13F-HR filed by Warberg Asset Management LLC
Warberg Asset Management LLC filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-14, with 200 holding rows worth $539,568,000.
- Accession
- 0001567619-22-003999
- Filer
- CIK 1597506
- Filed
- 2022-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 200 entries on the cover page, a total value of $539,568,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $539,568,000 with VALUE read as thousands by filing date, 13F file number 028-20991. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 377,800 | $179,440,000 | thousands by filing date | put |
| NUANCE COMMUNICATIONS INC | 67020YAN0 | NOTE 1.250% 4/0 | 7,743,000 | $21,864,000 | thousands by filing date | principal |
| PLUG PWR INC | 72919PAD5 | NOTE 3.750% 6/0 | 3,485,000 | $19,587,000 | thousands by filing date | principal |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 5,747,000 | $18,843,000 | thousands by filing date | principal |
| CLOUDFLARE INC | 18915MAB3 | NOTE 0.750% 5/1 | 5,000,000 | $17,538,000 | thousands by filing date | principal |
| AVANTOR INC | 05352A209 | 6.25 PFD CNV SR | 126,255 | $16,313,000 | thousands by filing date | |
| DANAHER CORPORATION | 235851300 | 4.75 MND CV PFD | 7,312 | $16,043,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 5,622,000 | $11,797,000 | thousands by filing date | principal |
| RH | 74967XAD5 | CV | 4,310,000 | $10,908,000 | thousands by filing date | principal |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 10,304,000 | $10,643,000 | thousands by filing date | principal |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 4,000,000 | $10,220,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 3,930,000 | $10,009,000 | thousands by filing date | principal |
| RH | 74967XAA1 | BOND | 3,432,000 | $9,840,000 | thousands by filing date | principal |
| SEA LTD | 81141RAF7 | NOTE 2.375%12/0 | 3,500,000 | $8,966,000 | thousands by filing date | principal |
| SNAP INC | 83304AAD8 | NOTE 0.250% 5/0 | 4,000,000 | $8,886,000 | thousands by filing date | principal |
| EXPAND ENERGY CORPORATION | 165167164 | *W EXP 02/09/202 | 210,101 | $8,396,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 20,300 | $8,076,000 | thousands by filing date | put |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 3,275,000 | $6,522,000 | thousands by filing date | principal |
| MERCADOLIBRE INC | 58733RAD4 | NOTE 2.000% 8/1 | 2,075,000 | $6,442,000 | thousands by filing date | principal |
| WAYFAIR INC | 94419LAD3 | NOTE 1.125%11/0 | 3,555,000 | $6,236,000 | thousands by filing date | principal |
| NOVA LTD | 66980MAB2 | BOND | 2,760,000 | $5,483,000 | thousands by filing date | principal |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 3,000,000 | $5,329,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 3,000,000 | $5,172,000 | thousands by filing date | principal |
| KBR INC | 48242WAB2 | BOND | 2,321,000 | $4,424,000 | thousands by filing date | principal |
| ZENDESK INC | 98936JAB7 | NOTE 0.250% 3/1 | 2,584,000 | $4,378,000 | thousands by filing date | principal |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 2,346,000 | $4,373,000 | thousands by filing date | principal |
| MIDDLEBY CORP | 596278AB7 | NOTE 1.000% 9/0 | 2,600,000 | $4,168,000 | thousands by filing date | principal |
| ZILLOW GROUP INC | 98954MAE1 | NOTE 0.750% 9/0 | 2,450,000 | $3,822,000 | thousands by filing date | principal |
| EXPAND ENERGY CORPORATION | 165167172 | *W EXP 02/09/202 | 106,250 | $3,815,000 | thousands by filing date | |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 2,460,000 | $3,642,000 | thousands by filing date | principal |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 2,400,000 | $3,444,000 | thousands by filing date | principal |
| VARONIS SYS INC | 922280AB8 | BOND | 2,000,000 | $3,435,000 | thousands by filing date | principal |
| HANNON ARMSTRONG SUST INFR C | 41068XAD2 | BOND | 2,782,000 | $3,300,000 | thousands by filing date | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 2,452,000 | $3,221,000 | thousands by filing date | principal |
| RAMBUS INC DEL | 750917AG1 | NOTE 1.375% 2/0 | 1,977,000 | $3,105,000 | thousands by filing date | principal |
| BROADCOM INC | 11135F200 | 8% MCNV PFD SR A | 1,473 | $3,057,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 2,600 | $2,748,000 | thousands by filing date | put |
| Apple Inc | 037833100 | COM | 15,100 | $2,681,000 | thousands by filing date | put |
| ESSENTIAL UTILS INC | 29670G201 | UNIT 04/30/2022 | 40,220 | $2,622,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 1,617,000 | $2,515,000 | thousands by filing date | principal |
| SPY | 78462F103 | SHS | 5,100 | $2,422,000 | thousands by filing date | call |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 1,791,000 | $2,392,000 | thousands by filing date | principal |
| ALTAIR ENGR INC | 021369AA1 | BOND | 1,201,000 | $2,051,000 | thousands by filing date | principal |
| NEXTERA ENERGY INC | 65339F796 | COM | 29,867 | $2,034,000 | thousands by filing date | |
| CARNIVAL CORP | 143658BE1 | NOTE 5.750% 4/0 | 960,000 | $2,033,000 | thousands by filing date | principal |
| EXPAND ENERGY CORPORATION | 165167180 | *W EXP 02/09/202 | 62,000 | $2,031,000 | thousands by filing date | |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 1,339,000 | $2,017,000 | thousands by filing date | principal |
| NICE SYS INC | 65366HAB9 | BOND | 547,000 | $1,994,000 | thousands by filing date | principal |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 1,241,000 | $1,846,000 | thousands by filing date | principal |
| GFL ENVIRONMENTAL INC | 36168Q120 | CONV | 20,641 | $1,795,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J148 | *W EXP 06/30/205 | 111,621 | $1,780,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAD5 | NOTE 4.250% 3/0 | 1,194,000 | $1,651,000 | thousands by filing date | principal |
| Home Depot, Inc | 437076102 | COM | 3,700 | $1,536,000 | thousands by filing date | call |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 300,000 | $1,443,000 | thousands by filing date | principal |
| SABRE CORP | 78573M203 | 6.50% CONV PFD A | 12,194 | $1,400,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 108,885 | $1,373,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 65,000 | $1,098,000 | thousands by filing date | call |
| PTC INC COM | 69370C100 | Stock | 8,200 | $993,000 | thousands by filing date | put |
| MUDRICK CAPITAL ACQU CORP II | 62477L107 | COM CL A | 91,856 | $913,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 3,400 | $894,000 | thousands by filing date | put |
| SILICON LABORATORIES INC | 826919AD4 | NOTE 0.625% 6/1 | 475,000 | $834,000 | thousands by filing date | principal |
| Barclays Bank PLC | 06747R477 | COM | 44,600 | $826,000 | thousands by filing date | call |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 581,000 | $746,000 | thousands by filing date | principal |
| DOORDASH INC CL A | 25809K105 | Stock | 4,700 | $700,000 | thousands by filing date | put |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 2,600 | $656,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 20,300 | $650,000 | thousands by filing date | call |
| II-VI INC | 902104306 | 6% CONV PFD A | 2,262 | $640,000 | thousands by filing date | |
| SURO CAP CORP | 86887Q109 | COM NEW | 49,200 | $637,000 | thousands by filing date | put |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 5,100 | $592,000 | thousands by filing date | put |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 30,001 | $592,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 873 | $581,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC | 253393AD4 | NOTE 3.250% 4/1 | 158,000 | $560,000 | thousands by filing date | principal |
| PAVMED INC | 70387R122 | *W EXP 04/30/202 | 339,517 | $543,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 25,200 | $542,000 | thousands by filing date | call |
| SIXTH STREET SPECIALTY LENDING | 87265KAD4 | NOTE 4.500% 8/0 | 415,000 | $529,000 | thousands by filing date | principal |
| ZILLOW GROUP INC | 98954MAG6 | NOTE 1.375% 9/0 | 325,000 | $524,000 | thousands by filing date | principal |
| LUCID GROUP INC | 549498103 | COM | 13,700 | $521,000 | thousands by filing date | put |
| CONMED CORP | 207410AF8 | BOND | 290,000 | $483,000 | thousands by filing date | principal |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 5,100 | $467,000 | thousands by filing date | put |
| BM TECHNOLOGIES INC | 05591L115 | *W EXP 01/04/202 | 236,415 | $442,000 | thousands by filing date | |
| KALEYRA INC | 483379111 | *W EXP 11/25/202 | 182,270 | $434,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G849 | DAILY 20 YR TREA | 7,600 | $414,000 | thousands by filing date | call |
| MODERNA INC | 60770K107 | COM | 1,600 | $406,000 | thousands by filing date | put |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 239,000 | $389,000 | thousands by filing date | principal |
| MODERNA INC | 60770K107 | COM | 1,501 | $381,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HLDGS | 78781PAB1 | NOTE | 200,000 | $356,000 | thousands by filing date | principal |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 5,001 | $339,000 | thousands by filing date | |
| STRAN & COMPANY INC | 86260J110 | *W EXP 99/99/999 | 281,123 | $318,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 224,000 | $317,000 | thousands by filing date | principal |
| CANTALOUPE INC | 138103106 | COM | 33,200 | $295,000 | thousands by filing date | call |
| INTL GNRL INSURANCE HLDNGS L | G4809J114 | WTS | 341,391 | $256,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 1,100 | $228,000 | thousands by filing date | put |
| CBDMD INC | 12482W200 | 8% SER A CUM PFD | 38,000 | $227,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 43,000 | $222,000 | thousands by filing date | principal |
| FORD MTR CO COM | 345370860 | Stock | 10,100 | $210,000 | thousands by filing date | put |
| PYXIS TANKERS INC | Y71726114 | 7.75% CNV PFD A | 15,307 | $210,000 | thousands by filing date | |
| NORTHERN REVIVAL ACQUISITION | G6546R101 | CL A SHS | 21,324 | $207,000 | thousands by filing date | |
| GLOBAL CONSUMER ACQUISITN CO | 37892B108 | COM | 20,000 | $198,000 | thousands by filing date | |
| NEWBURY STREET ACQUISITN COR | 65101L104 | COM | 20,000 | $194,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 10,900 | $178,000 | thousands by filing date | call |
| SURO CAP CORP | 86887Q109 | COM NEW | 13,398 | $174,000 | thousands by filing date | |
| PINE TECHNOLOGY ACQUISITN CO | 722850104 | CLASS A COM | 17,502 | $172,000 | thousands by filing date | |
| MALACCA STRAITS ACQUISITION | G5859B117 | COM CL A | 16,269 | $166,000 | thousands by filing date | |
| GCM GROSVENOR INC | 36831E116 | W EXP 11/17/202 | 109,001 | $164,000 | thousands by filing date | |
| ALTITUDE ACQUISITION CORP | 02156Y103 | COM CL A | 16,400 | $162,000 | thousands by filing date | |
| ROSECLIFF ACQUISITION CORP I | 77732R103 | COM | 16,077 | $158,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITI | 74350A108 | COM | 16,000 | $155,000 | thousands by filing date | |
| CONX CORP | 212873103 | WRNT | 15,044 | $148,000 | thousands by filing date | |
| MACONDRAY CAP ACQUISITN CORP | G5853A107 | CLASS A ORD SHS | 15,000 | $148,000 | thousands by filing date | |
| G&P ACQUISITION CORP | 36146G103 | CMN | 15,000 | $147,000 | thousands by filing date | |
| COLISEUM ACQUISITION CORP | G2263T123 | COM | 15,000 | $146,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 21,000 | $144,000 | thousands by filing date | call |
| CANOO INC | 13803R110 | *W EXP 12/21/202 | 69,588 | $143,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 876545104 | COM CL A | 14,500 | $143,000 | thousands by filing date | |
| BOXED INC | 103174116 | WARR | 116,826 | $139,000 | thousands by filing date | |
| PEPPERLIME HEALTH ACQUSTN CO | G70021103 | COM | 14,136 | $139,000 | thousands by filing date | |
| NEXTPLAT CORP | 68557F118 | *W EXP 06/02/202 | 119,654 | $134,000 | thousands by filing date | |
| DELWINDS INS ACQUISITION COR | 24803C102 | CMN | 13,500 | $134,000 | thousands by filing date | |
| SPREE ACQUISITION CORP 1 LTD | G83745110 | UNIT 99/99/9999 | 13,000 | $130,000 | thousands by filing date | |
| LARKSPUR HEALTH ACQUISITION | 51724W206 | UNT | 12,000 | $120,000 | thousands by filing date | |
| DPCM CAP INC | 23344P101 | CMN | 12,000 | $118,000 | thousands by filing date | |
| ATLANTIC AVE ACQUISITION COR | 04906P101 | CMN | 11,850 | $116,000 | thousands by filing date | |
| NEXTNAV INC | 65345N114 | *W EXP 99/99/999 | 66,000 | $112,000 | thousands by filing date | |
| ENVISTA HOLDINGS CORPORATION | 29415FAB0 | BOND | 50,000 | $111,000 | thousands by filing date | principal |
| JAWS HURRICANE ACQUISITN COR | 47201B103 | CLASS A COM | 11,076 | $109,000 | thousands by filing date | |
| ARCHIMEDES TECH SPAC PARTNR CO SUB UNIT | 039562301 | Stock | 11,000 | $109,000 | thousands by filing date | |
| GLOBAL SYSTEMS DYNAMICS INC | 37653T108 | COM | 10,828 | $108,000 | thousands by filing date | |
| AROGO CAPITAL ACQUISITION CO | 042644203 | UNIT 99/99/9999 | 10,600 | $106,000 | thousands by filing date | |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 50,000 | $104,000 | thousands by filing date | principal |
| AETHERIUM ACQUISITION CORP | 00809J200 | UNIT 12/21/2026 | 10,000 | $100,000 | thousands by filing date | |
| ZURA BIO LTD CLASS A ORD SHS | G50752107 | COM | 10,000 | $99,000 | thousands by filing date | |
| MOBIX LABS INC COM CL A | G2058L103 | Stock | 10,000 | $98,000 | thousands by filing date | |
| ELLIOTT OPPORTUNITY II CORP | G30092103 | CMN | 10,000 | $98,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS IN | 02553EAB2 | NOTE 3.750% 4/1 | 32,000 | $97,000 | thousands by filing date | principal |
| ASHFORD HOSPITALITY TR INC | 044103869 | COM SHS | 10,000 | $96,000 | thousands by filing date | call |
| DASEKE INC | 23753F115 | *W EXP 02/27/202 | 717,408 | $96,000 | thousands by filing date | |
| BLUE OWL CAPITAL INC | 09581B111 | *W EXP 05/19/202 | 20,311 | $95,000 | thousands by filing date | |
| HIGHPEAK ENERGY INC | 43114Q121 | *W EXP 08/21/202 | 17,166 | $89,000 | thousands by filing date | |
| PASITHEA THERAPEUTICS CORP | 70261F111 | *W EXP 08/12/202 | 218,920 | $81,000 | thousands by filing date | |
| DATA STORAGE CORP | 23786R110 | *W EXP 05/18/202 | 88,300 | $72,000 | thousands by filing date | |
| PROTAGENIC THERAPEUTICS INC | 74365N111 | *W EXP 04/26/202 | 181,534 | $69,000 | thousands by filing date | |
| HARBOR CUSTOM DEVELOPMENT IN | 41150T124 | *W EXP 10/07/202 | 89,743 | $69,000 | thousands by filing date | |
| OPTIMUMBANK HLDGS INC | 68401P403 | COM | 17,114 | $67,000 | thousands by filing date | |
| BIOFRONTERA INC | 09077D118 | *W EXP 10/27/202 | 18,487 | $67,000 | thousands by filing date | |
| VERIFYME INC | 92346X115 | *W EXP 06/22/202 | 57,158 | $65,000 | thousands by filing date | |
| VICINITY MOTOR CORP | 925654105 | COM | 18,501 | $65,000 | thousands by filing date | |
| NEUROSENSE THERAPEUTICS LTD | M74240116 | *W EXP 11/10/202 | 66,606 | $61,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W126 | WARRANT | 50,000 | $59,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 78,110 | $55,000 | thousands by filing date | |
| TROIKA MEDIA GROUP INC | 89689F115 | *W EXP 04/13/202 | 219,043 | $53,000 | thousands by filing date | |
| HANNON ARMSTRONG SUST INFR C | 41068XAB6 | NOTE 4.125% 9/0 | 27,000 | $53,000 | thousands by filing date | principal |
| KIROMIC BIOPHARMA INC | 497634105 | COM | 33,815 | $52,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 20,000 | $47,000 | thousands by filing date | principal |
| ENGINE GAMING AND MEDIA INC | 29287W102 | COM | 15,000 | $46,000 | thousands by filing date | call |
| Cingulate Inc W Exp 12/10/202 | 17248W113 | Warrant | 56,667 | $40,000 | thousands by filing date | |
| NEUROSENSE THERAPEUTICS LTD | M74240108 | FOREIGN | 15,501 | $38,000 | thousands by filing date | |
| CELULARITY INC | 151190113 | *W EXP 07/16/202 | 43,603 | $37,000 | thousands by filing date | |
| BLACKSKY TECHNOLOGY INC | 09263B116 | W EXP 09/09/202 | 63,865 | $35,000 | thousands by filing date | |
| PETVIVO HLDGS INC | 716817119 | *W EXP 08/13/202 | 60,508 | $34,000 | thousands by filing date | |
| RELIANCE GLOBAL GROUP INC | 75946W116 | *W EXP 02/01/202 | 30,156 | $34,000 | thousands by filing date | |
| SIYATA MOBILE INC | 83013Q152 | *W EXP 09/24/202 | 42,426 | $34,000 | thousands by filing date | |
| SURGEPAYS INC | 86882L113 | *W EXP 10/22/202 | 60,000 | $34,000 | thousands by filing date | |
| APPLIED UV INC | 03828V105 | COM | 12,500 | $34,000 | thousands by filing date | |
| GUARDFORCE AI CO LTD | G4236L120 | *W EXP 10/01/202 | 61,500 | $31,000 | thousands by filing date | |
| TALKSPACE INC | 87427V111 | *W EXP 06/21/202 | 125,002 | $29,000 | thousands by filing date | |
| BONE BIOLOGICS CORP | 098070113 | *W EXP 10/13/202 | 39,003 | $27,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 92561V117 | COM | 12,000 | $26,000 | thousands by filing date | |
| AMPCO-PITTSBURG CORP | 032037111 | *W EXP 08/01/202 | 42,401 | $25,000 | thousands by filing date | |
| BT BRANDS INC | 0557MQ115 | *W EXP 11/12/202 | 32,737 | $24,000 | thousands by filing date | |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 11,100 | $23,000 | thousands by filing date | call |
| MOBIQUITY TECHNOLOGIES INC | 60743F128 | *W EXP 12/03/202 | 42,501 | $23,000 | thousands by filing date | |
| WORKSPORT LTD | 98139Q118 | *W EXP 08/06/202 | 25,778 | $23,000 | thousands by filing date | |
| DERMATA THERAPEUTICS INC | 249845116 | *W EXP 99/99/999 | 51,399 | $22,000 | thousands by filing date | |
| ADITX THERAPEUTICS INC | 007025109 | COM | 39,900 | $21,000 | thousands by filing date | |
| GEOVAX LABS INC | 373678119 | *W EXP 09/29/202 | 21,087 | $20,000 | thousands by filing date | |
| SEQLL INC | 81734C114 | *W EXP 08/31/202 | 22,795 | $19,000 | thousands by filing date | |
| PLANET LABS PBC | 72703X114 | *W EXP 12/06/202 | 10,000 | $19,000 | thousands by filing date | |
| QTREX QUANTUM LTD | M53637118 | *W EXP 07/16/202 | 20,001 | $18,000 | thousands by filing date | |
| INHIBIKASE THERAPEUTICS INC | 45719W106 | COM | 12,494 | $18,000 | thousands by filing date | |
| ZIVO BIOSCIENCE INC | 98978N119 | *W EXP 06/02/202 | 19,441 | $18,000 | thousands by filing date | |
| EZFILL HOLDINGS INC | 302314208 | COM NEW | 12,001 | $17,000 | thousands by filing date | |
| WTS/DIGITAL BRANDS GROUP, INC. 11.5000EXP12/31/2028 | 25401N119 | COM | 32,503 | $17,000 | thousands by filing date | |
| HEARTBEAM INC | 42238H116 | *W EXP 10/31/202 | 18,638 | $14,000 | thousands by filing date | |
| CREATD INC | 225265115 | *W EXP 09/15/202 | 24,545 | $14,000 | thousands by filing date | |
| LIVEONE INC | 53814X102 | COM | 10,000 | $13,000 | thousands by filing date | |
| SPLASH BEVERAGE GROUP INC | 84862C112 | *W EXP 06/15/202 | 40,712 | $13,000 | thousands by filing date | |
| SPIRE GLOBAL INC | 848560116 | *W EXP 01/01/203 | 29,800 | $13,000 | thousands by filing date | |
| PYXIS TANKERS INC | Y71726122 | *W EXP 10/13/202 | 81,744 | $12,000 | thousands by filing date | |
| PYXIS TANKERS INC | Y71726106 | COM | 25,001 | $12,000 | thousands by filing date | |
| GROM SOCIAL ENTERPRISES INC | 39878L118 | *W EXP 06/17/202 | 24,022 | $12,000 | thousands by filing date | |
| GEE GROUP INC | 36165A102 | COM | 15,001 | $9,000 | thousands by filing date | |
| WTS/CLEVER LEAVES HOLDINGS INC 11.5000EXP12/31/2025 | 186760112 | WARR | 18,686 | $9,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 10,001 | $9,000 | thousands by filing date | |
| CLARUS THERAPEUTICS HOLDINGS | 18271L115 | CMN | 32,502 | $9,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 23,200 | $8,000 | thousands by filing date | |
| SHAPEWAYS HOLDINGS INC 11.5000EXP10/31/2026 | 81947T110 | WARR | 14,669 | $8,000 | thousands by filing date | |
| LIXTE BIOTECHNOLOGY HLDGS IN | 539319111 | *W EXP 11/30/202 | 17,934 | $8,000 | thousands by filing date | |
| IMAC HLDGS INC | 44967K112 | *W EXP 02/12/202 | 24,313 | $6,000 | thousands by filing date | |
| ENTERA BIO LTD | M40527117 | *W EXP 06/27/202 | 14,047 | $4,000 | thousands by filing date | |
| G MED INNOVATIONS HLDGS LTD | G39462117 | *W EXP 06/30/202 | 12,801 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-22-003999 | this filing | 2022-02-14 | acceptance time not in the bulk data set |