13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2022-06-30, filed 2022-08-15, with 7,622 holding rows worth $339,552,864,000.
- Accession
- 0001567619-22-016136
- Filer
- CIK 1000275
- Filed
- 2022-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2022
A holdings report, 26,429 entries on the cover page, a total value of $339,552,864,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $339,552,864,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerSymphonic Financial Advisors LLC028-12672
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 402,000 | $11,011,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 229,805 | $11,005,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 100,000 | $11,003,000 | thousands by filing date | put |
| CLEAN HARBORS INC COM | 184496107 | Stock | 125,279 | $10,983,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 198,086 | $10,980,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 227,027 | $10,958,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 611,501 | $10,951,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 275,596 | $10,933,000 | thousands by filing date | |
| CALLON PETROLEUM CORP | 13123X508 | COMMON STOCK | 278,337 | $10,911,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 380,074 | $10,889,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 343,255 | $10,878,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 260,000 | $10,860,000 | thousands by filing date | put |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 335,854 | $10,835,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 300,646 | $10,820,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 10,562,000 | $10,820,000 | thousands by filing date | principal |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 129,801 | $10,786,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 559,552 | $10,782,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 243,583 | $10,764,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 214,196 | $10,761,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 415,020 | $10,752,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 226,311 | $10,744,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 229,752 | $10,741,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 133,912 | $10,734,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 423,892 | $10,693,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 37,299 | $10,689,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 570,984 | $10,671,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 433,032 | $10,661,000 | thousands by filing date | |
| STARBOARD INVT TR | 85521B742 | ADAPTIVE ALPHA | 529,042 | $10,655,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 601,000 | $10,632,000 | thousands by filing date | put |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 170,100 | $10,630,000 | thousands by filing date | put |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 9,475,000 | $10,617,000 | thousands by filing date | principal |
| EVERTEC INC | 30040P103 | COM | 287,386 | $10,599,000 | thousands by filing date | |
| ISHARES TR | 46436E882 | IBONDS 23 TRM TS | 424,243 | $10,577,000 | thousands by filing date | |
| Airbnb, Inc. Class A | 009066101 | COM | 118,500 | $10,556,000 | thousands by filing date | call |
| PRICESMART INC COM | 741511109 | Stock | 147,354 | $10,554,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 209,289 | $10,553,000 | thousands by filing date | |
| RH | 74967X103 | COM | 49,718 | $10,553,000 | thousands by filing date | |
| APA CORPORATION COM | 03743Q108 | Stock | 302,012 | $10,541,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 107,925 | $10,521,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 160,964 | $10,519,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 233,660 | $10,503,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 180,557 | $10,470,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 134,315 | $10,413,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 227,578 | $10,375,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 360,000 | $10,361,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 160,679 | $10,354,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 173,302 | $10,341,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 104,063 | $10,331,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 143,414 | $10,323,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAD9 | NOTE 1/1 | 11,340,000 | $10,291,000 | thousands by filing date | principal |
| OLIN CORP | 680665205 | COM PAR $1 | 221,815 | $10,265,000 | thousands by filing date | |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 308,178 | $10,243,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 128,659 | $10,241,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 1,159,500 | $10,238,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 200,000 | $10,226,000 | thousands by filing date | put |
| MATADOR RES CO COM | 576485205 | Stock | 219,310 | $10,218,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 120,822 | $10,212,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 142,388 | $10,165,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 73,300 | $10,161,000 | thousands by filing date | call |
| ATLAS CORP | Y0436Q109 | COM | 948,638 | $10,160,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 1,721,594 | $10,157,000 | thousands by filing date | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 1,923,373 | $10,135,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 466,570 | $10,134,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 768,244 | $10,088,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 93,100 | $10,052,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 258,069 | $10,025,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 312,770 | $10,009,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 390,866 | $9,999,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 490,686 | $9,971,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 132,917 | $9,964,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 110,571 | $9,960,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 238,600 | $9,938,000 | thousands by filing date | put |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 265,592 | $9,938,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 397,823 | $9,930,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 123,939 | $9,909,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 105,025 | $9,853,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 203,609 | $9,842,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 116,843 | $9,813,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 270,141 | $9,798,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 404,160 | $9,789,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V401 | US EQUI MARK ETF | 239,987 | $9,779,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 149,412 | $9,739,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 15,101,000 | $9,665,000 | thousands by filing date | principal |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 451,448 | $9,647,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 120,000 | $9,642,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 411,109 | $9,637,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 151,158 | $9,633,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 77,473 | $9,614,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 242,773 | $9,586,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 256,099 | $9,583,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 475,156 | $9,565,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 252,300 | $9,562,000 | thousands by filing date | put |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 530,855 | $9,559,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 35,000 | $9,556,000 | thousands by filing date | put |
| FEDERAL RLTY INVT TR NEW | 313745101 | SH BEN INT NEW | 99,716 | $9,546,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 236,562 | $9,543,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 35,000 | $9,541,000 | thousands by filing date | call |
| CBIZ INC | 124805102 | COM | 238,446 | $9,529,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 383,902 | $9,525,000 | thousands by filing date | |
| MANDIANT INC NPV | 562662106 | COM | 435,761 | $9,508,000 | thousands by filing date | |
| TEXAS PACIFIC LAND CORPORATION COM | 88262P102 | Stock | 6,389 | $9,507,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 454,652 | $9,498,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N202 | US EQT PLS DWNSD | 358,410 | $9,487,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 5,098,000 | $9,477,000 | thousands by filing date | principal |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 143,466 | $9,476,000 | thousands by filing date | |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 9,655,000 | $9,472,000 | thousands by filing date | principal |
| F5 INC COM | 315616102 | Stock | 61,849 | $9,465,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 344,780 | $9,444,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 171,600 | $9,421,000 | thousands by filing date | call |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 275,938 | $9,394,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 146,278 | $9,393,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 1,493,917 | $9,382,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 36,628 | $9,353,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 171,339 | $9,340,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 55,642 | $9,301,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 745,262 | $9,294,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 130,473 | $9,262,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 1,547,932 | $9,257,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 155,000 | $9,249,000 | thousands by filing date | put |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 272,681 | $9,238,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 310,735 | $9,217,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 101,894 | $9,212,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 333,076 | $9,203,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 518,749 | $9,202,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 293,165 | $9,194,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 265,675 | $9,168,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 141,382 | $9,161,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 635,916 | $9,158,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 134,238 | $9,131,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 75,000 | $9,119,000 | thousands by filing date | put |
| ALCOA CORP COM | 013872106 | Stock | 200,000 | $9,116,000 | thousands by filing date | put |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 247,461 | $9,112,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 129,779 | $9,106,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 113,631 | $9,064,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 168,615 | $9,054,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 166,265 | $9,049,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 669,767 | $9,049,000 | thousands by filing date | |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 388,237 | $9,038,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 308,616 | $9,031,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 93,704 | $9,030,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 262,683 | $9,013,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 195,657 | $8,995,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 9,596,000 | $8,984,000 | thousands by filing date | principal |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 707,181 | $8,968,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 40,000 | $8,923,000 | thousands by filing date | put |
| TOLL BROTHERS INC COM | 889478103 | Stock | 200,000 | $8,920,000 | thousands by filing date | put |
| CLARIVATE PLC | G21810109 | ORD SHS | 643,521 | $8,920,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 170,100 | $8,918,000 | thousands by filing date | call |
| INVITATION HOMES INC COM | 46187W107 | REIT | 250,536 | $8,914,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 151,000 | $8,891,000 | thousands by filing date | call |
| ROKU INC COM CL A | 77543R102 | Stock | 108,132 | $8,882,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 1,729,760 | $8,874,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 985,740 | $8,852,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 247,500 | $8,851,000 | thousands by filing date | call |
| WOODSIDE ENERGY GROUP LTD SPONSORED ADR | 980228308 | ADR | 408,859 | $8,813,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 530,846 | $8,796,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 169,398 | $8,781,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 186,380 | $8,746,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 77,037 | $8,745,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 221,315 | $8,718,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 174,257 | $8,714,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 152,704 | $8,690,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 345,826 | $8,653,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 41,110 | $8,638,000 | thousands by filing date | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 122,794 | $8,616,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 189,597 | $8,611,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 942,522 | $8,604,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 355,871 | $8,595,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 225,134 | $8,593,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 280,000 | $8,560,000 | thousands by filing date | put |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 145,223 | $8,533,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 507,046 | $8,503,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 161,025 | $8,487,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 250,000 | $8,478,000 | thousands by filing date | call |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 54,683 | $8,473,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 26,100 | $8,462,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 195,301 | $8,461,000 | thousands by filing date | |
| BILIBILI INC | 090040AB2 | NOTE 1.375% 4/0 | 6,513,000 | $8,402,000 | thousands by filing date | principal |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 274,500 | $8,391,000 | thousands by filing date | call |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 677,737 | $8,383,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 1,278,677 | $8,361,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 178,204 | $8,356,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 140,413 | $8,342,000 | thousands by filing date | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 242,153 | $8,340,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 169,523 | $8,339,000 | thousands by filing date | |
| APPLOVIN CORP COM CL A | 03831W108 | Stock | 242,025 | $8,335,000 | thousands by filing date | |
| HF SINCLAIR CORP COM | 403949100 | Stock | 184,377 | $8,327,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 624,625 | $8,305,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 221,799 | $8,300,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 37,975 | $8,270,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 126,016 | $8,261,000 | thousands by filing date | |
| PRECISION DRILLING CORP COM NEW | 74022D407 | Stock | 129,032 | $8,260,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 89,100 | $8,256,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 164,093 | $8,243,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 143,070 | $8,234,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 246,542 | $8,229,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 30,000 | $8,228,000 | thousands by filing date | call |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 109,013 | $8,216,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 300,000 | $8,214,000 | thousands by filing date | call |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 423,537 | $8,190,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 350,273 | $8,182,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 262,600 | $8,175,000 | thousands by filing date | call |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 29,163 | $8,174,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 2,798,382 | $8,171,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 111,991 | $8,161,000 | thousands by filing date | |
| HELLO GROUP INC | 60879BAB3 | NOTE 1.250% 7/0 | 8,856,000 | $8,148,000 | thousands by filing date | principal |
| SIGNATURE BANK | 82669G104 | COM | 45,336 | $8,124,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 431,024 | $8,120,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 489,460 | $8,111,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 91,896 | $8,102,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 98,594 | $8,100,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 96,944 | $8,096,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 146,200 | $8,082,000 | thousands by filing date | |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 757,603 | $8,068,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 379,674 | $8,052,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 122,298 | $8,041,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 20,035 | $8,031,000 | thousands by filing date | |
| BLACKROCK CAP ALLOCATION TER | 09260U109 | COM | 547,597 | $8,022,000 | thousands by filing date | |
| NIO INC | 62914VAF3 | NOTE 0.500% 2/0 | 14,196,000 | $8,021,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 173,502 | $8,019,000 | thousands by filing date | |
| Dropbox Inc | 26210CAC8 | Convertible bond | 8,905,000 | $8,019,000 | thousands by filing date | principal |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 1,272,510 | $8,017,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 108,600 | $7,994,000 | thousands by filing date | call |
| STRATEGY SHS | 86280R803 | DAY HAGAN SMART | 255,745 | $7,974,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 135,233 | $7,949,000 | thousands by filing date | |
| ABCAM PLC | 000380204 | ADR USD | 548,827 | $7,938,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q225 | BETA CDA ETF NEW | 135,064 | $7,934,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 159,278 | $7,934,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 84,227 | $7,927,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 136,697 | $7,903,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 580,191 | $7,885,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 41,121 | $7,881,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 299,768 | $7,874,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 85,237 | $7,872,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 150,000 | $7,862,000 | thousands by filing date | put |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 446,898 | $7,856,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 147,116 | $7,856,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 225,000 | $7,855,000 | thousands by filing date | call |
| Boeing Company | 097023105 | COM | 57,400 | $7,848,000 | thousands by filing date | put |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 175,767 | $7,845,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 731,011 | $7,829,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 430,326 | $7,815,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 250,000 | $7,810,000 | thousands by filing date | put |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 40,000 | $7,810,000 | thousands by filing date | call |
| iShares Trust iShares USD Green Bond ETF | 46435U440 | SHS | 162,827 | $7,778,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 60,100 | $7,778,000 | thousands by filing date | put |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 240,512 | $7,776,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 779,037 | $7,775,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 74,765 | $7,772,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAE1 | NOTE 0.750% 9/0 | 7,527,000 | $7,760,000 | thousands by filing date | principal |
| RALPH LAUREN CORP | 751212101 | CL A | 86,467 | $7,752,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 126,222 | $7,747,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 94,079 | $7,742,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y683 | ENHNCD CMMDTY ST | 329,479 | $7,730,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 144,392 | $7,729,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 191,444 | $7,725,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 61,338 | $7,720,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 436,000 | $7,713,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 168,515 | $7,696,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 50,000 | $7,683,000 | thousands by filing date | call |
| ETFIS SER TR I | 26923G806 | VIRTUS REAVES UT | 168,277 | $7,661,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L662 | HIG YLD VL ETF | 189,414 | $7,650,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 582,500 | $7,648,000 | thousands by filing date | put |
| Starbucks Corporation | 855244109 | COM | 100,000 | $7,639,000 | thousands by filing date | put |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 81,078 | $7,637,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 170,000 | $7,621,000 | thousands by filing date | put |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 215,000 | $7,615,000 | thousands by filing date | put |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 63,901 | $7,614,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 72,109 | $7,600,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 332,410 | $7,596,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 280,805 | $7,587,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 189,307 | $7,559,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 35,357 | $7,528,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 5,796,000 | $7,481,000 | thousands by filing date | principal |
| MOELIS & CO | 60786M105 | CL A | 189,975 | $7,474,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 100,775 | $7,465,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 223,509 | $7,463,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 347,290 | $7,463,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 63,848 | $7,453,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 462,799 | $7,447,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 241,700 | $7,446,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 99,244 | $7,439,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 235,981 | $7,431,000 | thousands by filing date | |
| ISHARES IBONDS 2023 TERM HIGH YIELD & INCOME ETF | 46435U150 | ETF | 317,376 | $7,425,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 108,507 | $7,418,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 100,561 | $7,414,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 100,000 | $7,407,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 143,244 | $7,403,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 8,303,000 | $7,394,000 | thousands by filing date | principal |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 244,343 | $7,377,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 133,733 | $7,368,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G849 | DAILY 20 YR TREA | 72,624 | $7,368,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 199,809 | $7,366,000 | thousands by filing date | |
| SNAP INC | 83304AAD8 | NOTE 0.250% 5/0 | 7,500,000 | $7,358,000 | thousands by filing date | principal |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 414,365 | $7,343,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 386,000 | $7,338,000 | thousands by filing date | put |
| GENPACT LIMITED SHS | G3922B107 | Stock | 172,617 | $7,312,000 | thousands by filing date | |
| VIRTUS EQUITY & CONV INCM FD | 92841M101 | COM | 352,153 | $7,307,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 28,500 | $7,304,000 | thousands by filing date | call |
| United Parcel Service,Inc. Class B | 911312106 | COM | 40,000 | $7,302,000 | thousands by filing date | call |
| SILICON LABORATORIES INC | 826919AD4 | NOTE 0.625% 6/1 | 5,629,000 | $7,275,000 | thousands by filing date | principal |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 458,278 | $7,273,000 | thousands by filing date | |
| DOORDASH INC CL A | 25809K105 | Stock | 112,888 | $7,243,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 345,500 | $7,242,000 | thousands by filing date | call |
| TELUS CORPORATION COM | 87971M103 | Stock | 325,000 | $7,241,000 | thousands by filing date | put |
| EXPEDIA GROUP INC | 30212PBE4 | NOTE 2/1 | 8,011,000 | $7,230,000 | thousands by filing date | principal |
| Danaher Corporation | 235851102 | COM | 28,500 | $7,225,000 | thousands by filing date | call |
| Vanguard Ultra-Short Bond ETF | 92203C303 | SHS | 146,770 | $7,221,000 | thousands by filing date | |
| SEA LTD | 81141RAF7 | NOTE 2.375%12/0 | 6,482,000 | $7,208,000 | thousands by filing date | principal |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 6,701,000 | $7,194,000 | thousands by filing date | principal |
| AFLAC INC COM | 001055102 | Stock | 130,000 | $7,193,000 | thousands by filing date | call |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 69,847 | $7,192,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 143,254 | $7,175,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E396 | S&P 500 CONC ETF | 182,131 | $7,156,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 156,053 | $7,141,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 410,713 | $7,117,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 63,676 | $7,116,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 203,667 | $7,116,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 159,045 | $7,114,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 150,000 | $7,100,000 | thousands by filing date | put |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 126,573 | $7,094,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 134,652 | $7,088,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 189,582 | $7,087,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 125,505 | $7,085,000 | thousands by filing date | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 302,512 | $7,085,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 129,199 | $7,075,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,530,623 | $7,056,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 103,556 | $7,056,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 79,596 | $7,046,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 99,696 | $7,039,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 160,970 | $7,026,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 121,726 | $7,020,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 378,000 | $7,016,000 | thousands by filing date | call |
| MFA FINL INC COM | 55272X607 | REIT | 652,592 | $7,015,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 1,120,615 | $7,005,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 119,131 | $6,990,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 100,000 | $6,987,000 | thousands by filing date | put |
| FORD MTR CO COM | 345370860 | Stock | 627,700 | $6,986,000 | thousands by filing date | call |
| BLOOMIN BRANDS INC | 094235108 | COM | 420,133 | $6,984,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 161,910 | $6,972,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 83,967 | $6,968,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 135,252 | $6,963,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 251,502 | $6,959,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 237,800 | $6,958,000 | thousands by filing date | call |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 69,459 | $6,953,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 84,325 | $6,945,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 44,969 | $6,940,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 287,413 | $6,932,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 76,000 | $6,929,000 | thousands by filing date | put |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 370,775 | $6,926,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 44,947 | $6,918,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 107,689 | $6,914,000 | thousands by filing date | |
| OAK STR HEALTH INC | 67181A107 | COM | 420,386 | $6,911,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 104,650 | $6,906,000 | thousands by filing date | |
| WILLSCOT HLDGS CORP | 971378104 | COM CL A | 212,788 | $6,898,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 73,046 | $6,889,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 143,972 | $6,887,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 40,529 | $6,884,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 180,000 | $6,880,000 | thousands by filing date | call |
| TENNECO INC | 880349105 | COM | 400,172 | $6,867,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 117,895 | $6,864,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 77,000 | $6,851,000 | thousands by filing date | call |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 142,757 | $6,843,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 75,000 | $6,842,000 | thousands by filing date | call |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 146,174 | $6,837,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS PARE | 35909D109 | COM | 290,386 | $6,835,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 119,900 | $6,832,000 | thousands by filing date | call |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 229,617 | $6,831,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 748,651 | $6,828,000 | thousands by filing date | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 377,090 | $6,810,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 103,990 | $6,797,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 442,583 | $6,789,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 663,908 | $6,786,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 342,912 | $6,779,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430230 | ULTR SHOR BD ETF | 135,933 | $6,778,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 147,575 | $6,768,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 442,853 | $6,758,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 214,481 | $6,757,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 152,992 | $6,754,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 44,700 | $6,750,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 17,816 | $6,749,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 210,808 | $6,749,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 20,000 | $6,741,000 | thousands by filing date | call |
| ENVESTNET INC | 29404KAE6 | NOTE 0.750% 8/1 | 7,890,000 | $6,730,000 | thousands by filing date | principal |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 80,538 | $6,723,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 66,744 | $6,722,000 | thousands by filing date | |
| ISHARES TR | 46435U184 | IBONDS 24 TRM HG | 301,607 | $6,702,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 109,233 | $6,697,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 349,384 | $6,694,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 114,926 | $6,684,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 255,885 | $6,666,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 801,612 | $6,661,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 80,021 | $6,648,000 | thousands by filing date | |
| WEST FRASER TIMBER CO LTD COM | 952845105 | Stock | 86,500 | $6,637,000 | thousands by filing date | put |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 80,000 | $6,606,000 | thousands by filing date | call |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 73,800 | $6,598,000 | thousands by filing date | call |
| SOLAREDGE TECHNOLOGIES INC | 83417MAD6 | NOTE 9/1 | 5,487,000 | $6,595,000 | thousands by filing date | principal |
| HEICO CORP NEW COM | 422806109 | Stock | 50,266 | $6,590,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 321,463 | $6,590,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 223,555 | $6,589,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 421,451 | $6,569,000 | thousands by filing date | |
| RAPID7 INC | 753422AF1 | NOTE 0.250% 3/1 | 7,274,000 | $6,554,000 | thousands by filing date | principal |
| REVVITY INC | 714046109 | COM | 45,956 | $6,536,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 159,247 | $6,512,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A172 | NATIONWIDE NASDQ | 339,077 | $6,510,000 | thousands by filing date | |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 81,000 | $6,503,000 | thousands by filing date | call |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 190,828 | $6,501,000 | thousands by filing date | |
| Avantis Emerging Markets Equity ETF | 025072604 | SHS | 124,932 | $6,500,000 | thousands by filing date | |
| ISHARES TR IBONDS 22 TRM TS ETF | 46436E809 | EXCHANGE-TRADED FUND | 256,223 | $6,493,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 516,472 | $6,487,000 | thousands by filing date | |
| APPLOVIN CORP COM CL A | 03831W108 | Stock | 188,000 | $6,475,000 | thousands by filing date | call |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 581,819 | $6,471,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 185,759 | $6,459,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 67,699 | $6,438,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 70,000 | $6,417,000 | thousands by filing date | call |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 136,398 | $6,413,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N535 | SHORT TRM BD ETF | 130,865 | $6,409,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 140,514 | $6,405,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 799,463 | $6,404,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 43,795 | $6,360,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 235,111 | $6,357,000 | thousands by filing date | |
| MANNKIND CORP | 56400PAQ5 | NOTE 2.500% 3/0 | 6,300,000 | $6,350,000 | thousands by filing date | principal |
| WOLFSPEED INC | 977852102 | COM | 99,644 | $6,323,000 | thousands by filing date | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 111,191 | $6,322,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 245,631 | $6,314,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 2,590,000 | $6,314,000 | thousands by filing date | principal |
| OLD REP INTL CORP COM | 680223104 | Stock | 281,824 | $6,301,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311AC1 | NOTE 1.500% 6/0 | 6,054,000 | $6,293,000 | thousands by filing date | principal |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 163,800 | $6,274,000 | thousands by filing date | put |
| MP MATERIALS CORP | 553368101 | COM CL A | 195,508 | $6,272,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 28,711 | $6,257,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 129,820 | $6,250,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 87,749 | $6,242,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 155,856 | $6,242,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 82,879 | $6,225,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P827 | FTSE CANADA | 203,778 | $6,225,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 605,083 | $6,214,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 473,012 | $6,201,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 72,000 | $6,196,000 | thousands by filing date | put |
| BORGWARNER INC COM | 099724106 | Stock | 185,566 | $6,194,000 | thousands by filing date | |
| GROUPON INC | 399473AF4 | NOTE 1.125% 3/1 | 9,450,000 | $6,182,000 | thousands by filing date | principal |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 98,867 | $6,171,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 99,485 | $6,163,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 271,497 | $6,160,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 66,746 | $6,157,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U117 | *W EXP 01/01/202 | 445,790 | $6,153,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 280,122 | $6,138,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 130,000 | $6,124,000 | thousands by filing date | put |
| GENERAL MTRS CO COM | 37045V100 | Stock | 192,700 | $6,120,000 | thousands by filing date | put |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 745,188 | $6,118,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 80,259 | $6,105,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 21,200 | $6,096,000 | thousands by filing date | call |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 117,301 | $6,093,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 473,993 | $6,087,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 80,000 | $6,085,000 | thousands by filing date | call |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 35,269 | $6,061,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 114,768 | $6,061,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 110,803 | $6,055,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 295,214 | $6,023,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 215,559 | $6,017,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 153,530 | $6,007,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 160,000 | $5,982,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 117,050 | $5,958,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 229,754 | $5,957,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 66,800 | $5,950,000 | thousands by filing date | call |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 531,191 | $5,934,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 66,058 | $5,932,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 207,835 | $5,914,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 153,419 | $5,911,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 129,401 | $5,906,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 34,754 | $5,902,000 | thousands by filing date | |
| SKEENA RES LTD NEW | 83056P715 | COM | 1,114,889 | $5,897,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 5,011,000 | $5,889,000 | thousands by filing date | principal |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 78,141 | $5,861,000 | thousands by filing date | |
| KNOWBE4 INC | 49926T104 | COMMON STOCK | 374,353 | $5,847,000 | thousands by filing date | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 121,250 | $5,844,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 94,520 | $5,839,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 38,470 | $5,837,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 233,693 | $5,828,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 141,437 | $5,816,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 76,574 | $5,803,000 | thousands by filing date | |
| PARSONS CORP DEL | 70202LAB8 | BOND | 5,524,000 | $5,803,000 | thousands by filing date | principal |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 130,000 | $5,781,000 | thousands by filing date | call |
| CALIFORNIA RES CORP | 13057Q305 | COM STOCK | 150,114 | $5,779,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 225,403 | $5,777,000 | thousands by filing date | |
| DOORDASH INC CL A | 25809K105 | Stock | 90,000 | $5,775,000 | thousands by filing date | put |
| MEDIFAST INC | 58470H101 | COM | 31,913 | $5,761,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N691 | VICTORYSHS US | 156,958 | $5,758,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AF8 | NOTE 2.000% 6/1 | 4,896,000 | $5,756,000 | thousands by filing date | principal |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 138,159 | $5,745,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 294,753 | $5,739,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33740J104 | ULTRA SHT DUR MU | 287,193 | $5,734,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 137,500 | $5,730,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 140,971 | $5,715,000 | thousands by filing date | |
| BATH & BODY WORKS INC COM | 070830104 | Stock | 212,226 | $5,713,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 340,094 | $5,713,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 138,286 | $5,711,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 46,279 | $5,709,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 72,790 | $5,699,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 90,000 | $5,686,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-22-016136 | this filing | 2022-08-15 | acceptance time not in the bulk data set |