13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-14, with 8,093 holding rows worth $836,764,731,000.
- Accession
- 0001567619-22-019802
- Filer
- CIK 70858
- Filed
- 2022-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 27,531 entries on the cover page, a total value of $836,764,731,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $836,764,731,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBanc of America Strategic Ventures, Inc.028-20096
- included managerBofA Securities Europe SA028-20099
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| JOHN HANCOCK EXCHANGE TRADED | 47804J305 | MULTIFACTOR CO | 569 | $22,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 7,377 | $21,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505723 | ROBO GBL HLTCR | 779 | $21,000 | thousands by filing date | |
| REDWIRE CORPORATION | 75776W103 | COM | 8,783 | $21,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 2,620 | $21,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 3,500 | $21,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 9,403 | $21,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 4,602 | $21,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 505 | $21,000 | thousands by filing date | |
| Livewire Group Inc W Exp 09/26/202 | 53838J113 | SPAC Combination | 60,000 | $21,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P405 | CMN | 669 | $21,000 | thousands by filing date | |
| PROSHARES TR | 74347G374 | PSHS ULDOW30 NEW | 361 | $21,000 | thousands by filing date | |
| PROSHARES TR | 74347G796 | MSCI TRANFRMTNAL | 701 | $21,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 1,900 | $21,000 | thousands by filing date | |
| DBX ETF TR | 233051192 | XTKR EMGRIN MKTS | 899 | $21,000 | thousands by filing date | |
| ACHILLES THERAPEUTICS PL-ADR | 00449L102 | COM | 9,556 | $21,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 3,896 | $21,000 | thousands by filing date | |
| LONGBOARD PHARMACEUTICALS IN | 54300N103 | COM | 5,739 | $21,000 | thousands by filing date | |
| TREAN INS GROUP INC | 89457R101 | COM | 6,292 | $21,000 | thousands by filing date | |
| STARRY GROUP HOLDINGS INC | 85572U102 | COM | 13,775 | $21,000 | thousands by filing date | |
| VINCO VENTURES INC | 927330100 | COM | 23,704 | $21,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 600 | $21,000 | thousands by filing date | |
| ALLEGO N V | N0796A100 | COM | 4,799 | $21,000 | thousands by filing date | |
| DOORDASH INC CL A | 25809K105 | Stock | 400 | $20,000 | thousands by filing date | put |
| INCYTE CORP COM | 45337C102 | Stock | 300 | $20,000 | thousands by filing date | put |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 9,767 | $20,000 | thousands by filing date | |
| TIZIANA LIFE SCIENCES LTD | G88912103 | COMMON SHARES | 27,011 | $20,000 | thousands by filing date | |
| SURO CAP CORP | 86887Q109 | COM NEW | 5,087 | $20,000 | thousands by filing date | |
| AIM ETF PRODUCTS TRUST | 00888H406 | ALLIANZIM US EQT | 774 | $20,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 500 | $20,000 | thousands by filing date | |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 1,328 | $20,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 779 | $20,000 | thousands by filing date | |
| VASTA PLATFORM LTD CL A | G9440A109 | Stock | 3,871 | $20,000 | thousands by filing date | |
| 26 Capital Acquisition Corp | 90138P118 | Warrant | 64,994 | $20,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 6,901 | $20,000 | thousands by filing date | |
| VYNE THERAP. | 92941V209 | COM | 88,678 | $20,000 | thousands by filing date | |
| FUSION FUEL GREEN PLC | G3R25D118 | CL A | 3,914 | $20,000 | thousands by filing date | |
| EYENOVIA INC | 30234E104 | COM | 10,000 | $20,000 | thousands by filing date | |
| VOLTA INC | 92873V102 | COM CL A | 16,473 | $20,000 | thousands by filing date | |
| MULLEN AUTOMOTIVE INC | 62526P109 | COM | 61,411 | $20,000 | thousands by filing date | |
| SONENDO INC | 835431107 | Common Stocks | 19,115 | $20,000 | thousands by filing date | |
| SOCIETY PASS INC | 83370P102 | COM | 12,701 | $20,000 | thousands by filing date | |
| NEOVASC INC | 64065J403 | COM NEW | 2,901 | $20,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46654Q203 | NASDAQ EQT PREM | 450 | $19,000 | thousands by filing date | |
| EXAGEN INC | 30068X103 | COM | 6,921 | $19,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 2,838 | $19,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 300 | $19,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 2,680 | $19,000 | thousands by filing date | |
| HAGERTY INC A | 405166109 | COMMON STOCK | 2,262 | $19,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 13,088 | $19,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 1,055 | $19,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 9,781 | $19,000 | thousands by filing date | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 1,005 | $19,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 2,358 | $19,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E232 | DAILY SMALL CAP | 420 | $19,000 | thousands by filing date | |
| ADVANCED FLOWER CAP INC | 00109K105 | COM | 1,241 | $19,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 4,395 | $19,000 | thousands by filing date | |
| MARKETWISE INC | 57064P107 | COM CL A | 8,278 | $19,000 | thousands by filing date | |
| GLIMPSE GROUP INC | 37892C106 | COM | 3,651 | $19,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 6,985 | $19,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 11,000 | $19,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 5,808 | $19,000 | thousands by filing date | |
| Ouster Inc | 68989M103 | COM | 19,878 | $19,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 12,932 | $19,000 | thousands by filing date | |
| CLENE INC | 185634102 | COM | 6,848 | $19,000 | thousands by filing date | |
| DECIBEL THERAPEUTICS INC | 24343R106 | COM | 5,264 | $19,000 | thousands by filing date | |
| GREENLIGHT BIOSCIENCES HOLDING | 39536G105 | Common Stock | 8,558 | $19,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P777 | FTSE HONG KONG | 1,024 | $19,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647X806 | VS NASDQ NXT 50 | 869 | $19,000 | thousands by filing date | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 2,400 | $19,000 | thousands by filing date | |
| BABYLON HLDGS LTD | G07031100 | CL A SHS | 41,682 | $19,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J800 | MLTFACTR MATLS | 497 | $19,000 | thousands by filing date | |
| BOXLIGHT CORP | 103197109 | COM CL A | 31,438 | $19,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 2,003 | $18,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 1,700 | $18,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 10,743 | $18,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 836 | $18,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 26,000 | $18,000 | thousands by filing date | principal |
| Afya Ltd-Class A | G01125106 | COM | 1,330 | $18,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 5,000 | $18,000 | thousands by filing date | |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 25,989 | $18,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 16,939 | $18,000 | thousands by filing date | |
| SCYNEXIS INC | 811292200 | COM NEW | 7,554 | $18,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 28,940 | $18,000 | thousands by filing date | |
| AEYE INC | 008183105 | COM | 16,234 | $18,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 4,369 | $18,000 | thousands by filing date | |
| EVOLVE TRANSITION INFRASTRU | 30053M104 | COM UNITS REP B | 51,947 | $18,000 | thousands by filing date | |
| LEGATO MERGER CORP II | 52473Y112 | *W EXP 09/01/202 | 50,000 | $18,000 | thousands by filing date | |
| NUCANA PLC | 67022C106 | ADR | 17,310 | $18,000 | thousands by filing date | |
| DBX ETF TR | 233051762 | XTRACK MSCI CHNA | 674 | $18,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 200 | $17,000 | thousands by filing date | put |
| DOLE PLC | G27907107 | ORD SHS | 2,276 | $17,000 | thousands by filing date | |
| HIREQUEST INC | 433535101 | COMMON STOCK | 1,281 | $17,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 25,257 | $17,000 | thousands by filing date | |
| SUNRUN INC | 86771WAB1 | NOTE 2/0 | 24,000 | $17,000 | thousands by filing date | principal |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 34,990 | $17,000 | thousands by filing date | |
| FATHOM DIGITAL MFG CORP | 31189Y103 | COM | 8,504 | $17,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 62,422 | $17,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 2,786 | $17,000 | thousands by filing date | |
| ERASCA INC COM | 29479A108 | Stock | 2,000 | $16,000 | thousands by filing date | call |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 1,000 | $16,000 | thousands by filing date | put |
| TERAWULF INC | 88080T104 | COM | 12,745 | $16,000 | thousands by filing date | |
| THORNBURG INCM BUILDER OPP T | 885213108 | COM | 1,250 | $16,000 | thousands by filing date | |
| MCEWEN INC. | 58039P305 | COM NEW | 5,117 | $16,000 | thousands by filing date | |
| NEW PAC METALS CORP | 64782A107 | COM | 7,509 | $16,000 | thousands by filing date | |
| KRANESHARES QUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF | 500767736 | ETF | 723 | $16,000 | thousands by filing date | |
| BRAEMAR HOTELS & RESORTS INC | 10482B200 | 5.5 CUM CV PFD B | 1,071 | $16,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 1,300 | $16,000 | thousands by filing date | |
| IMMUTEP LTD | 45257L108 | SPONSORED ADS | 10,394 | $16,000 | thousands by filing date | |
| Skillsoft Corp. | 83066P200 | Common | 8,649 | $16,000 | thousands by filing date | |
| BUZZFEED INC CL A NEW | 12430A102 | Stock | 10,562 | $16,000 | thousands by filing date | |
| LIANBIO ADR | 53000N108 | COM | 8,177 | $16,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 2,157 | $16,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 10,495 | $16,000 | thousands by filing date | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 2,383 | $16,000 | thousands by filing date | |
| CHINA LIBERAL ED HLDGS LTD | G2161Y109 | ORD | 19,726 | $16,000 | thousands by filing date | |
| KARAT PACKAGING INC | 48563L101 | COM | 934 | $15,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 1,100 | $15,000 | thousands by filing date | |
| GETNET ADQUIRENCIA E SERVIC NP | 37428A103 | SPONSORED ADS | 9,135 | $15,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 3,000 | $15,000 | thousands by filing date | |
| CARTESIAN GROWTH CORP | G19276115 | *W EXP 02/26/202 | 61,000 | $15,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 593 | $15,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 1,046 | $15,000 | thousands by filing date | |
| ORANGE COUNTY BANCORP INC | 68417L107 | COMMON STOCK | 400 | $15,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 1,325 | $15,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 732 | $15,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 2,032 | $15,000 | thousands by filing date | |
| RAND CAP CORP COM NEW | 752185207 | CEF | 1,000 | $15,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 1,075 | $15,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 2,264 | $15,000 | thousands by filing date | |
| WEREWOLF THERAPEUTICS INC | 95075A107 | CMN | 3,478 | $15,000 | thousands by filing date | |
| ALITHYA GROUP INC | 01643b106 | COM | 7,562 | $15,000 | thousands by filing date | |
| ATHERSYS INC NEW COM NEW | 04744L205 | COM | 8,338 | $15,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 2,400 | $15,000 | thousands by filing date | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 4,500 | $15,000 | thousands by filing date | |
| NATUZZI S P A | 63905A200 | SPON ADS | 2,439 | $15,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 8,978 | $15,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 7,350 | $15,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 15,000 | $15,000 | thousands by filing date | principal |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 3,607 | $15,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 89904V101 | COM | 125,259 | $15,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 600 | $14,000 | thousands by filing date | put |
| DENISON MINES CORP | 248356107 | COM | 12,000 | $14,000 | thousands by filing date | call |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 2,000 | $14,000 | thousands by filing date | put |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 945 | $14,000 | thousands by filing date | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 9,695 | $14,000 | thousands by filing date | |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 1,380 | $14,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 15,000 | $14,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 500 | $14,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 1,600 | $14,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 1,200 | $14,000 | thousands by filing date | |
| FINCH THERAPEUTICS GROUP INC | 31773D101 | COM | 8,236 | $14,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E412 | RUSEL 1000 LOW | 425 | $14,000 | thousands by filing date | |
| NABORS ENERGY TRANSITION COR | 629567116 | *W EXP 11/17/202 | 100,000 | $14,000 | thousands by filing date | |
| OPAL FUELS INC | 68347P111 | WTS | 9,780 | $14,000 | thousands by filing date | |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 2,028 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33741X102 | SMID RISNG ETF | 558 | $13,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 3,064 | $13,000 | thousands by filing date | |
| VanEck Vectors Energy Inc | 92189H870 | ENERGY INCOME | 234 | $13,000 | thousands by filing date | |
| NORTHEAST CMNTY BANCORP INC | 664121100 | COM | 1,072 | $13,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 1,600 | $13,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 1,300 | $13,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 10,958 | $13,000 | thousands by filing date | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 1,500 | $13,000 | thousands by filing date | |
| BRILLIANT EARTH GROUP INC | 109504100 | CMN | 2,350 | $13,000 | thousands by filing date | |
| RAPID MICRO BIOSYSTEMS INC | 75340L104 | CLASS A COM | 4,042 | $13,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 7,425 | $13,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 6,029 | $13,000 | thousands by filing date | |
| PROSHARES | 74347Y839 | EXCHANGE TRADED | 1,000 | $13,000 | thousands by filing date | |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 1,000 | $13,000 | thousands by filing date | principal |
| VECTIVBIO HLDG AG | H9060V101 | COM | 2,201 | $13,000 | thousands by filing date | |
| LIVEVOX HOLDING INC | 53838L100 | COM | 4,264 | $13,000 | thousands by filing date | |
| PEAR THERAPEUTICS INC | 704723105 | COM | 6,274 | $13,000 | thousands by filing date | |
| WESTERN ASSET MORTGAGE CAP ORD | 95790D204 | COM | 1,201 | $13,000 | thousands by filing date | |
| BRIGHT MINDS BIOSCIENCES INC | 10919W108 | COM | 10,655 | $13,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISI CORP | 34964K108 | COM CL A | 1,314 | $13,000 | thousands by filing date | |
| BERENSON ACQUISITION CORP I | 083690206 | UNIT 99/99/9999 | 1,300 | $13,000 | thousands by filing date | |
| BIOMERICA INC | 09061H307 | COM NEW | 3,200 | $13,000 | thousands by filing date | |
| BIOCARDIA INC | 09060U507 | COM | 6,528 | $13,000 | thousands by filing date | |
| SUNSHINE BIOPHARMA INC | 867781403 | COM NEW | 17,019 | $13,000 | thousands by filing date | |
| EMBARK TECHNOLOGY INC | 29079J202 | COM NEW | 1,754 | $13,000 | thousands by filing date | |
| QUALIGEN THERAPEUTICS INC | 74754R103 | COM | 47,960 | $13,000 | thousands by filing date | |
| RIGETTI COMPUTING INC COMMON STOCK | 76655K103 | Stock | 6,173 | $12,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 1,000 | $12,000 | thousands by filing date | |
| INMUNE BIO INC | 45782T105 | COM | 1,858 | $12,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N543 | VICTORYSHS EMERG | 346 | $12,000 | thousands by filing date | |
| ISHARES MSCI JAPAN VALUE ETF | 46435U374 | ETF | 524 | $12,000 | thousands by filing date | |
| STRAN & CO INC | 86260J102 | COMMON STOCK | 8,673 | $12,000 | thousands by filing date | |
| EMPIRE PETE CORP | 292034303 | COM | 945 | $12,000 | thousands by filing date | |
| IHUMAN INC | 45175B109 | CMN | 5,416 | $12,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N206 | COM NEW | 1,643 | $12,000 | thousands by filing date | |
| PACER FDS TR | 69374H568 | SWAN SOS FD OF | 600 | $12,000 | thousands by filing date | |
| KORE GROUP HLDGS INC | 50066V107 | COM NEW | 5,807 | $12,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 5,706 | $12,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 2,129 | $12,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 9,000 | $12,000 | thousands by filing date | |
| HIGHPEAK ENERGY INC | 43114Q121 | *W EXP 08/21/202 | 1,000 | $12,000 | thousands by filing date | |
| FIRST EAGLE ALTR CAP BDC INC | 26943B100 | COM | 4,134 | $12,000 | thousands by filing date | |
| NEVRO CORP | 64157FAC7 | NOTE 2.750% 4/0 | 13,000 | $12,000 | thousands by filing date | principal |
| LIMESTONE BANCORP INC | 53262L105 | COM | 601 | $12,000 | thousands by filing date | |
| Concord Acquisition Corp | 206071110 | *W EXP 11/28/202 | 20,500 | $12,000 | thousands by filing date | |
| EDNCW US 27 Feb 23 C11.5 | G3041W115 | *W EXP 09/01/202 | 50,000 | $12,000 | thousands by filing date | |
| LENSAR INC | 52634L108 | COM | 2,064 | $11,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 1,801 | $11,000 | thousands by filing date | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 506 | $11,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 4,000 | $11,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 25,000 | $11,000 | thousands by filing date | principal |
| SKILLZ INC | 83067L109 | COM | 10,600 | $11,000 | thousands by filing date | put |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 14,000 | $11,000 | thousands by filing date | principal |
| VOLITIONRX LTD | 928661107 | COM | 8,252 | $11,000 | thousands by filing date | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 3,600 | $11,000 | thousands by filing date | put |
| CODEX DNA INC | 192003101 | COM | 6,667 | $11,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 22,484 | $11,000 | thousands by filing date | |
| CEPTON INC | 15673X101 | COM | 5,691 | $11,000 | thousands by filing date | |
| ONCORUS INC | 68236R103 | COM | 12,762 | $11,000 | thousands by filing date | |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 5,090 | $11,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDIN | 890260862 | Common Stock | 20,211 | $11,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 13,002 | $11,000 | thousands by filing date | |
| LIVE OAK CRESTVIEW CLIMATE A | 538086208 | UNIT 99/99/9999 | 1,100 | $11,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 26,414 | $11,000 | thousands by filing date | |
| METALS ACQUISITION CORP | G60405126 | *W EXP 99/99/999 | 33,333 | $11,000 | thousands by filing date | |
| CODIAK BIOSCIENCES INC | 192010106 | COM | 14,556 | $11,000 | thousands by filing date | |
| LANDOS BIOPHARMA INC | 515069102 | CMN | 16,482 | $11,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 1,338 | $10,000 | thousands by filing date | |
| GLOBAL BUSINESS TRAVEL GROUP COM CL A | 37890B100 | Stock | 1,852 | $10,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 100 | $10,000 | thousands by filing date | put |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 6,593 | $10,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 1,466 | $10,000 | thousands by filing date | |
| ECB BANCORP INC | 26828M106 | COMMON STOCK | 726 | $10,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 5,947 | $10,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 1,001 | $10,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 504 | $10,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 5,635 | $10,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 262 | $10,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 810 | $10,000 | thousands by filing date | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 9,359 | $10,000 | thousands by filing date | |
| INCOME OPPORTUNITY RLTY INVS | 452926108 | COM | 819 | $10,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 2,110 | $10,000 | thousands by filing date | |
| VINCERX PHARMA INC | 92731L106 | COM NEW | 7,196 | $10,000 | thousands by filing date | |
| NEWEGG COMMERCE INC | G6483G100 | COM | 4,437 | $10,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 3,781 | $10,000 | thousands by filing date | |
| SUSTAINABLE DEVELP ACQU I CO | 86934L103 | COM | 1,000 | $10,000 | thousands by filing date | |
| CLARIVATE PLC | G21810208 | CONV | 225 | $10,000 | thousands by filing date | |
| DYNATRONICS CORP | 268157401 | COM NEW | 20,000 | $10,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 10,052 | $10,000 | thousands by filing date | |
| ANZU SPECIAL ACQUISITIN CORP | 03737A101 | COM CL A | 1,000 | $10,000 | thousands by filing date | |
| AUSTERLITZ ACQUISITION CORP | G0633U127 | *W EXP 02/19/202 | 97,800 | $10,000 | thousands by filing date | |
| QUADRO ACQUISITION ONE CORP | G52807107 | CL A SHS | 1,000 | $10,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B362 | NYLI 500 INTERNA | 403 | $10,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 58,023 | $10,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379AA9 | NOTE | 12,000 | $10,000 | thousands by filing date | principal |
| WEWORK INC | 96209A112 | *W EXP 10/20/202 | 30,300 | $10,000 | thousands by filing date | |
| PERIPHAS CAPITAL PARTNERING | 713895100 | CMN | 405 | $10,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 10,002 | $10,000 | thousands by filing date | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 465 | $9,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 713 | $9,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 1,000 | $9,000 | thousands by filing date | |
| SEVEN HILLS REALTY TRUST | 81784E101 | REIT | 966 | $9,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U836 | FT VEST NAS | 516 | $9,000 | thousands by filing date | |
| Evgo Inc W Exp 07/01/202 | 30052F118 | SPAC Combination | 5,020 | $9,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 3,000 | $9,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y772 | AGING POPUL ETF | 375 | $9,000 | thousands by filing date | |
| MOATABLE INC | 759892300 | COM | 298 | $9,000 | thousands by filing date | |
| FORIAN INC | 34630N106 | cs | 2,609 | $9,000 | thousands by filing date | |
| NEW YORK CITY REIT INC | 649439205 | COM | 2,653 | $9,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G880 | FUND | 379 | $9,000 | thousands by filing date | |
| ROCKLEY PHOTONICS HLDGS LTD | G7614L109 | COM | 13,558 | $9,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 10,000 | $9,000 | thousands by filing date | principal |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 12,518 | $9,000 | thousands by filing date | |
| AMPCO-PITTSBURG CORP | 032037111 | *W EXP 08/01/202 | 33,605 | $9,000 | thousands by filing date | |
| LOTTERY COM INC | 54570M108 | COM | 41,800 | $9,000 | thousands by filing date | |
| AUTHENTIC EQUITY ACQUISTN CO | G06607124 | *W EXP 01/20/202 | 225,137 | $9,000 | thousands by filing date | |
| MERCATO PARTNERS ACQUISITION | 58759A207 | UNIT 10/29/2026 | 900 | $9,000 | thousands by filing date | |
| BIOTE CORP | 090683111 | WTS | 25,000 | $9,000 | thousands by filing date | |
| SIMON PROPERTY GRP ACQ HOLDI | 82880R202 | UNIT 99/99/9999 | 950 | $9,000 | thousands by filing date | |
| BIGBEAR AI HLDGS INC COM | 08975B109 | Stock | 4,872 | $8,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 1,448 | $8,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 500 | $8,000 | thousands by filing date | put |
| ETF SER SOLUTIONS | 26922A420 | DEFIA QUANT ETF | 226 | $8,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 895 | $8,000 | thousands by filing date | |
| NAYAX LTD | M7S750159 | SHS | 354 | $8,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 2,123 | $8,000 | thousands by filing date | |
| Ishares Bb Rated Corp B | 46435U473 | COM | 190 | $8,000 | thousands by filing date | |
| Youdao Inc - Adr | 98741T104 | COM | 2,157 | $8,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P843 | CMN | 347 | $8,000 | thousands by filing date | |
| ALTENERGY ACQUISITION CORP | 02157M116 | *W EXP 10/29/202 | 49,000 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y618 | BIOREVOLUTION FD | 500 | $8,000 | thousands by filing date | |
| INOZYME PHARMA INC | 45790W108 | COM | 2,927 | $8,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G773 | WORK FROM HOME | 180 | $8,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 8,000 | $8,000 | thousands by filing date | principal |
| VISTRA CORP | 92840M128 | COM | 36,746 | $8,000 | thousands by filing date | |
| DOMA HOLDINGS INC | 25703A104 | COM | 20,176 | $8,000 | thousands by filing date | |
| IMMUNOPRECISE ANTIBODIES LTDCOM NEW | 45257F200 | cs | 2,000 | $8,000 | thousands by filing date | |
| TARGET GLOBAL ACQUISI I CORP | G8675N117 | UNIT 99/99/9999 | 800 | $8,000 | thousands by filing date | |
| AGRIFY CORP | 00853E107 | COM | 17,148 | $8,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 39,496 | $8,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 51,552 | $8,000 | thousands by filing date | |
| ARGUS CAPITAL CORP-CL A | 04026L113 | *W EXP 08/31/202 | 50,000 | $8,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 1,426 | $7,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 200 | $7,000 | thousands by filing date | put |
| I-80 GOLD CORP | 44955L106 | COM | 4,039 | $7,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 7,392 | $7,000 | thousands by filing date | |
| NEUROPACE INC | 641288105 | COMMON STOCK | 1,806 | $7,000 | thousands by filing date | |
| COMPNHIA ENRG C | 204409882 | SPONSORED ADR | 2,118 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347B235 | PSHS SHORT DOW30 | 190 | $7,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 2,809 | $7,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 2,229 | $7,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 544 | $7,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 577 | $7,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 433 | $7,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 4,349 | $7,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 236 | $7,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 4,000 | $7,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 1,000 | $7,000 | thousands by filing date | |
| XCF Global Inc | 22677T110 | Warrant | 49,800 | $7,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 1,420 | $7,000 | thousands by filing date | |
| KALEYRA INC | 483379103 | COMMON EQUITY | 6,467 | $7,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 449 | $7,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 1,700 | $7,000 | thousands by filing date | |
| TPG PACE BEN FIN CORP | G8990D125 | CL A COM | 700 | $7,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q206 | COM NEW | 1,156 | $7,000 | thousands by filing date | |
| VOR BIOPHARMA INC | 929033108 | COM | 1,699 | $7,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 7,000 | $7,000 | thousands by filing date | principal |
| DIGITAL MEDIA SOLUTIONS INC | 25401G106 | COM | 3,525 | $7,000 | thousands by filing date | |
| OWLET INC | 69120X107 | COM | 6,664 | $7,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 800 | $7,000 | thousands by filing date | |
| MOUNT RAINIER ACQUISITION CO | 623006111 | *W EXP 11/27/202 | 49,900 | $7,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 7,000 | $7,000 | thousands by filing date | principal |
| JACKSON ACQUISITION CO | 46653C205 | UNIT 99/99/9999 | 700 | $7,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D200 | COMMON | 6,650 | $7,000 | thousands by filing date | |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 5,142 | $6,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 746 | $6,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 1,857 | $6,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 1,386 | $6,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 298 | $6,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 1,000 | $6,000 | thousands by filing date | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 350 | $6,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K302 | COMMON STOCK | 1,300 | $6,000 | thousands by filing date | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 9,194 | $6,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 450 | $6,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 937 | $6,000 | thousands by filing date | |
| BETTERWARE DE MEXC S A P I D | P1666E105 | SHS | 860 | $6,000 | thousands by filing date | |
| INFINTT ACQUISITION CORP | g47862126 | WT | 62,500 | $6,000 | thousands by filing date | |
| FOUNDER SPAC | 78112j117 | WT | 50,000 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 200 | $6,000 | thousands by filing date | call |
| DYADIC INTL INC DEL | 26745T101 | COM | 3,000 | $6,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 1,606 | $6,000 | thousands by filing date | |
| Semantix, Inc | G6332A114 | Warrant | 48,038 | $6,000 | thousands by filing date | |
| CRYO-CELL INTL INC | 228895108 | COM | 1,000 | $6,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 1,514 | $6,000 | thousands by filing date | |
| NUVVE HOLDING CORP | 67079Y100 | COMMON STOCK | 4,451 | $6,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 3,550 | $6,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 5,623 | $6,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 1,536 | $6,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS I | 55405YAB6 | NOTE 0.250% 3/1 | 6,000 | $6,000 | thousands by filing date | principal |
| DEXCOM INC | 252131AK3 | NOTE 0.250%11/1 | 6,000 | $6,000 | thousands by filing date | principal |
| GUILD HLDGS CO | 40172N107 | CL A | 609 | $6,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 09077J107 | COM | 19,466 | $6,000 | thousands by filing date | |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 6,000 | $6,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 4,000 | $6,000 | thousands by filing date | principal |
| PRENETICS GLOBAL LTD SHS NEW | G72245106 | Stock | 1,654 | $6,000 | thousands by filing date | |
| KULR TECHNOLOGY GROUP INC | 50125G109 | COM | 4,566 | $6,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 9,304 | $6,000 | thousands by filing date | |
| PORTAGE BIOTECH INC | G7185A128 | COM | 917 | $6,000 | thousands by filing date | |
| SILVERSPAC INC | G8136V112 | WARR | 33,466 | $6,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 11,676 | $6,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 320 | $6,000 | thousands by filing date | |
| PARDES BIOSCIENCES INC | 69945Q105 | COM | 3,122 | $6,000 | thousands by filing date | |
| PARTS ID INC | 702141102 | COM | 4,219 | $6,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 393 | $6,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 14,859 | $6,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 1,517 | $6,000 | thousands by filing date | |
| AXIOS SUSTAINABLE GRW ACQ CO | G0703K116 | *W EXP 99/99/999 | 100,000 | $6,000 | thousands by filing date | |
| VAHANNA TECH EDGE ACQSTN I C | G9320Z117 | *W EXP 11/30/202 | 50,000 | $6,000 | thousands by filing date | |
| EBET INC | 278700109 | COM | 4,710 | $6,000 | thousands by filing date | |
| AMERICAN VRTUAL CLOUD TECH I | 030382105 | COM | 29,500 | $6,000 | thousands by filing date | |
| MAXPRO CAPITAL ACQUISITN COR | 57778T114 | *W EXP 09/27/202 | 50,000 | $6,000 | thousands by filing date | |
| ACUITYADS HLDGS INC | 00510L106 | COM | 3,374 | $6,000 | thousands by filing date | |
| INFINITE ACQUISITION CORP | G48028123 | *W EXP 11/23/202 | 50,000 | $6,000 | thousands by filing date | |
| ENTERPRISE 4.0 TEC ACQSTN CO | G3137C114 | *W EXP 10/21/202 | 50,000 | $6,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 7,000 | $6,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L207 | COMMON | 1,954 | $6,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 16,103 | $6,000 | thousands by filing date | |
| GOGREEN INVESTMENTS CORP | G9461B119 | WTS | 50,000 | $6,000 | thousands by filing date | |
| JAKKS PAC INC | 47012E403 | COM NEW | 275 | $5,000 | thousands by filing date | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 1,214 | $5,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 2,007 | $5,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 1,001 | $5,000 | thousands by filing date | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 1,698 | $5,000 | thousands by filing date | |
| AGF INVTS TR | 00110G408 | US MARKET NETRL | 239 | $5,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 300 | $5,000 | thousands by filing date | call |
| PATRIA INVESTMENTS LIMITED | G69451105 | COM CL A | 400 | $5,000 | thousands by filing date | |
| THE REAL BROKERAGE INC | 75585H206 | COM NEW | 3,650 | $5,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 507 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 222 | $5,000 | thousands by filing date | |
| GOLDMINING INC | 38149E101 | COM | 6,083 | $5,000 | thousands by filing date | |
| TPG MORTGAGE INVESTMENT TRUS | 001228501 | REIT | 1,177 | $5,000 | thousands by filing date | |
| CIVEO CORP | 17878Y207 | COMMON STOCK | 191 | $5,000 | thousands by filing date | |
| BNY MELLON ETF TRUST | 09661T206 | US MDCP CORE EQT | 67 | $5,000 | thousands by filing date | |
| Tuya Inc | 90114C107 | COM | 4,912 | $5,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 3,207 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347G705 | ULTRA ENERGY | 160 | $5,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D382 | ETRACS ALER MLP | 27,407 | $5,000 | thousands by filing date | principal |
| FIRST TR EXCHNG TRADED FD VI | 33740F409 | INCOME OPPRTNTES | 269 | $5,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A105 | COM CL A | 1,649 | $5,000 | thousands by filing date | |
| Pennsylvania Real Estate Investment Trust | 709102800 | COM | 1,900 | $5,000 | thousands by filing date | |
| SIGILON THERAPEUTICS INC | 82657L107 | COM | 9,042 | $5,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 3,977 | $5,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 22,001 | $5,000 | thousands by filing date | |
| LIVEPERSON INC | 538146AB7 | BOND | 6,000 | $5,000 | thousands by filing date | principal |
| GREENIDGE GENERATION HLDGS I | 39531G100 | COM | 2,526 | $5,000 | thousands by filing date | |
| PARTNERS BANCORP | 70213Q108 | COM | 614 | $5,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 2,500 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 500 | $5,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 5,001 | $5,000 | thousands by filing date | |
| Nogin Inc | 65528N113 | Warrant | 60,000 | $5,000 | thousands by filing date | |
| BEARD ENERGY TRANSITION ACQ | 07402Q119 | *W EXP 99/99/999 | 50,000 | $5,000 | thousands by filing date | |
| FTAC ZEUS ACQUISITION COR | 30320F114 | *W EXP 04/15/202 | 50,000 | $5,000 | thousands by filing date | |
| SCHULTZE SPL PURP ACQ CORP I | 808212112 | *W EXP 04/13/202 | 50,005 | $5,000 | thousands by filing date | |
| GIGCAPITAL 5 INC | 37519U117 | *W EXP 03/28/202 | 200,000 | $5,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W614 | GOLD STRATEGY | 100 | $5,000 | thousands by filing date | |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 6,960 | $5,000 | thousands by filing date | |
| CONCORD ACQUISITION CORP | 206071102 | COM CL A | 500 | $5,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 224 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 95 | $4,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 100 | $4,000 | thousands by filing date | call |
| SOUNDHOUND AI INC CLASS A COM | 836100107 | Stock | 1,100 | $4,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 10,098 | $4,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 746 | $4,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 375 | $4,000 | thousands by filing date | put |
| ROMEO POWER INC | 776153108 | COM | 11,719 | $4,000 | thousands by filing date | |
| AMERICAN RES CORP | 02927U208 | CL A | 1,631 | $4,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 370 | $4,000 | thousands by filing date | |
| ENVELA CORP | 29402E102 | COMMON STOCK | 600 | $4,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 1,400 | $4,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 1,104 | $4,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 2,183 | $4,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 1,314 | $4,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 2,326 | $4,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 4,506 | $4,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 986 | $4,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 1,500 | $4,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 679 | $4,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 140 | $4,000 | thousands by filing date | |
| INTEGRAL ACQUISITION 1 CORP | 45827k119 | WT | 37,500 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 159 | $4,000 | thousands by filing date | |
| OXBRIDGE RE HLDGS LTD | G6856M106 | SHS | 2,000 | $4,000 | thousands by filing date | |
| DevvStream Corp | 34417L117 | Warrant | 50,009 | $4,000 | thousands by filing date | |
| CKX LDS INC | 12562N104 | COM | 407 | $4,000 | thousands by filing date | |
| YELLOW CORP | 985510106 | COM | 803 | $4,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 7,089 | $4,000 | thousands by filing date | |
| SEMLER SCIENTIFIC INC | 81684M104 | COM | 99 | $4,000 | thousands by filing date | |
| A K A BRANDS HLDG CORP COM SHS | 00152K101 | Stock | 2,673 | $4,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74347B227 | ETF | 58 | $4,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 3,601 | $4,000 | thousands by filing date | |
| UPHEALTH INC | 91532B101 | COM | 7,001 | $4,000 | thousands by filing date | |
| GENFIT S A | 372279109 | ADS | 1,070 | $4,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 907 | $4,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 191 | $4,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 1,720 | $4,000 | thousands by filing date | |
| AUDACY INC | 05070N103 | COM | 9,388 | $4,000 | thousands by filing date | |
| GELESIS HLDGS INC | 36850R204 | COM | 3,784 | $4,000 | thousands by filing date | |
| HOME PT CAPITAL INCORPORATED | 43734L106 | COM | 2,460 | $4,000 | thousands by filing date | |
| INTEGRATED RAIL AND RE -CW23 | 45827R114 | COM | 50,000 | $4,000 | thousands by filing date | |
| EXCELFIN ACQUISITION CORP | 30069X110 | *W EXP 10/25/202 | 50,000 | $4,000 | thousands by filing date | |
| ONYX ACQUISITION CO I | G6755Q117 | *W EXP 11/30/202 | 50,000 | $4,000 | thousands by filing date | |
| BLOCKCHAIN COINVSTRS ACQ CRP | G11765115 | *W EXP 11/01/202 | 50,000 | $4,000 | thousands by filing date | |
| ALSP ORCHID ACQUISITION CORP | G0231L123 | *W EXP 11/30/202 | 50,000 | $4,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 6,151 | $4,000 | thousands by filing date | |
| DHB CAPITAL CORP | 23291W117 | *W EXP 03/31/202 | 67,699 | $4,000 | thousands by filing date | |
| TECH AND ENERGY TRANSITION | 87823R110 | *W EXP 03/31/202 | 72,144 | $4,000 | thousands by filing date | |
| NORTH ATLANTIC ACQUISITN COR | G66139109 | CL A SHS | 371 | $4,000 | thousands by filing date | |
| PYROGENESIS CDA INC | 74734T104 | COM | 3,252 | $4,000 | thousands by filing date | |
| STRATIM CLOUD ACQUISITION CO | 86309R115 | *W EXP 03/05/202 | 87,577 | $4,000 | thousands by filing date | |
| BLOCKCHAIN MOON ACQUISITN CO | 09370F117 | RIGHT 10/14/2026 | 75,000 | $4,000 | thousands by filing date | |
| EXICURE INC | 30205M200 | COM NEW | 2,698 | $4,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 308 | $4,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 14,420 | $4,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 5,196 | $4,000 | thousands by filing date | |
| OYSTER ENTERPRISES ACQ CORP | 69242M112 | WTS | 25,000 | $4,000 | thousands by filing date | |
| EQ HEALTH ACQUISITION CORP | 26886A119 | WTS | 55,721 | $4,000 | thousands by filing date | |
| SINGULARITY FUTURE TECH LTD | 82935V208 | CMN | 1,664 | $4,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B388 | IQ U.S. LRGE CAP | 150 | $4,000 | thousands by filing date | |
| MELI KASZEK PIONEER CORP | G5S74L106 | CLASS A ORD | 400 | $4,000 | thousands by filing date | |
| Gores Technology Partners II Inc | 38287L115 | Warrant | 25,400 | $4,000 | thousands by filing date | |
| BIG SKY GROWTH PARTNERS INC | 08954L110 | *W EXP 04/01/202 | 48,854 | $4,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 100 | $3,000 | thousands by filing date | call |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 300 | $3,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 2,498 | $3,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 1,000 | $3,000 | thousands by filing date | |
| DOUBLELINE ETF TRUST | 25861R204 | SHIL CAP U S ETF | 167 | $3,000 | thousands by filing date | |
| LISTED FDS TR | 53656F417 | ROUNDHILL BALL | 425 | $3,000 | thousands by filing date | |
| ELUTIA INC | 05479K106 | CL A COM | 350 | $3,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 850 | $3,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 678 | $3,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 1,592 | $3,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 3,027 | $3,000 | thousands by filing date | |
| POET TECHNOLOGIES INC | 73044W302 | COM NEW | 1,300 | $3,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P108 | INTL COR DIV TIL | 133 | $3,000 | thousands by filing date | |
| DIREXION SHS TR ETF DAILY S&P OIL & GAS EXP & PROD BULL 2X | 25460G500 | ETF | 26 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-22-019802 | this filing | 2022-11-14 | acceptance time not in the bulk data set |