | principal |
| FUTURE HEALTH ESG CORP | 36118W110 | *W EXP 99/99/999 | 207,912 | $68,000 | thousands by filing date | |
| TORTOISEECOFIN ACQUISITION C | G8956E208 | UNIT 99/99/9999 | 6,865 | $67,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086AB7 | BOND | 228,376 | $66,000 | thousands by filing date | principal |
| INFLECTION POINT ACQUSTN COR | G47874113 | WARR | 281,201 | $66,000 | thousands by filing date | |
| TRITIUM DCFC LIMITED | Q9225T116 | *W EXP 01/13/202 | 50,000 | $66,000 | thousands by filing date | |
| PONTEM CORPORATION | G71707122 | WARR | 508,333 | $65,000 | thousands by filing date | |
| BLEUACACIA LTD | G11728113 | *W EXP 10/30/202 | 500,000 | $64,000 | thousands by filing date | |
| PROGRESS ACQUISITION CORP | 74327P113 | *W EXP 11/11/202 | 437,500 | $62,000 | thousands by filing date | |
| CALIDI BIOTHERAPEUTICS INC | 320703119 | *W EXP 03/14/202 | 467,818 | $62,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 1,100 | $59,000 | thousands by filing date | call |
| EVENTBRITE INC | 29975EAB5 | NOTE 5.000%12/0 | 971,975 | $59,000 | thousands by filing date | principal |
| AFRICAN GOLD ACQUISITION COR | G0112R124 | WTS | 1,312,500 | $58,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 14,329 | $57,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 300 | $56,000 | thousands by filing date | call |
| AEYE INC | 008183105 | COM | 50,000 | $56,000 | thousands by filing date | |
| FUSION ACQUISITION CORP II | 36118N110 | WTS | 402,966 | $55,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HOLDN | G1992N126 | *W EXP 02/05/202 | 260,000 | $54,000 | thousands by filing date | |
| FTAC HERA ACQUISITION CORP | G3728Y111 | *W EXP 02/28/202 | 637,500 | $54,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 56,514 | $54,000 | thousands by filing date | principal |
| ARES ACQUISITION CORPORATION | G33032122 | *W EXP 02/02/202 | 336,489 | $54,000 | thousands by filing date | |
| CIVITAS RESOURCES INC COM NEW | 17888H103 | Stock | 920 | $53,000 | thousands by filing date | |
| JAGUAR GLOBAL GROWTH CORP I | G5S11A130 | *W EXP 11/23/202 | 575,000 | $52,000 | thousands by filing date | |
| THE MUSIC ACQUISITION CORP | 62752R118 | *W EXP 02/05/202 | 252,950 | $52,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 18,398 | $50,000 | thousands by filing date | |
| ALTAIR ENGR INC | 021369AA1 | BOND | 111,825 | $50,000 | thousands by filing date | principal |
| FINTECH EVOLUTION ACQUIS GRO | G3R19A120 | WTS | 349,999 | $49,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 1,200 | $48,000 | thousands by filing date | call |
| SNAP INC | 83304AAD8 | NOTE 0.250% 5/0 | 459,957 | $48,000 | thousands by filing date | principal |
| WINNEBAGO INDS INC | 974637AB6 | BOND | 89,954 | $48,000 | thousands by filing date | principal |
| R1 RCM INC | 77634L105 | COM | 2,511 | $47,000 | thousands by filing date | |
| EQT CORP | 26884LAK5 | NOTE 1.750% 5/0 | 115,580 | $47,000 | thousands by filing date | principal |
| FTAC ZEUS ACQUISITION COR | 30320F114 | *W EXP 04/15/202 | 450,000 | $47,000 | thousands by filing date | |
| METALS ACQUISITION CORP | G60405126 | *W EXP 99/99/999 | 133,333 | $47,000 | thousands by filing date | |
| LIVEVOX HOLDING INC | 53838L118 | WTS | 96,580 | $47,000 | thousands by filing date | |
| ALTIMAR ACQUISITION CORP III | G0370U116 | WTS | 150,000 | $47,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAD9 | NOTE 1/1 | 38,016 | $46,000 | thousands by filing date | principal |
| SCP & CO HEALTHCARE ACQUSTN | 784065112 | WTS | 385,119 | $45,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 11,242 | $44,000 | thousands by filing date | |
| Algoma Stl Group Inc W Exp 10/19/202 | 015658115 | SPAC Combination | 34,200 | $44,000 | thousands by filing date | |
| SCULPTOR ACQUISITION CORP I | G7T983111 | *W EXP 99/99/999 | 250,000 | $43,000 | thousands by filing date | |
| ONE EQUITY PARTNERS OPEN WTR | 68237L113 | WTS | 316,666 | $43,000 | thousands by filing date | |
| EHANG HLDGS LTD ADS | 26853E102 | ADR | 10,000 | $42,000 | thousands by filing date | |
| WARBURG PINCUS CAPTAL CORP I | G9460M124 | WARR | 520,000 | $42,000 | thousands by filing date | |
| GAMING & HOSPITALITY ACQU CO | 364681114 | *W EXP 02/04/202 | 250,001 | $42,000 | thousands by filing date | |
| G&P ACQUISITION CORP | 36146G111 | WTS | 238,700 | $42,000 | thousands by filing date | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 1,169 | $41,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806XAB8 | NOTE 2.500% 3/1 | 408,945 | $41,000 | thousands by filing date | principal |
| PERIDOT ACQUISITION CORP II | G7008B121 | WARR | 218,020 | $41,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 5,000 | $40,000 | thousands by filing date | call |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 2,800 | $40,000 | thousands by filing date | put |
| SILVERSPAC INC | G8136V112 | WARR | 166,666 | $40,000 | thousands by filing date | |
| TRISTAR ACQUISITION I CORP | G9074V114 | *W EXP 99/99/999 | 375,000 | $40,000 | thousands by filing date | |
| INDEPENDENCE HOLDINGS CORP | G4761A127 | *W EXP 03/31/202 | 360,000 | $40,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 66,838 | $40,000 | thousands by filing date | |
| BERENSON ACQUISITION CORP I | 083690115 | *W EXP 08/01/202 | 381,476 | $39,000 | thousands by filing date | |
| ZYMERGEN INC | 98985X100 | COM | 14,133 | $39,000 | thousands by filing date | |
| ADVANCED MERGER PARTNERS INC | 00777J117 | WTS | 199,999 | $39,000 | thousands by filing date | |
| CLASS ACCELERATION CORP | 18274B114 | WTS | 352,198 | $39,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 500 | $38,000 | thousands by filing date | call |
| GENWORTH FINL INC | 37247D106 | COM SHS | 10,723 | $38,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 84,784 | $38,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 81,394 | $38,000 | thousands by filing date | |
| Goal Acquisitions Corp | 38021H115 | Warrant | 500,000 | $38,000 | thousands by filing date | |
| MODEL N INC | 607525AB8 | NOTE 2.625% 6/0 | 111,616 | $38,000 | thousands by filing date | principal |
| Uber Technologies | 90353T100 | COM | 1,300 | $37,000 | thousands by filing date | put |
| CNX RES CORP | 12653CAG3 | NOTE 2.250% 5/0 | 237,145 | $37,000 | thousands by filing date | principal |
| QUADRO ACQUISITION ONE CORP | G52807115 | *W EXP 06/30/202 | 366,508 | $37,000 | thousands by filing date | |
| ORION ACQUISITION CORP | 68626A116 | WTS | 236,918 | $37,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 683 | $36,000 | thousands by filing date | |
| RICE ACQUISITION CORP II | G75529126 | *W EXP 99/99/999 | 93,279 | $36,000 | thousands by filing date | |
| HENNESSY CAPITAL INVST CORP | 42600H116 | *W EXP 99/99/999 | 200,000 | $35,000 | thousands by filing date | |
| KERNEL GROUP HOLDINGS INC | G5259L129 | *W EXP 99/99/999 | 387,620 | $35,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 1,636 | $34,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITI | 74350A116 | WARR | 237,500 | $33,000 | thousands by filing date | |
| CEPTON INC | 15673X101 | COM | 17,114 | $33,000 | thousands by filing date | |
| ANZU SPECIAL ACQUISITIN CORP | 03737A119 | *W EXP 01/27/202 | 637,498 | $33,000 | thousands by filing date | |
| KADEM SUSTAINABLE IMPACT COR | 48284E113 | *W EXP 03/16/202 | 125,000 | $33,000 | thousands by filing date | |
| SPOTIFY USA INC | 84921RAB6 | NOTE 3/1 | 36,975 | $32,000 | thousands by filing date | principal |
| Valuence Merger Corp I | G9R16L118 | Warrant | 245,000 | $32,000 | thousands by filing date | |
| JETBLUE AIRWAYS CORP | 477143AP6 | NOTE 0.500% 4/0 | 484,127 | $32,000 | thousands by filing date | principal |
| OXFORD INDS INC | 691497309 | COM | 341 | $31,000 | thousands by filing date | |
| BITE ACQUISITION CORP | 09175K113 | *W EXP 02/12/203 | 481,988 | $31,000 | thousands by filing date | |
| APOLLO STRATEGIC GRWT CPTL I | G0412A128 | *W EXP 02/12/202 | 210,000 | $31,000 | thousands by filing date | |
| AUTHENTIC EQUITY ACQUISTN CO | G06607124 | *W EXP 01/20/202 | 239,641 | $31,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 100 | $29,000 | thousands by filing date | call |
| DHB CAPITAL CORP | 23291W117 | *W EXP 03/31/202 | 333,333 | $29,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 2,286 | $28,000 | thousands by filing date | |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 62,918 | $28,000 | thousands by filing date | principal |
| CRYPTYDE INC | 22890A104 | COM | 40,000 | $28,000 | thousands by filing date | call |
| POWER & DIGITAL INFRASTRUCTU | 73919C118 | *W EXP 12/09/202 | 148,980 | $28,000 | thousands by filing date | |
| NORTHERN STAR INVEST CORP IV | 66575B119 | *W EXP 02/25/202 | 241,666 | $28,000 | thousands by filing date | |
| Warburg Pincus Capital Corp I-A | G9461D115 | Warrant | 270,000 | $28,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 636 | $27,000 | thousands by filing date | |
| PHREESIA INC | 71944F106 | COM | 1,052 | $27,000 | thousands by filing date | |
| HELIOGEN INC | 42329E105 | COM | 14,551 | $27,000 | thousands by filing date | |
| GORES HOLDINGS VII INC | 38286T119 | WTS | 131,250 | $27,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 900 | $26,000 | thousands by filing date | put |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 4,982 | $26,000 | thousands by filing date | |
| RLX TECHNOLOGY INC | 74969N103 | SPONSORED ADS | 25,289 | $26,000 | thousands by filing date | |
| CF ACQUISITION CORP VII | 12521H115 | WARR | 216,666 | $26,000 | thousands by filing date | |
| MARLIN TECHNOLOGY CORP | G58411110 | WARR | 278,151 | $26,000 | thousands by filing date | |
| HCM ACQUISITION CO | G4365A127 | WARR | 250,000 | $25,000 | thousands by filing date | |
| FORTISTAR SUSTAINABLE SOL CO | 34962M114 | WTS | 226,326 | $25,000 | thousands by filing date | |
| LYFT INC | 55087PAB0 | NOTE 1.500% 5/1 | 183,438 | $24,000 | thousands by filing date | principal |
| TWIN RIDGE CAPITAL ACQUIS CO | G9151L120 | WARR | 124,999 | $24,000 | thousands by filing date | |
| KNIGHTSWAN ACQUISITION CORP | 499103117 | WARR | 200,000 | $24,000 | thousands by filing date | |
| TECH AND ENERGY TRANSITION | 87823R110 | *W EXP 03/31/202 | 365,000 | $24,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 759 | $23,000 | thousands by filing date | |
| ROSS ACQUISITION II CORP | g7641c114 | WT | 121,666 | $23,000 | thousands by filing date | |
| TAILWIND INTERNATNAL ACQ COR | G8662F119 | WARR | 251,600 | $23,000 | thousands by filing date | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 558 | $22,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 1,000 | $22,000 | thousands by filing date | call |
| ALPHA TAU MEDICAL LTD WT EXP | M0740A116 | Stock | 44,900 | $22,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AS4 | NOTE 5/0 | 34,481 | $22,000 | thousands by filing date | principal |
| Jaws Mustang Acquisition Corp | G50737124 | Warrant | 200,000 | $22,000 | thousands by filing date | |
| Northern Revival Acquisition Corp | G6546R119 | Warrant | 327,999 | $22,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 757 | $22,000 | thousands by filing date | |
| TRICIDA INC | 89610FAB7 | BOND | 205,899 | $22,000 | thousands by filing date | principal |
| POWERED BRANDS | G7209M116 | WARR | 224,999 | $22,000 | thousands by filing date | |
| NORTHERN STAR INVEST CORP II | 66574L118 | *W EXP 02/25/202 | 241,666 | $22,000 | thousands by filing date | |
| CLARIM ACQUISITION CORP | 18049C116 | WTS | 221,854 | $22,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 12,837 | $21,000 | thousands by filing date | |
| SPORTSTEK ACQUISITION CORP | 849196118 | *W EXP 02/16/202 | 215,355 | $21,000 | thousands by filing date | |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 26,954 | $21,000 | thousands by filing date | principal |
| Esperion Therapeutics Inc | 29664WAB1 | NOTE 4.000%11/15/25 | 312,323 | $21,000 | thousands by filing date | principal |
| NEW VISTA ACQUISITION CORP | G6529L121 | *W EXP 02/01/202 | 137,996 | $21,000 | thousands by filing date | |
| MISSION ADVANCEMENT CORP | 60501L119 | *W EXP 03/05/202 | 428,393 | $21,000 | thousands by filing date | |
| TLG ACQUISITION ONE CORP | 87257M116 | *W EXP 01/25/202 | 371,837 | $21,000 | thousands by filing date | |
| IBERE PHARMACEUTICALS | G46843119 | *W EXP 03/01/202 | 141,843 | $21,000 | thousands by filing date | |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 619 | $20,000 | thousands by filing date | |
| Cartesian Growth Corp II | G19305120 | Warrant | 133,333 | $20,000 | thousands by filing date | |
| MULTIPLAN CORPORATION | 62548M100 | COM | 6,898 | $20,000 | thousands by filing date | |
| POWERUP ACQUISITION CORP | G7207P129 | WARR | 150,000 | $20,000 | thousands by filing date | |
| TZP STRATEGIES ACQUISTN CORP | G91595119 | WARR | 216,666 | $20,000 | thousands by filing date | |
| MONEYLION INC | 60938K114 | *W EXP 09/22/202 | 100,000 | $20,000 | thousands by filing date | |
| GLOBAL PARTNER ACQISTN CORP | G3934P128 | *W EXP 01/14/202 | 111,895 | $20,000 | thousands by filing date | |
| TB SA ACQUISITION CORP | G8657L121 | *W EXP 03/25/202 | 133,333 | $20,000 | thousands by filing date | |
| MASON INDUSTRIAL TECHNOLGY I | 57520Y114 | *W EXP 99/99/999 | 200,000 | $20,000 | thousands by filing date | |
| MACONDRAY CAP ACQUISITN CORP | G5853A123 | UNIT 05/31/2028 | 2,000 | $20,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVES III | 44376L115 | WTS | 186,480 | $20,000 | thousands by filing date | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 1,000 | $19,000 | thousands by filing date | call |
| FASTLY INC | 31188VAB6 | NOTE 3/1 | 201,855 | $19,000 | thousands by filing date | principal |
| NISUN INTL ENT DVPMT GP CO L | G6593L106 | COM | 34,858 | $19,000 | thousands by filing date | |
| OMEROS CORP | 682143AG7 | NOTE 5.250% 2/1 | 606,455 | $19,000 | thousands by filing date | principal |
| EQ HEALTH ACQUISITION CORP | 26886A119 | WTS | 150,000 | $19,000 | thousands by filing date | |
| SCIENCE STRATEGIC ACQ ALPHA | 808641112 | *W EXP 01/20/202 | 183,333 | $19,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP | 743312AB6 | NOTE 1.000% 4/1 | 42,441 | $18,000 | thousands by filing date | principal |
| FORTRESS CAPITAL ACQUISITION | G36427121 | WARR | 202,903 | $18,000 | thousands by filing date | |
| CONMED CORP | 207410AF8 | BOND | 22,848 | $18,000 | thousands by filing date | principal |
| ATLAS CREST INVESTMENT CORP W EXP 02/03/202 DELETED | 049287113 | *W EXP 02/03/202 | 128,743 | $18,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 12,110 | $17,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP | 780153BF8 | NOTE 2.875%11/1 | 44,130 | $17,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-22-020327 | this filing | 2022-11-15 | acceptance time not in the bulk data set |