13F-HR filed by Transamerica Financial Advisors, LLC
Transamerica Financial Advisors, LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 115 holding rows worth $3,568,000.
- Accession
- 0001567619-21-020193
- Filer
- CIK 1502149
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A combination report, 115 entries on the cover page, a total value of $3,568,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,568,000 with VALUE read as thousands by filing date, 13F file number 028-14018. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerBetterment LLC028-16706
- included managerTRANSAMERICA CORP028-00136
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 3,415 | $687,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 3,880 | $332,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 2,723 | $213,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 3,743 | $189,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 1,308 | $143,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 2,922 | $110,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 1,738 | $106,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 1,027 | $105,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 1,597 | $91,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 704 | $90,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 1,635 | $87,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 842 | $84,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 953 | $84,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 960 | $82,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 1,742 | $73,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 403 | $64,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 1,053 | $61,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 485 | $60,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 1,910 | $59,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 988 | $59,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 854 | $51,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 604 | $50,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 1,461 | $49,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 113 | $41,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 494 | $39,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 508 | $37,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 310 | $36,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 372 | $35,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 675 | $34,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 466 | $34,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 256 | $30,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 1,346 | $29,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 1,198 | $27,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 448 | $26,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 193 | $22,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 453 | $21,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 369 | $21,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 483 | $21,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 84 | $14,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 435 | $12,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 39 | $11,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 131 | $10,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 55 | $9,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 130 | $9,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 45 | $7,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 71 | $7,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J802 | INDIA NFTY50 EQW | 105 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 20 | $5,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 109 | $5,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 84 | $5,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 69 | $5,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 138 | $5,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 65 | $4,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 143 | $3,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 23 | $3,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 41 | $3,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 17 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 60 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 58 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 18 | $2,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 6 | $1,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 3 | $1,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 4 | $1,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 17 | $1,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 11 | $1,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 2 | $1,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 4 | $1,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 12 | $1,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 13 | $1,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 13 | $1,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 3 | $1,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 11 | $1,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 3 | $1,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 3 | $1,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 13 | $1,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 5 | $1,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 5 | $1,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 2 | $1,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 3 | $1,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 11 | $1,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 5 | $1,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 15 | $1,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 7 | $1,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 6 | $1,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 5 | $1,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 8 | $1,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 4 | $1,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 3 | $1,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 4 | $1,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 14 | $1,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 3 | $1,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 5 | $1,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 3 | $1,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 6 | $1,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 4 | $1,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 4 | $1,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 5 | $1,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 9 | $1,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 9 | $1,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 3 | $1,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 5 | $1,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 4 | $1,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 22 | $1,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 7 | $1,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 10 | $1,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 7 | $1,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 6 | $1,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 6 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 8 | $1,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 4 | $1,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 15 | $1,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 12 | $1,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 5 | $1,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 6 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-020193 | this filing | 2021-11-15 | acceptance time not in the bulk data set |