13F-HR filed by NOMURA HOLDINGS INC
NOMURA HOLDINGS INC filed this 13F-HR for the quarter ended 2022-03-31, filed 2022-05-18, with 1,934 holding rows worth $33,411,215,000.
- Accession
- 0001567619-22-011132
- Filer
- CIK 1163653
- Filed
- 2022-05-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2022
A holdings report, 2,459 entries on the cover page, a total value of $33,411,215,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $33,411,215,000 with VALUE read as thousands by filing date, 13F file number 028-10594. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNOMURA SECURITIES INTERNATIONAL INC028-04983
- included managerNOMURA INTERNATIONAL PLC028-04985
- included managerNOMURA SECURITIES BERMUDA LTD028-04993
- included managerNOMURA GLOBAL FINANCIAL PRODUCTS INC028-15494
- included managerNOMURA SECURITIES CO LTD028-04979
- included managerNomura Corporate Research & Asset Management Inc.028-13982
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TREPONT ACQUISITION CORP I | G9095M101 | SHS CL A | 25,000 | $251,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 1,700 | $250,000 | thousands by filing date | put |
| THE COOPER COMPANIES | 216648402 | COM NEW | 585 | $250,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 7,800 | $248,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 1,400 | $248,000 | thousands by filing date | put |
| ARYA SCIENCES ACQU CORP IV | G31659108 | COM | 25,253 | $248,000 | thousands by filing date | |
| B RILEY PRINCIPAL 150 MERGER | 05601V103 | COM CL A | 25,000 | $248,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 6,704 | $247,000 | thousands by filing date | |
| SPORTS VENTURES ACQUISIN COR | G8372A103 | CMN | 25,002 | $247,000 | thousands by filing date | |
| BRIGHT LIGHTS ACQUISITION CO | 10920K101 | CMN | 25,000 | $247,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 803 | $246,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 567 | $245,000 | thousands by filing date | |
| KINS TECHNOLOGY GROUP INC | 49714K109 | COM CL A | 24,322 | $245,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 6,758 | $244,000 | thousands by filing date | |
| COLONNADE ACQUISITION CORP I | G2284B101 | SHS CL A | 25,000 | $244,000 | thousands by filing date | |
| FTAC PARNASSUS ACQUISITN COR | 30319B108 | CLASS A COM | 25,000 | $244,000 | thousands by filing date | |
| LANDCADIA HOLDINGS IV INC | 51477A104 | CLASS A COM | 25,000 | $244,000 | thousands by filing date | |
| AMERICAS TECHNOLOGY ACQUISIT | G0404A102 | COM | 23,753 | $244,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,042 | $243,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 25,600 | $243,000 | thousands by filing date | |
| NATURAL ORDER ACQUISITION CO | 63889L107 | CMN | 24,700 | $243,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 1,158 | $242,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 394 | $241,000 | thousands by filing date | |
| SHELTER ACQUISITION CORP I | 822821104 | CLASS A COM | 24,581 | $241,000 | thousands by filing date | |
| MOONLAKE IMMUNOTHERAPEUTICS | G4444C102 | COM | 22,733 | $239,000 | thousands by filing date | |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 7,725 | $238,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 3,266 | $238,000 | thousands by filing date | |
| SIERRA LAKE ACQUISITION CORP | 826332116 | *W EXP 12/17/202 | 750,000 | $238,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 8,463 | $237,000 | thousands by filing date | |
| E2OPEN PARENT HOLDINGS INC | 29788T103 | COM CL A | 26,515 | $237,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 4,579 | $236,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 6,500 | $235,000 | thousands by filing date | call |
| INTERPUBLIC GROUP COS | 460690100 | COM | 6,617 | $235,000 | thousands by filing date | |
| FEDERAL RLTY INVT TR NEW | 313745101 | SH BEN INT NEW | 1,878 | $233,000 | thousands by filing date | |
| GLOBE LIFE INC | 37959E102 | COM | 2,315 | $233,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 188,133 | $233,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 28,000 | $232,000 | thousands by filing date | put |
| GEVO INC | 374396406 | COM PAR | 47,782 | $230,000 | thousands by filing date | |
| FLAME ACQUISITION CORP | 33850F116 | *W EXP 02/26/202 | 660,558 | $230,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 500 | $229,000 | thousands by filing date | call |
| INVESCO LTD SHS | G491BT108 | Stock | 9,824 | $229,000 | thousands by filing date | |
| LUCID GROUP INC | 549498103 | COM | 9,325 | $229,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 1,457 | $228,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAG6 | NOTE 1.375% 9/0 | 459,660 | $225,000 | thousands by filing date | principal |
| COMERICAINC | 200340107 | COM | 2,493 | $224,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 2,004 | $223,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 8,448 | $222,000 | thousands by filing date | |
| TCW SPECIAL PURPOSE ACQU COR | 87301L114 | WTS | 708,332 | $222,000 | thousands by filing date | |
| SPRING VALLEY ACQ CORP | G8377A124 | COMMON STOCK | 108,747 | $221,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,700 | $220,000 | thousands by filing date | put |
| WOLFSPEED INC | 977852102 | COM | 1,936 | $219,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 2,112 | $218,000 | thousands by filing date | |
| TRINE II ACQUISITION CORP | G9059F118 | *W EXP 99/99/999 | 750,000 | $218,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 195,447 | $217,000 | thousands by filing date | principal |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 6,135 | $216,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 1,299 | $215,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 2,008 | $214,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 4,609 | $214,000 | thousands by filing date | |
| DATADOG INC | 23804LAB9 | NOTE 0.125% 6/1 | 139,507 | $214,000 | thousands by filing date | principal |
| COPA HOLDINGS SA | P31076105 | CL A | 2,568 | $213,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 3,217 | $212,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 3,154 | $212,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 4,970 | $211,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 816 | $210,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 730 | $210,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 1,700 | $210,000 | thousands by filing date | call |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 17,500 | $209,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 3,250 | $209,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 3,548 | $208,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 3,051 | $206,000 | thousands by filing date | |
| AHREN ACQUISITION CORP | G01322125 | WARR | 675,000 | $206,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 2,427 | $205,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 1,600 | $204,000 | thousands by filing date | call |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 3,447 | $204,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 940 | $204,000 | thousands by filing date | |
| HEALTH SCIENCES ACQ CORP 2 | G4411D109 | ORD SHS | 20,502 | $204,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 5,837 | $203,000 | thousands by filing date | |
| MORINGA ACQUISITION CORP | G6S23K116 | UNIT 02/16/2026 | 20,535 | $202,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 3,121 | $201,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 8,300 | $201,000 | thousands by filing date | call |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 1,395 | $201,000 | thousands by filing date | |
| BETTER WORLD ACQUISITION COR | 08772B104 | COM | 19,240 | $197,000 | thousands by filing date | |
| CALIDI BIOTHERAPEUTICS INC | 320703119 | *W EXP 03/14/202 | 467,818 | $196,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 8,836 | $194,000 | thousands by filing date | |
| INDEPENDENCE HOLDINGS CORP | G4761A127 | *W EXP 03/31/202 | 360,000 | $194,000 | thousands by filing date | |
| PINE IS ACQUISITION CORP | 722615101 | CL A | 19,638 | $193,000 | thousands by filing date | |
| GRABHLDGSLTDFCLASSCLASSA | G4124C109 | STOK | 55,248 | $191,000 | thousands by filing date | |
| ALTUS POWER INC | 02217A102 | COM CL A | 25,000 | $190,000 | thousands by filing date | put |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 547,751 | $190,000 | thousands by filing date | principal |
| FOCUS IMPACT BH3 ACQUISITION | 22677T102 | CLASS A COM | 19,163 | $189,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 1,200 | $187,000 | thousands by filing date | call |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 22,636 | $187,000 | thousands by filing date | |
| ITIQUIRA ACQUISITION CORP | G49773115 | *W EXP 02/03/202 | 438,556 | $187,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 2,500 | $186,000 | thousands by filing date | call |
| STATE STR CORP COM | 857477103 | Stock | 2,116 | $182,000 | thousands by filing date | |
| FUTURE HEALTH ESG CORP | 36118W110 | *W EXP 99/99/999 | 490,074 | $182,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 4,600 | $181,000 | thousands by filing date | call |
| FORD MTR CO COM | 345370860 | Stock | 11,200 | $180,000 | thousands by filing date | put |
| INFLECTION POINT ACQUSTN COR | G47874113 | WARR | 375,000 | $180,000 | thousands by filing date | |
| WARRIOR TECHNOLOGIES ACQUI C | 936273119 | WTS | 758,244 | $179,000 | thousands by filing date | |
| HILLMAN SOLUTIONS CORP | 431636109 | COM | 15,000 | $178,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 700 | $177,000 | thousands by filing date | put |
| FTAC ZEUS ACQUISITION COR | 30320F114 | *W EXP 04/15/202 | 450,000 | $177,000 | thousands by filing date | |
| BITE ACQUISITION CORP | 09175K113 | *W EXP 02/12/203 | 481,988 | $174,000 | thousands by filing date | |
| FISKER INC | 33813J106 | CL A COM STK | 13,169 | $171,000 | thousands by filing date | |
| ANZU SPECIAL ACQUISITIN CORP | 03737A119 | *W EXP 01/27/202 | 637,498 | $171,000 | thousands by filing date | |
| JOBY AVIATION INC | g65163100 | COMMON STOCK | 26,400 | $170,000 | thousands by filing date | put |
| NEKTAR THERAPEUTICS | 640268108 | COM | 30,507 | $170,000 | thousands by filing date | |
| DHC ACQUISITION CORP | G2758T117 | WARR | 466,666 | $169,000 | thousands by filing date | |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 132,115 | $168,000 | thousands by filing date | principal |
| CC NEUBERGER PRINCIPAL HOLDN | G1992N126 | *W EXP 02/05/202 | 260,000 | $168,000 | thousands by filing date | |
| HELLO GROUP INC ADS | 423403104 | ADR | 26,509 | $165,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 11,763 | $164,000 | thousands by filing date | |
| BILL HOLDINGS INC | 090043100 | COM | 700 | $163,000 | thousands by filing date | call |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 12,096 | $163,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 3,300 | $162,000 | thousands by filing date | call |
| VIMEO INC | 92719V100 | COMMON STOCK | 13,500 | $162,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 2,600 | $161,000 | thousands by filing date | put |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 493,750 | $159,000 | thousands by filing date | principal |
| PONTEM CORPORATION | G71707122 | WARR | 508,333 | $159,000 | thousands by filing date | |
| Goal Acquisitions Corp | 38021H115 | Warrant | 500,000 | $155,000 | thousands by filing date | |
| INTERPRIVATE II ACQUISITION | 46064Q116 | *W EXP 03/09/202 | 230,000 | $154,000 | thousands by filing date | |
| CANO HEALTH INC | 13781Y103 | COM | 22,789 | $152,000 | thousands by filing date | |
| TRITIUM DCFC LIMITED | Q9225T116 | *W EXP 01/13/202 | 50,000 | $151,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 1,111,942 | $149,000 | thousands by filing date | principal |
| BLEUACACIA LTD | G11728113 | *W EXP 10/30/202 | 500,000 | $148,000 | thousands by filing date | |
| ARES ACQUISITION CORPORATION | G33032122 | *W EXP 02/02/202 | 336,489 | $148,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A103 | COM | 12,736 | $148,000 | thousands by filing date | |
| PARABELLUM ACQUISITION CORP | 69901P117 | Common | 465,000 | $148,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 1,200 | $145,000 | thousands by filing date | call |
| HIGHLAND TRANSCEND PARTNERS | G44690108 | COM CL A | 14,714 | $145,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 9,098 | $144,000 | thousands by filing date | |
| SARISSA CAPITAL ACQUISITN CO | G7823W102 | CMN | 14,342 | $142,000 | thousands by filing date | |
| MULTIPLAN CORPORATION | 62548M118 | *W EXP 02/13/202 | 150,000 | $139,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 1,844 | $138,000 | thousands by filing date | |
| TRISTAR ACQUISITION I CORP | G9074V114 | *W EXP 99/99/999 | 375,000 | $136,000 | thousands by filing date | |
| EQT CORP | 26884LAK5 | NOTE 1.750% 5/0 | 373,305 | $134,000 | thousands by filing date | principal |
| VERTEX ENERGY INC | 92534K107 | COM | 13,400 | $133,000 | thousands by filing date | call |
| ETSY INC | 29786A106 | COM | 1,028 | $131,000 | thousands by filing date | |
| Warburg Pincus Capital Corp I-A | G9461D115 | Warrant | 270,000 | $130,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 1,600 | $129,000 | thousands by filing date | call |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 3,968 | $128,000 | thousands by filing date | |
| TECH AND ENERGY TRANSITION | 87823R110 | *W EXP 03/31/202 | 365,000 | $128,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 1,600 | $127,000 | thousands by filing date | call |
| NORTHERN STAR INVEST CORP IV | 66575B119 | *W EXP 02/25/202 | 241,666 | $127,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 985 | $126,000 | thousands by filing date | |
| EVENTBRITE INC | 29975EAB5 | NOTE 5.000%12/0 | 841,140 | $126,000 | thousands by filing date | principal |
| KLUDEIN I ACQUISITION CORP | 49878L109 | CL A | 12,682 | $126,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884AC7 | NOTE 2.875% 4/1 | 299,211 | $125,000 | thousands by filing date | principal |
| HENNESSY CAPITAL INVST CORP | 42600H116 | *W EXP 99/99/999 | 200,000 | $125,000 | thousands by filing date | |
| SCP & CO HEALTHCARE ACQUSTN | 784065112 | WTS | 385,119 | $125,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 2,800 | $124,000 | thousands by filing date | put |
| APOLLO STRATEGIC GRWT CPTL I | G0412A128 | *W EXP 02/12/202 | 210,000 | $124,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 100 | $122,000 | thousands by filing date | call |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 796 | $122,000 | thousands by filing date | |
| EDNCW US 27 Feb 23 C11.5 | G3041W115 | *W EXP 09/01/202 | 475,620 | $122,000 | thousands by filing date | |
| Algoma Stl Group Inc W Exp 10/19/202 | 015658115 | SPAC Combination | 34,200 | $121,000 | thousands by filing date | |
| PROGRESS ACQUISITION CORP | 74327P113 | *W EXP 11/11/202 | 437,500 | $121,000 | thousands by filing date | |
| DHB CAPITAL CORP | 23291W117 | *W EXP 03/31/202 | 333,333 | $121,000 | thousands by filing date | |
| MISSION ADVANCEMENT CORP | 60501L119 | *W EXP 03/05/202 | 428,393 | $121,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 259 | $118,000 | thousands by filing date | |
| CANAAN INC | 134748102 | SPONSORED ADS | 20,280 | $118,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 1,701 | $118,000 | thousands by filing date | |
| ONE EQUITY PARTNERS OPEN WTR | 68237L113 | WTS | 316,666 | $118,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 1,000 | $117,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 12,907 | $116,000 | thousands by filing date | |
| CF ACQUISITION CORP VII | 12521H115 | WARR | 216,666 | $116,000 | thousands by filing date | |
| BERENSON ACQUISITION CORP I | 083690115 | *W EXP 08/01/202 | 381,476 | $116,000 | thousands by filing date | |
| FUSION ACQUISITION CORP II | 36118N110 | WTS | 402,966 | $116,000 | thousands by filing date | |
| JOBY AVIATION INC | g65163100 | COMMON STOCK | 17,767 | $115,000 | thousands by filing date | |
| GORES HOLDINGS VII INC | 38286T119 | WTS | 131,250 | $112,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 1,502 | $111,000 | thousands by filing date | |
| ADVANCED MERGER PARTNERS INC | 00777J117 | WTS | 199,999 | $110,000 | thousands by filing date | |
| LIONHEART ACQUISITION CORP II WT EXP 021426 | 53625R112 | COM | 250,000 | $110,000 | thousands by filing date | |
| GLOBAL SYNERGY ACQUISIT CORP | G3934J122 | *W EXP 99/99/999 | 400,000 | $109,000 | thousands by filing date | |
| KERNEL GROUP HOLDINGS INC | G5259L129 | *W EXP 99/99/999 | 387,620 | $108,000 | thousands by filing date | |
| METALS ACQUISITION CORP | G60405126 | *W EXP 99/99/999 | 133,333 | $107,000 | thousands by filing date | |
| QUADRO ACQUISITION ONE CORP | G52807115 | *W EXP 06/30/202 | 366,508 | $106,000 | thousands by filing date | |
| NORTHERN STAR INVEST CORP II | 66574L118 | *W EXP 02/25/202 | 241,666 | $106,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 664 | $104,000 | thousands by filing date | |
| ALTUS POWER INC | 02217A102 | COM CL A | 13,754 | $104,000 | thousands by filing date | |
| TLG ACQUISITION ONE CORP | 87257M116 | *W EXP 01/25/202 | 371,837 | $103,000 | thousands by filing date | |
| LAMF GLOBAL VENTURES CORP I | G5338L124 | *W EXP 99/99/999 | 350,000 | $102,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 11,264 | $101,000 | thousands by filing date | |
| FREYR BATTERY | L4135L100 | SHS | 8,135 | $101,000 | thousands by filing date | |
| MIDDLEBY CORP | 596278AB7 | NOTE 1.000% 9/0 | 62,601 | $101,000 | thousands by filing date | principal |
| ALTIMAR ACQUISITION CORP III | G0370U116 | WTS | 150,000 | $101,000 | thousands by filing date | |
| CNX RES CORP | 12653CAG3 | NOTE 2.250% 5/0 | 472,029 | $99,000 | thousands by filing date | principal |
| ENOVIS CORP | 194014106 | COMMON STOCK | 2,412 | $98,000 | thousands by filing date | |
| PERIDOT ACQUISITION CORP II | G7008B121 | WARR | 218,020 | $98,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 151,378 | $98,000 | thousands by filing date | |
| Jaws Mustang Acquisition Corp | G50737124 | Warrant | 200,000 | $97,000 | thousands by filing date | |
| NATERA INC | 632307AB0 | BOND | 223,396 | $96,000 | thousands by filing date | principal |
| SCULPTOR ACQUISITION CORP I | G7T983111 | *W EXP 99/99/999 | 250,000 | $96,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 13,000 | $95,000 | thousands by filing date | |
| GAMING & HOSPITALITY ACQU CO | 364681114 | *W EXP 02/04/202 | 250,001 | $94,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 300 | $92,000 | thousands by filing date | call |
| CLASS ACCELERATION CORP | 18274B114 | WTS | 339,135 | $92,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AD4 | NOTE 0.625% 6/1 | 61,124 | $91,000 | thousands by filing date | principal |
| SCION TECH GROWTH II | G31070116 | *W EXP 01/28/202 | 249,999 | $91,000 | thousands by filing date | |
| KISMET ACQUISITION THREE COR | G5276C102 | *W EXP 06/30/202 | 424,993 | $91,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAF6 | NOTE 12/1 | 280,937 | $90,000 | thousands by filing date | principal |
| FORTRESS CAPITAL ACQUISITION | G36427121 | WARR | 202,903 | $90,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 1,899 | $89,000 | thousands by filing date | |
| POWERED BRANDS | G7209M116 | WARR | 224,999 | $89,000 | thousands by filing date | |
| AUTHENTIC EQUITY ACQUISTN CO | G06607124 | *W EXP 01/20/202 | 239,641 | $86,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 4,257 | $85,000 | thousands by filing date | |
| MASON INDUSTRIAL TECHNOLGY I | 57520Y114 | *W EXP 99/99/999 | 200,000 | $85,000 | thousands by filing date | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 451 | $84,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 400 | $84,000 | thousands by filing date | call |
| Northern Revival Acquisition Corp | G6546R119 | Warrant | 327,999 | $84,000 | thousands by filing date | |
| LATCH ORD | 51818V106 | COMMON STOCK | 20,000 | $84,000 | thousands by filing date | |
| MARLIN TECHNOLOGY CORP | G58411110 | WARR | 278,151 | $84,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806XAB8 | NOTE 2.500% 3/1 | 765,955 | $83,000 | thousands by filing date | principal |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 22,252 | $82,000 | thousands by filing date | |
| AMRYT PHARMA LTD - SPNR ADR | 03217L106 | COMMON EQUITY | 10,000 | $82,000 | thousands by filing date | |
| ARROWROOT ACQUISITION CORP | 04282M110 | WARR | 383,227 | $82,000 | thousands by filing date | |
| FINTECH EVOLUTION ACQUIS GRO | G3R19A120 | WTS | 349,999 | $82,000 | thousands by filing date | |
| RXR ACQUISITION CORP | 74981W115 | WTS | 160,000 | $82,000 | thousands by filing date | |
| ALTAIR ENGR INC | 021369AA1 | BOND | 126,535 | $81,000 | thousands by filing date | principal |
| HUDSON EXECUTIVE INVES III | 44376L115 | WTS | 186,480 | $79,000 | thousands by filing date | |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 21,000 | $78,000 | thousands by filing date | call |
| THE MUSIC ACQUISITION CORP | 62752R118 | *W EXP 02/05/202 | 252,950 | $78,000 | thousands by filing date | |
| CLARIM ACQUISITION CORP | 18049C116 | WTS | 221,854 | $75,000 | thousands by filing date | |
| G&P ACQUISITION CORP | 36146G111 | WTS | 238,700 | $75,000 | thousands by filing date | |
| ORION ACQUISITION CORP | 68626A116 | WTS | 236,918 | $74,000 | thousands by filing date | |
| FORTISTAR SUSTAINABLE SOL CO | 34962M114 | WTS | 226,326 | $74,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L107 | ORD | 20,509 | $73,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITI | 74350A116 | WARR | 237,500 | $72,000 | thousands by filing date | |
| SILVERSPAC INC | G8136V112 | WARR | 166,666 | $72,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 3,300 | $71,000 | thousands by filing date | put |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 2,722 | $69,000 | thousands by filing date | |
| TAILWIND INTERNATNAL ACQ COR | G8662F119 | WARR | 251,600 | $69,000 | thousands by filing date | |
| SOCIAL LEVERAGE ACQUISN CORP | 83363K110 | WARR | 144,654 | $68,000 | thousands by filing date | |
| TZP STRATEGIES ACQUISTN CORP | G91595119 | WARR | 216,666 | $68,000 | thousands by filing date | |
| TORTOISEECOFIN ACQUISITION C | G8956E208 | UNIT 99/99/9999 | 6,865 | $67,000 | thousands by filing date | |
| COVAW US 31 Dec 27 C11.5 | G2554Y120 | *W EXP 02/05/202 | 371,964 | $67,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222AK0 | NOTE 2.250% 3/1 | 208,633 | $66,000 | thousands by filing date | principal |
| ROSS ACQUISITION II CORP | g7641c114 | WT | 121,666 | $65,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 33,966 | $63,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 4,102 | $63,000 | thousands by filing date | |
| RICE ACQUISITION CORP II | G75529126 | *W EXP 99/99/999 | 93,279 | $62,000 | thousands by filing date | |
| VELOCITY ACQUISITION CORP | 92259E112 | WTS | 148,789 | $62,000 | thousands by filing date | |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 174,693 | $61,000 | thousands by filing date | principal |
| POWER & DIGITAL INFRASTRUCTU | 73919C118 | *W EXP 12/09/202 | 148,980 | $61,000 | thousands by filing date | |
| SPOTIFY USA INC | 84921RAB6 | NOTE 3/1 | 37,080 | $57,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 84,944 | $57,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 81,496 | $56,000 | thousands by filing date | principal |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 306,482 | $56,000 | thousands by filing date | principal |
| TWIN RIDGE CAPITAL ACQUIS CO | G9151L120 | WARR | 124,999 | $56,000 | thousands by filing date | |
| NEW VISTA ACQUISITION CORP | G6529L121 | *W EXP 02/01/202 | 137,996 | $56,000 | thousands by filing date | |
| SCIENCE STRATEGIC ACQ ALPHA | 808641112 | *W EXP 01/20/202 | 183,333 | $55,000 | thousands by filing date | |
| ITHAX ACQUISITION CORP | G49775128 | WTS | 171,180 | $54,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AU3 | NOTE 2.000% 2/1 | 46,623 | $53,000 | thousands by filing date | principal |
| IRIS ACQUISITION CORP | 89601Y119 | *W EXP 02/28/202 | 97,325 | $53,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 2,311 | $52,000 | thousands by filing date | |
| SPORTSTEK ACQUISITION CORP | 849196118 | *W EXP 02/16/202 | 215,355 | $51,000 | thousands by filing date | |
| DAYFORCE INC | 15677JAD0 | NOTE 0.250% 3/1 | 73,812 | $51,000 | thousands by filing date | principal |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 90,151 | $51,000 | thousands by filing date | principal |
| GLOBAL PARTNER ACQISTN CORP | G3934P128 | *W EXP 01/14/202 | 109,751 | $51,000 | thousands by filing date | |
| PIVOTAL INVESTMENT CORP III | 72582M114 | W EXP 01/28/202 | 110,000 | $51,000 | thousands by filing date | |
| ATLAS CREST INVESTMENT CORP W EXP 02/03/202 DELETED | 049287113 | *W EXP 02/03/202 | 128,743 | $51,000 | thousands by filing date | |
| 8X8 INC NEW | 282914AB6 | BOND | 364,635 | $48,000 | thousands by filing date | principal |
| EQ HEALTH ACQUISITION CORP | 26886A119 | WTS | 150,000 | $48,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 5,000 | $47,000 | thousands by filing date | call |
| ARCTOS NORTHSTAR ACQUIS CORP | G0477L126 | *W EXP 99/99/999 | 118,750 | $47,000 | thousands by filing date | |
| CHEGG INC | 163092AF6 | NOTE 9/0 | 126,077 | $46,000 | thousands by filing date | principal |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 288,501 | $46,000 | thousands by filing date | principal |
| FINSERV ACQUISITION CORP II | 31809Y111 | *W EXP 02/17/202 | 109,084 | $46,000 | thousands by filing date | |
| JACK CREEK INVESTMENT CORP | G4989X123 | *W EXP 10/01/202 | 187,500 | $46,000 | thousands by filing date | |
| MONEYLION INC | 60938K114 | *W EXP 09/22/202 | 100,000 | $45,000 | thousands by filing date | |
| LIVEVOX HOLDING INC | 53838L118 | WTS | 96,580 | $45,000 | thousands by filing date | |
| CF ACQUISITION CORP VIII | 12520C117 | *W EXP 03/31/202 | 80,950 | $43,000 | thousands by filing date | |
| KADEM SUSTAINABLE IMPACT COR | 48284E113 | *W EXP 03/16/202 | 125,000 | $43,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 669 | $42,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 603 | $42,000 | thousands by filing date | |
| LIVONGO HEALTH INC | 539183AA1 | NOTE 0.875% 6/0 | 56,982 | $42,000 | thousands by filing date | principal |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 34,975 | $42,000 | thousands by filing date | principal |
| OMEROS CORP | 682143AG7 | NOTE 5.250% 2/1 | 701,689 | $42,000 | thousands by filing date | principal |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 11,775 | $41,000 | thousands by filing date | |
| RMG ACQUISITION CORP III | G76088122 | *W EXP 99/99/999 | 81,070 | $41,000 | thousands by filing date | |
| IBERE PHARMACEUTICALS | G46843119 | *W EXP 03/01/202 | 141,843 | $41,000 | thousands by filing date | |
| SIMON PROPERTY GRP ACQ HOLDI | 82880R111 | *W EXP 02/04/202 | 70,000 | $41,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 300 | $39,000 | thousands by filing date | call |
| VERTEX ENERGY INC | 92534K107 | COM | 3,908 | $39,000 | thousands by filing date | |
| MONUMENT CIRCLE ACQUISITN CO | 61531M119 | *W EXP 01/14/202 | 150,550 | $39,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 1,636 | $38,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 31,156 | $38,000 | thousands by filing date | principal |
| FASTLY INC | 31188VAB6 | NOTE 3/1 | 201,855 | $38,000 | thousands by filing date | principal |
| INTERPRIVATE IV INFRATECH PR | 46064T110 | *W EXP 03/05/202 | 70,000 | $38,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 1,950 | $37,000 | thousands by filing date | |
| TB SA ACQUISITION CORP | G8657L121 | *W EXP 03/25/202 | 133,333 | $37,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 38,681 | $36,000 | thousands by filing date | principal |
| ZYMERGEN INC | 98985X100 | COM | 12,438 | $36,000 | thousands by filing date | |
| ALLEGO N V | N0796A118 | WTS | 30,000 | $36,000 | thousands by filing date | |
| ATHLON ACQUISITION CORP | 04748A114 | WTS | 139,200 | $36,000 | thousands by filing date | |
| NISUN INTL ENT DVPMT GP CO L | G6593L106 | COM | 34,858 | $35,000 | thousands by filing date | |
| LAZARD GROWTH ACQUISITION CO | G54035111 | *W EXP 02/10/202 | 67,480 | $35,000 | thousands by filing date | |
| LIVE OAK MOBILITY ACQUISI CO | 538126111 | *W EXP 03/04/202 | 60,000 | $33,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 146,760 | $32,000 | thousands by filing date | principal |
| XOS INC | 98423B108 | COM | 10,000 | $32,000 | thousands by filing date | |
| LYFT INC | 55087PAB0 | NOTE 1.500% 5/1 | 82,393 | $31,000 | thousands by filing date | principal |
| BRIDGEBIO PHARMA INC | 09077J107 | COM | 12,500 | $30,000 | thousands by filing date | |
| SLAM CORP | G8210L121 | *W EXP 02/23/202 | 62,800 | $30,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 15,500 | $29,000 | thousands by filing date | |
| HH&L ACQUISITION CO | G39714129 | WARR | 83,822 | $28,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 1,000 | $27,000 | thousands by filing date | call |
| KL ACQUISITION CORP | 49837C117 | WTS | 75,000 | $27,000 | thousands by filing date | |
| OMNICELL COM | 68213NAD1 | NOTE 0.250% 9/1 | 19,804 | $26,000 | thousands by filing date | principal |
| ALTERYX INC | 02156BAD5 | BOND | 34,970 | $26,000 | thousands by filing date | principal |
| MODEL N INC | 607525AB8 | NOTE 2.625% 6/0 | 96,944 | $26,000 | thousands by filing date | principal |
| 0 | 39947R112 | 0 | 56,500 | $26,000 | thousands by filing date | |
| COLICITY INC | 194170114 | *W EXP 02/24/202 | 60,000 | $26,000 | thousands by filing date | |
| ALPHA TAU MEDICAL LTD WT EXP | M0740A116 | Stock | 44,900 | $25,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVS CORP I | 443760111 | WTS | 74,200 | $25,000 | thousands by filing date | |
| DEEP LAKE CAPITAL ACQUSTN CO | G27029118 | *W EXP 01/04/202 | 97,543 | $24,000 | thousands by filing date | |
| FREEDOM ACQUISITION I CORP | G3663X128 | *W EXP 03/02/202 | 60,324 | $24,000 | thousands by filing date | |
| DEXCOM INC | 252131AK3 | NOTE 0.250%11/1 | 4,392 | $23,000 | thousands by filing date | principal |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 135,619 | $22,000 | thousands by filing date | principal |
| ATLANTIC COASTAL ACQUISTN CO | 048453112 | *W EXP 03/02/202 | 99,999 | $22,000 | thousands by filing date | |
| Plum Acquisition Corp. III | G63290103 | Warrant | 40,000 | $21,000 | thousands by filing date | |
| THUNDER BRIDGE CAP PRTNRS II | 88605T118 | *W EXP 02/01/202 | 40,820 | $21,000 | thousands by filing date | |
| AGILE GROWTH CORP | G01202111 | *W EXP 03/09/202 | 53,838 | $21,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 300 | $20,000 | thousands by filing date | call |
| Dave Inc W Exp 01/05/202 | 23834J110 | SPAC Combination | 12,500 | $20,000 | thousands by filing date | |
| CINEMARK HLDGS INC | 17243VAB8 | NOTE 4.500% 8/1 | 118,659 | $20,000 | thousands by filing date | principal |
| TRICIDA INC | 89610FAB7 | BOND | 213,634 | $20,000 | thousands by filing date | principal |
| D AND Z MEDIA ACQUISITION CO | 23305Q114 | *W EXP 01/27/202 | 53,763 | $20,000 | thousands by filing date | |
| MACONDRAY CAP ACQUISITN CORP | G5853A123 | UNIT 05/31/2028 | 2,000 | $20,000 | thousands by filing date | |
| EPWR/WS US 31 Dec 27 C11.5 | 29248N118 | *W EXP 01/12/202 | 100,000 | $20,000 | thousands by filing date | |
| CLARUS THERAPEUTICS HOLDINGS | 18271L115 | CMN | 85,000 | $20,000 | thousands by filing date | |
| TMC THE METALS COMPANY INC | 87261Y114 | *W EXP 09/09/202 | 36,415 | $19,000 | thousands by filing date | |
| M3 BRIGADE ACQUISITION II CO | 553800111 | *W EXP 03/09/202 | 43,894 | $19,000 | thousands by filing date | |
| CATCHA INVESTMENT CORP | g1962y110 | WT | 51,999 | $19,000 | thousands by filing date | |
| HCARW US 31 Dec 27 C11.5 | 42227K112 | *W EXP 12/28/202 | 37,500 | $19,000 | thousands by filing date | |
| FIRST RESERVE SUSTAINABLE GW | 336169115 | *W EXP 03/05/202 | 50,000 | $18,000 | thousands by filing date | |
| CLIMATE REAL IMPACT SLUTINS | 187171111 | *W EXP 01/29/202 | 25,020 | $18,000 | thousands by filing date | |
| Z-WORK ACQUISITION CORP | 98880C110 | *W EXP 01/04/202 | 66,666 | $18,000 | thousands by filing date | |
| Heliogen Inc | 42329E113 | Warrant | 13,848 | $17,000 | thousands by filing date | |
| Esperion Therapeutics Inc | 29664WAB1 | NOTE 4.000%11/15/25 | 344,750 | $17,000 | thousands by filing date | principal |
| ROSECLIFF ACQUISITION CORP I | 77732R111 | *W EXP 02/11/202 | 63,729 | $17,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417MAD6 | NOTE 9/1 | 4,933 | $16,000 | thousands by filing date | principal |
| HUBSPOT INC | 443573AD2 | NOTE 0.375% 6/0 | 3,258 | $16,000 | thousands by filing date | principal |
| HAMILTON LANE ALLIANCE HLDGS | 40749M111 | *W EXP 01/12/202 | 35,541 | $15,000 | thousands by filing date | |
| ETSY INC | 29786AAL0 | NOTE 0.125% 9/0 | 11,388 | $14,000 | thousands by filing date | principal |
| TORTOISEECOFIN ACQUISITION C | G8956E117 | *W EXP 07/22/202 | 25,000 | $14,000 | thousands by filing date | |
| NEVRO CORP | 64157FAC7 | NOTE 2.750% 4/0 | 18,191 | $14,000 | thousands by filing date | principal |
| BLUECITY HLDGS LTD | 09610L106 | ADS | 10,000 | $14,000 | thousands by filing date | |
| 26 Capital Acquisition Corp | 90138P118 | Warrant | 25,000 | $13,000 | thousands by filing date | |
| UNITED STATES STL CORP | 912909AT5 | NOTE 5.000%11/0 | 34,996 | $13,000 | thousands by filing date | principal |
| BOXED INC | 103174116 | WARR | 12,500 | $13,000 | thousands by filing date | |
| OSIRIS ACQUISITION CORP | 68829A111 | *W EXP 05/01/202 | 42,150 | $13,000 | thousands by filing date | |
| SANDBRIDGE X2 CORP | 799792114 | *W EXP 03/11/202 | 24,666 | $13,000 | thousands by filing date | |
| DUNE ACQUISITION CORP | 265334110 | *W EXP 10/29/202 | 50,000 | $12,000 | thousands by filing date | |
| BANDWIDTH INC | 05988JAB9 | NOTE 0.250% 3/0 | 32,957 | $11,000 | thousands by filing date | principal |
| PATHFINDER ACQUISITION CORP | G04119122 | *W EXP 02/19/202 | 23,840 | $11,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 52,141 | $10,000 | thousands by filing date | principal |
| REDBALL ACQUISITION CORP | G7417R113 | *W EXP 08/17/202 | 12,166 | $10,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 74275N110 | WARR | 29,833 | $9,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637AB6 | BOND | 16,789 | $9,000 | thousands by filing date | principal |
| VISTRA CORP | 92840M128 | COM | 50,119 | $9,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAB2 | BOND | 12,150 | $9,000 | thousands by filing date | principal |
| CHURCHILL CAPITAL CORP VII | 17144M110 | *W EXP 02/29/202 | 15,020 | $9,000 | thousands by filing date | |
| STRATIM CLOUD ACQUISITION CO | 86309R115 | *W EXP 03/05/202 | 33,333 | $9,000 | thousands by filing date | |
| AF ACQUISITION CORP | 001040112 | WTS | 33,333 | $9,000 | thousands by filing date | |
| FAST RADIUS INC | 31187R118 | WTS | 40,472 | $9,000 | thousands by filing date | |
| SPORTS VENTURES ACQUISIN COR | G8372A129 | WTS | 8,334 | $9,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 12,569 | $8,000 | thousands by filing date | principal |
| GOLDEN FALCON ACQUISITION CO | 38102H117 | *W EXP 11/04/202 | 30,000 | $8,000 | thousands by filing date | |
| L CATTERTON ASIA ACQUISITION | G5346G117 | *W EXP 03/08/202 | 16,666 | $8,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q305 | COM STOCK | 161 | $7,000 | thousands by filing date | |
| CROWN PROPTECH ACQUISITIONS | g25741110 | WT | 16,666 | $7,000 | thousands by filing date | |
| SPLUNK INC | 848637AF1 | NOTE 1.125% 6/1 | 4,488 | $7,000 | thousands by filing date | principal |
| MANNKIND CORP | 56400PAQ5 | NOTE 2.500% 3/0 | 184,023 | $7,000 | thousands by filing date | principal |
| Constellation Acquisition Corp I | G2R18K113 | WARRANT | 16,666 | $7,000 | thousands by filing date | |
| 7GC & CO HOLDINGS INC | 81786A115 | *W EXP 12/28/202 | 20,000 | $7,000 | thousands by filing date | |
| BRIGHT LIGHTS ACQUISITION CO | 10920K119 | *W EXP 01/01/202 | 12,500 | $7,000 | thousands by filing date | |
| Gores Technology Partners II Inc | 38287L115 | Warrant | 10,000 | $7,000 | thousands by filing date | |
| PIONEER NAT RES CO | 723787AP2 | NOTE 0.250% 5/1 | 2,564 | $6,000 | thousands by filing date | principal |
| GLAUKOS CORP | 377322AB8 | BOND | 9,609 | $6,000 | thousands by filing date | principal |
| OCA ACQUISITION CORP | 670865112 | *W EXP 01/14/202 | 22,295 | $6,000 | thousands by filing date | |
| COMPUTE HEALTH ACQUISITIN CO | 204833115 | *W EXP 01/25/202 | 12,500 | $6,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDG | G9460L118 | *W EXP 03/05/202 | 12,500 | $6,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886TAJ1 | NOTE 1.750% 6/0 | 31,845 | $6,000 | thousands by filing date | principal |
| Shopify Inc | 82509LAA5 | Convertible bond | 777 | $5,000 | thousands by filing date | principal |
| SNAP INC | 83304AAD8 | NOTE 0.250% 5/0 | 15,145 | $5,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 7,645 | $5,000 | thousands by filing date | principal |
| SUSTAINABLE DEVELP ACQU I CO | 86934L111 | WARR | 19,000 | $5,000 | thousands by filing date | |
| CF ACQUISITION CORP IV | 12520T110 | *W EXP 12/31/202 | 9,280 | $5,000 | thousands by filing date | |
| JOFF FINTECH ACQUISITION COR | 46592C118 | WTS | 16,666 | $5,000 | thousands by filing date | |
| LUX HEALTH TECH ACQUISITION | 55068A118 | *W EXP 11/30/202 | 8,333 | $5,000 | thousands by filing date | |
| G Squared Ascend I Inc | G4204R117 | Warrant | 10,000 | $5,000 | thousands by filing date | |
| NDACW US 31 Dec 27 C11.5 | 65413D113 | *W EXP 02/26/202 | 9,075 | $5,000 | thousands by filing date | |
| TISHMAN SPEYER INNOVATION CO | 88825H118 | *W EXP 02/11/202 | 10,000 | $5,000 | thousands by filing date | |
| VTAQW 30SEP25 11.5 C | 92280L119 | COM | 23,661 | $5,000 | thousands by filing date | |
| DROPBOX INC | 26210CAD6 | NOTE 3/0 | 16,889 | $4,000 | thousands by filing date | principal |
| LIVEPERSON INC | 538146AD3 | NOTE 12/1 | 17,192 | $4,000 | thousands by filing date | principal |
| AIRBNB INC CLASS A | 009066AB7 | CLASS A | 2,430 | $4,000 | thousands by filing date | principal |
| ENPHASE ENERGY INC | 29355AAH0 | NOTE 3/0 | 2,051 | $4,000 | thousands by filing date | principal |
| ADARA ACQUISITION CORP | 00653H110 | *W EXP 02/11/202 | 12,550 | $4,000 | thousands by filing date | |
| INVITAE CORP | 46185LAB9 | NOTE 2.000% 9/0 | 46,072 | $4,000 | thousands by filing date | principal |
| KKR ACQUISITION HOLDING I CO | 48253T117 | WTS | 6,250 | $4,000 | thousands by filing date | |
| POPULATION HEALTH INVS CO IN | G71716115 | *W EXP 10/01/202 | 8,333 | $4,000 | thousands by filing date | |
| AUSTERLITZ ACQUISITION | G0633D125 | *W EXP 02/19/202 | 6,250 | $4,000 | thousands by filing date | |
| BOX INC | 10316TAB0 | NOTE 1/1 | 11,345 | $3,000 | thousands by filing date | principal |
| PRIVETERRA ACQUISITION CORP | 876545112 | *W EXP 01/07/202 | 12,500 | $3,000 | thousands by filing date | |
| FORTRESS VALUE ACQUIS CORP I | 34964G115 | *W EXP 12/31/202 | 5,159 | $3,000 | thousands by filing date | |
| FTAC ATHENA ACQUISITION CORP | G37283119 | *W EXP 03/01/202 | 6,250 | $3,000 | thousands by filing date | |
| FTAC PARNASSUS ACQUISITN COR | 30319B116 | *W EXP 03/10/202 | 6,250 | $3,000 | thousands by filing date | |
| LANDCADIA HOLDINGS IV INC | 51477A112 | *W EXP 03/29/202 | 6,250 | $3,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681113 | *W EXP 07/01/202 | 8,601 | $3,000 | thousands by filing date | |
| MEDTECH ACQUISITION CORP | 58507N113 | *W EXP 12/22/202 | 10,800 | $3,000 | thousands by filing date | |
| ARCLIGHT CLEAN TRANSITION II | G0R21B112 | WTS | 2,280 | $3,000 | thousands by filing date | |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 1,640 | $2,000 | thousands by filing date | principal |
| FIVE9 INC | 338307AD3 | NOTE 0.500% 6/0 | 1,697 | $2,000 | thousands by filing date | principal |
| WAYFAIR INC | 94419LAM3 | NOTE 0.625%10/0 | 1,504 | $2,000 | thousands by filing date | principal |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 4,795 | $2,000 | thousands by filing date | principal |
| COLONNADE ACQUISITION CORP I | G2284B119 | *W EXP 99/99/999 | 5,000 | $2,000 | thousands by filing date | |
| NATURAL ORDER ACQUISITION CO | 63889L115 | *W EXP 09/15/202 | 12,350 | $2,000 | thousands by filing date | |
| FISKER INC | 33813J106 | CL A COM STK | 100 | $1,000 | thousands by filing date | call |
| XOS INC | 98423B116 | *W EXP 08/20/202 | 3,333 | $1,000 | thousands by filing date | |
| Dropbox Inc | 26210CAC8 | Convertible bond | 2,116 | $1,000 | thousands by filing date | principal |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 2,959 | $1,000 | thousands by filing date | principal |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 1,998 | $1,000 | thousands by filing date | principal |
| COHERUS BIOSCIENCES INC | 19249HAB9 | BOND | 6,833 | $1,000 | thousands by filing date | principal |
| EVO ACQUISITION CORP | 30052G116 | WARR | 3,500 | $1,000 | thousands by filing date | |
| SWITCHBACK II CORP | 09077j115 | WT | 2,500 | $1,000 | thousands by filing date | |
| MANDIANT INC NPV | 562662106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYAL CARIBBEAN GROUP | 780153BB7 | NOTE 4.250% 6/1 | 385 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 83,753 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ANZU SPECIAL ACQUISITIN CORP | 03737A200 | UNIT 01/27/2026 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIVOTAL HOLDINGS CORP | G7315C101 | CL A SHS | 124,572 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| METALS ACQUISITION CORP | G60405118 | UNIT 99/99/9999 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIVOTAL HOLDINGS CORP | G7315C119 | *W EXP 01/19/202 | 16,666 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-22-011132 | this filing | 2022-05-18 | acceptance time not in the bulk data set |