13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-14, with 7,939 holding rows worth $317,852,075,000.
- Accession
- 0001567619-22-020148
- Filer
- CIK 1000275
- Filed
- 2022-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 28,268 entries on the cover page, a total value of $317,852,075,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $317,852,075,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerSymphonic Financial Advisors LLC028-12672
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
- included managerBREWIN DOLPHIN LTD028-22689
- included managerBREWIN DOLPHIN WEALTH MANAGEMENT LTD028-22683
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 19,089 | $276,000 | thousands by filing date | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 15,300 | $276,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 9,549 | $276,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 324,883 | $276,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 1,663 | $275,000 | thousands by filing date | |
| SUMO LOGIC INC | 86646P103 | COM | 36,564 | $274,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 7,284 | $273,000 | thousands by filing date | |
| BRIGHT HEALTH GROUP INC | 10920V107 | COM | 260,912 | $273,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 6,945 | $272,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 11,763 | $271,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 154,089 | $271,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935706 | US QUALITY | 2,836 | $270,000 | thousands by filing date | |
| SITIO ROYALTIES CORP | 82982V101 | CLASS A COM | 12,228 | $270,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 10,406 | $270,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 36,846 | $270,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 5,955 | $270,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 15,052 | $270,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 5,609 | $268,000 | thousands by filing date | |
| ROCKET COS INC | 77311W101 | COM CL A | 42,302 | $267,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 12,797 | $267,000 | thousands by filing date | |
| PERELLA WEINBERG PARTNERS | 71367G102 | COMMON STOCK | 42,205 | $267,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 27,288 | $267,000 | thousands by filing date | |
| PRINCIPAL ACTIVE HIGH YIELD ETF | 74255Y102 | COM | 15,322 | $266,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 9,638 | $266,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2026 MUNICIPAL BOND ETF | 46138J510 | UIE | 11,597 | $265,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 28,684 | $265,000 | thousands by filing date | |
| RIVERNORTH MANAGED DUR MUN I | 76882M104 | COM | 17,216 | $264,000 | thousands by filing date | |
| TIMOTHY PLAN US LARGE/MID CAP CORE ETF | 887432359 | ETF | 8,733 | $263,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 3,218 | $263,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 1,019 | $263,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 7,179 | $263,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 5,074 | $262,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 11,813 | $262,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 5,231 | $262,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 5,495 | $262,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 19,739 | $261,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 27,201 | $261,000 | thousands by filing date | |
| ISHARES 25 YEAR TREASURY STRIPS BOND ETF | 46436E577 | ETF | 19,477 | $261,000 | thousands by filing date | |
| JUPITER ACQUISITION CORP | 482082104 | CL A | 27,000 | $261,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092220 | ELEC VEHS & FUTR | 16,115 | $260,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 41,761 | $260,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 28,252 | $259,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 6,149 | $259,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 28,377 | $259,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 48,040 | $259,000 | thousands by filing date | |
| CORE & MAIN INC CL A | 21874C102 | Stock | 11,324 | $258,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 27,070 | $258,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 24,053 | $257,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G615 | INVESCO PHLX SM | 14,146 | $257,000 | thousands by filing date | |
| HARMONY BIOSCIENCES HLDGS IN | 413197104 | COM | 5,800 | $257,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 12,383 | $257,000 | thousands by filing date | |
| PIEDMONT LITHIUM INC | 72016P105 | COM | 4,820 | $257,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 46,052 | $256,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 6,266 | $256,000 | thousands by filing date | |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 10,349 | $256,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 3,704 | $255,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 22,922 | $255,000 | thousands by filing date | |
| FTAI INFRASTRUCTURE INC | 35953C106 | COMMON STOCK | 106,441 | $255,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 8,380 | $255,000 | thousands by filing date | |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 16,999 | $254,000 | thousands by filing date | |
| Couchbase Inc | 22207T101 | Common Stock | 17,693 | $254,000 | thousands by filing date | |
| NISOURCE INC | 65473P121 | CONV | 2,529 | $254,000 | thousands by filing date | principal |
| SHOALS TECHNOLOGIES GROUP INC CL A | 82489W107 | Stock | 11,789 | $253,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 8,413 | $253,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 3,449 | $253,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 6,692 | $252,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 8,800 | $252,000 | thousands by filing date | call |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 43,904 | $252,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 3,393 | $252,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 31,682 | $252,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 12,371 | $251,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 2,823 | $251,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 13,061 | $251,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 3,863 | $251,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 12,582 | $251,000 | thousands by filing date | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 19,544 | $250,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 2,238 | $250,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 8,122 | $250,000 | thousands by filing date | |
| VERVE THERAPEUTICS INC | 92539P101 | COM | 7,286 | $250,000 | thousands by filing date | |
| FREEDOM ACQUISITION I CORP | G3663X110 | SHS CL A | 25,273 | $250,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 12,209 | $249,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 51,504 | $249,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 3,802 | $249,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 4,694 | $248,000 | thousands by filing date | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 53,066 | $248,000 | thousands by filing date | |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 9,464 | $248,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 3,313 | $247,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 7,925 | $247,000 | thousands by filing date | |
| PRIMIS FINANCIAL CORP | 74167B109 | COMMON STOCK | 20,383 | $247,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935607 | US MULTIFACTOR | 2,818 | $247,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R697 | SP KENSHO INFRA | 7,670 | $247,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 71,813 | $246,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 15,752 | $246,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 3,742 | $246,000 | thousands by filing date | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 6,658 | $246,000 | thousands by filing date | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER APRIL | 45782C805 | ETF | 10,130 | $246,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 8,376 | $245,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 13,509 | $245,000 | thousands by filing date | |
| DOCEBO INC COM | 25609L105 | Stock | 9,086 | $245,000 | thousands by filing date | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 78,691 | $245,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 28,877 | $245,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 45,755 | $245,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 20,681 | $245,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 30,000 | $244,000 | thousands by filing date | call |
| ISHARES ESG SELECT SCREENED S&P 500 ETF | 46436E569 | ETF | 9,079 | $244,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C318 | US EQTY PWR BUF | 9,090 | $244,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J768 | US HIGH DIVI ETF | 9,998 | $244,000 | thousands by filing date | |
| WESTERN ASSET MORTGAGE CAPIT | 95790DAA3 | NOTE 6.750%10/0 | 244,000 | $244,000 | thousands by filing date | principal |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 32,984 | $243,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 17,974 | $243,000 | thousands by filing date | |
| APPLOVIN CORP COM CL A | 03831W108 | Stock | 12,405 | $242,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 1,278 | $242,000 | thousands by filing date | |
| VALARIS LTD | G9460G101 | CL A | 4,925 | $241,000 | thousands by filing date | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 28,600 | $241,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E507 | CHINA ENRG ETF | 15,899 | $241,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 54,708 | $240,000 | thousands by filing date | |
| VITAL FARMS INC | 92847W103 | COM | 20,074 | $240,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 5,125 | $240,000 | thousands by filing date | |
| VANECK LONG/FLAT TREND ETF | 92189F148 | LONG/FLAT TREND | 7,151 | $240,000 | thousands by filing date | |
| TRISTAR ACQUISITION I CORP | G9074V106 | COM | 24,200 | $240,000 | thousands by filing date | |
| LAZARD GROWTH ACQUISITION CO | G54035103 | COM | 24,209 | $240,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 17,314 | $239,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 5,667 | $239,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 9,511 | $239,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 5,398 | $238,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767611 | CICC CHIN 5G SEM | 16,286 | $238,000 | thousands by filing date | |
| JOFF FINTECH ACQUISITION COR | 46592C100 | CMN | 24,200 | $238,000 | thousands by filing date | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 11,400 | $237,000 | thousands by filing date | put |
| CERUS CORP | 157085101 | COM | 65,962 | $237,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 16,575 | $237,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 3,720 | $237,000 | thousands by filing date | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 7,882 | $237,000 | thousands by filing date | |
| MATTERPORT INC | 577096100 | COM CL A | 62,703 | $237,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 7,426 | $237,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N840 | VCSHS INTL VOLTY | 7,347 | $236,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 3,378 | $235,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 16,249 | $235,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 21,540 | $234,000 | thousands by filing date | |
| JPMORGAN BETABUILDERS US AGGREGA ETF | 46641Q241 | COM | 5,141 | $234,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 17,893 | $234,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 14,000 | $234,000 | thousands by filing date | |
| NEUBERGER BERMAN ETF TRUST | 64135A200 | DISRUPTERS ETF | 13,373 | $234,000 | thousands by filing date | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 21,744 | $233,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 28,159 | $233,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 3,869 | $233,000 | thousands by filing date | |
| TIO TECH A | G8T10C106 | CLASS A ORD SHS | 23,520 | $233,000 | thousands by filing date | |
| WORLD QUANTUM GROWTH ACQUISI | G5596W101 | COM | 23,198 | $233,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 11,450 | $232,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 12,191 | $232,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 8,492 | $232,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 4,282 | $232,000 | thousands by filing date | |
| ETFMG Sit Ultra Short ETF | 26924G789 | Exchange Traded Fund | 4,830 | $232,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 2,202 | $231,000 | thousands by filing date | |
| PROCORE TECHNOLOGIES INC COM | 74275K108 | Stock | 4,691 | $231,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 8,945 | $231,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 22,842 | $230,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 13,217 | $230,000 | thousands by filing date | |
| ISHARES TR | 46436E866 | IBONDS 25 TRM TS | 9,868 | $230,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 1,200 | $229,000 | thousands by filing date | put |
| XPEL INC | 98379L100 | COM | 3,536 | $229,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 9,244 | $229,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 250,000 | $229,000 | thousands by filing date | principal |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 38,303 | $228,000 | thousands by filing date | |
| LEGALZOOM COM INC | 52466B103 | COM | 26,600 | $228,000 | thousands by filing date | put |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 25,781 | $228,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 56,010 | $228,000 | thousands by filing date | |
| GUINNESS ATKINSON FDS | 402031868 | SMARTETFS ADVER | 18,398 | $228,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 11,845 | $227,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 7,037 | $227,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 13,622 | $227,000 | thousands by filing date | |
| INNOVATOR U.S. EQUITY BUFFER ETF - MAY | 45782C326 | ETF | 8,281 | $227,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 3,823 | $227,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 24,097 | $227,000 | thousands by filing date | |
| JOFF FINTECH ACQUISITION COR | 46592C209 | UNIT 02/03/2026 | 22,950 | $227,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 18,029 | $226,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 16,493 | $226,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 6,632 | $226,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 11,615 | $226,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 11,647 | $225,000 | thousands by filing date | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 12,424 | $225,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 75,894 | $225,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 16,791 | $225,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 7,694 | $225,000 | thousands by filing date | |
| NEW ORIENTAL ED & TECHNOLOGY SPON ADR | 647581206 | ADR | 9,334 | $224,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 12,017 | $224,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 36,510 | $222,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 25,261 | $222,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 1,200 | $221,000 | thousands by filing date | call |
| IMPINJ INC | 453204109 | COM | 2,762 | $221,000 | thousands by filing date | |
| REPAY HLDGS CORP | 76029L100 | COM CL A | 31,403 | $221,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 10,537 | $221,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 6,895 | $221,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 2,877 | $220,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 15,500 | $220,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 11,107 | $219,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q282 | CARBON TRANITIN | 4,522 | $219,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 77,367 | $218,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 19,420 | $218,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 8,753 | $218,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q733 | ANFIELD US EQU | 20,629 | $218,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 31,934 | $217,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 8,993 | $217,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A321 | DISTILLATE US | 5,869 | $217,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 6,865 | $217,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 29,884 | $216,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 31,092 | $216,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2027 MUNICIPAL BOND ETF | 46138J494 | UIE | 9,479 | $216,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 14,116 | $216,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 6,523 | $215,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 4,279 | $215,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 3,031 | $215,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 29,650 | $215,000 | thousands by filing date | |
| SEER INC | 81578P106 | COM CL A | 27,644 | $214,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 37,531 | $214,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 26,300 | $214,000 | thousands by filing date | |
| PROFESSIONAL HLDG CORP | 743139107 | COM | 8,258 | $214,000 | thousands by filing date | |
| Vital Energy Inc | 516806205 | Common Stock | 3,382 | $213,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 23,000 | $213,000 | thousands by filing date | call |
| VICTORY PORTFOLIOS II | 92647N568 | USAA MSCI USA SM | 3,669 | $212,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 22,226 | $212,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 2,212 | $212,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092725 | INT HG DIV ETF | 13,425 | $212,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 9,096 | $212,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 6,280 | $211,000 | thousands by filing date | |
| AMALGAMATED FINANCIAL CORP | 022671101 | COM | 9,369 | $211,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 8,958 | $211,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 6,123 | $211,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 4,817 | $211,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 19,263 | $211,000 | thousands by filing date | |
| ABSOLUTE SOFTWARE CORP | 00386B109 | COM | 18,175 | $211,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 21,235 | $210,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 60,878 | $210,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 37,140 | $210,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P850 | MUNICIPAL GRN BD | 9,400 | $210,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 47,200 | $210,000 | thousands by filing date | |
| CHAIN BRIDGE I | G2061X102 | CLASS A ORD | 20,853 | $210,000 | thousands by filing date | |
| MARBLEGATE ACQUISITION CORP | 56608A105 | COM CL A | 21,074 | $210,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 6,200 | $209,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 7,545 | $209,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 17,690 | $208,000 | thousands by filing date | |
| IMMUNITYBIO INC | 45256X103 | COM | 41,707 | $208,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 8,381 | $208,000 | thousands by filing date | |
| POWERUP ACQUISITION CORP | G7207P103 | COM | 20,545 | $208,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 33,882 | $208,000 | thousands by filing date | |
| PORCH GROUP INC | 733245104 | COM | 91,800 | $207,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092717 | INT VL FCT ETF | 11,757 | $207,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 11,718 | $207,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 16,818 | $206,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 10,746 | $206,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 7,107 | $205,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 3,498 | $205,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L688 | STOX GBL ESG SLT | 1,872 | $205,000 | thousands by filing date | |
| PROSHARES TR | 74348A566 | MERGER ETF | 5,133 | $205,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 27,970 | $204,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 43,777 | $204,000 | thousands by filing date | |
| ENDEAVOR GROUP HLDGS INC | 29260Y109 | CL A COM | 10,087 | $204,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 3,635 | $204,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C581 | US EQTY BUF NOV | 7,354 | $204,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 9,405 | $204,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 39,172 | $203,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 12,038 | $203,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 10,013 | $203,000 | thousands by filing date | |
| VANECK SOCIAL SENTIMENT ETF | 92189H839 | UIT EXCHANGE TRADED | 15,946 | $203,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 13,836 | $203,000 | thousands by filing date | |
| DELAWARE IVY HIGH INCOME OPPOR | 246107106 | COM | 20,039 | $202,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 9,393 | $202,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 2,876 | $202,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 4,496 | $201,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 31,450 | $201,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 19,023 | $201,000 | thousands by filing date | |
| DBX ETF TR | 233051226 | CMN | 9,494 | $201,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 8,818 | $201,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092287 | WOMEN'S LEADER | 13,127 | $201,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 12,600 | $200,000 | thousands by filing date | call |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 18,318 | $200,000 | thousands by filing date | |
| GUGGENHEIM ACTIVE ALLOC FD | 40170T106 | COMMON STOCK | 15,502 | $200,000 | thousands by filing date | |
| POLESTAR AUTOMOTIVE HLDG UK | 731105201 | ADS A | 39,483 | $200,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C573 | US EQTY PWR BUF | 7,104 | $199,000 | thousands by filing date | |
| FIDELITY HIGH YIELD FACTOR ETF | 316092618 | HIGH YILD ETF | 4,501 | $199,000 | thousands by filing date | |
| PROTERRA INC | 74374T109 | COM | 40,109 | $199,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 29,994 | $199,000 | thousands by filing date | |
| BRC INC A | 05601U105 | COMMON STOCK | 25,743 | $199,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 22,500 | $199,000 | thousands by filing date | |
| EXPEDIA GROUP INC | 30212PBE4 | NOTE 2/1 | 229,000 | $198,000 | thousands by filing date | principal |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 2,477 | $198,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 5,089 | $198,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 7,188 | $198,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 7,150 | $198,000 | thousands by filing date | |
| ARCTOS NORTHSTAR ACQUIS CORP | G0477L100 | SHS CL A | 20,000 | $198,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188408 | LOW DURTIN ETF | 3,983 | $197,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 6,115 | $197,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 8,183 | $197,000 | thousands by filing date | |
| Ventyx Biosciences Inc | 92332V107 | Common Stock | 5,622 | $197,000 | thousands by filing date | |
| ETF MANG ETHO CLIMATE LEDRSHP US ETF | 26924G888 | UIT EXCHANGE TRADED | 4,270 | $197,000 | thousands by filing date | |
| KKR & CO INC | 48251W401 | CONV | 3,623 | $197,000 | thousands by filing date | principal |
| RPT REALTY | 74971D101 | SH BEN INT | 25,905 | $196,000 | thousands by filing date | |
| ALLEGRO MICROSYSTEMS INC | 01749D105 | COM | 8,947 | $195,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 26,370 | $195,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L105 | SHS CL A | 19,516 | $195,000 | thousands by filing date | |
| INTL GNRL INSURANCE HLDNGS L | G4809J106 | SHS | 25,014 | $194,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 798 | $193,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 54,731 | $193,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C748 | US EQTY PWR BUF | 6,819 | $193,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 15,483 | $193,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 20,735 | $193,000 | thousands by filing date | |
| HOLLEY INC | 43538H103 | COMMON STOCK | 47,470 | $193,000 | thousands by filing date | |
| SEAPORT CALIBRE MATLS ACQUIS | 812204105 | COM | 19,294 | $193,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 14,427 | $192,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 5,711 | $192,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 600 | $191,000 | thousands by filing date | put |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 8,152 | $191,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 21,224 | $191,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 7,121 | $191,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092279 | SUSTAINABLE U S | 11,515 | $191,000 | thousands by filing date | |
| WEWORK INC | 96209A104 | COM | 72,405 | $191,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 11,090 | $190,000 | thousands by filing date | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 6,511 | $190,000 | thousands by filing date | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 8,435 | $190,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 30,000 | $190,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 74275N201 | UNIT 99/99/9999 | 19,313 | $190,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 12,504 | $189,000 | thousands by filing date | |
| TRAEGER INC | 89269P103 | COMMON STOCK | 67,020 | $189,000 | thousands by filing date | |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 7,843 | $189,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 24,600 | $188,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 20,105 | $188,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 21,356 | $187,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 28,423 | $187,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 2,012 | $187,000 | thousands by filing date | |
| LANDCADIA HOLDINGS IV INC | 51477A203 | UNIT 05/01/2025 | 19,001 | $187,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES IN | 34984VAC4 | NOTE 9.000% 8/0 | 194,022 | $187,000 | thousands by filing date | principal |
| GORES TECHNOLOGY PARTNERS IN | 382870103 | CMN | 19,033 | $187,000 | thousands by filing date | |
| BLEND LABS INC | 09352U108 | CL A | 84,412 | $186,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 3,753 | $186,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 6,900 | $186,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 54,068 | $185,000 | thousands by filing date | |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 10,872 | $185,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 9,737 | $185,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 3,102 | $185,000 | thousands by filing date | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 11,396 | $185,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A248 | CMN | 7,998 | $185,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 7,166 | $184,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 63,991 | $184,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 2,114 | $183,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 4,352 | $183,000 | thousands by filing date | |
| SOCIAL CAP SUVRETTA HLDS CRP | G8253U103 | CMN | 18,700 | $183,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 32,994 | $182,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 8,474 | $182,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E205 | ST STR MSCI EMRG | 3,438 | $182,000 | thousands by filing date | |
| NOUVEAU MONDE GRAPHITE INC | 66979W842 | COM NEW | 33,660 | $182,000 | thousands by filing date | |
| GRANITESHARES ETF TR | 38747R603 | CMN | 5,778 | $182,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D416 | ETRACS MARKETVEC | 11,734 | $182,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 8,581 | $181,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 4,326 | $181,000 | thousands by filing date | |
| PORTMAN RIDGE FIN CORP | 73688F201 | COM NEW | 8,633 | $181,000 | thousands by filing date | |
| NORTHEAST CMNTY BANCORP INC | 664121100 | COM | 14,600 | $181,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 11,538 | $181,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 5,222 | $181,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 8,053 | $180,000 | thousands by filing date | |
| MOMENTIVE GLOBAL INC | 60878Y108 | COM | 30,953 | $180,000 | thousands by filing date | |
| ISHARES SYSTEMATIC BOND ETF | 46435U796 | COM | 2,200 | $180,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 10,675 | $180,000 | thousands by filing date | |
| SHOULDERUP TECHNOLOGY ACQUIS | 82537G203 | UNIT 99/99/9999 | 17,900 | $180,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 6,801 | $179,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 8,665 | $179,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 6,294 | $179,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 9,442 | $178,000 | thousands by filing date | |
| XPERI HLDG CORP | 98390M103 | COM | 12,603 | $178,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 9,126 | $178,000 | thousands by filing date | |
| DBX ETF TR | 233051515 | XTRACKERS FTSE | 7,998 | $178,000 | thousands by filing date | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE MOMENTUM ET | 02072L300 | ETF | 7,811 | $178,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 12,944 | $178,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 92,541 | $177,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 15,009 | $177,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E214 | S&P INTL QULTY | 8,384 | $177,000 | thousands by filing date | |
| BGSF INC | 05601C105 | COM | 15,873 | $177,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 16,000 | $176,000 | thousands by filing date | put |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 6,133 | $176,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P595 | SENIOR LOAN ETF | 7,647 | $176,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 32,405 | $176,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 10,768 | $175,000 | thousands by filing date | |
| CONSENSUS CLOUD SOLUTION | 20848V105 | COMMON STOCK | 3,716 | $175,000 | thousands by filing date | |
| NUSCALE PWR CORP CL A COM | 67079K100 | Stock | 14,883 | $174,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 31,814 | $174,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 3,775 | $173,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 15,753 | $173,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 7,511 | $173,000 | thousands by filing date | |
| PIONEER BANCORP INC/NY | 723561106 | COMMON STOCK | 18,141 | $173,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 6,678 | $173,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E806 | SABA INT RATE | 10,400 | $173,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDG | G9460L126 | CLASS A ORD | 17,435 | $173,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 29,642 | $172,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 5,495 | $172,000 | thousands by filing date | |
| ROCKET LAB USA INC | 773122106 | COM | 42,045 | $172,000 | thousands by filing date | |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 6,517 | $171,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502846 | UNIT 11/15/2022 | 3,471 | $171,000 | thousands by filing date | principal |
| OXFORD LANE CAP CORP | 691543102 | COM | 32,799 | $170,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 7,465 | $170,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H658 | INSPIRE GBL HOPE | 6,138 | $170,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B201 | JR GOLD MINERS E | 7,015 | $170,000 | thousands by filing date | |
| LDH GROWTH CORP I | G54094118 | UNIT 03/17/2026 | 17,219 | $170,000 | thousands by filing date | |
| INVESTMENT MANAGERS SER TR | 46143U849 | KNWLDL LD ETF | 5,173 | $170,000 | thousands by filing date | |
| Vanguard ESG U.S. Corporate Bond ETF | 921910691 | SHS | 2,845 | $169,000 | thousands by filing date | |
| FUTU HLDGS LTD SPON ADS CL A | 36118L106 | ADR | 4,512 | $169,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 8,500 | $169,000 | thousands by filing date | |
| PARTNERS BANCORP | 70213Q108 | COM | 18,988 | $169,000 | thousands by filing date | |
| SOCIAL CAP SUVRETTA HLDS CP | G8253Y105 | CLASS A ORD SHS | 17,210 | $169,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 55,555 | $168,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 15,670 | $168,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 4,729 | $167,000 | thousands by filing date | |
| PUTNAM ETF TRUST | 746729508 | BDC INCOME ETF | 6,630 | $167,000 | thousands by filing date | |
| ATAIBECKLEY INC | N0731H103 | Equity | 50,372 | $167,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAE0 | NOTE 5.500% 3/1 | 187,000 | $167,000 | thousands by filing date | principal |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 30,616 | $166,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 59,061 | $166,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 18,235 | $166,000 | thousands by filing date | |
| MARAVAI LIFESCIENCES HLDGS A | 56600D107 | COMMON STOCK | 6,518 | $166,000 | thousands by filing date | |
| PLAYTIKA HOLDING CORP | 72815L107 | COMMON STOCK | 17,702 | $166,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 31,019 | $166,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 7,921 | $166,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 3,672 | $166,000 | thousands by filing date | |
| JAKKS PAC INC | 47012E403 | COM NEW | 8,554 | $165,000 | thousands by filing date | |
| ORION PROPERTIES INC COM | 68629Y103 | REIT | 18,945 | $165,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 6,035 | $165,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 16,408 | $165,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 14,450 | $165,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 28,649 | $165,000 | thousands by filing date | |
| PUTNAM ETF TRUST | 746729201 | SUSTAINABLE FUTU | 10,039 | $165,000 | thousands by filing date | |
| CLOUGH SELECT EQUITY ETF | 53656F631 | ETF | 7,702 | $165,000 | thousands by filing date | |
| XPENG INC ADS | 98422D105 | ADR | 13,662 | $164,000 | thousands by filing date | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 25,934 | $164,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 69,897 | $164,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 48,427 | $164,000 | thousands by filing date | |
| PLAYBOY INC | 72814P109 | COM | 40,516 | $164,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 4,493 | $164,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F770 | CONV | 3,290 | $164,000 | thousands by filing date | principal |
| PANACEA ACQUISITION CORP II | G6882C106 | COM | 16,768 | $164,000 | thousands by filing date | |
| DTE ENERGY CO | 233331842 | UNIT 11/01/2022 | 3,275 | $164,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 3,691 | $163,000 | thousands by filing date | |
| PROG HOLDINGS INC | 74319R101 | COM NPV | 10,938 | $163,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 4,335 | $163,000 | thousands by filing date | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 52,387 | $163,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 7,500 | $163,000 | thousands by filing date | |
| FINTECH EVOLUTION ACQUIS GRO | G3R19A104 | SHS CL A | 16,469 | $163,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 34,370 | $162,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 3,952 | $162,000 | thousands by filing date | |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 61,589 | $162,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514103 | SHS CL A | 16,190 | $162,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 29,016 | $161,000 | thousands by filing date | |
| LIMBACH HLDGS INC | 53263P105 | COM | 21,200 | $161,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 15,471 | $161,000 | thousands by filing date | |
| METROCITY BANKSHARES INC | 59165J105 | COMMON STOCK | 8,228 | $161,000 | thousands by filing date | |
| SAFEHOLD INC | 78645L100 | COM | 6,043 | $160,000 | thousands by filing date | |
| SURO CAP CORP | 86887Q109 | COM NEW | 41,345 | $159,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 2,139 | $159,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 4,106 | $159,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 5,984 | $158,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G798 | VIRTUS PVT CR | 8,166 | $158,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 8,792 | $158,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 69,700 | $158,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887406 | CONV | 3,360 | $158,000 | thousands by filing date | principal |
| GLOBAL X | 37954Y152 | GBL X HYDROGEN | 14,177 | $158,000 | thousands by filing date | |
| BIOHAVEN LTD | G1110E107 | COM | 24,862 | $157,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 104,086 | $157,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 26,372 | $156,000 | thousands by filing date | |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 19,010 | $156,000 | thousands by filing date | |
| ORANGE COUNTY BANCORP INC | 68417L107 | COMMON STOCK | 4,053 | $156,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 17,517 | $156,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F739 | CONV | 3,207 | $156,000 | thousands by filing date | principal |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 5,424 | $156,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 3,760 | $155,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 12,368 | $155,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 1,503 | $155,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 23,977 | $155,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 15,503 | $154,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 8,064 | $153,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 3,269 | $153,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 18,917 | $153,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y525 | MSCI CHINA RE | 21,897 | $153,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 17,734 | $152,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 3,718 | $152,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P706 | CMN | 5,134 | $152,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 7,482 | $152,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 146,340 | $152,000 | thousands by filing date | |
| HAMILTON LANE ALLIANCE HLDGS | 40749M103 | CMN | 15,321 | $152,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 5,816 | $151,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 18,093 | $151,000 | thousands by filing date | |
| FREEDOM HOLDING CORP | 356390104 | COM | 3,081 | $151,000 | thousands by filing date | |
| DLOCAL LTD | G29018101 | CLASS A COM | 7,385 | $151,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G300 | S&P SMLCAP QTY | 4,986 | $151,000 | thousands by filing date | |
| ATLANTIC COASTAL AQSTN CORP | 04845A207 | UNIT 01/13/2027 | 15,023 | $151,000 | thousands by filing date | |
| ECOFIN DIGITAL PAYMENTS INFRASTRUCTURE FUND | 56167N548 | ETF | 6,295 | $151,000 | thousands by filing date | |
| LISTED FD TR | 53656F607 | COM | 4,471 | $150,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 31,903 | $150,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 5,986 | $150,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 18,339 | $150,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 9,607 | $150,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 19,700 | $150,000 | thousands by filing date | |
| INVESTMENT MANAGERS SER TR I | 46144X107 | AXS CHANGE FINAN | 6,035 | $150,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 31,700 | $150,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 14,413 | $149,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-22-020148 | this filing | 2022-11-14 | acceptance time not in the bulk data set |