13F-HR filed by Lion Point Capital, LP
Lion Point Capital, LP filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 37 holding rows worth $533,416,000.
- Accession
- 0001567619-21-020366
- Filer
- CIK 1643354
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 38 entries on the cover page, a total value of $533,416,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $533,416,000 with VALUE read as thousands by filing date, 13F file number 028-17316. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Russell 2000 ETF | 464287655 | SHS | 600,000 | $131,250,000 | thousands by filing date | put |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 3,629,622 | $41,305,000 | thousands by filing date | |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 1,212,358 | $38,237,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 1,250,000 | $37,250,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 2,144,396 | $33,238,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 839,128 | $27,926,000 | thousands by filing date | |
| BURGERFI INTERNATIONAL INC | 12122L101 | COM | 2,745,938 | $23,779,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 625,000 | $22,262,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 15,486,004 | $19,822,000 | thousands by filing date | |
| EXTRACTION OIL & GAS INC | 30227M303 | COMMON STOCK | 269,589 | $15,218,000 | thousands by filing date | |
| COMPUTE HEALTH ACQUISITIN CO | 204833206 | UNIT 99/99/9999 | 1,492,054 | $14,935,000 | thousands by filing date | |
| CALLON PETROLEUM CORP | 13123X508 | COMMON STOCK | 250,000 | $12,270,000 | thousands by filing date | put |
| IVERIC BIO INC | 46583P102 | COM | 706,168 | $11,468,000 | thousands by filing date | |
| RENEW ENERGY GLOBAL PLC CL A SHS | G7500M104 | Stock | 1,000,000 | $10,098,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HOLDN | G1992N118 | UNIT 99/99/9999 | 1,000,000 | $9,950,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 200,000 | $9,788,000 | thousands by filing date | put |
| BATTALION OIL CORP | 07134L107 | COM | 953,935 | $9,281,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 1,826,729 | $8,476,000 | thousands by filing date | |
| JAWS MUSTANG ACQUISITION COR | G50737116 | UNIT 99/99/9999 | 800,000 | $8,032,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 350,465 | $6,273,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 495,748 | $5,646,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISITIN IV | 34964K207 | UNIT 03/31/2028 | 500,000 | $4,925,000 | thousands by filing date | |
| LUMOS PHARMA INC | 55028X109 | COM | 407,192 | $3,872,000 | thousands by filing date | |
| IQIYI INC | 46267XAE8 | NOTE 4.000%12/1 | 4,000,000 | $3,410,000 | thousands by filing date | principal |
| IMARA INC | 45249V107 | COM | 833,333 | $3,399,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 481,803 | $3,353,000 | thousands by filing date | |
| BURGERFI INTERNATIONAL INC | 12122L119 | *W EXP 12/16/202 | 2,083,438 | $3,334,000 | thousands by filing date | call |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 300,000 | $2,385,000 | thousands by filing date | |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 400,000 | $2,304,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 500,000 | $2,290,000 | thousands by filing date | |
| FORTRESS CAPITAL ACQUISITION | G36427113 | UNIT 99/99/9999 | 230,664 | $2,260,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 300,000 | $2,022,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 75,000 | $1,890,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 25,000 | $736,000 | thousands by filing date | |
| ORIGIN MATERIALS INC | 68622D106 | COM | 100,000 | $681,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 1,000 | $48,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 1,000 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-020366 | this filing | 2021-11-15 | acceptance time not in the bulk data set |