13F-HR filed by DCF Advisers, LLC
DCF Advisers, LLC filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-14, with 73 holding rows worth $154,782,000.
- Accession
- 0001567619-22-019835
- Filer
- CIK 1802493
- Filed
- 2022-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 73 entries on the cover page, a total value of $154,782,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $154,781,000 with VALUE read as thousands by filing date, 13F file number 028-19889. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AbbVie,Inc. | 00287Y109 | COM | 76,100 | $10,213,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 25,000 | $8,826,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 175,000 | $8,768,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 165,999 | $7,724,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 80,000 | $7,692,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 11,050 | $7,612,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 20,500 | $7,322,000 | thousands by filing date | put |
| XENCOR INC | 98401F105 | COMMON STOCK | 231,800 | $6,022,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 150,000 | $4,530,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 68,000 | $4,123,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 360,000 | $3,971,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 27,250 | $3,766,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 22,500 | $3,480,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 52,500 | $3,183,000 | thousands by filing date | call |
| iShares Gold Trust | 464285204 | COM | 100,000 | $3,153,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 75,000 | $3,125,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 195,000 | $2,991,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 44,000 | $2,932,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 229,000 | $2,924,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 8,250 | $2,668,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 102,500 | $2,472,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 157,665 | $2,385,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 39,000 | $2,382,000 | thousands by filing date | |
| IMPEL PHARMACEUTICALS INC | 45258K109 | CMN | 469,183 | $2,285,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 15,000 | $2,073,000 | thousands by filing date | put |
| LENSAR INC | 52634L108 | COM | 358,097 | $1,987,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 272,000 | $1,942,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 30,000 | $1,901,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 84,836 | $1,801,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 27,500 | $1,667,000 | thousands by filing date | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 10,000 | $1,649,000 | thousands by filing date | put |
| SEAGEN INC | 81181C104 | COM | 11,750 | $1,608,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 36,250 | $1,586,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 44,000 | $1,412,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 32,000 | $1,362,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 17,500 | $1,249,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 9,000 | $1,221,000 | thousands by filing date | |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 26,000 | $1,116,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 4,400 | $1,036,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 85,000 | $952,000 | thousands by filing date | |
| Esperion Therapeutics Inc | 29664WAB1 | NOTE 4.000%11/15/25 | 1,550,000 | $884,000 | thousands by filing date | principal |
| iShares Silver Trust | 46428Q109 | COM | 50,000 | $875,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 10,000 | $861,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 7,500 | $847,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 20,000 | $841,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 157,000 | $802,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 20,000 | $800,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 27,500 | $709,000 | thousands by filing date | call |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 10,000 | $646,000 | thousands by filing date | put |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 59,000 | $642,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 150,000 | $641,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 11,500 | $576,000 | thousands by filing date | put |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 23,500 | $575,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 22,500 | $554,000 | thousands by filing date | |
| EQUILLIUM INC | 29446K106 | COM | 233,798 | $519,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 6,750 | $436,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 11,008 | $419,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,500 | $387,000 | thousands by filing date | call |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 5,000 | $343,000 | thousands by filing date | call |
| EOG RES INC COM | 26875P101 | Stock | 3,000 | $335,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 105,032 | $316,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 162,701 | $299,000 | thousands by filing date | |
| BURFORD CAPITAL LIMITED | G17977110 | ORD SHS | 39,000 | $293,000 | thousands by filing date | call |
| ALTIMMUNE INC | 02155H200 | COM NEW | 22,500 | $287,000 | thousands by filing date | call |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 1,400 | $280,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 13,500 | $263,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 10,000 | $258,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 6,250 | $212,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 2,000 | $205,000 | thousands by filing date | call |
| BURFORD CAPITAL LIMITED | G17977110 | ORD SHS | 26,000 | $195,000 | thousands by filing date | |
| AIR T INC | 009207101 | COM | 11,229 | $192,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 10,000 | $155,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L107 | ORD | 16,760 | $23,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-22-019835 | this filing | 2022-11-14 | acceptance time not in the bulk data set |