13F-HR filed by CAXTON ASSOCIATES LP
CAXTON ASSOCIATES LP filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-14, with 542 holding rows worth $982,111,000.
- Accession
- 0001567619-22-004443
- Filer
- CIK 872573
- Filed
- 2022-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 542 entries on the cover page, a total value of $982,111,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $982,111,000 with VALUE read as thousands by filing date, 13F file number 028-02856. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ONESPAN INC | 68287N100 | COM | 10,924 | $185,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 13,797 | $177,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 47,404 | $164,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 30,575 | $164,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 42,028 | $163,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 43,057 | $157,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 31,203 | $155,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 46,408 | $154,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 141,254 | $154,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 18,880 | $148,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 11,196 | $143,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 50,316 | $143,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 11,586 | $142,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 11,644 | $141,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 36,725 | $141,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 58,386 | $123,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 37,088 | $120,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 21,198 | $119,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 14,136 | $118,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 10,309 | $115,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 25,397 | $114,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 10,565 | $107,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 22,784 | $106,000 | thousands by filing date | |
| Gaotu Techedu Inc | 36257Y109 | COM | 53,923 | $105,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 43,325 | $104,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 35,916 | $99,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 20,643 | $94,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 29,997 | $93,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 16,302 | $93,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 18,506 | $85,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 27,211 | $84,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 26,108 | $83,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 12,214 | $81,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 16,363 | $78,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 16,168 | $78,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 30,300 | $76,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 14,167 | $58,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 17,386 | $56,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 40,057 | $55,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 20,046 | $45,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 10,291 | $31,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 100 | $7,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-22-004443 | this filing | 2022-02-14 | acceptance time not in the bulk data set |