13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2022-06-30, filed 2022-08-12, with 8,265 holding rows worth $878,928,893,000.
- Accession
- 0001567619-22-015794
- Filer
- CIK 70858
- Filed
- 2022-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2022
A holdings report, 27,800 entries on the cover page, a total value of $878,928,893,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $878,928,893,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBanc of America Strategic Ventures, Inc.028-20096
- included managerBofA Securities Europe SA028-20099
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 18,253 | $34,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 11,888 | $34,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 812 | $34,000 | thousands by filing date | |
| LATCH ORD | 51818V106 | COMMON STOCK | 29,610 | $34,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 700 | $34,000 | thousands by filing date | |
| VYNE THERAP. | 92941V209 | COM | 87,428 | $34,000 | thousands by filing date | |
| POLYPID LTD | M8001Q118 | SHS | 7,288 | $34,000 | thousands by filing date | |
| SKYWATER TECHNOLOGY INC COM | 83089J108 | Stock | 5,562 | $33,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q340 | BETABUILDERS US | 477 | $33,000 | thousands by filing date | |
| SURO CAP CORP | 86887Q109 | COM NEW | 5,087 | $33,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 533 | $33,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 4,451 | $33,000 | thousands by filing date | |
| OPPFI INC | 68386H103 | COMMON STOCK | 10,151 | $33,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 4,899 | $33,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 5,399 | $33,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 1,265 | $33,000 | thousands by filing date | |
| CERBERUS CYBER SENTINEL CORP | 15672X102 | COM | 9,079 | $33,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 30,375 | $33,000 | thousands by filing date | |
| SONENDO INC | 835431107 | Common Stocks | 19,065 | $33,000 | thousands by filing date | |
| AKOUOS INC | 00973J101 | COM | 7,089 | $33,000 | thousands by filing date | |
| OKLO INC COM CL A | 02156V109 | Stock | 3,272 | $32,000 | thousands by filing date | |
| ANNEXON INC | 03589W102 | COM | 8,478 | $32,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 1,331 | $32,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 600 | $32,000 | thousands by filing date | call |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 5,845 | $32,000 | thousands by filing date | |
| PROCURE SPACE ETF | 74280R205 | ETF | 1,625 | $32,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 4,226 | $32,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 1,062 | $32,000 | thousands by filing date | |
| AEROVATE THERAPEUTICS INC | 008064107 | COM | 2,031 | $32,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 889 | $32,000 | thousands by filing date | |
| SEMA4 HOLDINGS CORP | 81663L101 | COM | 25,200 | $32,000 | thousands by filing date | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 5,057 | $31,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 1,917 | $31,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 2,075 | $31,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 6,200 | $31,000 | thousands by filing date | |
| STARLING ONCOLOGY INC | 68236X100 | COMMON STOCK | 6,251 | $31,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 1,986 | $31,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y683 | ENHNCD CMMDTY ST | 1,342 | $31,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 2,769 | $31,000 | thousands by filing date | |
| ACHILLES THERAPEUTICS PL-ADR | 00449L102 | COM | 12,319 | $31,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 50,315 | $31,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 17,246 | $31,000 | thousands by filing date | |
| FATHOM DIGITAL MFG CORP | 31189Y103 | COM | 7,994 | $31,000 | thousands by filing date | |
| CANAAN INC | 134748102 | SPONSORED ADS | 9,298 | $30,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 5,061 | $30,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 4,754 | $30,000 | thousands by filing date | |
| KNIGHTSCOPE INC | 49907V102 | CLASS A COM | 10,000 | $30,000 | thousands by filing date | |
| PROPTECH INVESTMENT CORP II | 743497109 | CMN | 3,000 | $30,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 2,046 | $29,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 600 | $29,000 | thousands by filing date | put |
| CORMEDIX INC COM | 21900C308 | Stock | 7,276 | $29,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 3,559 | $29,000 | thousands by filing date | |
| QUIPT HOME MEDICAL CORP | 74880P104 | COM | 6,250 | $29,000 | thousands by filing date | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 1,410 | $29,000 | thousands by filing date | |
| CENTESSA PHARMACEUTICALS PLC | 152309100 | SPONSORED ADS | 6,046 | $29,000 | thousands by filing date | |
| BRILLIANT EARTH GROUP INC | 109504100 | CMN | 6,154 | $29,000 | thousands by filing date | |
| KALEYRA INC | 483379103 | COMMON EQUITY | 14,175 | $29,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 65,614 | $29,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 1,120 | $29,000 | thousands by filing date | |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 30,000 | $29,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25460G732 | MOONSHOT INNOVAT | 2,064 | $29,000 | thousands by filing date | |
| LANDOS BIOPHARMA INC | 515069102 | CMN | 40,280 | $29,000 | thousands by filing date | |
| POINTS COM INC | 73085G109 | COM | 1,200 | $29,000 | thousands by filing date | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 1,221 | $28,000 | thousands by filing date | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 11,900 | $28,000 | thousands by filing date | put |
| ABRDN GLOBAL INFRA INCOME FU | 00326W106 | COM SHS BEN INT | 1,535 | $28,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 693 | $28,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 4,961 | $28,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 841 | $28,000 | thousands by filing date | |
| VASTA PLATFORM LTD CL A | G9440A109 | Stock | 5,833 | $28,000 | thousands by filing date | |
| THE ARENA GROUP HOLDINGS INC | 040044109 | CMN | 3,080 | $28,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 17,000 | $28,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 834 | $28,000 | thousands by filing date | |
| SPIRE GLOBAL, INC. | 848560108 | COM | 24,109 | $28,000 | thousands by filing date | |
| ROOT INC | 77664L108 | COMMON STOCK | 22,985 | $28,000 | thousands by filing date | |
| LANDSEA HOMES CORP | 51509P103 | COM | 4,144 | $28,000 | thousands by filing date | |
| DEXCOM INC | 252131AK3 | NOTE 0.250%11/1 | 32,000 | $28,000 | thousands by filing date | principal |
| PROS HOLDINGS INC | 74346YAH6 | BOND | 30,000 | $28,000 | thousands by filing date | principal |
| ATERIAN INC | 02156U101 | COM | 12,947 | $28,000 | thousands by filing date | |
| Senti Biosciences, Inc. | 81726A100 | Common Stock | 14,305 | $28,000 | thousands by filing date | |
| EMBARK TECHNOLOGY INC | 29079J103 | COM | 54,570 | $28,000 | thousands by filing date | |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 6,153 | $27,000 | thousands by filing date | |
| CARTESIAN GROWTH CORP | G19276115 | *W EXP 02/26/202 | 61,000 | $27,000 | thousands by filing date | |
| NEW FOUND GOLD CORP | 64440N103 | COM | 5,895 | $27,000 | thousands by filing date | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 16,534 | $27,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 34,507 | $27,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 8,796 | $27,000 | thousands by filing date | |
| VALENS COMPANY INC-NEW | 91914P603 | COM NEW | 41,456 | $27,000 | thousands by filing date | |
| ESSA PHARMA INC | 29668H708 | COM NEW | 8,664 | $27,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 17,313 | $27,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B208 | COM NEW | 4,333 | $27,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 13,202 | $27,000 | thousands by filing date | |
| GAMIDA CELL LTD | M47364100 | SHS | 15,526 | $27,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L761 | CR SCD US BD | 555 | $26,000 | thousands by filing date | |
| BIRKS GROUP INC | 09088U109 | CL A COM | 5,000 | $26,000 | thousands by filing date | |
| IMMUTEP LTD | 45257L108 | SPONSORED ADS | 12,777 | $26,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 900 | $26,000 | thousands by filing date | |
| KORE GROUP HLDGS INC | 50066V107 | COM NEW | 8,345 | $26,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 6,273 | $26,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086AB7 | BOND | 24,000 | $26,000 | thousands by filing date | principal |
| NABORS ENERGY TRANSITION COR | 629567116 | *W EXP 11/17/202 | 100,000 | $26,000 | thousands by filing date | |
| BLOCKCHAIN MOON ACQUISITN CO | 09370F208 | UNIT 10/14/2026 | 2,625 | $26,000 | thousands by filing date | |
| NEVRO CORP | 64157FAC7 | NOTE 2.750% 4/0 | 28,000 | $26,000 | thousands by filing date | principal |
| NORTH MOUNTAIN MERGER CORP | 661204107 | CMN | 2,663 | $26,000 | thousands by filing date | |
| SOLUNA HOLDINGS INC | 583543103 | COM NEW | 6,348 | $26,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 802 | $25,000 | thousands by filing date | |
| ERO COPPER CORP COM | 296006109 | Stock | 2,923 | $25,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 6,410 | $25,000 | thousands by filing date | |
| CARDIOL THERAPEUTICS INC | 14161Y200 | COM CL A | 19,113 | $25,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 5,548 | $25,000 | thousands by filing date | |
| MARKETWISE INC | 57064P107 | COM CL A | 6,816 | $25,000 | thousands by filing date | |
| EROS MEDIA WORLD PLC | g3788r105 | COM | 10,333 | $25,000 | thousands by filing date | |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 28,842 | $25,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 6,420 | $25,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 3,202 | $25,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614WAB6 | NOTE 2/1 | 40,000 | $25,000 | thousands by filing date | principal |
| KULR TECHNOLOGY GROUP INC | 50125G109 | COM | 16,275 | $25,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 25,000 | $25,000 | thousands by filing date | principal |
| TREVENA INC | 89532E109 | COM | 60,447 | $25,000 | thousands by filing date | |
| DUDDELL STREET ACQUISITN COR | G28553108 | CMN | 2,500 | $25,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 200 | $24,000 | thousands by filing date | put |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 6,629 | $24,000 | thousands by filing date | |
| DBX ETF TR | 233051192 | XTKR EMGRIN MKTS | 899 | $24,000 | thousands by filing date | |
| Ouster Inc | 68989M103 | COM | 14,674 | $24,000 | thousands by filing date | |
| VOLTA INC | 92873V102 | COM CL A | 17,785 | $24,000 | thousands by filing date | |
| NUTEX HEALTH INC | 67079U108 | COM | 7,574 | $24,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 2,205 | $24,000 | thousands by filing date | |
| CORE SCIENTIFIC INC | 21873J108 | Common Stock | 16,295 | $24,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P777 | FTSE HONG KONG | 1,069 | $24,000 | thousands by filing date | |
| SHIFT TECHNOLOGIES INC | 82452T107 | CL A | 36,736 | $24,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISI CORP | 34964K108 | COM CL A | 2,414 | $24,000 | thousands by filing date | |
| DBX ETF TR | 233051598 | XTRACK MSCI ALL | 1,105 | $24,000 | thousands by filing date | |
| SPDR SER TR | 78468R127 | S&P INTERNET ETF | 318 | $24,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 24,510 | $24,000 | thousands by filing date | |
| WEWORK INC | 96209A112 | *W EXP 10/20/202 | 30,300 | $24,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 300 | $23,000 | thousands by filing date | put |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 600 | $23,000 | thousands by filing date | call |
| REDWIRE CORPORATION | 75776W103 | COM | 7,530 | $23,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 5,968 | $23,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 2,493 | $23,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 524 | $23,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G609 | CMN | 500 | $23,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P405 | CMN | 669 | $23,000 | thousands by filing date | |
| ALITHYA GROUP INC | 01643b106 | COM | 9,700 | $23,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 1,939 | $23,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 2,500 | $23,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 11,000 | $23,000 | thousands by filing date | |
| RALLYBIO CORP | 75120L100 | COM | 3,033 | $23,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 23,319 | $23,000 | thousands by filing date | |
| AUTHENTIC EQUITY ACQUISTN CO | G06607124 | *W EXP 01/20/202 | 225,137 | $23,000 | thousands by filing date | |
| SUPERNOVA PARTN ACQ CO III L | G8T90F102 | SHS CL A | 2,330 | $23,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRGY SHS BEN INT | 151461209 | CEF | 1,462 | $23,000 | thousands by filing date | |
| PROFRAC HLDG CORP | 74319N100 | CLASS A COM | 1,210 | $22,000 | thousands by filing date | |
| D-MARKET ELECTR SVCS TRY 0.2 | 23292B104 | SPONSORED ADS | 36,519 | $22,000 | thousands by filing date | |
| CION INVT CORP | 17259U204 | COM | 2,532 | $22,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 700 | $22,000 | thousands by filing date | call |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 1,113 | $22,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 807 | $22,000 | thousands by filing date | |
| NERDY INC | 64081V109 | CL A COM | 10,338 | $22,000 | thousands by filing date | |
| RANI THERAPEUTICS HLDGS INC | 753018100 | CMN | 2,145 | $22,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 14,815 | $22,000 | thousands by filing date | |
| SONOMA PHARMACEUTICALS INC | 83558L204 | COM NEW | 7,426 | $22,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 9,000 | $22,000 | thousands by filing date | |
| SONO GROUP N V | N81409109 | COM | 7,629 | $22,000 | thousands by filing date | |
| NEOVASC INC | 64065J403 | COM NEW | 3,610 | $22,000 | thousands by filing date | |
| Concord Acquisition Corp | 206071110 | *W EXP 11/28/202 | 20,500 | $22,000 | thousands by filing date | |
| VIRGINIA NATIONAL BANKSHARES | 928031103 | COMMON STOCK | 675 | $21,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P595 | SENIOR LOAN ETF | 917 | $21,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 7,842 | $21,000 | thousands by filing date | |
| BRASILAGRO COMPANHIA BRASILE | 10554B104 | SPONSORED ADR | 4,332 | $21,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 6,370 | $21,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978AAC8 | NOTE 0.125%12/1 | 24,000 | $21,000 | thousands by filing date | principal |
| HEALTH CATALYST INC | 42225TAB3 | BOND | 24,000 | $21,000 | thousands by filing date | principal |
| ADTHEORENT HOLDING COMPANY | 00739D109 | COM | 7,060 | $21,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 7,611 | $21,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 17,045 | $21,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L105 | SHS CL A | 2,111 | $21,000 | thousands by filing date | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 2,400 | $21,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J305 | MULTIFACTOR CO | 568 | $21,000 | thousands by filing date | |
| BOXLIGHT CORP | 103197109 | COM CL A | 31,488 | $21,000 | thousands by filing date | |
| PMV PHARMACEUTICALS INC | 69353Y103 | COM | 1,400 | $20,000 | thousands by filing date | put |
| TIZIANA LIFE SCIENCES LTD | G88912103 | COMMON SHARES | 26,892 | $20,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 3,193 | $20,000 | thousands by filing date | |
| Afya Ltd-Class A | G01125106 | COM | 2,008 | $20,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 3,635 | $20,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 5,000 | $20,000 | thousands by filing date | |
| BATTALION OIL CORP | 07134L107 | COM | 2,357 | $20,000 | thousands by filing date | |
| BLOCK INC | 852234AJ2 | NOTE 5/0 | 26,000 | $20,000 | thousands by filing date | principal |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A105 | COM CL A | 7,438 | $20,000 | thousands by filing date | |
| EYENOVIA INC | 30234E104 | COM | 10,000 | $20,000 | thousands by filing date | |
| VACASA INC | 91854V107 | COM | 6,907 | $20,000 | thousands by filing date | |
| PANACEA ACQUISITION CORP II | G6882C106 | COM | 2,060 | $20,000 | thousands by filing date | |
| DISRUPTIVE ACQUISITION CORP | G2770Y102 | CLASS A ORD SHS | 2,000 | $20,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 39,512 | $20,000 | thousands by filing date | |
| DBX ETF TR | 233051762 | XTRACK MSCI CHNA | 579 | $20,000 | thousands by filing date | |
| QUALIGEN THERAPEUTICS INC | 74754R103 | COM | 35,031 | $20,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 672 | $19,000 | thousands by filing date | |
| SEVEN HILLS REALTY TRUST | 81784E101 | REIT | 1,816 | $19,000 | thousands by filing date | |
| BNY MELLON ETF TRUST | 09661T404 | INTERNATIONL EQT | 320 | $19,000 | thousands by filing date | |
| INNOVATOR U.S. EQUITY BUFFER ETF - MAY | 45782C326 | ETF | 658 | $19,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 10,137 | $19,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 400 | $19,000 | thousands by filing date | |
| 26 Capital Acquisition Corp | 90138P118 | Warrant | 64,994 | $19,000 | thousands by filing date | |
| Skillsoft Corp. | 83066P200 | Common | 5,445 | $19,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 24,455 | $19,000 | thousands by filing date | |
| ALTERYX INC | 02156BAD5 | BOND | 21,000 | $19,000 | thousands by filing date | principal |
| CEDAR REALTY TRUST INC | 150602605 | COM NEW | 643 | $19,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 42,308 | $19,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 1,700 | $18,000 | thousands by filing date | |
| THORNBURG INCM BUILDER OPP T | 885213108 | COM | 1,250 | $18,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 10,743 | $18,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 11,000 | $18,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 9,495 | $18,000 | thousands by filing date | |
| NATUZZI S P A | 63905A200 | SPON ADS | 2,439 | $18,000 | thousands by filing date | |
| BLACKSKY TECHNOLOGY INC | 09263B108 | COM CL A | 7,703 | $18,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 17,000 | $18,000 | thousands by filing date | principal |
| FINCH THERAPEUTICS GROUP INC | 31773D101 | COM | 6,441 | $18,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 2,157 | $18,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 18,000 | $18,000 | thousands by filing date | principal |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 11,132 | $18,000 | thousands by filing date | |
| REDBOX ENTERTAINMENT INC | 75724T103 | CMN | 2,469 | $18,000 | thousands by filing date | |
| FAST ACQUISITION CORP. CMN | 311875108 | COM | 1,750 | $18,000 | thousands by filing date | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 3,508 | $17,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 5,000 | $17,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 2,032 | $17,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 300 | $17,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 3,964 | $17,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 9,892 | $17,000 | thousands by filing date | |
| BRAEMAR HOTELS & RESORTS INC | 10482B200 | 5.5 CUM CV PFD B | 1,071 | $17,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 5,407 | $17,000 | thousands by filing date | |
| A K A BRANDS HLDG CORP COM SHS | 00152K101 | Stock | 6,248 | $17,000 | thousands by filing date | |
| IMMUNIC INC | 4525EP101 | COM | 5,013 | $17,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AU8 | NOTE 0.125%11/1 | 17,000 | $17,000 | thousands by filing date | principal |
| AUDACY INC | 05070N103 | COM | 18,288 | $17,000 | thousands by filing date | |
| PARDES BIOSCIENCES INC | 69945Q105 | COM | 5,675 | $17,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 300 | $17,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 16,103 | $17,000 | thousands by filing date | |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 200 | $16,000 | thousands by filing date | call |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 600 | $16,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33741X102 | SMID RISNG ETF | 650 | $16,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C359 | EMRGNG MKT APRIL | 709 | $16,000 | thousands by filing date | |
| SANARA MEDTECH INC | 79957L100 | COMMON STOCK | 758 | $16,000 | thousands by filing date | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 15,247 | $16,000 | thousands by filing date | |
| NEUROPACE INC | 641288105 | COMMON STOCK | 3,176 | $16,000 | thousands by filing date | |
| INMUNE BIO INC | 45782T105 | COM | 1,858 | $16,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222AK0 | NOTE 2.250% 3/1 | 14,000 | $16,000 | thousands by filing date | principal |
| High Templar Tech Limit | 747798106 | COM | 15,001 | $16,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G179 | CMN | 300 | $16,000 | thousands by filing date | call |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 1,204 | $16,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 200 | $16,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 8,983 | $16,000 | thousands by filing date | |
| BUZZFEED INC CL A NEW | 12430A102 | Stock | 10,567 | $16,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 13,474 | $16,000 | thousands by filing date | |
| NEW YORK CITY REIT INC | 649439205 | COM | 2,959 | $16,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 7,661 | $16,000 | thousands by filing date | |
| GUILD HLDGS CO | 40172N107 | CL A | 1,609 | $16,000 | thousands by filing date | |
| FASTLY INC | 31188VAB6 | NOTE 3/1 | 22,000 | $16,000 | thousands by filing date | principal |
| CLENE INC | 185634102 | COM | 6,091 | $16,000 | thousands by filing date | |
| HIGHPEAK ENERGY INC | 43114Q121 | *W EXP 08/21/202 | 1,000 | $16,000 | thousands by filing date | |
| ETSY INC | 29786AAC0 | NOTE 3/0 | 8,000 | $16,000 | thousands by filing date | principal |
| INVESCO EXCHNG TRADED FD TR | 46138E412 | RUSEL 1000 LOW | 458 | $16,000 | thousands by filing date | |
| METALS ACQUISITION CORP | G60405126 | *W EXP 99/99/999 | 33,333 | $16,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 58,089 | $16,000 | thousands by filing date | |
| PERASO INC | 71360T101 | COM | 8,569 | $16,000 | thousands by filing date | |
| SOUNDHOUND AI INC CLASS A COM | 836100107 | Stock | 5,677 | $15,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P827 | FTSE CANADA | 500 | $15,000 | thousands by filing date | |
| GETNET ADQUIRENCIA E SERVIC NP | 37428A103 | SPONSORED ADS | 9,253 | $15,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 1,141 | $15,000 | thousands by filing date | |
| ORANGE COUNTY BANCORP INC | 68417L107 | COMMON STOCK | 400 | $15,000 | thousands by filing date | |
| RAND CAP CORP COM NEW | 752185207 | CEF | 1,000 | $15,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 1,075 | $15,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108805 | AMPLIFY LITHIUM | 1,000 | $15,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 4,466 | $15,000 | thousands by filing date | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 4,500 | $15,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 1,200 | $15,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 703 | $15,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 7,140 | $15,000 | thousands by filing date | |
| EVOLENT HEALTH INC | 30050BAD3 | NOTE 1.500%10/1 | 13,000 | $15,000 | thousands by filing date | principal |
| VIRNETX HLDG CORP | 92823T108 | COM | 12,409 | $15,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID CAP ETF | 46434G202 | ETF | 1,723 | $15,000 | thousands by filing date | |
| MCLOUD TECHNOLOGIES CORP | 582270609 | COM NEW | 5,000 | $15,000 | thousands by filing date | |
| BBQ HLDGS INC | 05551A109 | CMN | 1,400 | $15,000 | thousands by filing date | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 100 | $14,000 | thousands by filing date | put |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 300 | $14,000 | thousands by filing date | call |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 300 | $14,000 | thousands by filing date | call |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 1,200 | $14,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 2,003 | $14,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 1,000 | $14,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C623 | EMERGING MKT PWR | 600 | $14,000 | thousands by filing date | |
| LENSAR INC | 52634L108 | COM | 2,092 | $14,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 4,272 | $14,000 | thousands by filing date | |
| ACRES COMMERCIAL REALTY CORP | 00489Q102 | REIT | 1,656 | $14,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 18,575 | $14,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 2,941 | $14,000 | thousands by filing date | |
| STRAN & CO INC | 86260J102 | COMMON STOCK | 8,673 | $14,000 | thousands by filing date | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 1,500 | $14,000 | thousands by filing date | |
| IHUMAN INC | 45175B109 | CMN | 5,943 | $14,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 1,300 | $14,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 1,602 | $14,000 | thousands by filing date | |
| OMEGA THERAPEUTICS INC | 68217N105 | COMMON STOCK | 3,756 | $14,000 | thousands by filing date | |
| FORIAN INC | 34630N106 | cs | 3,217 | $14,000 | thousands by filing date | |
| SCYNEXIS INC | 811292200 | COM NEW | 7,554 | $14,000 | thousands by filing date | |
| INTEGRATED RAIL AND RE -CW23 | 45827R114 | COM | 50,000 | $14,000 | thousands by filing date | |
| GREENLIGHT BIOSCIENCES HOLDING | 39536G105 | Common Stock | 6,669 | $14,000 | thousands by filing date | |
| AMPCO-PITTSBURG CORP | 032037111 | *W EXP 08/01/202 | 33,605 | $14,000 | thousands by filing date | |
| SOS LIMITED | 83587W106 | SPNSORD ADS NEW | 79,540 | $14,000 | thousands by filing date | |
| CIAN PLC | 83418T108 | ADS | 4,278 | $14,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 12,848 | $14,000 | thousands by filing date | |
| KAMAN CORP | 483548AF0 | BOND | 16,000 | $14,000 | thousands by filing date | principal |
| JOHN HANCOCK EXCHANGE TRADED | 47804J800 | MLTFACTR MATLS | 335 | $14,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 100 | $13,000 | thousands by filing date | call |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 9,128 | $13,000 | thousands by filing date | |
| CELLEBRITE DI LTD ORDINARY SHARES | M2197Q107 | Stock | 2,635 | $13,000 | thousands by filing date | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 576 | $13,000 | thousands by filing date | |
| TERAWULF INC | 88080T104 | COM | 10,802 | $13,000 | thousands by filing date | |
| NORTHEAST CMNTY BANCORP INC | 664121100 | COM | 1,072 | $13,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C557 | US EQTY BUF DEC | 441 | $13,000 | thousands by filing date | |
| AN2 THERAPEUTICS INC | 037326105 | COM | 1,639 | $13,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J776 | PFD INCOME ETF | 600 | $13,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P637 | FTSE JAPAN HDG | 463 | $13,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 49,494 | $13,000 | thousands by filing date | |
| SKILLZ INC | 83067L109 | COM | 10,600 | $13,000 | thousands by filing date | put |
| BOLT BIOTHERAPEUTICS INC | 097702104 | COM | 6,026 | $13,000 | thousands by filing date | |
| ENTHUSIAST GAMING HLDGS INC | 29385B109 | COM | 6,667 | $13,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 14,081 | $13,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y228 | CLEANTECH ETF | 985 | $13,000 | thousands by filing date | |
| LEGATO MERGER CORP II | 52473Y112 | *W EXP 09/01/202 | 50,000 | $13,000 | thousands by filing date | |
| BERENSON ACQUISITION CORP I | 083690206 | UNIT 99/99/9999 | 1,300 | $13,000 | thousands by filing date | |
| GIGCAPITAL 5 INC | 37519U117 | *W EXP 03/28/202 | 200,000 | $13,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 690 | $13,000 | thousands by filing date | |
| FOUNDER SPAC | G3661E114 | *W EXP 04/19/202 | 50,000 | $13,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 720 | $12,000 | thousands by filing date | |
| GLOBAL BUSINESS TRAVEL GROUP COM CL A | 37890B100 | Stock | 1,852 | $12,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 12,000 | $12,000 | thousands by filing date | call |
| DRAFTKINGS INC NEW | 26142V105 | COM CL A | 1,000 | $12,000 | thousands by filing date | call |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 3,949 | $12,000 | thousands by filing date | |
| KARAT PACKAGING INC | 48563L101 | COM | 715 | $12,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 1,046 | $12,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 104 | $12,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 1,300 | $12,000 | thousands by filing date | |
| ISHARES MSCI JAPAN VALUE ETF | 46435U374 | ETF | 523 | $12,000 | thousands by filing date | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 1,434 | $12,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 4,000 | $12,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 6,029 | $12,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 25,157 | $12,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 1,211 | $12,000 | thousands by filing date | |
| HOME PT CAPITAL INCORPORATED | 43734L106 | COM | 3,067 | $12,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 9,000 | $12,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 5,001 | $12,000 | thousands by filing date | |
| DYNATRONICS CORP | 268157401 | COM NEW | 20,000 | $12,000 | thousands by filing date | |
| AUSTERLITZ ACQUISITION CORP | G0633U127 | *W EXP 02/19/202 | 97,800 | $12,000 | thousands by filing date | |
| FIRST EAGLE ALTR CAP BDC INC | 26943B100 | COM | 3,334 | $12,000 | thousands by filing date | |
| HIVE BLOCKCHAIN TECHNLGIES L | 43366H704 | COM NEW | 4,130 | $12,000 | thousands by filing date | |
| BIOMERICA INC | 09061H307 | COM NEW | 4,032 | $12,000 | thousands by filing date | |
| ROSE HILL ACQUISITION CORP | G7637J123 | *W EXP 10/07/202 | 50,000 | $12,000 | thousands by filing date | |
| INFINITE ACQUISITION CORP | G48028123 | *W EXP 11/23/202 | 50,000 | $12,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 15,079 | $12,000 | thousands by filing date | |
| GOGREEN INVESTMENTS CORP | G9461B119 | WTS | 50,000 | $12,000 | thousands by filing date | |
| ALPHA CAPITAL ACQUISITION CO | G0316P122 | *W EXP 02/16/202 | 48,038 | $12,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 1,797 | $11,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 2,000 | $11,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 833 | $11,000 | thousands by filing date | |
| ALPHA TEKNOVA INC | 02080L102 | COMMON STOCK | 1,318 | $11,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 1,200 | $11,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 1,070 | $11,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 25,000 | $11,000 | thousands by filing date | principal |
| WEREWOLF THERAPEUTICS INC | 95075A107 | CMN | 2,694 | $11,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 14,000 | $11,000 | thousands by filing date | principal |
| SOLAREDGE TECHNOLOGIES INC | 83417MAD6 | NOTE 9/1 | 9,000 | $11,000 | thousands by filing date | principal |
| VINCERX PHARMA INC | 92731L106 | COM NEW | 8,005 | $11,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 4,130 | $11,000 | thousands by filing date | |
| LIVE OAK CRESTVIEW CLIMATE A | 538086208 | UNIT 99/99/9999 | 1,100 | $11,000 | thousands by filing date | |
| EBET INC | 278700109 | COM | 4,712 | $11,000 | thousands by filing date | |
| TECH AND ENERGY TRANSITION | 87823R110 | *W EXP 03/31/202 | 72,144 | $11,000 | thousands by filing date | |
| SPINNAKER ETF SERIES | 84858T509 | TRAJAN WEALTH | 1,241 | $11,000 | thousands by filing date | |
| BIOTE CORP | 090683111 | WTS | 25,000 | $11,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 601 | $11,000 | thousands by filing date | |
| BIG SKY GROWTH PARTNERS INC | 08954L110 | *W EXP 04/01/202 | 48,854 | $11,000 | thousands by filing date | |
| Avantis Emerging Markets Equity ETF | 025072604 | SHS | 192 | $10,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 100 | $10,000 | thousands by filing date | put |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 4,117 | $10,000 | thousands by filing date | |
| PERPETUA RESOURCES CORP | 714266103 | COM | 2,976 | $10,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 8,893 | $10,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 5,504 | $10,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 874 | $10,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 7,797 | $10,000 | thousands by filing date | |
| CLIMB BIO INC | 28658R106 | COMMON STOCK | 3,384 | $10,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 500 | $10,000 | thousands by filing date | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 457 | $10,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J445 | INVSC 30 MUNI BD | 448 | $10,000 | thousands by filing date | |
| BLOCK INC | 852234AK9 | NOTE 0.250%11/0 | 13,000 | $10,000 | thousands by filing date | principal |
| Rafael Holdings Inc Class B | 75062E106 | COM | 5,634 | $10,000 | thousands by filing date | |
| EMPIRE PETE CORP | 292034303 | COM | 853 | $10,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 1,420 | $10,000 | thousands by filing date | |
| Cango Inc/KY | 137586103 | ADS | 4,500 | $10,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 8,000 | $10,000 | thousands by filing date | principal |
| SPLUNK INC | 848637AD6 | BOND | 11,000 | $10,000 | thousands by filing date | principal |
| SUSTAINABLE DEVELP ACQU I CO | 86934L103 | COM | 1,000 | $10,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156QAB4 | BOND | 4,000 | $10,000 | thousands by filing date | principal |
| VISTRA CORP | 92840M128 | COM | 36,746 | $10,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 22,001 | $10,000 | thousands by filing date | |
| HANNON ARMSTRONG SUST INFR C | 41068XAD2 | BOND | 10,000 | $10,000 | thousands by filing date | principal |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 878 | $10,000 | thousands by filing date | |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 4,581 | $10,000 | thousands by filing date | |
| IMMUNOPRECISE ANTIBODIES LTDCOM NEW | 45257F200 | cs | 2,600 | $10,000 | thousands by filing date | |
| EXCELFIN ACQUISITION CORP | 30069X110 | *W EXP 10/25/202 | 50,000 | $10,000 | thousands by filing date | |
| PROSPECTOR CAPITAL CORP | G7273A113 | *W EXP 01/11/202 | 94,166 | $10,000 | thousands by filing date | |
| SCHULTZE SPL PURP ACQ CORP I | 808212112 | *W EXP 04/13/202 | 50,000 | $10,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 16,955 | $10,000 | thousands by filing date | |
| NORTH ATLANTIC ACQUISITN COR | G66139109 | CL A SHS | 971 | $10,000 | thousands by filing date | |
| QUADRO ACQUISITION ONE CORP | G52807107 | CL A SHS | 1,000 | $10,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B362 | NYLI 500 INTERNA | 365 | $10,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D200 | COMMON | 6,667 | $10,000 | thousands by filing date | |
| FRAZIER LIFESCIENCES ACQU CO | G3710A105 | CMN | 1,022 | $10,000 | thousands by filing date | |
| ARCLIGHT CLEAN TRANSITION II | G0R21B112 | WTS | 9,780 | $10,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 10,002 | $10,000 | thousands by filing date | |
| ARGUS CAPITAL CORP-CL A | 04026L113 | *W EXP 08/31/202 | 50,000 | $10,000 | thousands by filing date | |
| Gores Technology Partners II Inc | 38287L115 | Warrant | 25,400 | $10,000 | thousands by filing date | |
| BLUE OWL CAPITAL INC | 09581B111 | *W EXP 05/19/202 | 5,000 | $10,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 200 | $9,000 | thousands by filing date | put |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 300 | $9,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 100 | $9,000 | thousands by filing date | put |
| ETF SER SOLUTIONS | 26922A420 | DEFIA QUANT ETF | 226 | $9,000 | thousands by filing date | |
| THE REAL BROKERAGE INC | 75585H206 | COM NEW | 5,839 | $9,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 1,000 | $9,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R671 | STATE STREET SPD | 202 | $9,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 1,501 | $9,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 4,000 | $9,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 1,442 | $9,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 2,229 | $9,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 1,243 | $9,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P843 | CMN | 347 | $9,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 3,000 | $9,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y772 | AGING POPUL ETF | 375 | $9,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 3,000 | $9,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 2,362 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y618 | BIOREVOLUTION FD | 500 | $9,000 | thousands by filing date | |
| INCOME OPPORTUNITY RLTY INVS | 452926108 | COM | 819 | $9,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 6,659 | $9,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 1,536 | $9,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G773 | WORK FROM HOME | 198 | $9,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 09077J107 | COM | 20,050 | $9,000 | thousands by filing date | |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 8,000 | $9,000 | thousands by filing date | principal |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 7,000 | $9,000 | thousands by filing date | principal |
| TORTOISEECOFIN ACQUISITION C | G8956E109 | COM | 900 | $9,000 | thousands by filing date | |
| PORTAGE BIOTECH INC | G7185A128 | COM | 1,317 | $9,000 | thousands by filing date | |
| VINCO VENTURES INC | 927330100 | COM | 7,336 | $9,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 10,000 | $9,000 | thousands by filing date | principal |
| MEI PHARMA INC | 55279B202 | COM NEW | 14,861 | $9,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 3,076 | $9,000 | thousands by filing date | |
| FTAC ZEUS ACQUISITION COR | 30320F114 | *W EXP 04/15/202 | 50,000 | $9,000 | thousands by filing date | |
| MERCATO PARTNERS ACQUISITION | 58759A207 | UNIT 10/29/2026 | 900 | $9,000 | thousands by filing date | |
| BIOCARDIA INC | 09060U507 | COM | 6,528 | $9,000 | thousands by filing date | |
| SIMON PROPERTY GRP ACQ HOLDI | 82880R202 | UNIT 99/99/9999 | 950 | $9,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 200 | $8,000 | thousands by filing date | put |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 500 | $8,000 | thousands by filing date | put |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 1,448 | $8,000 | thousands by filing date | |
| DOUBLELINE ETF TRUST | 25861R204 | SHIL CAP U S ETF | 390 | $8,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 1,266 | $8,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 10,016 | $8,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 2,257 | $8,000 | thousands by filing date | |
| Ishares Bb Rated Corp B | 46435U473 | COM | 190 | $8,000 | thousands by filing date | |
| Youdao Inc - Adr | 98741T104 | COM | 1,537 | $8,000 | thousands by filing date | |
| URANIUM RTY CORP | 91702V101 | COM | 3,535 | $8,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 433 | $8,000 | thousands by filing date | |
| BIOCERES CROP SOLUTIONS CORP | G1117K114 | CMN | 543 | $8,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 236 | $8,000 | thousands by filing date | |
| RAPID MICRO BIOSYSTEMS INC | 75340L104 | CLASS A COM | 2,017 | $8,000 | thousands by filing date | |
| JEWETT CAMERON TRADING LTD | 47733C207 | COM NEW | 1,200 | $8,000 | thousands by filing date | |
| ALTENERGY ACQUISITION CORP | 02157M116 | *W EXP 10/29/202 | 49,000 | $8,000 | thousands by filing date | |
| DevvStream Corp | 34417L117 | Warrant | 50,000 | $8,000 | thousands by filing date | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 7,410 | $8,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 449 | $8,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 7,837 | $8,000 | thousands by filing date | |
| ONTRAK INC | 683373104 | COM | 7,819 | $8,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 1,947 | $8,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 11,000 | $8,000 | thousands by filing date | principal |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 9,000 | $8,000 | thousands by filing date | principal |
| EXSCIENTIA PLC | 30223G102 | ADS | 750 | $8,000 | thousands by filing date | |
| VOR BIOPHARMA INC | 929033108 | COM | 1,455 | $8,000 | thousands by filing date | |
| SIGILON THERAPEUTICS INC | 82657L107 | COM | 9,725 | $8,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 3,406 | $8,000 | thousands by filing date | |
| LIVEVOX HOLDING INC | 53838L100 | COM | 4,849 | $8,000 | thousands by filing date | |
| Roth CH Acquisition Co | G88935120 | WARRANT | 50,000 | $8,000 | thousands by filing date | |
| BEARD ENERGY TRANSITION ACQ | 07402Q119 | *W EXP 99/99/999 | 50,000 | $8,000 | thousands by filing date | |
| AXIOS SUSTAINABLE GRW ACQ CO | G0703K116 | *W EXP 99/99/999 | 100,000 | $8,000 | thousands by filing date | |
| VAHANNA TECH EDGE ACQSTN I C | G9320Z117 | *W EXP 11/30/202 | 50,000 | $8,000 | thousands by filing date | |
| DHB CAPITAL CORP | 23291W117 | *W EXP 03/31/202 | 67,699 | $8,000 | thousands by filing date | |
| TARGET GLOBAL ACQUISI I CORP | G8675N117 | UNIT 99/99/9999 | 800 | $8,000 | thousands by filing date | |
| CRESCERA CAP ACQUISITION COR | G26507114 | *W EXP 11/18/202 | 50,000 | $8,000 | thousands by filing date | |
| ENTERPRISE 4.0 TEC ACQSTN CO | G3137C114 | *W EXP 10/21/202 | 50,000 | $8,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771VAB4 | NOTE 1.500%10/0 | 10,000 | $8,000 | thousands by filing date | principal |
| TABULA RASA HEALTHCARE INC | 873379AA9 | NOTE | 12,000 | $8,000 | thousands by filing date | principal |
| EMBARK TECHNOLOGY INC | 29079J103 | COM | 14,900 | $8,000 | thousands by filing date | put |
| SOAR TECHNOLOGY ACQUISN CORP | G82472120 | *W EXP 99/99/999 | 66,666 | $8,000 | thousands by filing date | |
| COLICITY INC | 194170114 | *W EXP 02/24/202 | 37,888 | $8,000 | thousands by filing date | |
| BIGBEAR AI HLDGS INC COM | 08975B109 | Stock | 1,774 | $7,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 3,000 | $7,000 | thousands by filing date | call |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 1,343 | $7,000 | thousands by filing date | |
| PATRIA INVESTMENTS LIMITED | G69451105 | COM CL A | 500 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-22-015794 | this filing | 2022-08-12 | acceptance time not in the bulk data set |