13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2022-03-31, filed 2022-05-16, with 8,441 holding rows worth $1,028,698,474,000.
- Accession
- 0001567619-22-010822
- Filer
- CIK 70858
- Filed
- 2022-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2022
A holdings report, 28,123 entries on the cover page, a total value of $1,028,698,474,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,028,698,474,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBanc of America Strategic Ventures, Inc.028-20096
- included managerBofA Securities Europe SA028-20099
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RALLYBIO CORP | 75120L100 | COM | 3,017 | $21,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 5,000 | $21,000 | thousands by filing date | principal |
| EXSCIENTIA PLC | 30223G102 | ADS | 1,486 | $21,000 | thousands by filing date | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 3,600 | $21,000 | thousands by filing date | put |
| PORTAGE BIOTECH INC | G7185A128 | COM | 3,179 | $21,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 1,500 | $21,000 | thousands by filing date | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 3,384 | $21,000 | thousands by filing date | |
| BBQ HLDGS INC | 05551A109 | CMN | 1,419 | $21,000 | thousands by filing date | |
| BIG SKY GROWTH PARTNERS INC | 08954L110 | *W EXP 04/01/202 | 48,854 | $21,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 300 | $20,000 | thousands by filing date | put |
| ENERGY SVCS ACQUISITION CORP | 29271Q103 | COM | 7,000 | $20,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 3,000 | $20,000 | thousands by filing date | call |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 400 | $20,000 | thousands by filing date | put |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 3,793 | $20,000 | thousands by filing date | |
| SEVEN HILLS REALTY TRUST | 81784E101 | REIT | 1,816 | $20,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 1,200 | $20,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 2,032 | $20,000 | thousands by filing date | |
| Evgo Inc W Exp 07/01/202 | 30052F118 | SPAC Combination | 5,000 | $20,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 3,635 | $20,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 925 | $20,000 | thousands by filing date | |
| NEW YORK CITY REIT INC | 649439205 | COM | 1,510 | $20,000 | thousands by filing date | |
| SIGNA SPORTS UNITED NV | N80029106 | ORD SHS | 2,536 | $20,000 | thousands by filing date | |
| CF ACQUISITION CORP VII | 12521H115 | WARR | 33,233 | $20,000 | thousands by filing date | |
| PANACEA ACQUISITION CORP II | G6882C106 | COM | 2,060 | $20,000 | thousands by filing date | |
| Greenpower Motor Co | 39540E302 | COM | 2,833 | $20,000 | thousands by filing date | |
| BLOCKCHAIN COINVSTRS ACQ CRP | G11765115 | *W EXP 11/01/202 | 50,000 | $20,000 | thousands by filing date | |
| BLACK MOUNTAIN ACQ CORP | 09216A116 | *W EXP 10/15/202 | 75,000 | $20,000 | thousands by filing date | |
| TRISTAR ACQUISITION I CORP | G9074V114 | *W EXP 99/99/999 | 50,000 | $20,000 | thousands by filing date | |
| TECH AND ENERGY TRANSITION | 87823R110 | *W EXP 03/31/202 | 72,144 | $20,000 | thousands by filing date | |
| SHINECO INC | 824567309 | COM | 7,565 | $20,000 | thousands by filing date | |
| Ascendant Digital Acquisition Corp III | G05157113 | Warrant | 50,000 | $20,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 12,000 | $19,000 | thousands by filing date | call |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 1,000 | $19,000 | thousands by filing date | put |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 949 | $19,000 | thousands by filing date | |
| HIREQUEST INC | 433535101 | COMMON STOCK | 1,005 | $19,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 300 | $19,000 | thousands by filing date | put |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 8,610 | $19,000 | thousands by filing date | |
| Karooooo Ltd | Y4600W108 | COM | 630 | $19,000 | thousands by filing date | |
| BRAEMAR HOTELS & RESORTS INC | 10482B200 | 5.5 CUM CV PFD B | 1,071 | $19,000 | thousands by filing date | |
| Xilio Therapeutics Inc. | 98422T100 | COM | 2,611 | $19,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 6,006 | $19,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 2,157 | $19,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 800 | $19,000 | thousands by filing date | |
| FTAC ZEUS ACQUISITION COR | 30320F114 | *W EXP 04/15/202 | 50,000 | $19,000 | thousands by filing date | |
| SCHULTZE SPL PURP ACQ CORP I | 808212112 | *W EXP 04/13/202 | 50,000 | $19,000 | thousands by filing date | |
| DHB CAPITAL CORP | 23291W117 | *W EXP 03/31/202 | 77,379 | $19,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E412 | RUSEL 1000 LOW | 472 | $19,000 | thousands by filing date | |
| EQ HEALTH ACQUISITION CORP | 26886A119 | WTS | 55,721 | $19,000 | thousands by filing date | |
| Gores Technology Partners II Inc | 38287L115 | Warrant | 25,400 | $19,000 | thousands by filing date | |
| VTEX SHS CL A | G9470A102 | Stock | 3,010 | $18,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P827 | FTSE CANADA | 500 | $18,000 | thousands by filing date | |
| LUCID DIAGNOSTICS INC | 54948X109 | COM | 5,456 | $18,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 1,046 | $18,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 19,561 | $18,000 | thousands by filing date | |
| ISHARES 25 YEAR TREASURY STRIPS BOND ETF | 46436E577 | ETF | 960 | $18,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 8,111 | $18,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 4,466 | $18,000 | thousands by filing date | |
| DBX ETF TR | 233051754 | XTRACK CSI 500 A | 500 | $18,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 200 | $18,000 | thousands by filing date | |
| BLACKSKY TECHNOLOGY INC | 09263B108 | COM CL A | 9,339 | $18,000 | thousands by filing date | |
| FINANCE OF AMERICA COMPAN CL A NEW | 31738L107 | Stock | 6,044 | $18,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 15,804 | $18,000 | thousands by filing date | |
| GELESIS HLDGS INC | 36850R204 | COM | 4,025 | $18,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 2,000 | $18,000 | thousands by filing date | |
| Roth CH Acquisition Co | G88935120 | WARRANT | 50,000 | $18,000 | thousands by filing date | |
| VAHANNA TECH EDGE ACQSTN I C | G9320Z117 | *W EXP 11/30/202 | 50,000 | $18,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 10,721 | $18,000 | thousands by filing date | |
| FIRST EAGLE ALTR CAP BDC INC | 26943B100 | COM | 4,134 | $18,000 | thousands by filing date | |
| LEGATO MERGER CORP II | 52473Y112 | *W EXP 09/01/202 | 50,000 | $18,000 | thousands by filing date | |
| ENTERPRISE 4.0 TEC ACQSTN CO | G3137C114 | *W EXP 10/21/202 | 50,000 | $18,000 | thousands by filing date | |
| STRATIM CLOUD ACQUISITION CO | 86309R115 | *W EXP 03/05/202 | 88,577 | $18,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 10,002 | $18,000 | thousands by filing date | |
| IMEDIA BRANDS INC | 452465206 | COM CL A | 3,030 | $18,000 | thousands by filing date | |
| FAST ACQUISITION CORP. CMN | 311875108 | COM | 1,750 | $18,000 | thousands by filing date | |
| BLUE OWL CAPITAL INC | 09581B111 | *W EXP 05/19/202 | 5,000 | $18,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 585 | $17,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 2,112 | $17,000 | thousands by filing date | |
| GETNET ADQUIRENCIA E SERVIC NP | 37428A103 | SPONSORED ADS | 10,871 | $17,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W598 | BLOOMBERG ROLL | 281 | $17,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 11,000 | $17,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 1,075 | $17,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108805 | AMPLIFY LITHIUM | 1,000 | $17,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 25,000 | $17,000 | thousands by filing date | principal |
| IHUMAN INC | 45175B109 | CMN | 7,857 | $17,000 | thousands by filing date | |
| CROWN PROPTECH ACQUISITIONS | g25741110 | WT | 66,666 | $17,000 | thousands by filing date | |
| BRASILAGRO COMPANHIA BRASILE | 10554B104 | SPONSORED ADR | 2,455 | $17,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 6,029 | $17,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 12,568 | $17,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 7,141 | $17,000 | thousands by filing date | |
| CVENT HOLDING CORP | 126677103 | COM | 2,302 | $17,000 | thousands by filing date | |
| EXCELFIN ACQUISITION CORP | 30069X110 | *W EXP 10/25/202 | 50,000 | $17,000 | thousands by filing date | |
| ONYX ACQUISITION CO I | G6755Q117 | *W EXP 11/30/202 | 50,000 | $17,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 17,060 | $17,000 | thousands by filing date | |
| EVOLVE TRANSITION INFRASTRU | 30053M104 | COM UNITS REP B | 34,321 | $17,000 | thousands by filing date | |
| ARTEMIS STRATEGIC INVT CORP | 04303A111 | *W EXP 09/30/202 | 50,000 | $17,000 | thousands by filing date | |
| CRESCERA CAP ACQUISITION COR | G26507114 | *W EXP 11/18/202 | 50,000 | $17,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 7,511 | $17,000 | thousands by filing date | |
| DBX ETF TR | 233051762 | XTRACK MSCI CHNA | 536 | $17,000 | thousands by filing date | |
| Avantis US Equity ETF | 025072885 | SHS | 203 | $16,000 | thousands by filing date | |
| BIGBEAR AI HLDGS INC COM | 08975B109 | Stock | 1,972 | $16,000 | thousands by filing date | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 576 | $16,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 1,200 | $16,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 2,000 | $16,000 | thousands by filing date | |
| ORANGE COUNTY BANCORP INC | 68417L107 | COMMON STOCK | 400 | $16,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 652 | $16,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 4,110 | $16,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 1,300 | $16,000 | thousands by filing date | |
| SPIRE GLOBAL, INC. | 848560108 | COM | 7,258 | $16,000 | thousands by filing date | |
| ZK INTL GROUP CO LTD SHS NEW | G9892K100 | Stock | 12,160 | $16,000 | thousands by filing date | |
| PROS HOLDINGS INC | 74346YAH6 | BOND | 17,000 | $16,000 | thousands by filing date | principal |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 24,713 | $16,000 | thousands by filing date | |
| DIGITAL MEDIA SOLUTIONS INC | 25401G106 | COM | 4,264 | $16,000 | thousands by filing date | |
| CALLIDITAS THERAPEUTICS AB SPONSERED | 13124Q106 | ADS | 802 | $16,000 | thousands by filing date | |
| INTEGRATED RAIL AND RE -CW23 | 45827R114 | COM | 50,000 | $16,000 | thousands by filing date | |
| AIM IMMUNOTECH INC | 00901B105 | COM | 15,001 | $16,000 | thousands by filing date | |
| BEARD ENERGY TRANSITION ACQ | 07402Q119 | *W EXP 99/99/999 | 50,000 | $16,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 36,267 | $16,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 28,703 | $16,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 3,754 | $15,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 1,551 | $15,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 9,597 | $15,000 | thousands by filing date | |
| RAND CAP CORP COM NEW | 752185207 | CEF | 1,000 | $15,000 | thousands by filing date | |
| SILENCE THERAPEUTICS PLC | 82686Q101 | ADS | 770 | $15,000 | thousands by filing date | |
| STRAN & CO INC | 86260J102 | COMMON STOCK | 8,673 | $15,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 3,000 | $15,000 | thousands by filing date | |
| INTEGRAL ACQUISITION 1 CORP | 45827k119 | WT | 37,500 | $15,000 | thousands by filing date | |
| HOME PT CAPITAL INCORPORATED | 43734L106 | COM | 4,564 | $15,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC | 28414H202 | CONV | 375 | $15,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 9,000 | $15,000 | thousands by filing date | |
| DYNATRONICS CORP | 268157401 | COM NEW | 20,000 | $15,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID CAP ETF | 46434G202 | ETF | 1,204 | $15,000 | thousands by filing date | |
| COLISEUM ACQUISITION CORP | G2263T107 | *W EXP 08/22/202 | 41,666 | $15,000 | thousands by filing date | |
| DIGITAL BRANDS GROUP INC | 25401N101 | COM | 7,879 | $15,000 | thousands by filing date | |
| INFINITE ACQUISITION CORP | G48028123 | *W EXP 11/23/202 | 50,000 | $15,000 | thousands by filing date | |
| AXIOS SUSTAINABLE GRW ACQ CO | G0703K124 | RIGHT 99/99/9999 | 100,000 | $15,000 | thousands by filing date | |
| AEA-BRIDGES IMPACT CORP | G01046104 | CMN | 1,546 | $15,000 | thousands by filing date | |
| COLICITY INC | 194170114 | *W EXP 02/24/202 | 37,888 | $15,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33741X102 | SMID RISNG ETF | 495 | $14,000 | thousands by filing date | |
| KARAT PACKAGING INC | 48563L101 | COM | 725 | $14,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 1,300 | $14,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 1,519 | $14,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 1,735 | $14,000 | thousands by filing date | |
| NYXOAH S A | B6S7WD106 | SHS | 718 | $14,000 | thousands by filing date | |
| DevvStream Corp | 34417L117 | Warrant | 50,000 | $14,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 8,759 | $14,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086AB7 | BOND | 13,000 | $14,000 | thousands by filing date | principal |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 10,300 | $14,000 | thousands by filing date | |
| ACUTUS MED INC | 005111109 | COM | 10,031 | $14,000 | thousands by filing date | |
| AXIOS SUSTAINABLE GRW ACQ CO | G0703K116 | *W EXP 99/99/999 | 100,000 | $14,000 | thousands by filing date | |
| ARCTOS NORTHSTAR ACQUIS CORP | G0477L126 | *W EXP 99/99/999 | 41,523 | $14,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 20,169 | $14,000 | thousands by filing date | |
| CIAN PLC | 83418T108 | ADS | 3,988 | $14,000 | thousands by filing date | |
| ELLIOTT OPPORTUNITY II CORP | G30092111 | *W EXP 03/02/202 | 25,000 | $14,000 | thousands by filing date | |
| BLOCKCHAIN MOON ACQUISITN CO | 09370F117 | RIGHT 10/14/2026 | 75,000 | $14,000 | thousands by filing date | |
| BIOCARDIA INC | 09060U507 | COM | 6,528 | $14,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087R116 | *W EXP 03/05/202 | 25,000 | $14,000 | thousands by filing date | |
| HAILIANG ED GROUP INC | 40522L108 | SPONSORED ADR | 1,031 | $14,000 | thousands by filing date | |
| ISHARES TR | 46435U382 | MSCI JP EQUL | 413 | $14,000 | thousands by filing date | |
| ARCELLX INC COMMON STOCK | 03940C100 | Stock | 912 | $13,000 | thousands by filing date | |
| NORTHEAST CMNTY BANCORP INC | 664121100 | COM | 1,072 | $13,000 | thousands by filing date | |
| PRINCIPAL ACTIVE HIGH YIELD ETF | 74255Y102 | COM | 640 | $13,000 | thousands by filing date | |
| CLIMB BIO INC | 28658R106 | COMMON STOCK | 1,539 | $13,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 2,509 | $13,000 | thousands by filing date | |
| MARKETWISE INC | 57064P107 | COM CL A | 2,775 | $13,000 | thousands by filing date | |
| INFINTT ACQUISITION CORP | g47862126 | WT | 75,000 | $13,000 | thousands by filing date | |
| GRINDROD SHIPPING HOLDINGS L | Y28895103 | COM | 513 | $13,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 5,171 | $13,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 3,718 | $13,000 | thousands by filing date | |
| SILVERSPAC INC | G8136V112 | WARR | 33,666 | $13,000 | thousands by filing date | |
| KERNEL GROUP HOLDINGS INC | G5259L129 | *W EXP 99/99/999 | 51,692 | $13,000 | thousands by filing date | |
| BERENSON ACQUISITION CORP I | 083690206 | UNIT 99/99/9999 | 1,300 | $13,000 | thousands by filing date | |
| ROSE HILL ACQUISITION CORP | G7637J123 | *W EXP 10/07/202 | 50,000 | $13,000 | thousands by filing date | |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 6,960 | $13,000 | thousands by filing date | |
| LM FDG AMER INC COM NEW | 502074404 | Stock | 4,665 | $13,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 67,009 | $13,000 | thousands by filing date | |
| ARCLIGHT CLEAN TRANSITION II | G0R21B112 | WTS | 9,780 | $13,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 601 | $13,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 4,582 | $12,000 | thousands by filing date | |
| TRINITY CAP INC | 896442308 | COM | 600 | $12,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 304 | $12,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 2,200 | $12,000 | thousands by filing date | put |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 9,401 | $12,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 4,068 | $12,000 | thousands by filing date | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 4,826 | $12,000 | thousands by filing date | |
| PARTS ID INC | 702141102 | COM | 5,462 | $12,000 | thousands by filing date | |
| ARROWROOT ACQUISITION CORP | 04282M110 | WARR | 50,000 | $12,000 | thousands by filing date | |
| HIGHPEAK ENERGY INC | 43114Q121 | *W EXP 08/21/202 | 1,000 | $12,000 | thousands by filing date | |
| LUMIRADX LTD | G5709L109 | SHS | 2,051 | $12,000 | thousands by filing date | |
| ALSP ORCHID ACQUISITION CORP | G0231L123 | *W EXP 11/30/202 | 50,000 | $12,000 | thousands by filing date | |
| PERCEPTION CAPITAL CORP II | G7007D110 | *W EXP 10/25/202 | 50,000 | $12,000 | thousands by filing date | |
| MOUNT RAINIER ACQUISITION CO | 623006111 | *W EXP 11/27/202 | 49,900 | $12,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D200 | COMMON | 6,650 | $12,000 | thousands by filing date | |
| GOGREEN INVESTMENTS CORP | G9461B119 | WTS | 50,000 | $12,000 | thousands by filing date | |
| ARENA FORTIFY ACQUISITION CO | 04005A112 | WTS | 50,000 | $12,000 | thousands by filing date | |
| MELI KASZEK PIONEER CORP | G5S74L106 | CLASS A ORD | 1,224 | $12,000 | thousands by filing date | |
| EDNCW US 27 Feb 23 C11.5 | G3041W115 | *W EXP 09/01/202 | 50,000 | $12,000 | thousands by filing date | |
| GLOBAL CONSUMER ACQUISITN CO | 37892B116 | *W EXP 05/21/202 | 47,500 | $12,000 | thousands by filing date | |
| LIONHEART ACQUISITION CORP II WT EXP 021426 | 53625R112 | COM | 25,000 | $12,000 | thousands by filing date | |
| Avantis Emerging Markets Equity ETF | 025072604 | SHS | 192 | $11,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 100 | $11,000 | thousands by filing date | put |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 1,753 | $11,000 | thousands by filing date | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 411 | $11,000 | thousands by filing date | |
| GOLDMINING INC | 38149E101 | COM | 6,538 | $11,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R671 | STATE STREET SPD | 202 | $11,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 1,947 | $11,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 10,041 | $11,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K302 | COMMON STOCK | 1,300 | $11,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 2,704 | $11,000 | thousands by filing date | |
| KRANESHARES QUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF | 500767736 | ETF | 442 | $11,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 2,229 | $11,000 | thousands by filing date | |
| EMPIRE PETE CORP | 292034303 | COM | 608 | $11,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P843 | CMN | 347 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 600 | $11,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 6,245 | $11,000 | thousands by filing date | |
| OXBRIDGE RE HLDGS LTD | G6856M106 | SHS | 2,000 | $11,000 | thousands by filing date | |
| ALTENERGY ACQUISITION CORP | 02157M116 | *W EXP 10/29/202 | 50,000 | $11,000 | thousands by filing date | |
| UPHEALTH INC | 91532B101 | COM | 8,926 | $11,000 | thousands by filing date | |
| HEXO CORP | 428304307 | COM NEW | 16,442 | $11,000 | thousands by filing date | |
| SONDER HOLDINGS INC | 83542D110 | *W EXP 01/18/202 | 15,343 | $11,000 | thousands by filing date | |
| VIGIL NEUROSCIENCE INC | 92673K108 | COM | 1,519 | $11,000 | thousands by filing date | |
| HANNON ARMSTRONG SUST INFR C | 41068XAD2 | BOND | 10,000 | $11,000 | thousands by filing date | principal |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 4,350 | $11,000 | thousands by filing date | |
| LIVE OAK CRESTVIEW CLIMATE A | 538086208 | UNIT 99/99/9999 | 1,100 | $11,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VII | 17144M110 | *W EXP 02/29/202 | 17,895 | $11,000 | thousands by filing date | |
| GRAF ACQUISITION CORP IV | 384272118 | *W EXP 05/31/202 | 20,000 | $11,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 17,560 | $11,000 | thousands by filing date | |
| LAZARD GROWTH ACQUISITION CO | G54035111 | *W EXP 02/10/202 | 20,000 | $11,000 | thousands by filing date | |
| MASON INDUSTRIAL TECHNOLGY I | 57520Y114 | *W EXP 99/99/999 | 33,333 | $11,000 | thousands by filing date | |
| MAXPRO CAPITAL ACQUISITN COR | 57778T114 | *W EXP 09/27/202 | 50,000 | $11,000 | thousands by filing date | |
| FLORA GROWTH CORP | 339764102 | COM | 5,521 | $11,000 | thousands by filing date | |
| INNOVATIVE INTL ACQUSITIN CO | G4809M125 | *W EXP 07/01/202 | 50,000 | $11,000 | thousands by filing date | |
| TCW SPECIAL PURPOSE ACQU COR | 87301L114 | WTS | 33,333 | $11,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 200 | $10,000 | thousands by filing date | put |
| GRANDSTAND LTD ORDINARY SHARES | G3R239101 | Stock | 1,139 | $10,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 856 | $10,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 1,534 | $10,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 3,525 | $10,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 888 | $10,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 4,000 | $10,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 154 | $10,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G781 | DAI GOL BUL ETF | 140 | $10,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P736 | FTSE MEXICO | 350 | $10,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 1,420 | $10,000 | thousands by filing date | |
| INCOME OPPORTUNITY RLTY INVS | 452926108 | COM | 819 | $10,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 1,969 | $10,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 408 | $10,000 | thousands by filing date | |
| SPRUCE BIOSCIENCES INC | 85209E109 | COM | 4,911 | $10,000 | thousands by filing date | |
| SUSTAINABLE DEVELP ACQU I CO | 86934L103 | COM | 1,000 | $10,000 | thousands by filing date | |
| SOCIAL LEVERAGE ACQUISN CORP | 83363K110 | WARR | 24,051 | $10,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156QAB4 | BOND | 4,000 | $10,000 | thousands by filing date | principal |
| BIOVIE INC | 09074F207 | COM | 2,200 | $10,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P114 | FUND | 200 | $10,000 | thousands by filing date | call |
| SAB BIOTHERAPEUTICS INC | 78397T103 | COM | 2,779 | $10,000 | thousands by filing date | |
| CNFINANCE HLDGS LTD | 18979T105 | SPON ADS | 3,151 | $10,000 | thousands by filing date | |
| LF CAPITAL ACQUISITION CORP | 50202D110 | *W EXP 02/19/202 | 50,000 | $10,000 | thousands by filing date | |
| PATRICK INDS INC | 703343AB9 | DBCV 1.000% 2/0 | 10,000 | $10,000 | thousands by filing date | principal |
| MCLAREN TECHNOLOGY ACQ CORP | 58176U117 | *W EXP 11/01/202 | 50,000 | $10,000 | thousands by filing date | |
| 180 LIFE SCIENCES CORP | 68236V104 | COM | 3,858 | $10,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 9,522 | $10,000 | thousands by filing date | |
| GEMINI THERAPEUTICS INC | 36870G105 | CMN | 7,141 | $10,000 | thousands by filing date | |
| HUNT COMPANIES ACQUISITIO | G46482124 | *W EXP 99/99/999 | 50,000 | $10,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 1,106 | $9,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 1,501 | $9,000 | thousands by filing date | |
| SKY HARBOUR GROUP CORP | 83085C107 | COMMON STOCK | 574 | $9,000 | thousands by filing date | |
| ERMENEGILDO ZEGNA NV | N30577105 | COMMON STOCK | 844 | $9,000 | thousands by filing date | |
| Tuya Inc | 90114C107 | COM | 3,114 | $9,000 | thousands by filing date | |
| Ishares Bb Rated Corp B | 46435U473 | COM | 190 | $9,000 | thousands by filing date | |
| LAIRD SUPERFOOD INC | 50736T102 | CMN | 2,657 | $9,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 3,080 | $9,000 | thousands by filing date | |
| ELECTRIC LAST MILE SOLUTCLASS A | 28489L104 | STOK | 6,537 | $9,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 35,500 | $9,000 | thousands by filing date | |
| SIERRA METALS INC | 82639W106 | COM | 7,534 | $9,000 | thousands by filing date | |
| THE9 LTD | 88337K302 | ADR | 2,940 | $9,000 | thousands by filing date | |
| SOCIAL LEVERAGE ACQUISN CORP | 83363K201 | TRUS | 930 | $9,000 | thousands by filing date | |
| FATHOM DIGITAL MFG CORP | 31189Y103 | COM | 1,474 | $9,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 20,639 | $9,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 15,045 | $9,000 | thousands by filing date | |
| MERCATO PARTNERS ACQUISITION | 58759A207 | UNIT 10/29/2026 | 900 | $9,000 | thousands by filing date | |
| SOCIETY PASS INC | 83370P102 | COM | 3,016 | $9,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379AA9 | NOTE | 12,000 | $9,000 | thousands by filing date | principal |
| SKILLSOFT CORP | 83066P119 | *W EXP 06/11/202 | 7,600 | $9,000 | thousands by filing date | |
| SIMON PROPERTY GRP ACQ HOLDI | 82880R202 | UNIT 99/99/9999 | 950 | $9,000 | thousands by filing date | |
| SIMON PROPERTY GRP ACQ HOLDI | 82880R111 | *W EXP 02/04/202 | 19,946 | $9,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 1,857 | $8,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 298 | $8,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 1,000 | $8,000 | thousands by filing date | |
| BNY MELLON ETF TRUST | 09661T404 | INTERNATIONL EQT | 101 | $8,000 | thousands by filing date | |
| ISHARES MSCI JAPAN VALUE ETF | 46435U374 | ETF | 312 | $8,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 1,508 | $8,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 140 | $8,000 | thousands by filing date | |
| LISTED FDS TR | 53656F706 | ROUNDHILL VIDEO | 382 | $8,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416508 | HARTFORD MLT SML | 200 | $8,000 | thousands by filing date | |
| JEWETT CAMERON TRADING LTD | 47733C207 | COM NEW | 1,200 | $8,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 449 | $8,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 14,298 | $8,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAH1 | NOTE 1.500% 6/1 | 7,000 | $8,000 | thousands by filing date | principal |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 1,236 | $8,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A176 | RIGHT 04/19/2022 | 43,050 | $8,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 2,500 | $8,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 2,701 | $8,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 1,026 | $8,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 381 | $8,000 | thousands by filing date | |
| SHOULDERUP TECHNOLOGY ACQUIS | 82537G112 | *W EXP 11/17/202 | 22,898 | $8,000 | thousands by filing date | |
| DOLPHIN ENTMT INC | 25686H209 | COM NEW | 1,531 | $8,000 | thousands by filing date | |
| APREA THERAPEUTICS INC | 03836J102 | COM | 4,183 | $8,000 | thousands by filing date | |
| THE MUSIC ACQUISITION CORP | 62752R118 | *W EXP 02/05/202 | 35,037 | $8,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 100 | $8,000 | thousands by filing date | call |
| TARGET GLOBAL ACQUISI I CORP | G8675N117 | UNIT 99/99/9999 | 800 | $8,000 | thousands by filing date | |
| KAMAN CORP | 483548AF0 | BOND | 8,000 | $8,000 | thousands by filing date | principal |
| DATASEA INC | 238116206 | COM NEW | 2,810 | $8,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVES III | 44376L115 | WTS | 20,000 | $8,000 | thousands by filing date | |
| FUSION ACQUISITION CORP II | 36118N110 | WTS | 38,000 | $8,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 100 | $7,000 | thousands by filing date | put |
| DIANA SHIPPING INC | Y2066G104 | COM | 1,300 | $7,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430123 | MARKETBETA US EQ | 106 | $7,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 501 | $7,000 | thousands by filing date | |
| RUNWAY GROWTH FINANCE CORP | 78163D100 | COM | 510 | $7,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 484 | $7,000 | thousands by filing date | |
| CANDEL THERAPEUTICS INC | 137404109 | COMMON STOCK | 1,462 | $7,000 | thousands by filing date | |
| HAGERTY INC A | 405166109 | COMMON STOCK | 712 | $7,000 | thousands by filing date | |
| TPG MORTGAGE INVESTMENT TRUS | 001228501 | REIT | 794 | $7,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 1,400 | $7,000 | thousands by filing date | |
| RIDENOW GROUP INC | 781386305 | COM CL B | 200 | $7,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25460G328 | CMN | 300 | $7,000 | thousands by filing date | call |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 200 | $7,000 | thousands by filing date | put |
| BIODESIX INC | 09075X108 | COM | 4,371 | $7,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 579 | $7,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 7,000 | $7,000 | thousands by filing date | principal |
| PROSHARES TR | 74347B714 | FUND | 644 | $7,000 | thousands by filing date | |
| VISTRA CORP | 92840M128 | COM | 36,746 | $7,000 | thousands by filing date | |
| HH&L ACQUISITION CO | G39714129 | WARR | 28,395 | $7,000 | thousands by filing date | |
| PARTNERS BANCORP | 70213Q108 | COM | 690 | $7,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 642 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 500 | $7,000 | thousands by filing date | |
| APEIRON CAPITAL INVEST CORP | 03752A119 | *W EXP 04/02/202 | 50,000 | $7,000 | thousands by filing date | |
| DIRTT ENVIRONMENTAL SOLUT LT | 25490H106 | COM | 5,000 | $7,000 | thousands by filing date | |
| BLOCKCHAIN MOON ACQUISITN CO | 09370F125 | *W EXP 10/14/202 | 37,500 | $7,000 | thousands by filing date | |
| JACKSON ACQUISITION CO | 46653C205 | UNIT 99/99/9999 | 700 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347G689 | ULTSHT RUSS2000 | 478 | $7,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 2,156 | $7,000 | thousands by filing date | |
| ANTELOPE ENTERPRISE HLDGS LTD SHS NEW | G041JN106 | Stock | 5,084 | $7,000 | thousands by filing date | |
| ALPINE 4 HOLDINGS INC | 02083E105 | CL A | 6,384 | $7,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 6,571 | $7,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVS CORP I | 443760103 | CMN | 706 | $7,000 | thousands by filing date | |
| VELOCITY ACQUISITION CORP | 92259E112 | WTS | 22,646 | $7,000 | thousands by filing date | |
| BROADSCALE ACQUISITION CORP | 11134Y119 | WTS | 12,500 | $7,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 224 | $7,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044AJ7 | Bond | 12,000 | $7,000 | thousands by filing date | principal |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 100 | $6,000 | thousands by filing date | put |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 1,448 | $6,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 1,047 | $6,000 | thousands by filing date | |
| CLEANSPARK INC | 18452B209 | COM NEW | 500 | $6,000 | thousands by filing date | put |
| DIMENSIONAL ETF TRUST | 25434V831 | US HIGH PROF ETF | 236 | $6,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 190 | $6,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 555 | $6,000 | thousands by filing date | |
| NORTHERN LTS FD TR III | 66538R748 | HCM DEFND 100 | 129 | $6,000 | thousands by filing date | |
| OPPFI INC | 68386H103 | COMMON STOCK | 1,873 | $6,000 | thousands by filing date | |
| USCB FINANCIAL HOLDINGS INC | 90355N101 | COMMON STOCK | 400 | $6,000 | thousands by filing date | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 340 | $6,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 1,041 | $6,000 | thousands by filing date | |
| BNY MELLON ETF TRUST | 09661T206 | US MDCP CORE EQT | 70 | $6,000 | thousands by filing date | |
| COMPNHIA ENRG C | 204409882 | SPONSORED ADR | 1,308 | $6,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 1,492 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347G705 | ULTRA ENERGY | 40 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 60 | $6,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 1,039 | $6,000 | thousands by filing date | |
| GUILD HLDGS CO | 40172N107 | CL A | 609 | $6,000 | thousands by filing date | |
| LEAD EDGE GROWTH OPRTUNTS LT | G54085116 | WARR | 18,425 | $6,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 5,252 | $6,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 800 | $6,000 | thousands by filing date | |
| CF ACQUISITION CORP IV | 12520T110 | *W EXP 12/31/202 | 14,985 | $6,000 | thousands by filing date | |
| ANZU SPECIAL ACQUISITIN CORP | 03737A119 | *W EXP 01/27/202 | 24,166 | $6,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 5,320 | $6,000 | thousands by filing date | |
| SIO GENE THERAPIES INC | 829399104 | COM | 8,466 | $6,000 | thousands by filing date | |
| M3 BRIGADE ACQUISITION III | 55407R111 | *W EXP 07/31/202 | 25,523 | $6,000 | thousands by filing date | |
| NORTH ATLANTIC ACQUISITN COR | G66139109 | CL A SHS | 600 | $6,000 | thousands by filing date | |
| ARBOR RAPHA CAP BIOHLDS CORP | 03881F112 | *W EXP 10/31/202 | 33,433 | $6,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 6,000 | $6,000 | thousands by filing date | principal |
| CEPTON INC | 15673X119 | *W EXP 06/01/202 | 13,223 | $6,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 2,000 | $6,000 | thousands by filing date | |
| OYSTER ENTERPRISES ACQ CORP | 69242M112 | WTS | 25,000 | $6,000 | thousands by filing date | |
| TISHMAN SPEYER INNOVATION CO | 88825H209 | UNIT 02/11/2026 | 583 | $6,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 1,821 | $5,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 1,000 | $5,000 | thousands by filing date | put |
| NORTHERN LTS FD TR III | 66538R730 | HCM DEFEN 500 | 126 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 200 | $5,000 | thousands by filing date | put |
| LENSAR INC | 52634L108 | COM | 629 | $5,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 5,153 | $5,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 500 | $5,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 2,683 | $5,000 | thousands by filing date | |
| VIRTRA INC | 92827K301 | CMN | 825 | $5,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 200 | $5,000 | thousands by filing date | |
| DATA STORAGE CORP | 23786R201 | COM NEW | 1,500 | $5,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D382 | ETRACS ALER MLP | 26,405 | $5,000 | thousands by filing date | principal |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 862 | $5,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 1,712 | $5,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 3,053 | $5,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 1,200 | $5,000 | thousands by filing date | |
| GOLDEN MATRIX GROUP INC | 381098300 | COM | 737 | $5,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G773 | WORK FROM HOME | 70 | $5,000 | thousands by filing date | |
| SUNWORKS INC | 86803X204 | COMMON STOCK | 2,170 | $5,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 2,131 | $5,000 | thousands by filing date | |
| GREENIDGE GENERATION HLDGS I | 39531G100 | COM | 636 | $5,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 3,000 | $5,000 | thousands by filing date | |
| INKT | 603693102 | Stock | 1,995 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y228 | CLEANTECH ETF | 300 | $5,000 | thousands by filing date | |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 252 | $5,000 | thousands by filing date | |
| LIVE OAK MOBILITY ACQUISI CO | 538126202 | UNIT 03/01/2028 | 500 | $5,000 | thousands by filing date | |
| TECH AND ENERGY TRANSITION | 87823R201 | UNIT 03/31/2028 | 500 | $5,000 | thousands by filing date | |
| ROSS ACQUISITION CORP II | G7641C122 | UNIT 99/99/9999 | 500 | $5,000 | thousands by filing date | |
| ANZU SPECIAL ACQUISITIN CORP | 03737A200 | UNIT 01/27/2026 | 500 | $5,000 | thousands by filing date | |
| COMPUTE HEALTH ACQUISITIN CO | 204833206 | UNIT 99/99/9999 | 500 | $5,000 | thousands by filing date | |
| FREEDOM ACQUISITION I CORP | G3663X128 | *W EXP 03/02/202 | 12,500 | $5,000 | thousands by filing date | |
| ACE Convergence Acquisition Corp | G0083D120 | COM | 501 | $5,000 | thousands by filing date | |
| HUBSPOT INC | 443573AB6 | NOTE 0.250% 6/0 | 1,000 | $5,000 | thousands by filing date | principal |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 12,604 | $5,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP II | 92244F109 | CMN | 500 | $5,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B388 | IQ U.S. LRGE CAP | 150 | $5,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 2,289 | $5,000 | thousands by filing date | |
| DHB CAPITAL CORP | 23291W208 | UNIT 03/31/2028 | 500 | $5,000 | thousands by filing date | |
| H I G ACQUISITION CORP UNIT | G44898115 | Stock | 500 | $5,000 | thousands by filing date | |
| IRENLTDF | Q4982L109 | STOK | 240 | $4,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 100 | $4,000 | thousands by filing date | put |
| BIG SKY INDL INC | 911805307 | COM | 994 | $4,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 503 | $4,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 540 | $4,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F615 | FT VEST US EQT | 126 | $4,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 160 | $4,000 | thousands by filing date | |
| CIVEO CORP | 17878Y207 | COMMON STOCK | 166 | $4,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 300 | $4,000 | thousands by filing date | put |
| FRANKLIN TEMPLETON ETF TR | 35473P108 | INTL COR DIV TIL | 133 | $4,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 5,209 | $4,000 | thousands by filing date | |
| WATERDROP INC | 94132V105 | CMN | 2,740 | $4,000 | thousands by filing date | |
| VALENS SEMICONDUCTOR LTD | M9607U115 | ORDINARY SHARES | 752 | $4,000 | thousands by filing date | |
| CKX LDS INC | 12562N104 | COM | 407 | $4,000 | thousands by filing date | |
| CREATIVE MED TECHNOLOGY HLDGS COM NEW | 22529Y309 | Stock | 1,075 | $4,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 365 | $4,000 | thousands by filing date | |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 1,100 | $4,000 | thousands by filing date | |
| VALENS COMPANY INC-NEW | 91914P603 | COM NEW | 2,376 | $4,000 | thousands by filing date | |
| PB BANKSHARES INC | 69318V103 | COM | 250 | $4,000 | thousands by filing date | |
| Barclays Bank PLC | 06747R477 | COM | 16,994 | $4,000 | thousands by filing date | principal |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 2,000 | $4,000 | thousands by filing date | principal |
| NEXTERS INC | G6529J100 | COM | 1,000 | $4,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 8,305 | $4,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 131 | $4,000 | thousands by filing date | |
| LGL GROUP INC | 50186A132 | *W EXP 11/16/202 | 7,295 | $4,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 892 | $4,000 | thousands by filing date | |
| ESPORTS ENTMT GROUP INC | 29667K306 | COM | 5,000 | $4,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 1,621 | $4,000 | thousands by filing date | |
| AKANDA CORP | 00971M106 | COMMON SHARES | 516 | $4,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 5,000 | $4,000 | thousands by filing date | |
| PYROGENESIS CDA INC | 74734T104 | COM | 1,672 | $4,000 | thousands by filing date | |
| FORTRESS VALUE ACQUIS CORP I | 34964G206 | UNIT 12/31/2027 | 385 | $4,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 7,700 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347B318 | S&P 500 BD ETF | 45 | $4,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 3,527 | $4,000 | thousands by filing date | |
| SKYLIGHT HEALTH GROUP INC | 83086L205 | COM NEW | 3,401 | $4,000 | thousands by filing date | |
| GENETRON HLDGS LTD | 37186H100 | ADS | 2,002 | $4,000 | thousands by filing date | |
| ARYA SCIENCES ACQUISITN CORP | G31658100 | CLASS A ORD SHS | 424 | $4,000 | thousands by filing date | |
| HORIZON ACQUISITION CORPORAT | G46044106 | CMN | 400 | $4,000 | thousands by filing date | |
| ONE EQUITY PARTNERS OPEN WTR | 68237L113 | WTS | 12,875 | $4,000 | thousands by filing date | |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 3,000 | $4,000 | thousands by filing date | |
| FUTURE INNOVATORS ETF | 09290C202 | ETF | 124 | $4,000 | thousands by filing date | |
| TIAN RUIXIANG HLDGS LTD | G8884K102 | CL A SHS | 3,853 | $4,000 | thousands by filing date | |
| ALPHA CAPITAL ACQUISITION CO | G0316P114 | UNIT 02/16/2026 | 395 | $4,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 181 | $3,000 | thousands by filing date | |
| PROTARA THERAPEUTICS INC | 74365U107 | COM STK | 745 | $3,000 | thousands by filing date | |
| QUANTUM COMPUTING INC | 74766W108 | COM | 1,083 | $3,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 3,000 | $3,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 162 | $3,000 | thousands by filing date | |
| HYPERFINE INC | 44916K106 | Common Stock | 713 | $3,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P595 | SENIOR LOAN ETF | 108 | $3,000 | thousands by filing date | |
| EUROSEAS LTD | Y23592135 | COM | 105 | $3,000 | thousands by filing date | |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 595 | $3,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 2,006 | $3,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 100 | $3,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 481 | $3,000 | thousands by filing date | |
| Yalla Group Ltd | 98459U103 | COM | 753 | $3,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 1,000 | $3,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P705 | ST STR NUVEE ETF | 100 | $3,000 | thousands by filing date | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 1,000 | $3,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 500 | $3,000 | thousands by filing date | |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 1,220 | $3,000 | thousands by filing date | |
| Cango Inc/KY | 137586103 | ADS | 1,005 | $3,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 756 | $3,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 6,301 | $3,000 | thousands by filing date | |
| GENENTA SCIENCE S P A | 36870W100 | SPONSORED ADS | 411 | $3,000 | thousands by filing date | |
| Tempest Therapeutics, Inc. | 87978U108 | Common Stock | 912 | $3,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 452 | $3,000 | thousands by filing date | |
| AIRBNB INC CLASS A | 009066AB7 | CLASS A | 3,000 | $3,000 | thousands by filing date | principal |
| POTBELLY CORP | 73754Y100 | COM | 465 | $3,000 | thousands by filing date | |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 2,000 | $3,000 | thousands by filing date | principal |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 3,000 | $3,000 | thousands by filing date | principal |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 3,000 | $3,000 | thousands by filing date | principal |
| AYRO INC | 054748108 | COM | 2,403 | $3,000 | thousands by filing date | |
| Draganfly Inc | 26142Q205 | COM | 1,300 | $3,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 2,501 | $3,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 1,730 | $3,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 1,103 | $3,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 9,600 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-22-010822 | this filing | 2022-05-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001567619-22-012405 | added | 2022-06-07 | acceptance time not in the bulk data set |