13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2022-06-30, filed 2022-08-15, with 7,622 holding rows worth $339,552,864,000.
- Accession
- 0001567619-22-016136
- Filer
- CIK 1000275
- Filed
- 2022-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2022
A holdings report, 26,429 entries on the cover page, a total value of $339,552,864,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $339,552,864,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC CMA LLC028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRoyal Bank of Canada (Channel Islands) Ltd028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerSymphonic Financial Advisors LLC028-12672
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerAlaska Permanent Fund Corp028-20231
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 1,060 | $26,000 | thousands by filing date | |
| FIELD TRIP HEALTH LTD | 31656R102 | COM | 30,432 | $26,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 564 | $25,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 4,736 | $25,000 | thousands by filing date | |
| IONQ INC COM | 46222L108 | Stock | 5,669 | $25,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 300 | $25,000 | thousands by filing date | put |
| HERON THERAPEUTICS INC | 427746102 | COM | 8,584 | $25,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 2,017 | $25,000 | thousands by filing date | |
| THE REAL BROKERAGE INC | 75585H206 | COM NEW | 16,500 | $25,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 772 | $25,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 1,350 | $25,000 | thousands by filing date | |
| ALTSHARES TRUST | 02210T108 | MERGER ARBITRAGE | 940 | $25,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 2,000 | $25,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R712 | DORSEY WRIGHT | 1,000 | $25,000 | thousands by filing date | |
| USHG ACQUISITION CORP | 91748P100 | COMMON STOCK | 2,545 | $25,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 2,796 | $25,000 | thousands by filing date | |
| LILIUM N V | N52586109 | COM | 10,941 | $25,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 21,680 | $25,000 | thousands by filing date | |
| EG ACQUISITION CORP | 26846A209 | UNIT 99/99/9999 | 2,548 | $25,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 7,828 | $25,000 | thousands by filing date | |
| ATLANTIC AVE ACQUISITION CORP UNIT | 04906P200 | Stock | 2,507 | $25,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 111 | $24,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 500 | $24,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 575 | $24,000 | thousands by filing date | |
| JANUS INTERNATIONAL GROUP IN | 47103N106 | COMMON STOCK | 2,681 | $24,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 8,816 | $24,000 | thousands by filing date | |
| BNY MELLON CONCENTRTD INTRTNL ETF | 09661T834 | COM | 613 | $24,000 | thousands by filing date | |
| ISHARES TR | 46435G847 | MSCI ACWI EXUS | 842 | $24,000 | thousands by filing date | |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 304 | $24,000 | thousands by filing date | |
| GUINNESS ATKINSON FDS | 402031876 | SMART TRANSN ETF | 697 | $24,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 1,011 | $24,000 | thousands by filing date | |
| PAYA HOLDINGS INC | 70434P103 | COM CL A | 3,711 | $24,000 | thousands by filing date | |
| SDCL EDGE ACQUISITION CORP | G79471101 | CL A ORD SHS | 2,490 | $24,000 | thousands by filing date | |
| SARISSA CAPITAL ACQUISITN CO | G7823W102 | CMN | 2,385 | $24,000 | thousands by filing date | |
| NUSCALE PWR CORP CL A COM | 67079K100 | Stock | 2,266 | $23,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 34,550 | $23,000 | thousands by filing date | |
| ABSCI CORPORATION | 00091E109 | COM | 6,796 | $23,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 1,098 | $23,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 527 | $23,000 | thousands by filing date | |
| ISHARES TR | 46436E858 | IBONDS 26 TRM TS | 967 | $23,000 | thousands by filing date | |
| SPORTRADAR GROUP AG | H8088L103 | COM | 2,881 | $23,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 22,000 | $23,000 | thousands by filing date | principal |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 686 | $23,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 406 | $23,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 200 | $23,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 7,500 | $23,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W708 | ABACUS FCF REAL | 941 | $23,000 | thousands by filing date | |
| ACCOLADE INC | 00437E102 | COM | 3,091 | $23,000 | thousands by filing date | |
| ESSA PHARMA INC | 29668H708 | COM NEW | 7,395 | $23,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 7,650 | $23,000 | thousands by filing date | |
| WILLIAM PENN BANCORPORATION | 96927A105 | COM | 2,000 | $23,000 | thousands by filing date | |
| BRIDGE INVT GROUP HLDGS INC | 10806B100 | COM | 1,587 | $23,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 1,606 | $23,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 3,493 | $23,000 | thousands by filing date | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 7,126 | $23,000 | thousands by filing date | |
| ARROW INVTS TR | 042765792 | DWA TACTICAL MAC | 2,000 | $23,000 | thousands by filing date | |
| SKYDECK ACQUISITION CORP | G82220107 | UNIT 05/13/2026 | 2,366 | $23,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 2,871 | $23,000 | thousands by filing date | |
| BTRS HOLDINGS INC | 11778X104 | COM CL 1 | 4,564 | $23,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 13,255 | $23,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 100 | $22,000 | thousands by filing date | put |
| FRONTIER GROUP HLDGS INC COM | 35909R108 | Stock | 2,325 | $22,000 | thousands by filing date | |
| CADRE HLDGS INC COM | 12763L105 | Stock | 1,093 | $22,000 | thousands by filing date | |
| SIRIUSPOINT LTD | G8192H106 | COM | 3,988 | $22,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 580 | $22,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 1,111 | $22,000 | thousands by filing date | |
| GROUPON INC | 399473206 | COM NEW | 1,910 | $22,000 | thousands by filing date | |
| XERIS BIOPHARMA HOLDINGS INC | 98422E103 | COM | 14,345 | $22,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 822 | $22,000 | thousands by filing date | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 2,370 | $22,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 1,227 | $22,000 | thousands by filing date | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 538 | $22,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D382 | ETRACS ALER MLP | 1,370 | $22,000 | thousands by filing date | |
| Day One Biopharmaceuticals Inc | 23954D109 | Common Stock | 1,276 | $22,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 12,400 | $22,000 | thousands by filing date | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 18,966 | $22,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 8,000 | $22,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 16,021 | $22,000 | thousands by filing date | |
| LUCIRA HEALTH INC | 54948U105 | COM | 11,660 | $22,000 | thousands by filing date | |
| BIOPLUS ACQUISITION CORP | G11217117 | CLASS A ORD SHS | 2,200 | $22,000 | thousands by filing date | |
| TEEKAY CORPORATION | 87900YAE3 | NOTE 5.000% 1/1 | 22,000 | $22,000 | thousands by filing date | principal |
| NABORS ENERGY TRANSITION COR | 629567207 | UNIT 99/99/9999 | 2,166 | $22,000 | thousands by filing date | |
| PROCEPT BIOROBOTICS CORP COM | 74276L105 | Stock | 644 | $21,000 | thousands by filing date | |
| PROSHARES TR | 74347G416 | ULTRASHRT S&P500 | 410 | $21,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 4,067 | $21,000 | thousands by filing date | |
| CIMPRESS PLC | G2143T103 | SHS EURO | 532 | $21,000 | thousands by filing date | |
| CANOO INC | 13803R102 | COM CL A | 11,254 | $21,000 | thousands by filing date | |
| NEW PAC METALS CORP | 64782A107 | COM | 7,392 | $21,000 | thousands by filing date | |
| ONTERRIS INC | 615111101 | COM | 636 | $21,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 3,178 | $21,000 | thousands by filing date | |
| RLX TECHNOLOGY INC | 74969N103 | SPONSORED ADS | 10,000 | $21,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F698 | FT VEST US EQT | 700 | $21,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A784 | APTUS DRAWDOWN | 600 | $21,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 9,550 | $21,000 | thousands by filing date | |
| DENBURY INC | 24790A101 | COM | 348 | $21,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 825 | $21,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 3,508 | $21,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 1,785 | $21,000 | thousands by filing date | |
| LAVA MEDTECH ACQUISITION COR | 519345102 | COM | 2,062 | $21,000 | thousands by filing date | |
| GLOBAL SYSTEMS DYNAMICS INC | 37653T108 | COM | 2,062 | $21,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 20,386 | $21,000 | thousands by filing date | |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 18,749 | $21,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 10,000 | $21,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 856 | $21,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 76,768 | $20,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 768 | $20,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 527 | $20,000 | thousands by filing date | |
| REDWIRE CORPORATION | 75776W103 | COM | 6,659 | $20,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 8,489 | $20,000 | thousands by filing date | |
| TABOOLA.COM LTD | M8744T106 | ORD SHS | 7,944 | $20,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 4,080 | $20,000 | thousands by filing date | |
| CVR PARTNERS LP | 126633205 | COM | 206 | $20,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 337 | $20,000 | thousands by filing date | |
| LOANDEPOT INC | 53946R106 | COM CL A | 13,996 | $20,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 837 | $20,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 2,363 | $20,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H534 | INSPIRE 100 ETF | 688 | $20,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092337 | FIDELITY FUND LR | 1,575 | $20,000 | thousands by filing date | |
| LISTED FDS TR | 53656F599 | SWAN HEDGED EQTY | 1,186 | $20,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G609 | CMN | 424 | $20,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 750 | $20,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 9,977 | $20,000 | thousands by filing date | |
| SVF INVESTMENT CORP | G8601L110 | COMMON STOCK-FO | 2,000 | $20,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 3,229 | $20,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 880 | $20,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E507 | CHINA ENRG ETF | 1,331 | $20,000 | thousands by filing date | |
| OSIRIS ACQUISITION CORP | 68829A202 | UNIT 99/99/9999 | 2,060 | $20,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N871 | VOLT CLOUD CYB | 2,725 | $20,000 | thousands by filing date | |
| FOXO TECHNOLOGIES INC UNIT | 24803C201 | Stock | 2,000 | $20,000 | thousands by filing date | |
| NAVITAS SEMICONDUCTOR CORP COM | 63942X106 | Stock | 5,024 | $19,000 | thousands by filing date | |
| RIGETTI COMPUTING INC COMMON STOCK | 76655K103 | Stock | 4,895 | $19,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 289 | $19,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 762 | $19,000 | thousands by filing date | |
| AMYLYX PHARMACEUTICALS INC | 03237H101 | COM | 1,008 | $19,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 4,639 | $19,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 2,454 | $19,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION COM U | G9108L173 | SHS | 2,082 | $19,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X172 | US HGH YLD CORP | 434 | $19,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 706 | $19,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 37,441 | $19,000 | thousands by filing date | |
| MOTIVE CAPITAL CORP II | G6293R106 | COM | 1,922 | $19,000 | thousands by filing date | |
| POLISHED COM INC | 28252C109 | CMN | 15,245 | $19,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 600 | $19,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 1,043 | $18,000 | thousands by filing date | |
| PACER FDS TR | 69374H428 | PAC ASSET FLTG | 401 | $18,000 | thousands by filing date | |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 7,486 | $18,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 916 | $18,000 | thousands by filing date | |
| LIFEMD INC | 53216B104 | COM | 9,197 | $18,000 | thousands by filing date | |
| LOYALTY VENTURES INC | 54911Q107 | COMMON STOCK | 5,251 | $18,000 | thousands by filing date | |
| OPEN LENDING CORP | 68373J104 | COM | 1,714 | $18,000 | thousands by filing date | |
| EXPENSIFY INC | 30219Q106 | COM CL A | 1,000 | $18,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 3,947 | $18,000 | thousands by filing date | |
| NOVABRIDGE BIOSCIENCES | 44975P103 | CMN | 1,630 | $18,000 | thousands by filing date | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 5,555 | $18,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 1,035 | $18,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 1,862 | $18,000 | thousands by filing date | |
| LANDSEA HOMES CORP | 51509P103 | COM | 2,811 | $18,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 1,775 | $18,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 501 | $18,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P847 | NUVEEN LARG CAP | 980 | $18,000 | thousands by filing date | |
| Barclays Bank PLC | 06747R477 | COM | 761 | $18,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 7,000 | $18,000 | thousands by filing date | principal |
| ROTH CH ACQUISITION V CO | 77867R100 | COM | 1,744 | $18,000 | thousands by filing date | |
| MOGO INC | 60800C109 | COM | 22,173 | $18,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G617 | HYDROGEN ETF | 1,237 | $18,000 | thousands by filing date | |
| VISION MARINE TECHNOLOGIES I | C96657116 | COM | 3,912 | $18,000 | thousands by filing date | |
| FRANKLIN FTSE RUSSIA ETF | 35473P728 | OUTDATED | 840 | $18,000 | thousands by filing date | |
| STRONGHOLD DIGITAL MINING IN | 86337R103 | CLASS A COM | 11,032 | $18,000 | thousands by filing date | |
| CRUCIBLE ACQUISITION CORP | 22877P108 | CMN | 1,801 | $18,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP II | 92244F208 | UNIT 99/99/9999 | 1,838 | $18,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 4,600 | $17,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 2,433 | $17,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 1,864 | $17,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 1,450 | $17,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 2,774 | $17,000 | thousands by filing date | |
| TRITIUM DCFC LIMITED | Q9225T108 | ORDINARY SHARES | 2,757 | $17,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 1,593 | $17,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G772 | INFRAC ACT MLP | 640 | $17,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 1,955 | $17,000 | thousands by filing date | |
| FRANKLIN FTSE EUROPE ETF | 35473P652 | ETF | 725 | $17,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 685 | $17,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 780 | $17,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072505 | DIVERSIFIED MU | 343 | $17,000 | thousands by filing date | |
| IMPACT SHARES NAACP MINORITY EMPOWERMENT ETF | 45259A209 | ETF | 620 | $17,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 881 | $17,000 | thousands by filing date | |
| BETTERWARE DE MEXC S A P I D | P1666E105 | SHS | 1,972 | $17,000 | thousands by filing date | |
| VERVE THERAPEUTICS INC | 92539P101 | COM | 1,131 | $17,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 2,493 | $17,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 4,148 | $17,000 | thousands by filing date | |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 1,400 | $17,000 | thousands by filing date | |
| SHOULDERUP TECHNOLOGY ACQUIS | 82537G104 | CL A COM | 1,667 | $17,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 2,082 | $16,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 440 | $16,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 327 | $16,000 | thousands by filing date | |
| HASHICORP INC | 418100103 | COM CL A | 550 | $16,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 4,766 | $16,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 4,659 | $16,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 801 | $16,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 2,147 | $16,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 9,029 | $16,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P306 | US CORE DIV TILT | 489 | $16,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 946 | $16,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 185 | $16,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 549 | $16,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 438 | $16,000 | thousands by filing date | |
| E2OPEN PARENT HOLDINGS INC | 29788T103 | COM CL A | 1,972 | $16,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 680 | $16,000 | thousands by filing date | |
| CHINDATA GROUP HLDGS LTD | 16955F107 | ADS | 2,050 | $16,000 | thousands by filing date | |
| PROJECT ENERGY REIMAGINED AC | G72556106 | COM | 1,600 | $16,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 522 | $15,000 | thousands by filing date | |
| AURORA INNOVATION INC CLASS A COM | 051774107 | Stock | 8,253 | $15,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 1,017 | $15,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 1,197 | $15,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 703 | $15,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 915 | $15,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 1,493 | $15,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 541 | $15,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 583 | $15,000 | thousands by filing date | |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 2,029 | $15,000 | thousands by filing date | |
| CARTER BANKSHARES INC | 146103106 | COMMON STOCK | 1,137 | $15,000 | thousands by filing date | |
| NERDY INC | 64081V109 | CL A COM | 6,942 | $15,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 2,148 | $15,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46654Q104 | INFL MANA BD ETF | 310 | $15,000 | thousands by filing date | |
| ADVANTAGE SOLUTIONS INC. | 00791N102 | COM CL A | 3,800 | $15,000 | thousands by filing date | |
| POWERSCHOOL HOLDINGS INC | 73939C106 | COMMON STOCK | 1,306 | $15,000 | thousands by filing date | |
| 89BIO INC | 282559103 | COM | 4,510 | $15,000 | thousands by filing date | |
| SOVOS BRANDS INC | 84612U107 | COM | 900 | $15,000 | thousands by filing date | |
| SIGILON THERAPEUTICS INC | 82657L107 | COM | 18,001 | $15,000 | thousands by filing date | |
| PROSPECTOR CAPITAL CORP | G7273A105 | COM | 1,542 | $15,000 | thousands by filing date | |
| AHREN ACQUISITION CORP | G01322109 | COM | 1,500 | $15,000 | thousands by filing date | |
| ACCRETION ACQUISITION CORP | 00438Y107 | COM | 1,530 | $15,000 | thousands by filing date | |
| MUDRICK CAPITAL ACQU CORP II | 62477L107 | COM CL A | 1,494 | $15,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y533 | MSCI CHINA IT | 742 | $15,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 2,308 | $14,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 553 | $14,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 441 | $14,000 | thousands by filing date | |
| BRAZE INC | 10576N102 | COM CL A | 401 | $14,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 759 | $14,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 1,675 | $14,000 | thousands by filing date | |
| BALLYS CORPORATION | 05875B106 | COM | 713 | $14,000 | thousands by filing date | |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 652 | $14,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 499 | $14,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 2,500 | $14,000 | thousands by filing date | |
| CARIBOU BIOSCIENCES INC COM | 142038108 | Stock | 2,474 | $14,000 | thousands by filing date | |
| METALLA ROYALTY & STREAMING | 59124U605 | COM | 2,918 | $14,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740U836 | FT VEST NAS | 800 | $14,000 | thousands by filing date | |
| Galiano Gold Inc | 36352H100 | COM | 34,757 | $14,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y659 | CYBERSECURITY FD | 800 | $14,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y808 | YIELD ENHANCED | 285 | $14,000 | thousands by filing date | |
| GRANITESHARES PLATINUM TR | 38748T103 | SHS BEN INT | 1,600 | $14,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 1,439 | $14,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 2,000 | $14,000 | thousands by filing date | |
| HIRERIGHT HOLDINGS CORPORATI | 433537107 | COM | 970 | $14,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 17,265 | $14,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 13,000 | $14,000 | thousands by filing date | principal |
| LAKE SHORE BANCORP INC | 510700107 | COM | 1,000 | $14,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505756 | INNOVATION SHS | 450 | $14,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 5,662 | $14,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922B725 | GRAYSCALE FUTURE | 1,295 | $14,000 | thousands by filing date | |
| NEOVASC INC | 64065J403 | COM NEW | 2,364 | $14,000 | thousands by filing date | |
| Avantis International Equity ETF | 025072703 | SHS | 263 | $13,000 | thousands by filing date | |
| iShares High Yield Systematic Bond ETF | 46435G250 | SHS | 310 | $13,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 662 | $13,000 | thousands by filing date | |
| OKLO INC COM CL A | 02156V109 | Stock | 1,300 | $13,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 6,648 | $13,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 266 | $13,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 1,615 | $13,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 703 | $13,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 1,118 | $13,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 1,200 | $13,000 | thousands by filing date | |
| CRICUT INC | 22658D100 | COM CL A | 2,146 | $13,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 1,460 | $13,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 1,853 | $13,000 | thousands by filing date | |
| VIANT TECHNOLOGY INC A | 92557A101 | COMMON STOCK | 2,704 | $13,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 1,157 | $13,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 5,122 | $13,000 | thousands by filing date | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 2,501 | $13,000 | thousands by filing date | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 628 | $13,000 | thousands by filing date | |
| ISHARES TR | 46436E668 | ESG AWARE 80/20 | 472 | $13,000 | thousands by filing date | |
| CRYO-CELL INTL INC | 228895108 | COM | 2,200 | $13,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072760 | MID CAP GRW IMP | 338 | $13,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P821 | NUVEEN DIVIDEND | 566 | $13,000 | thousands by filing date | |
| FORGEROCK INC | 34631B101 | CL A | 604 | $13,000 | thousands by filing date | |
| ONTRAK INC | 683373104 | COM | 12,340 | $13,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 6,100 | $13,000 | thousands by filing date | |
| SIERRA METALS INC | 82639W106 | COM | 16,441 | $13,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 19,743 | $13,000 | thousands by filing date | |
| ZHIHU INC | 98955N108 | ADR | 7,136 | $13,000 | thousands by filing date | |
| DEFIANCE NEXT GEN H2 ETF | 26922B600 | ETF | 1,185 | $13,000 | thousands by filing date | |
| VMG CONSUMER ACQUISITION COR | 91842V201 | UNIT 11/08/2026 | 1,300 | $13,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108870 | AMPLIFY EMERGING | 600 | $13,000 | thousands by filing date | |
| Tuttle Capital Short Innovation ETF | 19423L565 | COM | 200 | $13,000 | thousands by filing date | |
| ALPHA TAU MEDICAL LTD | M0740A108 | ORDINARY SHARES | 1,293 | $12,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 506 | $12,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 5,000 | $12,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 2,759 | $12,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 2,722 | $12,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 700 | $12,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 482 | $12,000 | thousands by filing date | |
| REE AUTOMOTIVE LTD | M8287R103 | CLASS A ORD SHS | 10,915 | $12,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 548 | $12,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 463 | $12,000 | thousands by filing date | |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 11,586 | $12,000 | thousands by filing date | |
| ADC THERAPEUTICS SA | H0036K147 | COMMON STOCK | 1,491 | $12,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 525 | $12,000 | thousands by filing date | |
| GREENWICH LIFESCIENCES INC | 396879108 | COMMON STOCK | 1,400 | $12,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 860 | $12,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 4,041 | $12,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F585 | OIL REFINERS ETF | 400 | $12,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F649 | FT VEST NAS | 650 | $12,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 2,001 | $12,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q746 | USD EMRNG MKT | 305 | $12,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 5,867 | $12,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 400 | $12,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 5,147 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 250 | $12,000 | thousands by filing date | |
| BOGOTA FINL CORP | 097235105 | COM | 1,060 | $12,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A263 | ACQUIRERS FD | 500 | $12,000 | thousands by filing date | |
| PERMROCK ROYALTY TRUST | 714254109 | TR UNIT | 1,600 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 240 | $12,000 | thousands by filing date | |
| AGILITI INC | 00848J104 | COMMON STOCK | 620 | $12,000 | thousands by filing date | |
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 2,997 | $12,000 | thousands by filing date | |
| VIVINT SMART HOME INC | 928542109 | COMMON STOCK | 3,570 | $12,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 3,792 | $12,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 14,827 | $12,000 | thousands by filing date | |
| CUE HEALTH INC | 229790100 | COM | 3,656 | $12,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 97,829 | $12,000 | thousands by filing date | |
| HUBSPOT INC | 443573AD2 | NOTE 0.375% 6/0 | 9,000 | $12,000 | thousands by filing date | principal |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 9,210 | $12,000 | thousands by filing date | |
| TERRAN ORBITAL CORPORATION | 88105P103 | COM | 2,635 | $12,000 | thousands by filing date | |
| AEYE INC | 008183105 | COM | 6,501 | $12,000 | thousands by filing date | |
| HUMANIGEN INC | 444863203 | COM NEW | 6,875 | $12,000 | thousands by filing date | |
| GROVE COLLABORATIVE HOLD INC | 39957D102 | COM CL A | 2,720 | $12,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 25,088 | $12,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 214 | $12,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 13,802 | $12,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 5,000 | $12,000 | thousands by filing date | |
| SNOW LAKE RES LTD | 83336J208 | COM | 5,000 | $12,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 10,450 | $12,000 | thousands by filing date | |
| LISTED FD TR | 53656F813 | TRUESHS ESG ACTV | 400 | $12,000 | thousands by filing date | |
| GPGI INC COM CL A | 20459V105 | Stock | 2,244 | $11,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 4,988 | $11,000 | thousands by filing date | |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 555 | $11,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 278 | $11,000 | thousands by filing date | |
| AMPLITUDE INC COM CL A | 03213A104 | Stock | 844 | $11,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 898 | $11,000 | thousands by filing date | |
| Sun Country Airlines Holding | 866683105 | COM | 617 | $11,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 3,859 | $11,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 1,039 | $11,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 216 | $11,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 371 | $11,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 514 | $11,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 2,111 | $11,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 2,273 | $11,000 | thousands by filing date | |
| DBX ETF TR ETF X TRACKERS SHORT DUR HIGH YIELD BOND ETF | 233051283 | ETF | 250 | $11,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 2,000 | $11,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 4,856 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 296 | $11,000 | thousands by filing date | |
| SOHO HOUSE & CO INC | 586001109 | COM CL A | 1,816 | $11,000 | thousands by filing date | |
| SUNLIGHT FINANCIAL HOLDINGS | 86738J106 | COM | 4,031 | $11,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 2,915 | $11,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G623 | MSCI GREEN BUIL | 579 | $11,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 12,000 | $11,000 | thousands by filing date | principal |
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 1,000 | $11,000 | thousands by filing date | principal |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 4,413 | $11,000 | thousands by filing date | |
| PORTAGE BIOTECH INC | G7185A128 | COM | 1,510 | $11,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 10,500 | $11,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 475 | $11,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U105 | UNIT 10/15/2025 | 1,148 | $11,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 414 | $11,000 | thousands by filing date | principal |
| ATENTO S A | L0427L204 | CMN | 1,145 | $11,000 | thousands by filing date | |
| VTEX SHS CL A | G9470A102 | Stock | 3,138 | $10,000 | thousands by filing date | |
| RENEW ENERGY GLOBAL PLC CL A SHS | G7500M104 | Stock | 1,497 | $10,000 | thousands by filing date | |
| CBL & ASSOC PPTYS INC COMMON STOCK | 124830878 | REIT | 423 | $10,000 | thousands by filing date | |
| KEROS THERAPEUTICS INC COM | 492327101 | Stock | 356 | $10,000 | thousands by filing date | |
| VAXCYTE INC COM | 92243G108 | Stock | 498 | $10,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092527 | SML MID MLTFCT | 350 | $10,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 1,497 | $10,000 | thousands by filing date | |
| COMPASS INC | 20464U100 | CL A | 2,774 | $10,000 | thousands by filing date | |
| XOMETRY INC | 98423F109 | CLASS A COM | 310 | $10,000 | thousands by filing date | |
| ROMEO POWER INC | 776153108 | COM | 23,208 | $10,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 700 | $10,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 700 | $10,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 583 | $10,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 1,125 | $10,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 759 | $10,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 318 | $10,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F839 | FT VEST US EQT | 300 | $10,000 | thousands by filing date | |
| TELESAT CORP | 879512309 | CL A & CL B SHS | 879 | $10,000 | thousands by filing date | |
| Youdao Inc - Adr | 98741T104 | COM | 2,000 | $10,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 363 | $10,000 | thousands by filing date | |
| BRAGG GAMING GROUP INC | 104833306 | CMN | 2,129 | $10,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y888 | CMN | 240 | $10,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 2,375 | $10,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G201 | S&P SMLCP MATL | 164 | $10,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 2,056 | $10,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 527 | $10,000 | thousands by filing date | |
| PARAGON 28 INC | 69913P105 | COM | 680 | $10,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 2,000 | $10,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 1,000 | $10,000 | thousands by filing date | principal |
| ESS TECH INC | 26916J106 | COMMON STOCK | 3,831 | $10,000 | thousands by filing date | |
| POWER REIT | 73933H101 | COM | 750 | $10,000 | thousands by filing date | |
| HEALTH ASSURANCE ACQUIS- | 42226W109 | COM CL A | 1,000 | $10,000 | thousands by filing date | |
| WEIBO CORP | 948596AC5 | NOTE 1.250%11/1 | 10,000 | $10,000 | thousands by filing date | principal |
| BM TECHNOLOGIES INC | 05591L107 | COM | 1,777 | $10,000 | thousands by filing date | |
| CANO HEALTH INC | 13781Y103 | COM | 2,314 | $10,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887406 | CONV | 212 | $10,000 | thousands by filing date | principal |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 8,551 | $10,000 | thousands by filing date | |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 10,784 | $10,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V | 31810Q107 | COM CL A | 1,000 | $10,000 | thousands by filing date | |
| LIMINAL BIOSCIENCES INC | 53272L103 | COM | 18,932 | $10,000 | thousands by filing date | |
| ACUITYADS HLDGS INC | 00510L106 | COM | 4,496 | $10,000 | thousands by filing date | |
| ATHENA CONSUMER ACQ CORP | 04684M106 | CL A | 1,000 | $10,000 | thousands by filing date | |
| ACE Convergence Acquisition Corp | G0083D120 | COM | 1,000 | $10,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U787 | NET ZERO TRANS | 454 | $10,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 205 | $9,000 | thousands by filing date | |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 620 | $9,000 | thousands by filing date | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 1,850 | $9,000 | thousands by filing date | |
| DYNE THERAPEUTICS INC COM | 26818M108 | Stock | 1,341 | $9,000 | thousands by filing date | |
| SKYWATER TECHNOLOGY INC COM | 83089J108 | Stock | 1,631 | $9,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 457 | $9,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 334 | $9,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 818 | $9,000 | thousands by filing date | |
| ISHARES TR | 46436E551 | ESG SELECT SCRE | 300 | $9,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 1,170 | $9,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 604 | $9,000 | thousands by filing date | |
| CLAROS MORTGAGE TRUST INC | 18270D106 | REIT | 519 | $9,000 | thousands by filing date | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 39,471 | $9,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 198 | $9,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 400 | $9,000 | thousands by filing date | put |
| KRANESHARES TRUST | 500767579 | HANG SENG TECH | 600 | $9,000 | thousands by filing date | |
| REPARE THERAPEUTICS INC | 760273102 | COM | 625 | $9,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 338 | $9,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X418 | CMN | 94 | $9,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 249 | $9,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 3,641 | $9,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 705 | $9,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 290 | $9,000 | thousands by filing date | |
| BLACKSKY TECHNOLOGY INC | 09263B108 | COM CL A | 3,927 | $9,000 | thousands by filing date | |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 8,000 | $9,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 5,000 | $9,000 | thousands by filing date | principal |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 683 | $9,000 | thousands by filing date | |
| GRACELL BIOTECHNOLOGIES INC | 38406L103 | ADR | 1,600 | $9,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B321 | NYLI HEALTHY HEA | 350 | $9,000 | thousands by filing date | |
| PACER FDS TR | 69374H626 | CSOP FTSE CHINA | 463 | $9,000 | thousands by filing date | |
| MONOPAR THERAPEUTICS INC | 61023L108 | COM | 4,116 | $9,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 3,449 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 318 | $8,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 1,399 | $8,000 | thousands by filing date | |
| 908 DEVICES INC COM | 65443P102 | Stock | 350 | $8,000 | thousands by filing date | |
| MINISO GROUP HLDG LTD SPONSORED ADS | 66981J102 | ADR | 1,000 | $8,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 575 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 248 | $8,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 263 | $8,000 | thousands by filing date | |
| SES AI CORPORATION | 78397Q109 | CL A COM | 2,131 | $8,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 302 | $8,000 | thousands by filing date | |
| EDGEWISE THERAPEUTICS INC | 28036F105 | COM | 1,018 | $8,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 2,566 | $8,000 | thousands by filing date | |
| RECURSION PHARMACEUTICALS IN | 75629V104 | CL A | 1,012 | $8,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 2,053 | $8,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 269 | $8,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 1,100 | $8,000 | thousands by filing date | |
| QUIPT HOME MEDICAL CORP | 74880P104 | COM | 1,657 | $8,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 8,125 | $8,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC | 37959R103 | COM CL A | 300 | $8,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 447 | $8,000 | thousands by filing date | |
| VERA THERAPEUTICS INC | 92337R101 | COMMON STOCK | 578 | $8,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 557 | $8,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 5,204 | $8,000 | thousands by filing date | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 3,400 | $8,000 | thousands by filing date | |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 3,255 | $8,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 1,940 | $8,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 320 | $8,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092253 | CMN | 414 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y782 | EMGRING MKTS | 400 | $8,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 217 | $8,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 2,544 | $8,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 1,004 | $8,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D374 | ETRA AL ML IN 18 | 700 | $8,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 25,000 | $8,000 | thousands by filing date | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 2,546 | $8,000 | thousands by filing date | |
| VIZSLA SILVER ORD (ASE) | 92859G202 | COM | 7,839 | $8,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 6,000 | $8,000 | thousands by filing date | principal |
| VOLTA INC | 92873V102 | COM CL A | 5,733 | $8,000 | thousands by filing date | |
| FORGE GLOBAL HOLDINGS INC | 34629L103 | COM | 795 | $8,000 | thousands by filing date | |
| AUDACY INC | 05070N103 | COM | 7,972 | $8,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 18,041 | $8,000 | thousands by filing date | |
| BAKKT HOLDINGS INC | 05759B107 | COM | 3,620 | $8,000 | thousands by filing date | |
| KINNATE BIOPHARMA INC | 49705R105 | COM | 664 | $8,000 | thousands by filing date | |
| INSPIRATO INCORPORATED | 45791E107 | COM | 1,758 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 600 | $8,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767587 | QUADRATIC DEFLA | 350 | $8,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U121 | *W EXP 09/30/202 | 31,356 | $8,000 | thousands by filing date | |
| SHAPEWAYS HOLDINGS INC | 81947T102 | COMMON STOCK | 6,515 | $8,000 | thousands by filing date | |
| GORES TECHNOLOGY PARTNERS II | 38287L107 | CLASS A COM | 840 | $8,000 | thousands by filing date | |
| VECTOR ACQUISITION CORP II | G9460A104 | CL A SHS | 800 | $8,000 | thousands by filing date | |
| ITIQUIRA ACQUISITION CORP | G49773115 | *W EXP 02/03/202 | 100,000 | $8,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 9,821 | $8,000 | thousands by filing date | |
| AVANTI ACQUISITION CORP | G0682V109 | CMN | 825 | $8,000 | thousands by filing date | |
| SOCIAL CAP SUVRETTA HLD CRPI | G8253W109 | CMN | 800 | $8,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-22-016136 | this filing | 2022-08-15 | acceptance time not in the bulk data set |