13F-HR filed by NOMURA HOLDINGS INC
NOMURA HOLDINGS INC filed this 13F-HR for the quarter ended 2022-06-30, filed 2022-08-15, with 1,788 holding rows worth $28,790,768,000.
- Accession
- 0001567619-22-016114
- Filer
- CIK 1163653
- Filed
- 2022-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2022
A holdings report, 2,326 entries on the cover page, a total value of $28,790,768,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $28,790,768,000 with VALUE read as thousands by filing date, 13F file number 028-10594. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerNOMURA SECURITIES INTERNATIONAL INC
- included managerNOMURA INTERNATIONAL PLC028-04985
- included managerNOMURA SECURITIES BERMUDA LTD028-04993
- included managerNOMURA GLOBAL FINANCIAL PRODUCTS INC028-15494
- included managerNOMURA SECURITIES CO LTD028-04979
- included managerNomura Corporate Research & Asset Management Inc.028-13982
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INTERPRIVATE II ACQUISITION | 46064Q116 | *W EXP 03/09/202 | 134,469 | $48,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONFORMIS INC | 20717E101 | COM | 136,278 | $47,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CF ACQUISITION CORP VII | 12521H115 | WARR | 216,666 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HECLA MNG CO | 422704106 | COM | 11,242 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TWIN RIDGE CAPITAL ACQUIS CO | G9151L120 | WARR | 124,999 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| USBANCORPDEL | 902973304 | COM NEW | 925 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 176,862 | $44,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| AUTHENTIC EQUITY ACQUISTN CO | G06607124 | *W EXP 01/20/202 | 239,641 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 18,700 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CINEMARK HLDGS INC | 17243VAB8 | NOTE 4.500% 8/1 | 278,916 | $42,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| ORION ACQUISITION CORP | 68626A116 | WTS | 236,918 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROSS ACQUISITION II CORP | g7641c114 | WT | 121,666 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TAILWIND INTERNATNAL ACQ COR | G8662F119 | WARR | 251,600 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 5,000 | $40,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DISH NETWORK CORPORATION | 25470MAF6 | NOTE 12/1 | 219,296 | $40,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| FORTRESS CAPITAL ACQUISITION | G36427121 | WARR | 202,903 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MASON INDUSTRIAL TECHNOLGY I | 57520Y114 | *W EXP 99/99/999 | 200,000 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENWORTH FINL INC | 37247D106 | COM SHS | 10,723 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EQT CORP | 26884LAK5 | NOTE 1.750% 5/0 | 113,843 | $39,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| MODEL N INC | 607525AB8 | NOTE 2.625% 6/0 | 152,152 | $39,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| Dropbox Inc | 26210CAC8 | Convertible bond | 171,570 | $38,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| MULTIPLAN CORPORATION | 62548M100 | COM | 6,898 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MISSION ADVANCEMENT CORP | 60501L119 | *W EXP 03/05/202 | 428,393 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KADEM SUSTAINABLE IMPACT COR | 48284E113 | *W EXP 03/16/202 | 125,000 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIVEVOX HOLDING INC | 53838L118 | WTS | 96,580 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Adobe Inc | 00724F101 | COM | 100 | $37,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VISTRA CORP COM | 92840M102 | Stock | 1,636 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 84,784 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUBSPOT INC | 443573AD2 | NOTE 0.375% 6/0 | 11,792 | $37,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| POWER & DIGITAL INFRASTRUCTU | 73919C118 | *W EXP 12/09/202 | 148,980 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Charles Schwab Corp | 808513105 | COM | 569 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Morgan Stanley | 617446448 | COM | 500 | $36,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SPOTIFY USA INC | 84921RAB6 | NOTE 3/1 | 36,975 | $36,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 81,497 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW VISTA ACQUISITION CORP | G6529L121 | *W EXP 02/01/202 | 137,996 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 725 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROPERTY SOLUTIONS ACQUISITI | 74350A116 | WARR | 237,500 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WINNEBAGO INDS INC | 974637100 | COM | 683 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Valuence Merger Corp I | G9R16L118 | Warrant | 245,000 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENVESTNET INC | 29404KAB2 | BOND | 61,612 | $33,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| ENCORE CAP GROUP INC | 292554AM4 | NOTE 3.250%10/0 | 56,137 | $33,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| MasterCard, Inc | 57636Q104 | COM | 100 | $32,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Oracle Corporation | 68389X105 | COM | 457 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 653 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERED BRANDS | G7209M116 | WARR | 224,999 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Uber Technologies | 90353T100 | COM | 1,300 | $31,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENCORE CAP GROUP INC | 292554102 | COM | 524 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHEGG INC | 163092AF6 | NOTE 9/0 | 163,239 | $31,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| SPORTSTEK ACQUISITION CORP | 849196118 | *W EXP 02/16/202 | 215,355 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEGASYSTEMS INC | 705573AB9 | NOTE 0.750% 3/0 | 61,702 | $31,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| SOCIAL LEVERAGE ACQUISN CORP | 83363K110 | WARR | 144,654 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KNIGHTSWAN ACQUISITION CORP | 499103117 | WARR | 200,000 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL PARTNER ACQISTN CORP | G3934P128 | *W EXP 01/14/202 | 111,895 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCION TECH GROWTH II | G31070116 | *W EXP 01/28/202 | 249,999 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORTISTAR SUSTAINABLE SOL CO | 34962M114 | WTS | 226,326 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL SYNERGY ACQUISIT CORP | G3934J122 | *W EXP 99/99/999 | 400,000 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATLAS CREST INVESTMENT CORP W EXP 02/03/202 DELETED | 049287113 | *W EXP 02/03/202 | 128,743 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 900 | $30,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PRA Group Inc | 69354N106 | COM | 813 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Northern Revival Acquisition Corp | G6546R119 | Warrant | 327,999 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HCM ACQUISITION CO | G4365A127 | WARR | 250,000 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 636 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LYFT INC | 55087PAB0 | NOTE 1.500% 5/1 | 218,760 | $29,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| RICE ACQUISITION CORP II | G75529126 | *W EXP 99/99/999 | 93,279 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Uxin Ltd | 91818X108 | ADS | 66,838 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLARIM ACQUISITION CORP | 18049C116 | WTS | 221,854 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| International Business Machines Corporation | 459200101 | COM | 200 | $28,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 334 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PARSONS CORP DEL | 70202LAB8 | BOND | 69,151 | $28,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| MONEYLION INC | 60938K114 | *W EXP 09/22/202 | 100,000 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CF ACQUISITION CORP VIII | 12520C117 | *W EXP 03/31/202 | 80,950 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IBERE PHARMACEUTICALS | G46843119 | *W EXP 03/01/202 | 141,843 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EQ HEALTH ACQUISITION CORP | 26886A119 | WTS | 150,000 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FISERV INC | 337738108 | COM | 295 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIVONGO HEALTH INC | 539183AA1 | NOTE 0.875% 6/0 | 77,594 | $27,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| REPLIGEN CORP | 759916AB5 | BOND | 16,199 | $27,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| TB SA ACQUISITION CORP | G8657L121 | *W EXP 03/25/202 | 133,333 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OMEROS CORP | 682143AG7 | NOTE 5.250% 2/1 | 561,427 | $26,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| LEO HLDGS CORP II | G5463R128 | *W EXP 01/07/202 | 431,250 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOMENTIVE GLOBAL INC | 60878Y108 | COM | 2,797 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERPRIVATE IV INFRATECH PR | 46064T110 | *W EXP 03/05/202 | 70,000 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JACK CREEK INVESTMENT CORP | G4989X123 | *W EXP 10/01/202 | 187,500 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VELOCITY ACQUISITION CORP | 92259E112 | WTS | 148,789 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GREENBRIER COS INC | 393657101 | COM | 673 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FASTLY INC | 31188VAB6 | NOTE 3/1 | 201,855 | $24,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 180,361 | $24,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| SCIENCE STRATEGIC ACQ ALPHA | 808641112 | *W EXP 01/20/202 | 183,333 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PARSONS CORP DEL COM | 70202L102 | Stock | 558 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WAYFAIR INC | 94419LAD3 | NOTE 1.125%11/0 | 51,546 | $23,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| FINSERV ACQUISITION CORP II | 31809Y111 | *W EXP 02/17/202 | 109,084 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALPHA TAU MEDICAL LTD WT EXP | M0740A116 | Stock | 44,900 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NISUN INTL ENT DVPMT GP CO L | G6593L106 | COM | 34,858 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONMED CORP | 207410AF8 | BOND | 22,848 | $22,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| LAZARD GROWTH ACQUISITION CO | G54035111 | *W EXP 02/10/202 | 67,480 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MONUMENT CIRCLE ACQUISITN CO | 61531M119 | *W EXP 01/14/202 | 150,550 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIVE OAK MOBILITY ACQUISI CO | 538126111 | *W EXP 03/04/202 | 60,000 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUDSON EXECUTIVE INVES III | 44376L115 | WTS | 186,480 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JAZZ INVESTMENTS I LTD | 472145AF8 | NOTE 2.000% 6/1 | 12,971 | $21,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| POWERUP ACQUISITION CORP | G7207P129 | WARR | 150,000 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRICIDA INC | 89610FAB7 | BOND | 213,634 | $21,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| TZP STRATEGIES ACQUISTN CORP | G91595119 | WARR | 216,666 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Esperion Therapeutics Inc | 29664WAB1 | NOTE 4.000%11/15/25 | 312,323 | $20,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| RMG ACQUISITION CORP III | G76088122 | *W EXP 99/99/999 | 81,070 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARCTOS NORTHSTAR ACQUIS CORP | G0477L126 | *W EXP 99/99/999 | 118,750 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MACONDRAY CAP ACQUISITN CORP | G5853A123 | UNIT 05/31/2028 | 2,000 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WILLIAMS COS INC COM | 969457100 | Stock | 619 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 51,853 | $19,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| HH&L ACQUISITION CO | G39714129 | WARR | 83,822 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRIPADVISOR INC | 896945201 | COM | 1,000 | $18,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 36,426 | $18,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| XOS INC | 98423B108 | COM | 10,000 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALTERYX INC | 02156BAD5 | BOND | 36,581 | $18,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| MARLIN TECHNOLOGY CORP | G58411110 | WARR | 278,151 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SLAM CORP | G8210L121 | *W EXP 02/23/202 | 62,800 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 994 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 1,000 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VISTRA CORP | 92840M128 | COM | 63,484 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INFINERA CORP | 45667GAC7 | BOND | 303,844 | $17,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| IRIS ACQUISITION CORP | 89601Y119 | *W EXP 02/28/202 | 97,325 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLEGO N V | N0796A118 | WTS | 30,000 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 0 | 39947R112 | 0 | 56,500 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COLICITY INC | 194170114 | *W EXP 02/24/202 | 60,000 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 960 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBALSTAR INC | 378973408 | COM | 12,837 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAD9 | NOTE 1/1 | 12,926 | $16,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| ALARM COM HLDGS INC | 011642AB1 | NOTE 1/1 | 25,537 | $16,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 16,246 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUDSON EXECUTIVE INVS CORP I | 443760111 | WTS | 74,200 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FREEDOM ACQUISITION I CORP | G3663X128 | *W EXP 03/02/202 | 60,324 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATHLON ACQUISITION CORP | 04748A114 | WTS | 139,200 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KL ACQUISITION CORP | 49837C117 | WTS | 75,000 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KISMET ACQUISITION THREE COR | G5276C102 | *W EXP 06/30/202 | 424,993 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLUECITY HLDGS LTD | 09610L106 | ADS | 10,000 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 479 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 25,697 | $14,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 38,951 | $14,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| M3 BRIGADE ACQUISITION II CO | 553800111 | *W EXP 03/09/202 | 43,894 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIVOTAL INVESTMENT CORP III | 72582M114 | W EXP 01/28/202 | 110,000 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIMON PROPERTY GRP ACQ HOLDI | 82880R111 | *W EXP 02/04/202 | 70,000 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 585 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 12,110 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RAPID7 INC | 753422AF1 | NOTE 0.250% 3/1 | 18,722 | $13,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| JETBLUE AIRWAYS CORP | 477143AP6 | NOTE 0.500% 4/0 | 155,344 | $13,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| ATLANTIC COASTAL ACQUISTN CO | 048453112 | *W EXP 03/02/202 | 99,999 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THUNDER BRIDGE CAP PRTNRS II | 88605T118 | *W EXP 02/01/202 | 40,820 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROSECLIFF ACQUISITION CORP I | 77732R111 | *W EXP 02/11/202 | 63,729 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TD HLDGS INC COM NEW | 87250W103 | Stock | 50,000 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 141 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 14,701 | $12,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| 8X8 INC NEW | 282914AB6 | BOND | 229,523 | $12,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 16,703 | $12,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| AGILE GROWTH CORP | G01202111 | *W EXP 03/09/202 | 53,838 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Micron Technology,Inc. | 595112103 | COM | 200 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 301 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 46 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SNAP INC | 83304AAF3 | NOTE 5/0 | 81,702 | $11,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| DEEP LAKE CAPITAL ACQUSTN CO | G27029118 | *W EXP 01/04/202 | 97,543 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OSIRIS ACQUISITION CORP | 68829A111 | *W EXP 05/01/202 | 42,150 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 24,025 | $11,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| Z-WORK ACQUISITION CORP | 98880C110 | *W EXP 01/04/202 | 66,666 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLARUS THERAPEUTICS HOLDINGS | 18271L115 | CMN | 85,000 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONSTELLATION ENERGY CORP COM | 21037T109 | Stock | 168 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANDWIDTH INC | 05988J103 | COM CL A | 487 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANTERIX INC | 03676C100 | COMMON STOCK | 244 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 58,913 | $10,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| KBR INC | 48242WAB2 | BOND | 19,915 | $10,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| HCARW US 31 Dec 27 C11.5 | 42227K112 | *W EXP 12/28/202 | 37,500 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EPWR/WS US 31 Dec 27 C11.5 | 29248N118 | *W EXP 01/12/202 | 100,000 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 249 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ETSY INC | 29786AAL0 | NOTE 0.125% 9/0 | 11,212 | $9,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| 26 Capital Acquisition Corp | 90138P118 | Warrant | 25,000 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROS HOLDINGS INC | 74346YAG8 | NOTE 2.250% 9/1 | 32,052 | $9,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| TORTOISEECOFIN ACQUISITION C | G8956E117 | *W EXP 07/22/202 | 25,000 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST RESERVE SUSTAINABLE GW | 336169115 | *W EXP 03/05/202 | 50,000 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HAMILTON LANE ALLIANCE HLDGS | 40749M111 | *W EXP 01/12/202 | 35,541 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONAGRA FOODS INC | 205887102 | COM | 245 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SWVL HOLDINGS CORP | G86302117 | *W EXP 99/99/999 | 16,666 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MSP RECOVERY INC | 553745126 | *W EXP 05/20/202 | 100,000 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANDWIDTH INC | 05988JAB9 | NOTE 0.250% 3/0 | 41,174 | $8,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| HELIOGEN INC | 42329E105 | COM | 3,953 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLIMATE REAL IMPACT SLUTINS | 187171111 | *W EXP 01/29/202 | 25,020 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GREENBRIER COS INC | 393657AM3 | NOTE 2.875% 4/1 | 20,105 | $7,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| Plum Acquisition Corp. III | G63290103 | Warrant | 40,000 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DAYFORCE INC | 15677JAD0 | NOTE 0.250% 3/1 | 14,981 | $7,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 12,569 | $7,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 7,755 | $7,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| ROYAL CARIBBEAN GROUP | 780153BF8 | NOTE 2.875%11/1 | 21,105 | $7,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 10,627 | $7,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| SPLUNK INC | 848637AD6 | BOND | 7,633 | $7,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| BOXED INC | 103174116 | WARR | 12,500 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| D AND Z MEDIA ACQUISITION CO | 23305Q114 | *W EXP 01/27/202 | 53,763 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PATHFINDER ACQUISITION CORP | G04119122 | *W EXP 02/19/202 | 23,840 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALIFORNIA RES CORP | 13057Q305 | COM STOCK | 161 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TMC THE METALS COMPANY INC | 87261Y114 | *W EXP 09/09/202 | 36,415 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IDEANOMICS INC | 45166V106 | COM | 10,286 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRIVETERRA ACQUISITION CORP | 74275N110 | WARR | 29,833 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WINNEBAGO INDS INC | 974637AB6 | BOND | 12,082 | $6,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| CHURCHILL CAPITAL CORP VII | 17144M110 | *W EXP 02/29/202 | 15,020 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CATCHA INVESTMENT CORP | g1962y110 | WT | 51,999 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SANDBRIDGE X2 CORP | 799792114 | *W EXP 03/11/202 | 24,666 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Gores Technology Partners II Inc | 38287L115 | Warrant | 10,000 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Dave Inc W Exp 01/05/202 | 23834J110 | SPAC Combination | 12,500 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Heliogen Inc | 42329E113 | Warrant | 13,848 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COINBASE GLOBAL INC | 19260QAB3 | NOTE 0.500% 6/0 | 9,853 | $5,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| BRIDGEBIO PHARMA INC | 09077J107 | COM | 12,500 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OMNICELL COM | 68213NAD1 | NOTE 0.250% 9/1 | 4,198 | $5,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| Constellation Acquisition Corp I | G2R18K113 | WARRANT | 16,666 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VPC IMPACT ACQUISITION HLDG | G9460L118 | *W EXP 03/05/202 | 12,500 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DUNE ACQUISITION CORP | 265334110 | *W EXP 10/29/202 | 50,000 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AF ACQUISITION CORP | 001040112 | WTS | 33,333 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Wells Fargo & Company | 949746101 | COM | 100 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WHIRLPOOL CORP COM | 963320106 | Stock | 28 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CROWN PROPTECH ACQUISITIONS | g25741110 | WT | 16,666 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRAEMAR HOTELS & RESORTS INC | 10482BAB7 | NOTE 4.500% 6/0 | 97,329 | $4,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 9,085 | $4,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| WAYFAIR INC | 94419LAM3 | NOTE 0.625%10/0 | 9,021 | $4,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| COMPUTE HEALTH ACQUISITIN CO | 204833115 | *W EXP 01/25/202 | 12,500 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 7GC & CO HOLDINGS INC | 81786A115 | *W EXP 12/28/202 | 20,000 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STRATIM CLOUD ACQUISITION CO | 86309R115 | *W EXP 03/05/202 | 33,333 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NDACW US 31 Dec 27 C11.5 | 65413D113 | *W EXP 02/26/202 | 9,075 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VTAQW 30SEP25 11.5 C | 92280L119 | COM | 23,661 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REDFIN CORP | 75737FAE8 | NOTE 0.500% 4/0 | 33,711 | $3,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| INSIGHT ENTERPRISES INC | 45765UAB9 | NOTE 0.750% 2/1 | 2,928 | $3,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| ALTERYX INC | 02156BAF0 | BOND | 5,281 | $3,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| OCA ACQUISITION CORP | 670865112 | *W EXP 01/14/202 | 22,295 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN FALCON ACQUISITION CO | 38102H117 | *W EXP 11/04/202 | 30,000 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| L CATTERTON ASIA ACQUISITION | G5346G117 | *W EXP 03/08/202 | 16,666 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FAST RADIUS INC | 31187R118 | WTS | 34,222 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPORTS VENTURES ACQUISIN COR | G8372A129 | WTS | 8,334 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KKR ACQUISITION HOLDING I CO | 48253T117 | WTS | 6,250 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POPULATION HEALTH INVS CO IN | G71716115 | *W EXP 10/01/202 | 8,333 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| G Squared Ascend I Inc | G4204R117 | Warrant | 10,000 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COVAW US 31 Dec 27 C11.5 | G2554Y120 | *W EXP 02/05/202 | 21,687 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TISHMAN SPEYER INNOVATION CO | 88825H118 | *W EXP 02/11/202 | 10,000 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 20,096 | $2,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 5,388 | $2,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| ZILLOW GROUP INC | 98954MAE1 | NOTE 0.750% 9/0 | 6,090 | $2,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 7,556 | $2,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| SNAP INC | 83304AAD8 | NOTE 0.250% 5/0 | 15,145 | $2,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 7,662 | $2,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN EAGLE OUTFITTERS IN | 02553EAB2 | NOTE 3.750% 4/1 | 13,282 | $2,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| VERINT SYSTEMS INC | 92343XAC4 | BOND | 4,991 | $2,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| PRIVETERRA ACQUISITION CORP | 876545112 | *W EXP 01/07/202 | 12,500 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CF ACQUISITION CORP IV | 12520T110 | *W EXP 12/31/202 | 9,280 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REDBALL ACQUISITION CORP | G7417R113 | *W EXP 08/17/202 | 12,166 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FTAC ATHENA ACQUISITION CORP | G37283119 | *W EXP 03/01/202 | 6,250 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FTAC PARNASSUS ACQUISITN COR | 30319B116 | *W EXP 03/10/202 | 6,250 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADARA ACQUISITION CORP | 00653H110 | *W EXP 02/11/202 | 12,500 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LANDCADIA HOLDINGS IV INC | 51477A112 | *W EXP 03/29/202 | 6,250 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EAST RES ACQUISITION CO | 274681113 | *W EXP 07/01/202 | 8,601 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JOFF FINTECH ACQUISITION COR | 46592C118 | WTS | 16,666 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARCLIGHT CLEAN TRANSITION II | G0R21B112 | WTS | 2,280 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AUSTERLITZ ACQUISITION | G0633D125 | *W EXP 02/19/202 | 6,250 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORD MTR CO COM | 345370860 | Stock | 100 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FISKER INC | 33813J106 | CL A COM STK | 100 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DROPBOX INC | 26210CAD6 | NOTE 3/0 | 3,378 | $1,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| BANDWIDTH INC | 05988JAD5 | NOTE 0.500% 4/0 | 2,875 | $1,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| XOS INC | 98423B116 | *W EXP 08/20/202 | 3,333 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OKTA INC | 679295AF2 | NOTE 0.375% 6/1 | 604 | $1,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| CRACKER BARREL OLD CTRY STOR | 22410JAB2 | cv | 1,722 | $1,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| BENTLEY SYS INC | 08265TAB5 | NOTE 0.125% 1/1 | 1,783 | $1,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| Q2 HLDGS INC | 74736LAF6 | NOTE 0.125%11/1 | 1,784 | $1,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 1,169 | $1,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| COHERUS BIOSCIENCES INC | 19249HAB9 | BOND | 6,833 | $1,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| SUSTAINABLE DEVELP ACQU I CO | 86934L111 | WARR | 19,000 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORTRESS VALUE ACQUIS CORP I | 34964G115 | *W EXP 12/31/202 | 5,159 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COLONNADE ACQUISITION CORP I | G2284B119 | *W EXP 99/99/999 | 5,000 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEDTECH ACQUISITION CORP | 58507N113 | *W EXP 12/22/202 | 10,800 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVITAE CORP | 46185LAB9 | NOTE 2.000% 9/0 | 23,372 | $1,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| LUX HEALTH TECH ACQUISITION | 55068A118 | *W EXP 11/30/202 | 8,333 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRIGHT LIGHTS ACQUISITION CO | 10920K119 | *W EXP 01/01/202 | 12,500 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATURAL ORDER ACQUISITION CO | 63889L115 | *W EXP 09/15/202 | 12,350 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 541 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| WHITING PETROLEUM CORP | 966387508 | COMMON STOCK | 833 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| DEXCOM INC | 252131AK3 | NOTE 0.250%11/1 | 216 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 2,095 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 109,710 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ISTAR INC | 45031UCB5 | NOTE 3.125% 9/1 | 146 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ALGONQUIN PWR UTILS CORP | 015857873 | CONV | 15,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| EVO ACQUISITION CORP | 30052G116 | WARR | 3,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| CLARIVATE PLC | G21810208 | CONV | 15,402 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| INTERDIGITAL INC | 45867GAB7 | BOND | 221 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| NEXTERA ENERGY INC | 65339F739 | CONV | 1,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ANZU SPECIAL ACQUISITIN CORP | 03737A200 | UNIT 01/27/2026 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| STANLEY BLACK & DECKER INC | 854502846 | UNIT 11/15/2022 | 210 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| SABRE CORP | 78573M203 | 6.50% CONV PFD A | 15,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| METALS ACQUISITION CORP | G60405118 | UNIT 99/99/9999 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-22-016114 | this filing | 2022-08-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001567619-22-016397 | base | 2022-08-17 | acceptance time not in the bulk data set |