13F-HR filed by PRELUDE CAPITAL MANAGEMENT, LLC
PRELUDE CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 1,670 holding rows worth $3,909,001,000.
- Accession
- 0001567619-21-020247
- Filer
- CIK 1387508
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 1,670 entries on the cover page, a total value of $3,909,001,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,909,001,000 with VALUE read as thousands by filing date, 13F file number 028-12257. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| POEMA GLOBAL HOLDINGS CORP | G7154B107 | CL A SHS | 10,008 | $99,000 | thousands by filing date | |
| ATHIRA PHARMA INC | 04746L104 | COM | 10,400 | $98,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITN CORP | G8201H105 | CLASS A ORD SHS | 10,000 | $98,000 | thousands by filing date | |
| TB SA ACQUISITION CORP | G8657L105 | CLASS A ORD SHS | 10,000 | $98,000 | thousands by filing date | |
| GLASS HOUSES ACQUISITION COR | 37714P103 | CMN | 10,000 | $98,000 | thousands by filing date | |
| CRUCIBLE ACQUISITION CORP | 22877P108 | CMN | 10,000 | $98,000 | thousands by filing date | |
| TCW SPECIAL PURPOSE ACQU COR | 87301L106 | CMN | 10,000 | $98,000 | thousands by filing date | |
| SILVERBOX ENGAGED MERGER CO | 82836L101 | COM CL A | 10,000 | $98,000 | thousands by filing date | |
| HEXO CORP | 428304307 | COM NEW | 52,500 | $97,000 | thousands by filing date | call |
| CORAZON CAPITAL V838 MONOCER | G24237102 | COM | 10,000 | $97,000 | thousands by filing date | |
| EUROPEAN BIOTECH ACQUTN CORP | G3167F102 | CLASS A ORD SHS | 10,000 | $97,000 | thousands by filing date | |
| VIRGIN GROUP ACQUISIT CORP I | G9460K102 | SHS CL A | 10,000 | $97,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 13,602 | $95,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 11,411 | $93,000 | thousands by filing date | |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 20,200 | $92,000 | thousands by filing date | call |
| PROTARA THERAPEUTICS INC | 74365U107 | COM STK | 13,155 | $91,000 | thousands by filing date | |
| MONEYLION INC | 60938K106 | COM | 13,500 | $91,000 | thousands by filing date | call |
| MEI PHARMA INC | 55279B202 | COM NEW | 31,500 | $87,000 | thousands by filing date | |
| G3 VRM ACQUISITION CORP | 362425126 | RIGHT 06/29/2026 | 275,000 | $87,000 | thousands by filing date | |
| 23ANDME HOLDING CO WT EXP 061626 | 90138Q116 | Stock | 45,471 | $84,000 | thousands by filing date | |
| GREENTREE HOSPITALITY GROUP | 39579V100 | SPONSORED ADS | 10,000 | $82,000 | thousands by filing date | |
| B RILEY PRIN 250 MERGER CORP | 05602L112 | *W EXP 04/01/202 | 116,666 | $82,000 | thousands by filing date | |
| TALIS BIOMEDICAL CORP | 87424L108 | CMN | 12,337 | $77,000 | thousands by filing date | |
| FARADAY FUTURE INTLGT ELEC I | 307359117 | *W EXP 07/21/202 | 44,735 | $76,000 | thousands by filing date | |
| META MATERIALS INC | 59134N104 | COM | 13,100 | $76,000 | thousands by filing date | call |
| YAMANA GOLD INC | 98462Y100 | COM | 19,000 | $75,000 | thousands by filing date | |
| SIO GENE THERAPIES INC | 829399104 | COM | 34,000 | $74,000 | thousands by filing date | |
| GOHEALTH INC | 38046W105 | COM CL A | 14,313 | $72,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 52,200 | $71,000 | thousands by filing date | call |
| ACCELERATE DIAGNOSTICS INC | 00430HAB8 | NOTE 2.500% 3/1 | 100,000 | $71,000 | thousands by filing date | principal |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 14,288 | $69,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 33,741 | $69,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 17,600 | $69,000 | thousands by filing date | call |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 13,893 | $68,000 | thousands by filing date | |
| KATAPULT HOLDINGS INC | 485859110 | *W EXP 06/09/202 | 44,081 | $67,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 38,096 | $67,000 | thousands by filing date | |
| JAWS HURRICANE ACQUISITN COR | 47201B111 | *W EXP 03/26/202 | 57,500 | $66,000 | thousands by filing date | |
| SCP & CO HEALTHCARE ACQUSTN | 784065112 | WTS | 108,225 | $63,000 | thousands by filing date | |
| LEO HLDGS CORP II | G5463R128 | *W EXP 01/07/202 | 96,435 | $62,000 | thousands by filing date | |
| LEGATO MERGER CORP | 52473X114 | *W EXP 12/31/202 | 24,689 | $62,000 | thousands by filing date | |
| Northern Star Investment Corp II | 66573W115 | Warrant | 43,061 | $61,000 | thousands by filing date | |
| MDH ACQUISITION CORP | 55283P114 | WTS | 111,476 | $61,000 | thousands by filing date | |
| FAZE HOLDINGS INC WT EXP 030128 | 05601V111 | Common Stock | 79,393 | $61,000 | thousands by filing date | |
| Oppfi Inc W Exp 07/20/202 | 68386H111 | SPAC Combination | 39,096 | $60,000 | thousands by filing date | |
| WM TECHNOLOGY INC | 92971A117 | *W EXP 06/16/202 | 13,791 | $60,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L115 | *W EXP 03/30/202 | 31,500 | $58,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 27,800 | $55,000 | thousands by filing date | call |
| BELONG ACQUISITION CORP | 08069M110 | *W EXP 03/23/202 | 100,000 | $55,000 | thousands by filing date | |
| ASTREA ACQUISITION CORP | 04637C114 | WTS | 69,524 | $54,000 | thousands by filing date | |
| Northern Revival Acquisition Corp | G6546R119 | Warrant | 75,381 | $52,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087R116 | *W EXP 03/05/202 | 64,300 | $52,000 | thousands by filing date | |
| ARES ACQUISITION CORPORATION | G33032122 | *W EXP 02/02/202 | 59,500 | $51,000 | thousands by filing date | |
| APOLLO STRATEGIC GRWT CPTL I | G0412A128 | *W EXP 02/12/202 | 52,200 | $49,000 | thousands by filing date | |
| SPIRE GLOBAL INC | 848560116 | *W EXP 01/01/203 | 27,550 | $47,000 | thousands by filing date | |
| TECH AND ENERGY TRANSITION | 87823R110 | *W EXP 03/31/202 | 68,032 | $46,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 13,581 | $45,000 | thousands by filing date | |
| TLG ACQUISITION ONE CORP | 87257M116 | *W EXP 01/25/202 | 78,531 | $45,000 | thousands by filing date | |
| FORUM MERGER IV CORP | 349875112 | *W EXP 03/15/202 | 42,050 | $44,000 | thousands by filing date | |
| AFRICAN GOLD ACQUISITION COR | G0112R124 | WTS | 88,902 | $43,000 | thousands by filing date | |
| KISMET ACQUISITION THREE COR | G5276C102 | *W EXP 06/30/202 | 82,566 | $43,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 28,200 | $41,000 | thousands by filing date | call |
| TMC THE METALS COMPANY INC | 87261Y114 | *W EXP 09/09/202 | 40,685 | $39,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 10,900 | $39,000 | thousands by filing date | call |
| EDIFY ACQUISITION CORP | 28059Q111 | WARR | 66,451 | $39,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P117 | *W EXP 05/29/202 | 111,970 | $39,000 | thousands by filing date | |
| GOLDEN PATH ACQUISITION CORP | G4028H113 | RIGHT 01/31/2028 | 100,000 | $39,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 10,000 | $38,000 | thousands by filing date | |
| PONTEM CORPORATION | G71707122 | WARR | 52,430 | $38,000 | thousands by filing date | |
| XWELL INC COM NEW | 98420U703 | Stock | 25,300 | $37,000 | thousands by filing date | call |
| UPHEALTH INC | 91532B101 | COM | 11,300 | $36,000 | thousands by filing date | call |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 10,300 | $34,000 | thousands by filing date | call |
| GALATA ACQUISITION CORP | G3R23A116 | *W EXP 99/99/999 | 75,000 | $33,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 22,196 | $33,000 | thousands by filing date | |
| ADARA ACQUISITION CORP | 00653H110 | *W EXP 02/11/202 | 60,680 | $33,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 69,050 | $32,000 | thousands by filing date | |
| GROWTH CAP ACQUISITION CORP | 39986V115 | *W EXP 06/01/202 | 31,627 | $32,000 | thousands by filing date | |
| ACCELERATE ACQUISITION CORP | 00439D110 | *W EXP 03/15/202 | 33,333 | $31,000 | thousands by filing date | |
| LAZARD GROWTH ACQUISITION CO | G54035111 | *W EXP 02/10/202 | 36,579 | $30,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 10,400 | $29,000 | thousands by filing date | put |
| PAYONEER GLOBAL INC | 70451X112 | *W EXP 06/25/202 | 15,000 | $29,000 | thousands by filing date | |
| Pershing Square T 25 WTS Warrants Exp 07/24/25 | 71531R117 | WT | 22,661 | $29,000 | thousands by filing date | |
| SURROZEN INC | 86889P117 | *W EXP 08/01/203 | 24,614 | $28,000 | thousands by filing date | |
| MAGNUM OPUS ACQUISITION LTD | G5S70A112 | *W EXP 03/06/202 | 23,924 | $28,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 28,489 | $28,000 | thousands by filing date | |
| CLEANTECH ACQUISITION CORP | 18453L123 | RIGHT 10/15/2026 | 117,000 | $28,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 13,200 | $27,000 | thousands by filing date | call |
| CLEANTECH ACQUISITION CORP | 18453L115 | WTS | 58,500 | $27,000 | thousands by filing date | |
| DIGITAL TRANSFORMATN OPT COR | 25401K115 | *W EXP 03/31/202 | 38,105 | $26,000 | thousands by filing date | |
| KKR ACQUISITION HOLDING I CO | 48253T117 | WTS | 25,000 | $24,000 | thousands by filing date | |
| KL ACQUISITION CORP | 49837C117 | WTS | 33,333 | $24,000 | thousands by filing date | |
| G&P ACQUISITION CORP | 36146G111 | WTS | 45,027 | $24,000 | thousands by filing date | |
| GOLDEN PATH ACQUISITION CORP | G4028H121 | *W EXP 01/31/202 | 100,000 | $24,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 51,100 | $23,000 | thousands by filing date | call |
| THUNDER BRIDGE CAP PRTNRS II | 88605T118 | *W EXP 02/01/202 | 30,000 | $23,000 | thousands by filing date | |
| BLACKSKY TECHNOLOGY INC | 09263B116 | W EXP 09/09/202 | 14,100 | $22,000 | thousands by filing date | |
| GX ACQUISITION CORP II | 36260F113 | *W EXP 03/17/202 | 41,466 | $21,000 | thousands by filing date | |
| LOCAL BOUNTI COR | G5463T124 | EQUITY WRT | 26,461 | $20,000 | thousands by filing date | |
| Goal Acquisitions Corp | 38021H115 | Warrant | 30,450 | $18,000 | thousands by filing date | |
| NEWBURY STREET ACQUISITN COR | 65101L112 | *W EXP 04/30/202 | 36,709 | $18,000 | thousands by filing date | |
| GLENFARNE MERGER CORP | 378579114 | WTS | 26,666 | $18,000 | thousands by filing date | |
| VALENS SEMICONDUCTOR LTD | M9607U107 | *W EXP 09/30/202 | 27,500 | $17,000 | thousands by filing date | |
| LMF ACQUISITION OPPORTUNIT I | 502015118 | WTS | 35,428 | $16,000 | thousands by filing date | |
| EVO ACQUISITION CORP | 30052G116 | WARR | 27,526 | $15,000 | thousands by filing date | |
| EQUITY UNCOVERED AMERICAN CALL | 56564V119 | COM | 27,834 | $15,000 | thousands by filing date | |
| ISLEWORTH HEALTHCARE ACQU CO | 46468P110 | WTS | 26,796 | $15,000 | thousands by filing date | |
| EPWR/WS US 31 Dec 27 C11.5 | 29248N118 | *W EXP 01/12/202 | 20,650 | $15,000 | thousands by filing date | |
| NUVVE HOLDING | 67079Y118 | Rights and Bearer Warrants; Warrants (except Bearer) | 10,477 | $14,000 | thousands by filing date | |
| MONEYLION INC | 60938K114 | *W EXP 09/22/202 | 14,795 | $14,000 | thousands by filing date | |
| FOXWAYNE ENTERPRIS AQSTN COR | 35166L117 | *W EXP 01/12/202 | 28,578 | $14,000 | thousands by filing date | |
| PROCAPS GROUP SA | L7756P110 | *W EXP 09/29/202 | 11,946 | $13,000 | thousands by filing date | |
| OCA ACQUISITION CORP | 670865112 | *W EXP 01/14/202 | 23,767 | $13,000 | thousands by filing date | |
| BYTE ACQUISITION CORP | G1R25Q113 | *W EXP 03/18/202 | 20,990 | $13,000 | thousands by filing date | |
| ATHLON ACQUISITION CORP | 04748A114 | WTS | 19,212 | $13,000 | thousands by filing date | |
| DELWINDS INS ACQUISITION COR | 24803C110 | WTS | 20,040 | $13,000 | thousands by filing date | |
| Globis Acquisition Corp | 379582117 | *W EXP 11/01/202 | 20,253 | $13,000 | thousands by filing date | |
| CARTESIAN GROWTH CORP | G19276115 | *W EXP 02/26/202 | 11,666 | $12,000 | thousands by filing date | |
| PROGRESS ACQUISITION CORP | 74327P113 | *W EXP 11/11/202 | 21,106 | $12,000 | thousands by filing date | |
| AUTHENTIC EQUITY ACQUISTN CO | G06607124 | *W EXP 01/20/202 | 17,367 | $12,000 | thousands by filing date | |
| MODEL PERFORMANCE ACQU CORP | G6246M139 | *W EXP 04/29/202 | 25,750 | $12,000 | thousands by filing date | |
| RXR ACQUISITION CORP | 74981W115 | WTS | 16,140 | $12,000 | thousands by filing date | |
| TH INTERNATIONAL LIMITED WT EXP 092827 | G81355128 | Stock | 17,621 | $12,000 | thousands by filing date | |
| VICKERS VANTAGE CORP I | G9440B115 | *W EXP 09/15/202 | 23,225 | $12,000 | thousands by filing date | |
| PALLADYNE AI CORP | 80359A114 | *W EXP 09/24/202 | 14,524 | $11,000 | thousands by filing date | |
| UPHEALTH INC 11.5000EXP07/01/2024 | 91532B119 | WARR | 23,059 | $11,000 | thousands by filing date | |
| ACE GLOBAL BUSINESS ACQU LTD | G0083E110 | *W EXP 02/20/202 | 22,456 | $11,000 | thousands by filing date | |
| IBERE PHARMACEUTICALS | G46843119 | *W EXP 03/01/202 | 18,101 | $11,000 | thousands by filing date | |
| BIOTECH ACQUISITION COMPANY | G1125A116 | *W EXP 11/30/202 | 16,004 | $11,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT CO II | 90118T114 | *W EXP 03/02/202 | 17,289 | $11,000 | thousands by filing date | |
| OYSTER ENTERPRISES ACQ CORP | 69242M112 | WTS | 19,469 | $11,000 | thousands by filing date | |
| WARRIOR TECHNOLOGIES ACQUI C | 936273119 | WTS | 20,376 | $11,000 | thousands by filing date | |
| KINGSWOOD ACQUISI 27 WTS WARRANTS EXP 05/01/27 | 496861113 | COM | 23,337 | $11,000 | thousands by filing date | |
| PETRA ACQUISITION INC | 716421110 | *W EXP 05/25/202 | 17,755 | $11,000 | thousands by filing date | |
| ROYALTY MGMT HLDG CORP | 02369M110 | *W EXP 10/31/202 | 18,484 | $10,000 | thousands by filing date | |
| H I G ACQUISITION CORP | G44898123 | *W EXP 99/99/999 | 14,375 | $10,000 | thousands by filing date | |
| EDTECHX HOLDINGS ACQU CORP I | 28139A110 | *W EXP 06/15/202 | 19,261 | $10,000 | thousands by filing date | |
| BENESSERE CAPITAL ACQUSTN CO | 08179B111 | W EXP 99/99/999 | 21,942 | $10,000 | thousands by filing date | |
| EQ HEALTH ACQUISITION CORP | 26886A119 | WTS | 17,270 | $10,000 | thousands by filing date | |
| FORTISTAR SUSTAINABLE SOL CO | 34962M114 | WTS | 13,951 | $10,000 | thousands by filing date | |
| GLOBAL SYNERGY ACQUISIT CORP | G3934J122 | *W EXP 99/99/999 | 17,564 | $10,000 | thousands by filing date | |
| VISTAS MEDIA ACQUISITION CO | 92840T115 | *W EXP 08/01/202 | 14,250 | $10,000 | thousands by filing date | |
| LIGHTJUMP ACQUISITION CORP | 53228M114 | WARR | 17,234 | $9,000 | thousands by filing date | |
| GOLDEN ARROW MERGER CORP | 380799114 | *W EXP 07/31/202 | 18,233 | $9,000 | thousands by filing date | |
| MONUMENT CIRCLE ACQUISITN CO | 61531M119 | *W EXP 01/14/202 | 15,767 | $9,000 | thousands by filing date | |
| AGILE GROWTH CORP | G01202111 | *W EXP 03/09/202 | 14,800 | $9,000 | thousands by filing date | |
| BREEZE HOLDINGS ACQUISITN CO | 106762115 | *W EXP 05/25/202 | 17,889 | $9,000 | thousands by filing date | |
| DATA KNIGHTS ACQUISITION COR | 237699111 | *W EXP 11/11/202 | 22,500 | $9,000 | thousands by filing date | |
| Atlantic Avenue Acquisition Corp | 04906P119 | Warrant | 13,082 | $9,000 | thousands by filing date | |
| CLARUS THERAPEUTICS HOLDINGS | 18271L115 | CMN | 11,725 | $9,000 | thousands by filing date | |
| TREPONT ACQUISITION COR-CW26 | G9095M127 | *W EXP 11/24/202 | 13,975 | $9,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP WT EXP 042625 | G35006124 | COM | 23,385 | $9,000 | thousands by filing date | |
| BITE ACQUISITION CORP | 09175K113 | *W EXP 02/12/203 | 13,673 | $8,000 | thousands by filing date | |
| AEQUI ACQUISITION CORP | 00775W110 | *W EXP 11/30/202 | 12,716 | $8,000 | thousands by filing date | |
| JACK CREEK INVESTMENT CORP | G4989X123 | *W EXP 10/01/202 | 13,276 | $8,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 12,000 | $8,000 | thousands by filing date | put |
| ESM ACQUISITION CORPORATION | G3195H112 | *W EXP 02/02/202 | 11,466 | $8,000 | thousands by filing date | |
| FUSION ACQUISITION CORP II | 36118N110 | WTS | 12,299 | $8,000 | thousands by filing date | |
| AMERICAS TECHNOLOGY ACQSN CO | G0404A110 | *W EXP 12/31/202 | 15,412 | $8,000 | thousands by filing date | |
| HEALTHCARE CAPITAL CORP | 42228C119 | *W EXP 12/31/202 | 11,222 | $8,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 876545112 | *W EXP 01/07/202 | 10,891 | $7,000 | thousands by filing date | |
| KAIROS ACQUISITION CORP | G52110106 | *W EXP 11/30/202 | 12,327 | $7,000 | thousands by filing date | |
| OCEANTECH ACQUISITIONS I COR | 675507115 | *W EXP 99/99/999 | 15,030 | $7,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D116 | *W EXP 12/31/202 | 28,592 | $7,000 | thousands by filing date | |
| 0 | 39947R112 | 0 | 10,486 | $7,000 | thousands by filing date | |
| OTR ACQUISITION CORP | 67113Q113 | *W EXP 11/30/202 | 13,601 | $7,000 | thousands by filing date | |
| QUANTUM FINTECH ACQUISTIN CO | 74767A113 | WTS | 23,359 | $6,000 | thousands by filing date | |
| MUDRICK CAPITAL ACQU CORP II | 62477L115 | *W EXP 09/10/202 | 10,000 | $6,000 | thousands by filing date | |
| Venus Acquisition Corp | G9420F110 | Warrant | 17,906 | $6,000 | thousands by filing date | |
| ALPHA CAPITAL ACQUISITION CO | G0316P122 | *W EXP 02/16/202 | 11,230 | $6,000 | thousands by filing date | |
| WTS/BULL HORN HLDGS CORP EXP10/31/2025 | G1686P122 | COM | 15,000 | $4,000 | thousands by filing date | |
| VIVEON HEALTH ACQUISITION CO | 92853V122 | RIGHT 12/31/2025 | 14,057 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-020247 | this filing | 2021-11-15 | acceptance time not in the bulk data set |