13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-08, with 8,568 holding rows worth $1,029,749,639,000.
- Accession
- 0001567619-22-002833
- Filer
- CIK 70858
- Filed
- 2022-02-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 28,342 entries on the cover page, a total value of $1,029,749,639,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,029,749,639,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerBOFA SECURITIES, INC.028-19575
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBanc of America Strategic Ventures, Inc.028-20096
- included managerBofA Securities Europe SA028-20099
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 1,500 | $21,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E869 | DAILY 500 1X ETF | 1,525 | $21,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 13,452 | $21,000 | thousands by filing date | |
| ENLIVEX LTD | M4130Y106 | CMN | 3,296 | $21,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 15,053 | $21,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 20,660 | $21,000 | thousands by filing date | |
| IMARA INC | 45249V107 | COM | 9,478 | $21,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E412 | RUSEL 1000 LOW | 500 | $21,000 | thousands by filing date | |
| IMV INC | 44974L103 | COM | 17,304 | $21,000 | thousands by filing date | |
| NRX PHARMACEUTICALS INC | 629444100 | COMMON | 4,371 | $21,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 34,556 | $21,000 | thousands by filing date | |
| VIDLER WATER RESOUCES INC | 92660E107 | COM | 1,740 | $21,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 1,575 | $20,000 | thousands by filing date | |
| HASHICORP INC | 418100103 | COM CL A | 220 | $20,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 1,026 | $20,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y683 | ENHNCD CMMDTY ST | 952 | $20,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G781 | DAI GOL BUL ETF | 399 | $20,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P843 | CMN | 662 | $20,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 3,008 | $20,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 721 | $20,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 15,117 | $20,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 2,265 | $20,000 | thousands by filing date | |
| SOCIAL LEVERAGE ACQUISN CORP | 83363K110 | WARR | 24,051 | $20,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 1,500 | $20,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 1,300 | $20,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 9,000 | $20,000 | thousands by filing date | |
| DYNATRONICS CORP | 268157401 | COM NEW | 20,003 | $20,000 | thousands by filing date | |
| THE MUSIC ACQUISITION CORP | 62752R118 | *W EXP 02/05/202 | 35,037 | $20,000 | thousands by filing date | |
| DISRUPTIVE ACQUISITION CORP | G2770Y102 | CLASS A ORD SHS | 2,000 | $20,000 | thousands by filing date | |
| MAXPRO CAPITAL ACQUISITN COR | 57778T114 | *W EXP 09/27/202 | 50,000 | $20,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G732 | MOONSHOT INNOVAT | 739 | $20,000 | thousands by filing date | |
| METALS ACQUISITION CORP | G60405126 | *W EXP 99/99/999 | 33,333 | $20,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 6,672 | $20,000 | thousands by filing date | |
| TCW SPECIAL PURPOSE ACQU COR | 87301L114 | WTS | 33,333 | $20,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 100 | $19,000 | thousands by filing date | put |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 6,151 | $19,000 | thousands by filing date | |
| SEVEN HILLS REALTY TRUST | 81784E101 | REIT | 1,816 | $19,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 1,159 | $19,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 25,000 | $19,000 | thousands by filing date | principal |
| ALGOMA STL GROUP INC | 015658107 | COM | 1,733 | $19,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 11,038 | $19,000 | thousands by filing date | |
| SATSUMA PHARMACEUTICALS INC | 80405P107 | COM | 4,297 | $19,000 | thousands by filing date | |
| CVENT HOLDING CORP | 126677103 | COM | 2,301 | $19,000 | thousands by filing date | |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 6,325 | $19,000 | thousands by filing date | |
| LOGISTIC PROPERTIES OF THE AME USD ORD SHS | G9152V101 | Stock | 1,941 | $19,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 100 | $18,000 | thousands by filing date | put |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 5,327 | $18,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 400 | $18,000 | thousands by filing date | call |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 3,217 | $18,000 | thousands by filing date | |
| ALITHYA GROUP INC | 01643b106 | COM | 6,900 | $18,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 3,900 | $18,000 | thousands by filing date | call |
| JOYY INC | 98426TAD8 | NOTE 0.750% 6/1 | 20,000 | $18,000 | thousands by filing date | principal |
| TRICIDA INC | 89610F101 | COM | 1,895 | $18,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 7,907 | $18,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 10,964 | $18,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VII | 17144M110 | *W EXP 02/29/202 | 17,895 | $18,000 | thousands by filing date | |
| M3 BRIGADE ACQUISITION III | 55407R111 | *W EXP 07/31/202 | 33,333 | $18,000 | thousands by filing date | |
| FIRST EAGLE ALTR CAP BDC INC | 26943B100 | COM | 4,134 | $18,000 | thousands by filing date | |
| IMEDIA BRANDS INC | 452465206 | COM CL A | 3,030 | $18,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087R116 | *W EXP 03/05/202 | 25,000 | $18,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J867 | MLTFACTR UTILS | 515 | $18,000 | thousands by filing date | |
| FAST ACQUISITION CORP. CMN | 311875108 | COM | 1,750 | $18,000 | thousands by filing date | |
| GETNET ADQUIRENCIA E SERVIC NP | 37428A103 | SPONSORED ADS | 11,953 | $17,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 1,503 | $17,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H658 | INSPIRE GBL HOPE | 450 | $17,000 | thousands by filing date | |
| RAND CAP CORP COM NEW | 752185207 | CEF | 1,000 | $17,000 | thousands by filing date | |
| VASTA PLATFORM LTD CL A | G9440A109 | Stock | 3,938 | $17,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y821 | CMN | 656 | $17,000 | thousands by filing date | |
| BM TECHNOLOGIES INC | 05591L107 | COM | 1,786 | $17,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 11,714 | $17,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 2,030 | $17,000 | thousands by filing date | |
| LAZARD GROWTH ACQUISITION CO | G54035111 | *W EXP 02/10/202 | 20,000 | $17,000 | thousands by filing date | |
| ARBOR RAPHA CAP BIOHLDS CORP | 03881F112 | *W EXP 10/31/202 | 33,333 | $17,000 | thousands by filing date | |
| AYALA PHARMACEUTICALS INC | 05465V108 | COM | 1,940 | $17,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 2,000 | $16,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 1,478 | $16,000 | thousands by filing date | |
| ORANGE COUNTY BANCORP INC | 68417L107 | COMMON STOCK | 402 | $16,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 2,042 | $16,000 | thousands by filing date | |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 626 | $16,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 4,166 | $16,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 500 | $16,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P405 | CMN | 395 | $16,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 3,374 | $16,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 1,228 | $16,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 200 | $16,000 | thousands by filing date | |
| NEW YORK CITY REIT INC | 649439205 | COM | 1,510 | $16,000 | thousands by filing date | |
| HH&L ACQUISITION CO | G39714129 | WARR | 28,395 | $16,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G807 | FUND | 1,503 | $16,000 | thousands by filing date | |
| SAB BIOTHERAPEUTICS INC | 78397T103 | COM | 2,174 | $16,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 1,015 | $16,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 8,192 | $16,000 | thousands by filing date | |
| BIOMERICA INC | 09061H307 | COM NEW | 4,032 | $16,000 | thousands by filing date | |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 6,960 | $16,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602605 | COM NEW | 637 | $16,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVES III | 44376L115 | WTS | 20,000 | $16,000 | thousands by filing date | |
| ARCLIGHT CLEAN TRANSITION II | G0R21B112 | WTS | 9,780 | $16,000 | thousands by filing date | |
| PERASO INC | 71360T101 | COM | 3,890 | $16,000 | thousands by filing date | |
| HANNON ARMSTRONG SUST INFR C | 41068XAB6 | NOTE 4.125% 9/0 | 8,000 | $16,000 | thousands by filing date | principal |
| BIT MINING LIMITED | 055474100 | SPON ADR REP A | 2,616 | $16,000 | thousands by filing date | |
| ISHARES TR | 46435U382 | MSCI JP EQUL | 438 | $16,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 5,065 | $15,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 1,046 | $15,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 4,032 | $15,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 2,355 | $15,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H591 | CMN | 329 | $15,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 607 | $15,000 | thousands by filing date | |
| ENTHUSIAST GAMING HLDGS INC | 29385B109 | COM | 5,041 | $15,000 | thousands by filing date | |
| PARTS ID INC | 702141102 | COM | 6,308 | $15,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 1,044 | $15,000 | thousands by filing date | |
| IMMUNOPRECISE ANTIBODIES LTDCOM NEW | 45257F200 | cs | 2,951 | $15,000 | thousands by filing date | |
| SMART POWERR CORP | 168913309 | COM | 2,718 | $15,000 | thousands by filing date | |
| ADTHEORENT HOLDING COMPANY | 00739D117 | YW EXP 12/26/202 | 21,666 | $15,000 | thousands by filing date | |
| BLOCKCHAIN MOON ACQUISITN CO | 09370F125 | *W EXP 10/14/202 | 37,500 | $15,000 | thousands by filing date | |
| EBANG INTL HLDGS INC | G3R33A106 | CL A SHS | 14,165 | $15,000 | thousands by filing date | |
| AEA-BRIDGES IMPACT CORP | G01046104 | CMN | 1,546 | $15,000 | thousands by filing date | |
| LIMESTONE BANCORP INC | 53262L105 | COM | 808 | $15,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 100 | $14,000 | thousands by filing date | call |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 500 | $14,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 900 | $14,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 1,703 | $14,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 17,387 | $14,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 6,553 | $14,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 169 | $14,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 4,003 | $14,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 746 | $14,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 1,721 | $14,000 | thousands by filing date | |
| ADTHEORENT HOLDING COMPANY | 00739D109 | COM | 2,392 | $14,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 29,420 | $14,000 | thousands by filing date | |
| AIM IMMUNOTECH INC | 00901B105 | COM | 15,089 | $14,000 | thousands by filing date | |
| FINTECH EVOLUTION ACQUIS GRO | G3R19A104 | SHS CL A | 1,400 | $14,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 68,114 | $14,000 | thousands by filing date | |
| SKILLSOFT CORP | 83066P119 | *W EXP 06/11/202 | 7,600 | $14,000 | thousands by filing date | |
| LIONHEART ACQUISITION CORP II WT EXP 021426 | 53625R112 | COM | 25,000 | $14,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 2,735 | $13,000 | thousands by filing date | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 2,222 | $13,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 500 | $13,000 | thousands by filing date | |
| PRINCIPAL ACTIVE HIGH YIELD ETF | 74255Y102 | COM | 640 | $13,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 1,225 | $13,000 | thousands by filing date | |
| EXPENSIFY INC | 30219Q106 | COM CL A | 306 | $13,000 | thousands by filing date | |
| HIGH TIDE INC | 42981E401 | COM | 3,000 | $13,000 | thousands by filing date | |
| Evgo Inc W Exp 07/01/202 | 30052F118 | SPAC Combination | 5,000 | $13,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 4,466 | $13,000 | thousands by filing date | |
| VALENS SEMICONDUCTOR LTD | M9607U115 | ORDINARY SHARES | 1,655 | $13,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 954 | $13,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 2,314 | $13,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 3,429 | $13,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F734 | RUSSIA SMALL CAP | 384 | $13,000 | thousands by filing date | |
| BERENSON ACQUISITION CORP I | 083690206 | UNIT 99/99/9999 | 1,300 | $13,000 | thousands by filing date | |
| BIOCARDIA INC | 09060U507 | COM | 6,542 | $13,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 13,162 | $13,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U404 | CMN | 616 | $13,000 | thousands by filing date | |
| GRANDSTAND LTD ORDINARY SHARES | G3R239101 | Stock | 1,139 | $12,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 500 | $12,000 | thousands by filing date | call |
| NORTHEAST CMNTY BANCORP INC | 664121100 | COM | 1,103 | $12,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 300 | $12,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092345 | BLUE CHIP VALUE | 404 | $12,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 1,300 | $12,000 | thousands by filing date | |
| PROSHARES | 74347Y839 | EXCHANGE TRADED | 1,000 | $12,000 | thousands by filing date | |
| ZK INTL GROUP CO LTD SHS NEW | G9892K100 | Stock | 8,452 | $12,000 | thousands by filing date | |
| Aravive Inc | 03890D108 | Common / Ordinary Stock | 5,300 | $12,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 4,152 | $12,000 | thousands by filing date | |
| LEAD EDGE GROWTH OPRTUNTS LT | G54085116 | WARR | 18,425 | $12,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 3,092 | $12,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 9,109 | $12,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 4,213 | $12,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 5,671 | $12,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODS INC | 019222207 | COM | 2,111 | $12,000 | thousands by filing date | |
| THUNDER BRDG CAP PRTNRS IV I | 88605L115 | YW EXP 04/30/202 | 14,000 | $12,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D200 | COMMON | 6,701 | $12,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 17,223 | $12,000 | thousands by filing date | |
| VELOCITY ACQUISITION CORP | 92259E112 | WTS | 22,646 | $12,000 | thousands by filing date | |
| KKR ACQUISITION HOLDING I CO | 48253T117 | WTS | 12,500 | $12,000 | thousands by filing date | |
| BROADSCALE ACQUISITION CORP | 11134Y119 | WTS | 12,500 | $12,000 | thousands by filing date | |
| BLACKROCK ETF TRUST | 09290C103 | ISHARES US EQUIT | 289 | $11,000 | thousands by filing date | |
| CANAAN INC | 134748102 | SPONSORED ADS | 2,216 | $11,000 | thousands by filing date | |
| PGIM SHORT DUR HIG YLD OPP F | 69355J104 | COM | 600 | $11,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 969 | $11,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 1,300 | $11,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 291 | $11,000 | thousands by filing date | |
| OXBRIDGE RE HLDGS LTD | G6856M106 | SHS | 2,000 | $11,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 1,438 | $11,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 2,529 | $11,000 | thousands by filing date | |
| CF ACQUISITION CORP IV | 12520T110 | *W EXP 12/31/202 | 14,985 | $11,000 | thousands by filing date | |
| LIVE OAK CRESTVIEW CLIMATE A | 538086208 | UNIT 99/99/9999 | 1,100 | $11,000 | thousands by filing date | |
| REGIONAL HEALTH PPTYS INC | 75903M309 | COM | 2,386 | $11,000 | thousands by filing date | |
| NICE SYS INC | 65366HAB9 | BOND | 3,000 | $11,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 550 | $11,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 4,697 | $11,000 | thousands by filing date | |
| OYSTER ENTERPRISES ACQ CORP | 69242M112 | WTS | 25,000 | $11,000 | thousands by filing date | |
| MEDAVAIL HOLDINGS INC | 58406B103 | COM | 7,584 | $11,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 200 | $10,000 | thousands by filing date | put |
| CVR PARTNERS LP | 126633205 | COM | 118 | $10,000 | thousands by filing date | |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 289 | $10,000 | thousands by filing date | |
| Ishares Bb Rated Corp B | 46435U473 | COM | 190 | $10,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G831 | DAIL JR GOLD ETF | 153 | $10,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 140 | $10,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 3,333 | $10,000 | thousands by filing date | |
| JEWETT CAMERON TRADING LTD | 47733C207 | COM NEW | 1,206 | $10,000 | thousands by filing date | |
| INCOME OPPORTUNITY RLTY INVS | 452926108 | COM | 827 | $10,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 468 | $10,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 1,365 | $10,000 | thousands by filing date | |
| VALENS COMPANY INC-NEW | 91914P603 | COM NEW | 4,100 | $10,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 8,000 | $10,000 | thousands by filing date | principal |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 10,000 | $10,000 | thousands by filing date | principal |
| VICARIOUS SURGICAL INC | 92561V109 | COM | 930 | $10,000 | thousands by filing date | |
| MONEYLION INC | 60938K106 | COM | 2,500 | $10,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 1,260 | $10,000 | thousands by filing date | |
| MCLOUD TECHNOLOGIES CORP | 582270609 | COM NEW | 2,100 | $10,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 15,723 | $10,000 | thousands by filing date | |
| HEALTHCARE SERVICES ACQU COR | 42227K203 | UNT | 1,000 | $10,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 1,740 | $9,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 1,258 | $9,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 200 | $9,000 | thousands by filing date | put |
| ERMENEGILDO ZEGNA NV | N30577105 | COMMON STOCK | 844 | $9,000 | thousands by filing date | |
| NUVVE HOLDING CORP | 67079Y100 | COMMON STOCK | 710 | $9,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 2,796 | $9,000 | thousands by filing date | |
| GUILD HLDGS CO | 40172N107 | CL A | 609 | $9,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAD4 | NOTE 2.000% 8/1 | 3,000 | $9,000 | thousands by filing date | principal |
| PROFESSIONAL HLDG CORP | 743139107 | COM | 472 | $9,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 7,414 | $9,000 | thousands by filing date | |
| CNFINANCE HLDGS LTD | 18979T105 | SPON ADS | 2,094 | $9,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 818 | $9,000 | thousands by filing date | |
| AEROCENTURY CORP | 007737109 | COM | 149 | $9,000 | thousands by filing date | |
| TB SA ACQUISITION CORP | G8657L105 | CLASS A ORD SHS | 893 | $9,000 | thousands by filing date | |
| FLORA GROWTH CORP | 339764102 | COM | 5,521 | $9,000 | thousands by filing date | |
| MERCATO PARTNERS ACQUISITION | 58759A207 | UNIT 10/29/2026 | 900 | $9,000 | thousands by filing date | |
| SIMON PROPERTY GRP ACQ HOLDI | 82880R202 | UNIT 99/99/9999 | 950 | $9,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 100 | $8,000 | thousands by filing date | put |
| CARECLOUD INC | 14167R100 | COM | 1,211 | $8,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 501 | $8,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 1,857 | $8,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 367 | $8,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 297 | $8,000 | thousands by filing date | |
| CANDEL THERAPEUTICS INC | 137404109 | COMMON STOCK | 1,088 | $8,000 | thousands by filing date | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 338 | $8,000 | thousands by filing date | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 300 | $8,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P835 | FTSE BRAZIL | 432 | $8,000 | thousands by filing date | |
| ISHARES MSCI JAPAN VALUE ETF | 46435U374 | ETF | 312 | $8,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 252 | $8,000 | thousands by filing date | |
| MARKETWISE INC | 57064P107 | COM CL A | 1,109 | $8,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y412 | RANGER EQUITY BE | 325 | $8,000 | thousands by filing date | |
| PHENIXFIN CORP | 71742W103 | COM | 200 | $8,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAH1 | NOTE 1.500% 6/1 | 7,000 | $8,000 | thousands by filing date | principal |
| FORESIGHT AUTONOMOUS HLDGS L | 345523104 | SPONSORED ADS | 5,000 | $8,000 | thousands by filing date | |
| NEXTERS INC | G6529J100 | COM | 1,000 | $8,000 | thousands by filing date | |
| PERIDOT ACQUISITION CORP II | G7008B121 | WARR | 10,000 | $8,000 | thousands by filing date | |
| PARTNERS BANCORP | 70213Q108 | COM | 823 | $8,000 | thousands by filing date | |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 2,509 | $8,000 | thousands by filing date | |
| INKT | 603693102 | Stock | 1,847 | $8,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W671 | CONSUMER STPLS | 227 | $8,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP II | 31809Y111 | *W EXP 02/17/202 | 12,900 | $8,000 | thousands by filing date | |
| TLG ACQUISITION ONE CORP | 87257M116 | *W EXP 01/25/202 | 15,977 | $8,000 | thousands by filing date | |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 252 | $8,000 | thousands by filing date | |
| TARGET GLOBAL ACQUISI I CORP | G8675N117 | UNIT 99/99/9999 | 800 | $8,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 2,715 | $8,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 4,689 | $8,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 2,734 | $8,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J204 | SPONSORED ADS NEW | 1,300 | $8,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 11,178 | $8,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F759 | CHINA GROWTH LDR | 218 | $8,000 | thousands by filing date | |
| Warburg Pincus Capital Corp I-A | G9461D115 | Warrant | 10,000 | $8,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044AJ7 | Bond | 12,000 | $8,000 | thousands by filing date | principal |
| GOLDMAN SACHS ETF TR | 381430123 | MARKETBETA US EQ | 106 | $7,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 168 | $7,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 1,022 | $7,000 | thousands by filing date | |
| PHARVARIS NV | N69605108 | COMMON STOCK | 500 | $7,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 1,434 | $7,000 | thousands by filing date | |
| BNY MELLON ETF TRUST | 09661T206 | US MDCP CORE EQT | 72 | $7,000 | thousands by filing date | |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 992 | $7,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 1,532 | $7,000 | thousands by filing date | |
| BRASILAGRO COMPANHIA BRASILE | 10554B104 | SPONSORED ADR | 1,279 | $7,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 14,827 | $7,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 3,176 | $7,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 307 | $7,000 | thousands by filing date | |
| TROIKA MEDIA GROUP INC | 89689F305 | COM | 6,093 | $7,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 800 | $7,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID CAP ETF | 46434G202 | ETF | 675 | $7,000 | thousands by filing date | |
| BIOTECH ACQUISITION COMPANY | G1125A116 | *W EXP 11/30/202 | 10,063 | $7,000 | thousands by filing date | |
| FREEDOM ACQUISITION I CORP | G3663X128 | *W EXP 03/02/202 | 12,500 | $7,000 | thousands by filing date | |
| FSD PHARMA INC | 35954B206 | CL B SUB VTG | 6,401 | $7,000 | thousands by filing date | |
| TANTECH HLDGS LTD | G8675X107 | COM | 15,912 | $7,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVS CORP I | 443760103 | CMN | 706 | $7,000 | thousands by filing date | |
| ONE EQUITY PARTNERS OPEN WTR | 68237L113 | WTS | 12,875 | $7,000 | thousands by filing date | |
| SCIENCE STRATEGIC ACQ ALPHA | 808641112 | *W EXP 01/20/202 | 12,196 | $7,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 4,252 | $7,000 | thousands by filing date | |
| RECHARGE ACQUISITION CORP | 756229118 | *W EXP 10/05/202 | 13,855 | $7,000 | thousands by filing date | |
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 150 | $6,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 1,382 | $6,000 | thousands by filing date | |
| PATRIA INVESTMENTS LIMITED | G69451105 | COM CL A | 400 | $6,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 500 | $6,000 | thousands by filing date | call |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 2,328 | $6,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 400 | $6,000 | thousands by filing date | call |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 249 | $6,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 1,723 | $6,000 | thousands by filing date | |
| USCB FINANCIAL HOLDINGS INC | 90355N101 | COMMON STOCK | 400 | $6,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 979 | $6,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 1,524 | $6,000 | thousands by filing date | |
| Galiano Gold Inc | 36352H100 | COM | 9,000 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 60 | $6,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 1,172 | $6,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 831 | $6,000 | thousands by filing date | |
| TIDAL TRUST I | 886364306 | SOFI NEXT 500 | 405 | $6,000 | thousands by filing date | |
| SUNWORKS INC | 86803X204 | COMMON STOCK | 2,001 | $6,000 | thousands by filing date | |
| VISTRA CORP | 92840M128 | COM | 36,746 | $6,000 | thousands by filing date | |
| DHC ACQUISITION CORP | G2758T117 | WARR | 11,715 | $6,000 | thousands by filing date | |
| GREENIDGE GENERATION HLDGS I | 39531G100 | COM | 402 | $6,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 3,092 | $6,000 | thousands by filing date | |
| LGL GROUP INC | 50186A132 | *W EXP 11/16/202 | 7,295 | $6,000 | thousands by filing date | |
| 9F INC SPON ADS NEW | 65442R109 | ADR | 5,025 | $6,000 | thousands by filing date | |
| GAMIDA CELL LTD | M47364100 | SHS | 2,381 | $6,000 | thousands by filing date | |
| PATHFINDER ACQUISITION CORP | G04119122 | *W EXP 02/19/202 | 10,519 | $6,000 | thousands by filing date | |
| NORTH ATLANTIC ACQUISITN COR | G66139109 | CL A SHS | 600 | $6,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 6,000 | $6,000 | thousands by filing date | principal |
| BIOCARDIA INC | 09060U119 | *W EXP 08/06/202 | 5,735 | $6,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q795 | US DIVIDEND | 181 | $6,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 2,121 | $6,000 | thousands by filing date | |
| ALPINE 4 HOLDINGS INC | 02083E105 | CL A | 3,080 | $6,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 5,196 | $6,000 | thousands by filing date | |
| Vanguard Ultra-Short Bond ETF | 92203C303 | SHS | 100 | $5,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 1,001 | $5,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 1,300 | $5,000 | thousands by filing date | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 1,734 | $5,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 5,865 | $5,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 6,609 | $5,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 138 | $5,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 171 | $5,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 841 | $5,000 | thousands by filing date | |
| TELA BIO INC | 872381108 | COM | 413 | $5,000 | thousands by filing date | |
| BLOOMIA HOLDINGS INC | 45765Y204 | COM NEW | 201 | $5,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 2,183 | $5,000 | thousands by filing date | |
| DATA STORAGE CORP | 23786R201 | COM NEW | 1,500 | $5,000 | thousands by filing date | |
| WAH FU EDUCATION GROUP LIMIT | G94184101 | SHS | 1,286 | $5,000 | thousands by filing date | |
| CKX LDS INC | 12562N104 | COM | 410 | $5,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092311 | FIDELITY REL EST | 193 | $5,000 | thousands by filing date | |
| Tempest Therapeutics, Inc. | 87978U108 | Common Stock | 912 | $5,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 1,257 | $5,000 | thousands by filing date | |
| HEALTH ASSURANCE ACQUIS- | 42226W109 | COM CL A | 500 | $5,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 1,221 | $5,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 1,544 | $5,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 5,000 | $5,000 | thousands by filing date | principal |
| SOCIAL LEVERAGE ACQUISN CORP | 83363K201 | TRUS | 500 | $5,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 2,476 | $5,000 | thousands by filing date | |
| OFFERPAD SOLUTIONS INC | 67623L109 | COM | 800 | $5,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 177 | $5,000 | thousands by filing date | |
| FRONTIER INVESTMENT CORP | G36816125 | *W EXP 06/29/202 | 9,882 | $5,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 3,906 | $5,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 7,979 | $5,000 | thousands by filing date | |
| ESM ACQUISITION CORPORATION | G3195H104 | SHS CL A | 500 | $5,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 1,782 | $5,000 | thousands by filing date | |
| LIVE OAK MOBILITY ACQUISI CO | 538126202 | UNIT 03/01/2028 | 500 | $5,000 | thousands by filing date | |
| TECH AND ENERGY TRANSITION | 87823R201 | UNIT 03/31/2028 | 500 | $5,000 | thousands by filing date | |
| ROSS ACQUISITION CORP II | G7641C122 | UNIT 99/99/9999 | 500 | $5,000 | thousands by filing date | |
| ANZU SPECIAL ACQUISITIN CORP | 03737A200 | UNIT 01/27/2026 | 500 | $5,000 | thousands by filing date | |
| COMPUTE HEALTH ACQUISITIN CO | 204833206 | UNIT 99/99/9999 | 500 | $5,000 | thousands by filing date | |
| FRANKLIN FTSE RUSSIA ETF | 35473P728 | OUTDATED | 179 | $5,000 | thousands by filing date | |
| VIQ SOLUTIONS INC | 91825V400 | COM NEW | 2,000 | $5,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP II | 92244F109 | CMN | 500 | $5,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B388 | IQ U.S. LRGE CAP | 150 | $5,000 | thousands by filing date | |
| MELI KASZEK PIONEER CORP | G5S74L106 | CLASS A ORD | 400 | $5,000 | thousands by filing date | |
| DHB CAPITAL CORP | 23291W208 | UNIT 03/31/2028 | 500 | $5,000 | thousands by filing date | |
| H I G ACQUISITION CORP UNIT | G44898115 | Stock | 500 | $5,000 | thousands by filing date | |
| GROWTH CAP ACQUISITION CORP | 39986V115 | *W EXP 06/01/202 | 6,046 | $5,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 1,493 | $4,000 | thousands by filing date | |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 612 | $4,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 315 | $4,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 700 | $4,000 | thousands by filing date | call |
| TALKSPACE INC | 87427V103 | COM | 2,028 | $4,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 220 | $4,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 152 | $4,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 351 | $4,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 69 | $4,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 173 | $4,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 87 | $4,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 270 | $4,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 300 | $4,000 | thousands by filing date | put |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 300 | $4,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092295 | FUN SMA MID ETF | 161 | $4,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P108 | INTL COR DIV TIL | 133 | $4,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 1,957 | $4,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 1,278 | $4,000 | thousands by filing date | |
| Gravity Co Ltd-Sponsore | 38911N206 | COM | 60 | $4,000 | thousands by filing date | |
| BRILLIANT EARTH GROUP INC | 109504100 | CMN | 211 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 200 | $4,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 1,500 | $4,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D382 | ETRACS ALER MLP | 26,805 | $4,000 | thousands by filing date | principal |
| AIR T INC | 009207101 | COM | 185 | $4,000 | thousands by filing date | |
| Cango Inc/KY | 137586103 | ADS | 1,279 | $4,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 874 | $4,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 365 | $4,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 6,923 | $4,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 556 | $4,000 | thousands by filing date | |
| RAPID7 INC | 753422AD6 | NOTE 2.250% 5/0 | 2,000 | $4,000 | thousands by filing date | principal |
| INTEVAC INC | 461148108 | COM | 921 | $4,000 | thousands by filing date | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 530 | $4,000 | thousands by filing date | |
| FATHOM DIGITAL MFG CORP | 31189Y103 | COM | 500 | $4,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 2,660 | $4,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 334 | $4,000 | thousands by filing date | |
| KATAPULT HOLDINGS INC | 485859102 | COM | 1,156 | $4,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 246 | $4,000 | thousands by filing date | |
| SHAPEWAYS HOLDINGS INC | 81947T102 | COMMON STOCK | 1,078 | $4,000 | thousands by filing date | |
| MONUMENT CIRCLE ACQUISITN CO | 61531M119 | *W EXP 01/14/202 | 7,136 | $4,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 1,710 | $4,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 3,602 | $4,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 5,033 | $4,000 | thousands by filing date | |
| FLAME ACQUISITION CORP | 33850F108 | COM CL A | 400 | $4,000 | thousands by filing date | |
| FORTRESS VALUE ACQUIS CORP I | 34964G206 | UNIT 12/31/2027 | 385 | $4,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 7,825 | $4,000 | thousands by filing date | |
| THERATECHNOLOGIES INC | 88338HAA8 | NOTE 5.750% 6/3 | 4,000 | $4,000 | thousands by filing date | principal |
| USHG ACQUISITION CORP | 91748P118 | WTS | 2,166 | $4,000 | thousands by filing date | |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 3,000 | $4,000 | thousands by filing date | |
| TISHMAN SPEYER INNOVATION CO | 88825H209 | UNIT 02/11/2026 | 383 | $4,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 492 | $4,000 | thousands by filing date | |
| QUOIN PHARMACEUTICALS LTD SPONSORED ADS | 74907L102 | ADR | 2,598 | $4,000 | thousands by filing date | |
| COVAW US 31 Dec 27 C11.5 | G2554Y120 | *W EXP 02/05/202 | 7,681 | $4,000 | thousands by filing date | |
| CHECKMATE PHARMACEUTICALS IN | 162818108 | COM | 1,112 | $4,000 | thousands by filing date | |
| ALPHA CAPITAL ACQUISITION CO | G0316P114 | UNIT 02/16/2026 | 395 | $4,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 109 | $3,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 119 | $3,000 | thousands by filing date | |
| BIG SKY INDL INC | 911805307 | COM | 1,002 | $3,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 200 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 200 | $3,000 | thousands by filing date | put |
| LENSAR INC | 52634L108 | COM | 412 | $3,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 256 | $3,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 160 | $3,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 78 | $3,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 645 | $3,000 | thousands by filing date | |
| CIVEO CORP | 17878Y207 | COMMON STOCK | 166 | $3,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 104 | $3,000 | thousands by filing date | |
| MAINSTREET BANCSHARES INC | 56064Y100 | COMMON STOCK | 126 | $3,000 | thousands by filing date | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 125 | $3,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092360 | FUNDAMENTAL LARG | 100 | $3,000 | thousands by filing date | |
| COMPNHIA ENRG C | 204409882 | SPONSORED ADR | 948 | $3,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 2,007 | $3,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 161 | $3,000 | thousands by filing date | |
| BGSF INC | 05601C105 | COM | 190 | $3,000 | thousands by filing date | |
| GENASYS INC | 36872P103 | CMN | 726 | $3,000 | thousands by filing date | |
| VIRTRA INC | 92827K301 | CMN | 497 | $3,000 | thousands by filing date | |
| GREAT ELM GROUP INC COM NEW | 39037G109 | COM NEW | 1,384 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347G705 | ULTRA ENERGY | 40 | $3,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 204 | $3,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 100 | $3,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P705 | ST STR NUVEE ETF | 100 | $3,000 | thousands by filing date | |
| BOGOTA FINL CORP | 097235105 | COM | 292 | $3,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 330 | $3,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 168 | $3,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 330 | $3,000 | thousands by filing date | |
| QNITY ELECTRONICS INC | 817323207 | COM | 725 | $3,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 766 | $3,000 | thousands by filing date | |
| PB BANKSHARES INC | 69318V103 | COM | 255 | $3,000 | thousands by filing date | |
| QUTOUTIAO INC-ADR | 74915J206 | COM | 960 | $3,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 3,000 | $3,000 | thousands by filing date | principal |
| CTI BIOPHARMA CORP | 12648L601 | COM | 1,298 | $3,000 | thousands by filing date | |
| FOCUS UNVL INC | 34417J104 | COM | 378 | $3,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 910 | $3,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 1,762 | $3,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 509 | $3,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 9,752 | $3,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 104 | $3,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 628 | $3,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 309 | $3,000 | thousands by filing date | |
| WIMI HOLOGRAM CLOUD INC | 97264L100 | SPON ADS CL B | 1,094 | $3,000 | thousands by filing date | |
| GAMING & HOSPITALITY ACQU CO | 364681114 | *W EXP 02/04/202 | 6,200 | $3,000 | thousands by filing date | |
| ABITS GROUP INC | G6S34K105 | ORDINARY SHARES | 1,121 | $3,000 | thousands by filing date | |
| Mid-Southern Bancorp | 59548Q107 | COM | 197 | $3,000 | thousands by filing date | |
| CLARIM ACQUISITION CORP | 18049C108 | CMN | 300 | $3,000 | thousands by filing date | |
| G MED INNOVATIONS HLDGS LTD | G39462208 | CMN | 1,607 | $3,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 347 | $3,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W655 | EVOLVED FINLS | 78 | $3,000 | thousands by filing date | |
| SOLUNA HOLDINGS INC | 583543103 | COM NEW | 293 | $3,000 | thousands by filing date | |
| AUSTERLITZ ACQUISITION CORP | G0633U119 | UNIT 99/99/9999 | 300 | $3,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 5,800 | $3,000 | thousands by filing date | |
| HAILIANG ED GROUP INC | 40522L108 | SPONSORED ADR | 248 | $3,000 | thousands by filing date | |
| CHINA SXT PHARMACEUTICALS IN | G2161P116 | ORD SHS NEW | 4,079 | $3,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 1,500 | $2,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 135 | $2,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 137 | $2,000 | thousands by filing date | |
| SMARTRENT INC | 83193G107 | COMMON STOCK | 221 | $2,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 553 | $2,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 355 | $2,000 | thousands by filing date | |
| ATRENEW INC | 00138L108 | SPONSORED ADS | 300 | $2,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 514 | $2,000 | thousands by filing date | |
| CARDIOL THERAPEUTICS INC | 14161Y200 | COM CL A | 1,300 | $2,000 | thousands by filing date | |
| VINCI COMPASS INVESTMENTS LTD | G9451V109 | COM CL A | 157 | $2,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 259 | $2,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 138 | $2,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 81 | $2,000 | thousands by filing date | |
| FIRST GTY BANCSHARES INC | 32043P106 | COM | 75 | $2,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 51 | $2,000 | thousands by filing date | |
| WATERDROP INC | 94132V105 | CMN | 1,610 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 140 | $2,000 | thousands by filing date | |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 59 | $2,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 500 | $2,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D374 | ETRA AL ML IN 18 | 16,840 | $2,000 | thousands by filing date | principal |
| KRANESHARES TRUST | 500767850 | MSCI CHINA CLEAN | 33 | $2,000 | thousands by filing date | |
| WHERE FOOD COMES FROM INC | 96327X200 | COM NEW | 128 | $2,000 | thousands by filing date | |
| ELLOMAY CAPITAL LIMITED | M39927120 | SHS | 59 | $2,000 | thousands by filing date | |
| SOL GEL TECHNOLOGIES | M8694L103 | SHS | 300 | $2,000 | thousands by filing date | |
| ZEPP HEALTH CORPORATION SPONSORED ADR | 98945L105 | ADR | 345 | $2,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 1,195 | $2,000 | thousands by filing date | |
| SEMLER SCIENTIFIC INC | 81684M104 | COM | 19 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-22-002833 | this filing | 2022-02-08 | acceptance time not in the bulk data set |