13F-HR filed by NOMURA HOLDINGS INC
NOMURA HOLDINGS INC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 1,988 holding rows worth $40,278,397,000.
- Accession
- 0001567619-21-020341
- Filer
- CIK 1163653
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 2,533 entries on the cover page, a total value of $40,278,397,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $40,278,397,000 with VALUE read as thousands by filing date, 13F file number 028-10594. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNOMURA SECURITIES INTERNATIONAL INC028-04983
- included managerNOMURA INTERNATIONAL PLC
- included managerNOMURA SECURITIES BERMUDA LTD028-04993
- included managerNOMURA GLOBAL FINANCIAL PRODUCTS INC028-15494
- included managerNOMURA SECURITIES CO LTD028-04979
- included managerNomura Corporate Research & Asset Management Inc.028-13982
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NISUN INTL ENT DVPMT GP CO L | G6593L106 | COM | 34,858 | $405,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 20,000 | $404,000 | thousands by filing date | call |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 12,063 | $402,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 8,659 | $402,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 600,000 | $402,000 | thousands by filing date | call |
| LEGGETT & PLATT INC | 524660107 | COM | 8,804 | $400,000 | thousands by filing date | |
| DOLE PLC | G27907107 | ORD SHS | 25,000 | $395,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 8,700 | $393,000 | thousands by filing date | |
| POPULATION HEALTH INVS CO IN | G71716107 | CMN | 40,000 | $391,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 17,309 | $390,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 10,773 | $390,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 2,445 | $389,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 1,400 | $388,000 | thousands by filing date | put |
| 7GC & CO HOLDINGS INC | 81786A107 | COM CL A | 40,000 | $388,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 1,983 | $385,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 14,161 | $384,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 207,124 | $383,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 11,014 | $382,000 | thousands by filing date | |
| ATLANTIC COASTAL ACQUISTN CO | 048453112 | *W EXP 03/02/202 | 599,999 | $382,000 | thousands by filing date | |
| INDEPENDENCE HOLDINGS CORP | G4761A127 | *W EXP 03/31/202 | 350,000 | $377,000 | thousands by filing date | |
| SPORTS ENTERTAINMENT ACQU CO | 84918M106 | COM CL A | 37,670 | $377,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 6,819 | $376,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 14,400 | $376,000 | thousands by filing date | call |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 550,864 | $375,000 | thousands by filing date | principal |
| SEALED AIR CORP NEW | 81211K100 | COM | 6,718 | $371,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 143,501 | $371,000 | thousands by filing date | |
| SUSTAINABLE DEVELP ACQU I CO | 86934L103 | COM | 38,000 | $370,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 31,045 | $369,000 | thousands by filing date | |
| NOVUS CAPITAL CORPORATION II | 67012W104 | COM CL A | 37,500 | $369,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 10,324 | $368,000 | thousands by filing date | |
| PONTEM CORPORATION | G71707122 | WARR | 508,333 | $368,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R121 | UNIT 99/99/9999 | 36,500 | $367,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 4,500 | $366,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 7,900 | $366,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 15,158 | $366,000 | thousands by filing date | |
| PROTERRA INC | 74374T117 | *W EXP 09/22/202 | 140,000 | $360,000 | thousands by filing date | |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 70,000 | $359,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 7,104 | $353,000 | thousands by filing date | |
| GOLDEN FALCON ACQUISITION CO | 38102H208 | UNIT 99/99/9999 | 35,000 | $351,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 3,000 | $347,000 | thousands by filing date | put |
| BORGWARNER INC COM | 099724106 | Stock | 7,915 | $347,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 3,862 | $343,000 | thousands by filing date | |
| RLX TECHNOLOGY INC | 74969N103 | SPONSORED ADS | 77,423 | $343,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 66,500 | $342,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 6,401 | $338,000 | thousands by filing date | |
| THE ODP CORP | 88337F105 | COM | 8,150 | $338,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 4,142 | $337,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 400 | $337,000 | thousands by filing date | put |
| HUMANCO ACQUISITION CORP | 44487N208 | UNIT 12/08/2023 | 32,796 | $337,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 12,100 | $335,000 | thousands by filing date | call |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 180,500 | $334,000 | thousands by filing date | call |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 1,729 | $332,000 | thousands by filing date | |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q100 | COM CL A | 33,500 | $332,000 | thousands by filing date | |
| MEDTECH ACQUISITION CORP | 58507N204 | UNIT 12/18/2025 | 32,400 | $328,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 9,050 | $326,000 | thousands by filing date | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 21,000 | $324,000 | thousands by filing date | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 22,371 | $321,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 13,122 | $319,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 11,800 | $317,000 | thousands by filing date | put |
| DAVITA INC COM | 23918K108 | Stock | 2,662 | $311,000 | thousands by filing date | |
| DHC ACQUISITION CORP | G2758T117 | WARR | 466,666 | $309,000 | thousands by filing date | |
| FISKER INC | 33813J106 | CL A COM STK | 20,661 | $308,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 2,000 | $305,000 | thousands by filing date | put |
| AMEDISYS INC | 023436108 | COM | 2,100 | $304,000 | thousands by filing date | |
| CERENCE INC | 156727AB5 | NOTE 3.000% 6/0 | 328,743 | $300,000 | thousands by filing date | principal |
| LEO HLDGS CORP II | G5463R128 | *W EXP 01/07/202 | 425,000 | $297,000 | thousands by filing date | |
| BITE ACQUISITION CORP | 09175K113 | *W EXP 02/12/203 | 481,988 | $295,000 | thousands by filing date | |
| NOVABRIDGE BIOSCIENCES | 44975P103 | CMN | 4,107 | $292,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806XAB8 | NOTE 2.500% 3/1 | 609,776 | $291,000 | thousands by filing date | principal |
| Goal Acquisitions Corp | 38021H115 | Warrant | 500,000 | $291,000 | thousands by filing date | |
| RADIUS GLOBAL INFRASTRUCTURE INC | 750481103 | COMMON STOCK | 17,466 | $289,000 | thousands by filing date | |
| ADARA ACQUISITION CORP | 00653H102 | COM CL A | 29,652 | $289,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 522,241 | $288,000 | thousands by filing date | principal |
| PROPTECH INVESTMENT CORP II | 743497109 | CMN | 29,473 | $287,000 | thousands by filing date | |
| ITHAX ACQUISITION CORP | G49775128 | WTS | 473,316 | $287,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 5,005 | $285,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 7,500 | $285,000 | thousands by filing date | put |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 1,901 | $284,000 | thousands by filing date | |
| Warburg Pincus Capital Corp I-A | G9461D115 | Warrant | 270,000 | $284,000 | thousands by filing date | |
| ARES ACQUISITION CORPORATION | G33032122 | *W EXP 02/02/202 | 320,000 | $283,000 | thousands by filing date | |
| FUSION ACQUISITION CORP II | 36118N110 | WTS | 386,300 | $283,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 5,200 | $282,000 | thousands by filing date | put |
| GROUPON INC | 399473206 | COM NEW | 11,866 | $279,000 | thousands by filing date | |
| MATTERPORT INC | 577096100 | COM CL A | 15,000 | $279,000 | thousands by filing date | |
| CF ACQUISITION CORP IV | 12520T201 | UNIT 12/31/2027 | 27,840 | $278,000 | thousands by filing date | |
| GLOBAL PARTNER ACQISTN CORP | G3934P110 | UNIT 01/06/2026 | 28,000 | $277,000 | thousands by filing date | |
| PUXIN LTD | 74704P108 | ADS | 511,324 | $272,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 7,184 | $270,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 1,608 | $269,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 3,848 | $269,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 1,400 | $268,000 | thousands by filing date | call |
| CC NEUBERGER PRINCIPAL HOLDN | G1992N126 | *W EXP 02/05/202 | 250,000 | $268,000 | thousands by filing date | |
| KISMET ACQUISITION THREE COR | G5276C102 | *W EXP 06/30/202 | 424,993 | $268,000 | thousands by filing date | |
| RUMBLE INC | 12521J111 | EQUITY WRT | 300,000 | $264,000 | thousands by filing date | |
| STELLANTIS N.V SHS | N82405106 | Stock | 13,667 | $261,000 | thousands by filing date | |
| CLASS ACCELERATION CORP | 18274B205 | UNIT 99/99/9999 | 26,126 | $260,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 9,785 | $258,000 | thousands by filing date | |
| HELLO GROUP INC ADS | 423403104 | ADR | 24,485 | $256,000 | thousands by filing date | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 10,444 | $256,000 | thousands by filing date | |
| FORTRESS VALUE ACQUIS CORP I | 34964G206 | UNIT 12/31/2027 | 25,799 | $256,000 | thousands by filing date | |
| FINTECH EVOLUTION ACQUIS GRO | G3R19A120 | WTS | 333,333 | $254,000 | thousands by filing date | |
| LUX HEALTH TECH ACQUISITION | 55068A209 | UNIT 11/30/2027 | 25,000 | $254,000 | thousands by filing date | |
| COUSINSPPTYSINC | 222795502 | STOK | 6,600 | $253,000 | thousands by filing date | call |
| Natural Order Acquisition Corp | 63889L206 | Equity | 24,700 | $253,000 | thousands by filing date | |
| BENESSERE CAPITAL ACQUSTN CO | 08179B103 | COM CL A | 25,000 | $251,000 | thousands by filing date | |
| AUSTERLITZ ACQUISITION CORP | G0633U119 | UNIT 99/99/9999 | 25,000 | $251,000 | thousands by filing date | |
| BRIGHT LIGHTS ACQUISITION CO | 10920K200 | UNIT 99/99/9999 | 25,000 | $251,000 | thousands by filing date | |
| FORTISTAR SUSTAINABLE SOL CO | 34962M205 | UNIT 01/14/2026 | 25,000 | $251,000 | thousands by filing date | |
| USHG ACQUISITION CORP | 91748P209 | COMMON STOCK | 25,000 | $250,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019200 | UNIT 08/31/2027 | 25,000 | $250,000 | thousands by filing date | |
| PROGRESS ACQUISITION CORP | 74327P204 | UNIT 12/25/2025 | 25,000 | $250,000 | thousands by filing date | |
| POPULATION HEALTH INVS CO IN | G71716123 | UNIT 99/99/9999 | 25,000 | $250,000 | thousands by filing date | |
| NEW VISTA ACQUISITION CORP | G6529L113 | UNIT 02/01/2026 | 25,000 | $249,000 | thousands by filing date | |
| FTAC PARNASSUS ACQUISITN COR | 30319B207 | UNIT 03/10/2026 | 25,000 | $249,000 | thousands by filing date | |
| InterPrivate II Acquisition Corp | 46064Q207 | Unit | 25,000 | $249,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 1,544 | $248,000 | thousands by filing date | |
| SCIENCE STRATEGIC ACQ ALPHA | 808641203 | UNT | 25,000 | $248,000 | thousands by filing date | |
| SEVEN OAKS ACQUISITION CORP | 81787X106 | COM CL A | 25,000 | $248,000 | thousands by filing date | |
| TREPONT ACQUISITION CORP I | G9095M101 | SHS CL A | 25,000 | $248,000 | thousands by filing date | |
| SUPERNOVA PARTNERS ACQUISTN | G8T86C113 | UNIT 99/99/9999 | 25,000 | $248,000 | thousands by filing date | |
| LEO HLDGS CORP II | G5463R110 | UNIT 99/99/9999 | 25,000 | $247,000 | thousands by filing date | |
| COLONNADE ACQUISITION CORP I | G2284B127 | UNIT 99/99/9999 | 25,000 | $247,000 | thousands by filing date | |
| ITIQUIRA ACQUISITION CORP | G49773115 | *W EXP 02/03/202 | 438,556 | $247,000 | thousands by filing date | |
| YUCAIPA ACQ CRP; TNT ACQ DT; 8/4/2022; CASH: $10.00 | G9879L105 | COM | 25,000 | $247,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 5,100 | $246,000 | thousands by filing date | call |
| NORDSTROM INC | 655664100 | COM | 9,172 | $246,000 | thousands by filing date | |
| NORTHERN STAR INVEST CORP II | 66574L118 | *W EXP 02/25/202 | 241,666 | $246,000 | thousands by filing date | |
| AVANTI ACQUISITION CORP | G0682V109 | CMN | 25,000 | $245,000 | thousands by filing date | |
| PROSPECTOR CAPITAL CORP | G7273A105 | COM | 25,000 | $244,000 | thousands by filing date | |
| LANDCADIA HOLDINGS IV INC | 51477A104 | CLASS A COM | 25,000 | $244,000 | thousands by filing date | |
| GOLDEN FALCON ACQUISITION CO | 38102H109 | CL A | 25,000 | $244,000 | thousands by filing date | |
| KKR ACQUISITION HOLDING I CO | 48253T109 | CMN | 25,000 | $244,000 | thousands by filing date | |
| DPCM CAP INC | 23344P101 | CMN | 25,000 | $244,000 | thousands by filing date | |
| KERNEL GROUP HOLDINGS INC | G5259L129 | *W EXP 99/99/999 | 387,620 | $243,000 | thousands by filing date | |
| SPORTS VENTURES ACQUISIN COR | G8372A103 | CMN | 25,002 | $243,000 | thousands by filing date | |
| ARROWROOT ACQUISITION CORP | 04282M110 | WARR | 383,227 | $242,000 | thousands by filing date | |
| PROGRESS ACQUISITION CORP | 74327P113 | *W EXP 11/11/202 | 425,000 | $242,000 | thousands by filing date | |
| KINS TECHNOLOGY GROUP INC | 49714K109 | COM CL A | 24,322 | $242,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,212 | $241,000 | thousands by filing date | |
| QUADRO ACQUISITION ONE CORP | G52807115 | *W EXP 06/30/202 | 366,508 | $238,000 | thousands by filing date | |
| AMERICAS TECHNOLOGY ACQUISIT | G0404A102 | COM | 23,753 | $238,000 | thousands by filing date | |
| SILVERBOX ENGAGED MERGER CO | 82836L119 | *W EXP 06/02/202 | 333,333 | $235,000 | thousands by filing date | |
| VOLTA INC | 92873V102 | COM CL A | 25,000 | $234,000 | thousands by filing date | |
| GLOBAL SYNERGY ACQUISIT CORP | G3934J122 | *W EXP 99/99/999 | 400,000 | $234,000 | thousands by filing date | |
| TECH AND ENERGY TRANSITION | 87823R110 | *W EXP 03/31/202 | 365,000 | $233,000 | thousands by filing date | |
| INVITAE CORP | 46185LAB9 | NOTE 2.000% 9/0 | 812,854 | $233,000 | thousands by filing date | principal |
| ONE EQUITY PARTNERS OPEN WTR | 68237L113 | WTS | 316,666 | $233,000 | thousands by filing date | |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 96,500 | $231,000 | thousands by filing date | principal |
| NUVASIVE INC | 670704AL9 | BOND | 368,820 | $231,000 | thousands by filing date | principal |
| MARLIN TECHNOLOGY CORP | G58411110 | WARR | 278,151 | $231,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 2,600 | $230,000 | thousands by filing date | |
| DHB CAPITAL CORP | 23291W117 | *W EXP 03/31/202 | 333,333 | $229,000 | thousands by filing date | |
| MISSION ADVANCEMENT CORP | 60501L119 | *W EXP 03/05/202 | 428,393 | $228,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 100,000 | $226,000 | thousands by filing date | |
| MOONLAKE IMMUNOTHERAPEUTICS | G4444C102 | COM | 22,733 | $226,000 | thousands by filing date | |
| NORTH ATLANTIC ACQUISITN COR | G66139125 | *W EXP 10/20/202 | 321,111 | $226,000 | thousands by filing date | |
| FIRSTMARK HORIZON ACQUISITIO | 33765Y101 | CL A COM | 23,038 | $226,000 | thousands by filing date | |
| NORTHERN STAR INVEST CORP IV | 66575B119 | *W EXP 02/25/202 | 241,666 | $223,000 | thousands by filing date | |
| TAILWIND TWO ACQUISITION COR | G86613117 | UNIT 03/01/2028 | 22,100 | $221,000 | thousands by filing date | |
| TLG ACQUISITION ONE CORP | 87257M116 | *W EXP 01/25/202 | 371,837 | $220,000 | thousands by filing date | |
| CLASS ACCELERATION CORP | 18274B114 | WTS | 339,135 | $219,000 | thousands by filing date | |
| INTERPRIVATE II ACQUISITION | 46064Q116 | *W EXP 03/09/202 | 225,000 | $217,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 1,700 | $216,000 | thousands by filing date | put |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 10,910 | $216,000 | thousands by filing date | |
| Jaws Mustang Acquisition Corp | G50737124 | Warrant | 187,500 | $215,000 | thousands by filing date | |
| PORCH GROUP INC | 733245104 | COM | 12,600 | $214,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 6,206 | $214,000 | thousands by filing date | |
| MOMENTUS INC | 60879E101 | COM | 20,000 | $214,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,200 | $213,000 | thousands by filing date | put |
| CARVANA CO CL A | 146869102 | Stock | 700 | $212,000 | thousands by filing date | put |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 26,269 | $209,000 | thousands by filing date | |
| BOA ACQUISITION CORP | 05601A117 | WTS | 344,009 | $209,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 4,293 | $208,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 2,957 | $207,000 | thousands by filing date | |
| Northern Revival Acquisition Corp | G6546R119 | Warrant | 327,999 | $207,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 8,713 | $205,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 20,200 | $205,000 | thousands by filing date | call |
| GRAFTECH INTL LTD | 384313508 | COM | 19,620 | $204,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITI | 74350A116 | WARR | 237,500 | $204,000 | thousands by filing date | |
| MORINGA ACQUISITION CORP | G6S23K116 | UNIT 02/16/2026 | 20,535 | $204,000 | thousands by filing date | |
| COVAW US 31 Dec 27 C11.5 | G2554Y120 | *W EXP 02/05/202 | 350,277 | $204,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 6,100 | $203,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 411 | $203,000 | thousands by filing date | |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 1,136,277 | $203,000 | thousands by filing date | principal |
| Viewra, Inc | 92672L107 | COM | 28,800 | $201,000 | thousands by filing date | |
| LIONHEART ACQUISITION CORP II WT EXP 021426 | 53625R112 | COM | 250,000 | $201,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087R116 | *W EXP 03/05/202 | 257,889 | $199,000 | thousands by filing date | |
| ATI INC | 01741RAK8 | BOND | 1,149,642 | $198,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327109 | COM | 500 | $197,000 | thousands by filing date | put |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 40,132 | $195,000 | thousands by filing date | principal |
| PERIDOT ACQUISITION CORP II | G7008B121 | WARR | 218,020 | $195,000 | thousands by filing date | |
| BETTER WORLD ACQUISITION COR | 08772B104 | COM | 19,240 | $194,000 | thousands by filing date | |
| ALPHA CAPITAL ACQUISITION CO | G0316P122 | *W EXP 02/16/202 | 306,050 | $194,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 4,000 | $193,000 | thousands by filing date | put |
| SCP & CO HEALTHCARE ACQUSTN | 784065112 | WTS | 335,119 | $193,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 936,191 | $192,000 | thousands by filing date | principal |
| APOLLO STRATEGIC GRWT CPTL I | G0412A128 | *W EXP 02/12/202 | 200,000 | $191,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 11,353 | $190,000 | thousands by filing date | |
| MULTIPLAN CORPORATION | 62548M118 | *W EXP 02/13/202 | 150,000 | $190,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 10,847 | $188,000 | thousands by filing date | |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 91,700 | $187,000 | thousands by filing date | principal |
| CALLAWAY GOLF CO | 131193104 | COM | 6,501 | $186,000 | thousands by filing date | |
| LUCID GROUP INC | 549498103 | COM | 7,500 | $185,000 | thousands by filing date | |
| THE MUSIC ACQUISITION CORP | 62752R118 | *W EXP 02/05/202 | 252,950 | $185,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 8,200 | $184,000 | thousands by filing date | call |
| ADVANCED MERGER PARTNERS INC | 00777J117 | WTS | 191,666 | $180,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 9,909 | $177,000 | thousands by filing date | |
| GAMING & HOSPITALITY ACQU CO | 364681114 | *W EXP 02/04/202 | 250,001 | $177,000 | thousands by filing date | |
| EVENTBRITE INC | 29975EAB5 | NOTE 5.000%12/0 | 870,832 | $175,000 | thousands by filing date | principal |
| MONEYLION INC | 60938K106 | COM | 25,000 | $175,000 | thousands by filing date | |
| PROVIDENT ACQUISITION CORP | G7282L126 | *W EXP 01/08/202 | 255,720 | $174,000 | thousands by filing date | |
| FORTRESS VALUE ACQUIS CORP I | 34964G107 | COM CL A | 17,796 | $173,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 300 | $172,000 | thousands by filing date | put |
| ENDO INTL PLC | G30401106 | SHS | 50,000 | $171,000 | thousands by filing date | |
| FORTRESS CAPITAL ACQUISITION | G36427121 | WARR | 191,733 | $169,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 4,126 | $168,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 15,900 | $164,000 | thousands by filing date | |
| EBANG INTL HLDGS INC | G3R33A106 | CL A SHS | 84,700 | $164,000 | thousands by filing date | call |
| UNDER ARMOUR INC | 904311206 | CL C | 9,046 | $163,000 | thousands by filing date | |
| NOBLE CORP NEW | G6610J209 | SHS | 6,033 | $163,000 | thousands by filing date | |
| ZSCALER INC | 98980GAB8 | NOTE 0.125% 7/0 | 61,261 | $161,000 | thousands by filing date | principal |
| HUDSON EXECUTIVE INVES III | 44376L115 | WTS | 176,480 | $161,000 | thousands by filing date | |
| SCION TECH GROWTH II | G31070116 | *W EXP 01/28/202 | 233,333 | $160,000 | thousands by filing date | |
| AUTHENTIC EQUITY ACQUISTN CO | G06607124 | *W EXP 01/20/202 | 239,641 | $159,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 3,400 | $157,000 | thousands by filing date | put |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 29,179 | $157,000 | thousands by filing date | |
| ORION ACQUISITION CORP | 68626A116 | WTS | 218,168 | $156,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 700 | $154,000 | thousands by filing date | put |
| MONGODB INC | 60937PAD8 | NOTE 0.250% 1/1 | 32,202 | $153,000 | thousands by filing date | principal |
| ALTIMAR ACQUISITION CORP III | G0370U116 | WTS | 150,000 | $153,000 | thousands by filing date | |
| GORES HOLDINGS VII INC | 38286T119 | WTS | 125,000 | $153,000 | thousands by filing date | |
| FORTISTAR SUSTAINABLE SOL CO | 34962M114 | WTS | 213,826 | $153,000 | thousands by filing date | |
| HEALTH SCIENCES ACQ CORP 2 | G4411D109 | ORD SHS | 15,502 | $152,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 11,861 | $150,000 | thousands by filing date | |
| TAILWIND INTERNATNAL ACQ COR | G8662F119 | WARR | 251,600 | $148,000 | thousands by filing date | |
| RICE ACQUISITION CORP II | G75529126 | *W EXP 99/99/999 | 93,279 | $148,000 | thousands by filing date | |
| 26 Capital Acquisition Corp | 90138P118 | Warrant | 171,623 | $146,000 | thousands by filing date | |
| CRUCIBLE ACQUISITION CORP | 22877P108 | CMN | 15,000 | $146,000 | thousands by filing date | |
| HIGHLAND TRANSCEND PARTNERS | G44690108 | COM CL A | 14,714 | $146,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 2,845 | $144,000 | thousands by filing date | |
| POWERED BRANDS | G7209M116 | WARR | 224,999 | $144,000 | thousands by filing date | |
| SPORTSTEK ACQUISITION CORP | 849196118 | *W EXP 02/16/202 | 215,355 | $140,000 | thousands by filing date | |
| MASON INDUSTRIAL TECHNOLGY I | 57520Y114 | *W EXP 99/99/999 | 200,000 | $139,000 | thousands by filing date | |
| VELOCITY ACQUISITION CORP | 92259E112 | WTS | 189,079 | $138,000 | thousands by filing date | |
| CLARIM ACQUISITION CORP | 18049C116 | WTS | 221,854 | $136,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 6,521 | $135,000 | thousands by filing date | |
| RIGETTI COMPUTIN | G8T86C121 | EQUITY WRT | 150,000 | $131,000 | thousands by filing date | |
| RXR ACQUISITION CORP | 74981W115 | WTS | 160,000 | $130,000 | thousands by filing date | |
| TZP STRATEGIES ACQUISTN CORP | G91595119 | WARR | 216,666 | $129,000 | thousands by filing date | |
| BIOTECH ACQUISITION COMPANY | G1125A116 | *W EXP 11/30/202 | 200,000 | $127,000 | thousands by filing date | |
| SOCIAL LEVERAGE ACQUISN CORP | 83363K110 | WARR | 144,654 | $126,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125CAD1 | NOTE 2.250% 5/1 | 123,545 | $125,000 | thousands by filing date | principal |
| SWITCHBACK II CORPORATION | G8633T115 | COM CL A | 12,500 | $125,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 3,697 | $122,000 | thousands by filing date | |
| JACK CREEK INVESTMENT CORP | G4989X123 | *W EXP 10/01/202 | 187,500 | $122,000 | thousands by filing date | |
| LIVEVOX HOLDING INC | 53838L118 | WTS | 96,580 | $121,000 | thousands by filing date | |
| SCIENCE STRATEGIC ACQ ALPHA | 808641112 | *W EXP 01/20/202 | 175,000 | $121,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 1,500 | $118,000 | thousands by filing date | call |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 3,800 | $117,000 | thousands by filing date | |
| ARYA SCIENCES ACQU CORP IV | G31659108 | COM | 11,700 | $117,000 | thousands by filing date | |
| G&P ACQUISITION CORP | 36146G111 | WTS | 213,700 | $117,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 400 | $115,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 15,500 | $114,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V | 31810Q107 | COM CL A | 11,252 | $114,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 1,600 | $113,000 | thousands by filing date | put |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 37,189 | $112,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 101,000 | $112,000 | thousands by filing date | call |
| PAR TECHNOLOGY CORP | 698884AC7 | NOTE 2.875% 4/1 | 178,591 | $111,000 | thousands by filing date | principal |
| ROSECLIFF ACQUISITION CORP I | 77732R111 | *W EXP 02/11/202 | 190,395 | $110,000 | thousands by filing date | |
| ATLAS CREST INVESTMENT CORP W EXP 02/03/202 DELETED | 049287113 | *W EXP 02/03/202 | 116,243 | $108,000 | thousands by filing date | |
| MONEYLION INC | 60938K114 | *W EXP 09/22/202 | 100,000 | $105,000 | thousands by filing date | |
| THE REALREAL INC | 88339PAB7 | NOTE 3.000% 6/1 | 817,993 | $105,000 | thousands by filing date | principal |
| Up Fintech Holding Ltd | 91531W106 | COM | 10,077 | $104,000 | thousands by filing date | |
| ATHLON ACQUISITION CORP | 04748A114 | WTS | 139,200 | $102,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 100 | $101,000 | thousands by filing date | call |
| FINSERV ACQUISITION CORP II | 31809Y111 | *W EXP 02/17/202 | 109,084 | $100,000 | thousands by filing date | |
| NEW VISTA ACQUISITION CORP | G6529L121 | *W EXP 02/01/202 | 129,663 | $99,000 | thousands by filing date | |
| PIVOTAL INVESTMENT CORP III | 72582M114 | W EXP 01/28/202 | 110,000 | $99,000 | thousands by filing date | |
| PRIMAVERA CAPITAL ACQUIST CO | G7255E117 | WTS | 113,559 | $99,000 | thousands by filing date | |
| 8X8 INC NEW | 282914AB6 | BOND | 407,244 | $98,000 | thousands by filing date | principal |
| ROSS ACQUISITION II CORP | g7641c114 | WT | 105,000 | $96,000 | thousands by filing date | |
| GLOBAL PARTNER ACQISTN CORP | G3934P128 | *W EXP 01/14/202 | 107,229 | $96,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 854 | $95,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 177,971 | $94,000 | thousands by filing date | principal |
| IRIS ACQUISITION CORP | 89601Y119 | *W EXP 02/28/202 | 97,325 | $93,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 400 | $92,000 | thousands by filing date | call |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 204,076 | $92,000 | thousands by filing date | principal |
| ARCTOS NORTHSTAR ACQUIS CORP | G0477L126 | *W EXP 99/99/999 | 118,750 | $90,000 | thousands by filing date | |
| EQ HEALTH ACQUISITION CORP | 26886A119 | WTS | 150,000 | $88,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978AAC8 | NOTE 0.125%12/1 | 56,139 | $86,000 | thousands by filing date | principal |
| MONUMENT CIRCLE ACQUISITN CO | 61531M119 | *W EXP 01/14/202 | 150,550 | $86,000 | thousands by filing date | |
| HYZON MOTORS INC | 44951Y102 | COM CL A | 13,250 | $85,000 | thousands by filing date | |
| SPRING VALLEY ACQ CORP | G8377A124 | COMMON STOCK | 108,747 | $85,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 342,045 | $85,000 | thousands by filing date | principal |
| LEGATO MERGER CORP | 52473X114 | *W EXP 12/31/202 | 34,200 | $85,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 1,000 | $84,000 | thousands by filing date | call |
| TWIN RIDGE CAPITAL ACQUIS CO | G9151L120 | WARR | 124,999 | $84,000 | thousands by filing date | |
| IBERE PHARMACEUTICALS | G46843119 | *W EXP 03/01/202 | 141,843 | $83,000 | thousands by filing date | |
| SILICON LABORATORIES INC | 826919AD4 | NOTE 0.625% 6/1 | 58,291 | $82,000 | thousands by filing date | principal |
| CF ACQUISITION CORP VIII | 12520C117 | *W EXP 03/31/202 | 80,950 | $82,000 | thousands by filing date | |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 191,642 | $82,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 249 | $81,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 10,000 | $78,000 | thousands by filing date | |
| COUSINSPPTYSINC | 222795502 | STOK | 2,000 | $77,000 | thousands by filing date | |
| TB SA ACQUISITION CORP | G8657L121 | *W EXP 03/25/202 | 133,333 | $76,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 800 | $75,000 | thousands by filing date | put |
| LIVEPERSON INC | 538146AB7 | BOND | 122,101 | $74,000 | thousands by filing date | principal |
| GORES HLDGS VIII INC | 382863116 | *W EXP 03/01/202 | 62,500 | $74,000 | thousands by filing date | |
| RMG ACQUISITION CORP III | G76088122 | *W EXP 99/99/999 | 81,070 | $73,000 | thousands by filing date | |
| DEEP LAKE CAPITAL ACQUSTN CO | G27029118 | *W EXP 01/04/202 | 97,543 | $72,000 | thousands by filing date | |
| KADEM SUSTAINABLE IMPACT COR | 48284E113 | *W EXP 03/16/202 | 125,000 | $71,000 | thousands by filing date | |
| LYFT INC | 55087PAB0 | NOTE 1.500% 5/1 | 123,525 | $68,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS INC | 67020YAN0 | NOTE 1.250% 4/0 | 123,230 | $68,000 | thousands by filing date | principal |
| EVO ACQUISITION CORP | 30052G108 | COM CL A | 7,000 | $68,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 93,500 | $68,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 85,103 | $66,000 | thousands by filing date | principal |
| SNAP INC | 83304AAD8 | NOTE 0.250% 5/0 | 96,738 | $66,000 | thousands by filing date | principal |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 300 | $64,000 | thousands by filing date | put |
| VISTRA CORP COM | 92840M102 | Stock | 250,000 | $63,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 81,598 | $63,000 | thousands by filing date | principal |
| LIVE OAK MOBILITY ACQUISI CO | 538126111 | *W EXP 03/04/202 | 60,000 | $63,000 | thousands by filing date | |
| DECARBONIZATION PLUS ACQU II | 242794113 | *W EXP 01/19/202 | 50,000 | $63,000 | thousands by filing date | |
| EPWR/WS US 31 Dec 27 C11.5 | 29248N118 | *W EXP 01/12/202 | 100,000 | $63,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 920 | $62,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVS CORP I | 443760111 | WTS | 62,375 | $62,000 | thousands by filing date | |
| SIMON PROPERTY GRP ACQ HOLDI | 82880R111 | *W EXP 02/04/202 | 60,000 | $61,000 | thousands by filing date | |
| M3 BRIGADE ACQUISITION II CO | 553800111 | *W EXP 03/09/202 | 43,894 | $60,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 12,101 | $58,000 | thousands by filing date | |
| ONECONNECT FINL TECHNOLOGY C | 68248T105 | ADR | 14,800 | $58,000 | thousands by filing date | |
| CLARUS THERAPEUTICS HOLDINGS | 18271L115 | CMN | 85,000 | $57,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 900 | $56,000 | thousands by filing date | |
| CROWN PROPTECH ACQUISITIONS | g25741110 | WT | 89,991 | $56,000 | thousands by filing date | |
| MIDDLEBY CORP | 596278AB7 | NOTE 1.000% 9/0 | 31,619 | $55,000 | thousands by filing date | principal |
| LAZARD GROWTH ACQUISITION CO | G54035111 | *W EXP 02/10/202 | 67,480 | $55,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 54,921 | $54,000 | thousands by filing date | principal |
| INTERPRIVATE IV INFRATECH PR | 46064T110 | *W EXP 03/05/202 | 70,000 | $54,000 | thousands by filing date | |
| KL ACQUISITION CORP | 49837C117 | WTS | 75,000 | $54,000 | thousands by filing date | |
| SLAM CORP | G8210L121 | *W EXP 02/23/202 | 62,800 | $53,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 16,100 | $53,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 400 | $52,000 | thousands by filing date | call |
| WORKIVA INC | 98139AAB1 | NOTE 1.125% 8/1 | 36,603 | $52,000 | thousands by filing date | principal |
| FREEDOM ACQUISITION I CORP | G3663X128 | *W EXP 03/02/202 | 60,324 | $50,000 | thousands by filing date | |
| COLICITY INC | 194170114 | *W EXP 02/24/202 | 60,000 | $50,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 200 | $49,000 | thousands by filing date | put |
| ENVISTA HOLDINGS CORPORATION | 29415FAB0 | BOND | 112,303 | $48,000 | thousands by filing date | principal |
| XOS INC | 98423B108 | COM | 10,000 | $48,000 | thousands by filing date | |
| 0 | 39947R112 | 0 | 56,500 | $46,000 | thousands by filing date | |
| SPARTAN ACQUISITION CORP III | 84677R114 | *W EXP 02/04/202 | 42,500 | $46,000 | thousands by filing date | |
| HH&L ACQUISITION CO | G39714129 | WARR | 83,822 | $45,000 | thousands by filing date | |
| USHG ACQUISITION CORP | 91748P118 | WTS | 50,000 | $45,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAB2 | BOND | 54,527 | $44,000 | thousands by filing date | principal |
| Gaotu Techedu Inc | 36257Y109 | COM | 15,500 | $43,000 | thousands by filing date | |
| ALTIMAR ACQUISITION CORP II | G03709121 | COMMON STOCK | 40,168 | $43,000 | thousands by filing date | |
| OMEROS CORP | 682143AG7 | NOTE 5.250% 2/1 | 498,537 | $43,000 | thousands by filing date | principal |
| Z-WORK ACQUISITION CORP | 98880C110 | *W EXP 01/04/202 | 66,666 | $43,000 | thousands by filing date | |
| FIRST RESERVE SUSTAINABLE GW | 336169115 | *W EXP 03/05/202 | 50,000 | $42,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 4,066 | $41,000 | thousands by filing date | |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 15,935 | $41,000 | thousands by filing date | principal |
| TMC THE METALS COMPANY INC | 87261Y114 | *W EXP 09/09/202 | 36,415 | $40,000 | thousands by filing date | |
| CHEGG INC | 163092AD1 | NOTE 0.125% 3/1 | 58,051 | $40,000 | thousands by filing date | principal |
| FAZE HOLDINGS INC WT EXP 030128 | 05601V111 | Common Stock | 50,000 | $40,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 700 | $39,000 | thousands by filing date | call |
| NUTANIX INC | 67059NAB4 | NOTE 1/1 | 100,490 | $39,000 | thousands by filing date | principal |
| MCAP ACQUISITION CORP | 55282T117 | *W EXP 03/02/202 | 38,628 | $39,000 | thousands by filing date | |
| FIVE9 INC | 338307AD3 | NOTE 0.500% 6/0 | 21,844 | $37,000 | thousands by filing date | principal |
| DUNE ACQUISITION CORP | 265334110 | *W EXP 10/29/202 | 50,000 | $37,000 | thousands by filing date | |
| ENVIRONMENTAL IMPACT ACQU CO | 29408N205 | UNIT 11/05/2025 | 3,435 | $36,000 | thousands by filing date | |
| D AND Z MEDIA ACQUISITION CO | 23305Q114 | *W EXP 01/27/202 | 53,763 | $35,000 | thousands by filing date | |
| ALTAIR ENGR INC | 021369AA1 | BOND | 50,192 | $35,000 | thousands by filing date | principal |
| PACIRA BIOSCIENCES | 695127AD2 | NOTE 2.375% 4/0 | 61,545 | $35,000 | thousands by filing date | principal |
| HEALTHCARE CAPITAL CORP | 42228C119 | *W EXP 12/31/202 | 50,000 | $35,000 | thousands by filing date | |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 11,798 | $34,000 | thousands by filing date | principal |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 52,273 | $33,000 | thousands by filing date | principal |
| BLUECITY HLDGS LTD | 09610L106 | ADS | 10,000 | $33,000 | thousands by filing date | |
| ECP ENVIRONMENTAL GW OPT COR | 26829T118 | *W EXP 03/01/202 | 40,472 | $33,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 11,775 | $32,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AU3 | NOTE 2.000% 2/1 | 30,014 | $30,000 | thousands by filing date | principal |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 34,841 | $30,000 | thousands by filing date | principal |
| CYTOKINETICS INC | 23282W605 | COM NEW | 800 | $29,000 | thousands by filing date | |
| SPRINGBIG HOLDIN | G9118J119 | EQUITY WRT | 47,553 | $28,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAD3 | NOTE 1.125%11/0 | 10,679 | $27,000 | thousands by filing date | principal |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 19,620 | $27,000 | thousands by filing date | principal |
| CLIMATE REAL IMPACT SLUTINS | 187171111 | *W EXP 01/29/202 | 25,020 | $27,000 | thousands by filing date | |
| HCARW US 31 Dec 27 C11.5 | 42227K112 | *W EXP 12/28/202 | 37,500 | $27,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 1,900 | $24,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 500 | $24,000 | thousands by filing date | |
| CNX RES CORP | 12653CAG3 | NOTE 2.250% 5/0 | 193,799 | $24,000 | thousands by filing date | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 23,217 | $24,000 | thousands by filing date | principal |
| WAYFAIR INC | 94419LAM3 | NOTE 0.625%10/0 | 9,553 | $24,000 | thousands by filing date | principal |
| ZENDESK INC | 98936JAD3 | NOTE 0.625% 6/1 | 20,697 | $24,000 | thousands by filing date | principal |
| STRATIM CLOUD ACQUISITION CO | 86309R115 | *W EXP 03/05/202 | 33,333 | $24,000 | thousands by filing date | |
| CATCHA INVESTMENT CORP | g1962y110 | WT | 33,333 | $24,000 | thousands by filing date | |
| THIMBLE POINT ACQUISITION CO | 88408P115 | *W EXP 02/04/202 | 25,132 | $24,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 6,400 | $23,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 10,400 | $23,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637AB6 | BOND | 29,592 | $23,000 | thousands by filing date | principal |
| GLAUKOS CORP | 377322AB8 | BOND | 48,407 | $23,000 | thousands by filing date | principal |
| ATHENA TECHNOLOGY ACQUISI CO | 04687A117 | *W EXP 03/31/202 | 16,666 | $23,000 | thousands by filing date | |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 85,862 | $22,000 | thousands by filing date | principal |
| NEVRO CORP | 64157FAC7 | NOTE 2.750% 4/0 | 18,191 | $22,000 | thousands by filing date | principal |
| SANDBRIDGE X2 CORP | 799792114 | *W EXP 03/11/202 | 24,666 | $22,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 24,815 | $21,000 | thousands by filing date | principal |
| COUPA SOFTWARE INC | 22266LAC0 | NOTE 0.125% 6/1 | 9,399 | $21,000 | thousands by filing date | principal |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 135,138 | $21,000 | thousands by filing date | principal |
| OPKO HEALTH INC | 68375NAD5 | NOTE 4.500% 2/1 | 583,570 | $21,000 | thousands by filing date | principal |
| 890 5TH AVE PARTNERS INC | 28250A113 | *W EXP 01/12/202 | 16,667 | $20,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 18,197 | $19,000 | thousands by filing date | principal |
| THUNDER BRIDGE CAP PRTNRS II | 88605T118 | *W EXP 02/01/202 | 25,820 | $19,000 | thousands by filing date | |
| PATHFINDER ACQUISITION CORP | G04119122 | *W EXP 02/19/202 | 23,840 | $19,000 | thousands by filing date | |
| AF ACQUISITION CORP | 001040112 | WTS | 33,333 | $19,000 | thousands by filing date | |
| VPC IMPACT ACQ HOLD A -CW27 | 91835J116 | Warrant | 12,500 | $19,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 173 | $18,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765UAB9 | NOTE 0.750% 2/1 | 17,082 | $16,000 | thousands by filing date | principal |
| VPC IMPACT ACQUISITION HLDG | G9460L118 | *W EXP 03/05/202 | 12,500 | $16,000 | thousands by filing date | |
| FORESIGHT ACQUISITION CORP | 34552Y114 | *W EXP 01/29/202 | 17,167 | $16,000 | thousands by filing date | |
| UNITED STATES STL CORP | 912909AT5 | NOTE 5.000%11/0 | 67,299 | $15,000 | thousands by filing date | principal |
| GIGCAPITAL4 INC | 37518G119 | *W EXP 02/08/202 | 15,000 | $15,000 | thousands by filing date | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 49,366 | $14,000 | thousands by filing date | principal |
| ALTERYX INC | 02156BAD5 | BOND | 18,652 | $14,000 | thousands by filing date | principal |
| HAMILTON LANE ALLIANCE HLDGS | 40749M111 | *W EXP 01/12/202 | 18,875 | $14,000 | thousands by filing date | |
| PIVOTAL HOLDINGS CORP | G7315C119 | *W EXP 01/19/202 | 16,666 | $14,000 | thousands by filing date | |
| SUSTAINABLE DEVELP ACQU I CO | 86934L111 | WARR | 19,000 | $13,000 | thousands by filing date | |
| COMPUTE HEALTH ACQUISITIN CO | 204833115 | *W EXP 01/25/202 | 12,500 | $13,000 | thousands by filing date | |
| 7GC & CO HOLDINGS INC | 81786A115 | *W EXP 12/28/202 | 20,000 | $13,000 | thousands by filing date | |
| NOVUS CAPITAL CORPORATION II | 67012W112 | *W EXP 02/02/202 | 12,500 | $13,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 100 | $12,000 | thousands by filing date | put |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 10,541 | $12,000 | thousands by filing date | principal |
| OCA ACQUISITION CORP | 670865112 | *W EXP 01/14/202 | 22,295 | $12,000 | thousands by filing date | |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q118 | *W EXP 03/31/202 | 8,375 | $12,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 63,733 | $11,000 | thousands by filing date | principal |
| SEVEN OAKS ACQUISITION CORP | 81787X114 | *W EXP 12/22/202 | 12,500 | $11,000 | thousands by filing date | |
| LIVONGO HEALTH INC | 539183AA1 | NOTE 0.875% 6/0 | 7,525 | $10,000 | thousands by filing date | principal |
| VISTRA CORP | 92840M128 | COM | 56,194 | $10,000 | thousands by filing date | |
| GOLDEN FALCON ACQUISITION CO | 38102H117 | *W EXP 11/04/202 | 12,500 | $10,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886TAJ1 | NOTE 1.750% 6/0 | 59,174 | $10,000 | thousands by filing date | principal |
| AUSTERLITZ ACQUISITION | G0633D125 | *W EXP 02/19/202 | 6,250 | $10,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC | 695127AF7 | NOTE 0.750% 8/0 | 15,300 | $9,000 | thousands by filing date | principal |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 68,917 | $9,000 | thousands by filing date | principal |
| NDACW US 31 Dec 27 C11.5 | 65413D113 | *W EXP 02/26/202 | 9,075 | $9,000 | thousands by filing date | |
| ALKURI GLOBAL ACQUISITION CO | 66981N111 | *W EXP 02/09/202 | 6,127 | $9,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 82 | $8,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 876545112 | *W EXP 01/07/202 | 12,500 | $8,000 | thousands by filing date | |
| HIGHLAND TRANSCEND PARTNERS | G44690124 | *W EXP 12/02/202 | 4,904 | $8,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q305 | COM STOCK | 161 | $7,000 | thousands by filing date | |
| PARSONS CORP DEL | 70202LAB8 | BOND | 21,282 | $7,000 | thousands by filing date | principal |
| FTAC ATHENA ACQUISITION CORP | G37283119 | *W EXP 03/01/202 | 6,250 | $7,000 | thousands by filing date | |
| LANDCADIA HOLDINGS IV INC | 51477A112 | *W EXP 03/29/202 | 6,250 | $7,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AF2 | NOTE 0.375% 6/0 | 1,294 | $6,000 | thousands by filing date | principal |
| CREE INC | 225447AB7 | NOTE 0.875% 9/0 | 8,137 | $6,000 | thousands by filing date | principal |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 14,534 | $6,000 | thousands by filing date | principal |
| CAPSTAR SPL PURP ACQUISITION | 14070Y119 | *W EXP 99/99/999 | 6,107 | $6,000 | thousands by filing date | |
| ADARA ACQUISITION CORP | 00653H110 | *W EXP 02/11/202 | 12,550 | $6,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681113 | *W EXP 07/01/202 | 8,601 | $6,000 | thousands by filing date | |
| SPORTS VENTURES ACQUISIN COR | G8372A129 | WTS | 8,334 | $6,000 | thousands by filing date | |
| KKR ACQUISITION HOLDING I CO | 48253T117 | WTS | 6,250 | $6,000 | thousands by filing date | |
| Coupa Software | 22266LAF3 | CONV BOND | 2,352 | $5,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AK8 | NOTE 3.250% 3/1 | 10,732 | $5,000 | thousands by filing date | principal |
| XOS INC | 98423B116 | *W EXP 08/20/202 | 3,333 | $4,000 | thousands by filing date | |
| SABRE GLBL INC | 78573NAE2 | BOND | 31,737 | $4,000 | thousands by filing date | principal |
| LOCAL BOUNTI COR | G5463T124 | EQUITY WRT | 5,000 | $4,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 352 | $3,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAH4 | NOTE 2.750% 5/1 | 2,908 | $3,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AM4 | NOTE 3.250%10/0 | 5,230 | $3,000 | thousands by filing date | principal |
| SWITCHBACK II CORPORATION | G8633T107 | *W EXP 01/07/202 | 2,500 | $3,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 8,148 | $2,000 | thousands by filing date | principal |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 3,255 | $2,000 | thousands by filing date | principal |
| EVO ACQUISITION CORP | 30052G116 | WARR | 3,500 | $2,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 37,341 | $2,000 | thousands by filing date | principal |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 200 | $1,000 | thousands by filing date | call |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 924 | $1,000 | thousands by filing date | principal |
| COHERUS BIOSCIENCES INC | 19249HAB9 | BOND | 6,833 | $1,000 | thousands by filing date | principal |
| DECARBONIZATION PLUS ACQUISITION CORP III | 24279D113 | *W EXP 03/19/202 | 590 | $1,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 47,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEXCOM INC | 252131AK3 | NOTE 0.250%11/1 | 17 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 11,386 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| RBC BEARINGS INC | 75524B203 | CONV | 33,819 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALGONQUIN PWR UTILS CORP | 015857873 | CONV | 50,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEXTERA ENERGY INC | 65339F739 | CONV | 25,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 1,700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEXTERA ENERGY INC | 65339F796 | COM | 7,899 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INNOVIVA INC | 45781MAB7 | NOTE 2.500% 8/1 | 811 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CORNER GROWTH ACQUISITION CO | G2425N113 | *W EXP 99/99/999 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| M3 BRIGADE ACQUISITION II CO | 553800202 | UNIT 99/99/9999 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANZU SPECIAL ACQUISITIN CORP | 03737A200 | UNIT 01/27/2026 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 517 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| MONTES ARCHIMEDES ACQUISITIO | 612657106 | COM CL A | 75,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECP ENVIRONMENTAL GW OPT COR | 26829T209 | UNIT 03/01/2026 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CERBERUS TELECOM ACQUISITION | G2040C104 | SHS CL A | 431,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-020341 | this filing | 2021-11-15 | acceptance time not in the bulk data set |