13F-HR filed by NEUBERGER BERMAN GROUP LLC
NEUBERGER BERMAN GROUP LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-12, with 1,759 holding rows worth $114,386,577,000.
- Accession
- 0001567619-21-020003
- Filer
- CIK 1465109
- Filed
- 2021-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 3,188 entries on the cover page, a total value of $114,386,577,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $114,386,577,000 with VALUE read as thousands by filing date, 13F file number 028-13573. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNB Alternatives Advisers LLC028-13575
- included managerNeuberger Berman Investment Advisers LLC028-17085
- included managerNeuberger Berman Asia Ltd028-16869
- included managerNeuberger Berman Trust Co N.A.028-13985
- included managerNeuberger Berman Trust Co of Delaware N.A.028-13986
- included managerNeuberger Berman Breton Hill ULC028-15258
- included managerBank of New York Mellon Corp028-12592
- included managerBNY Mellon Investment Adviser, Inc.028-00127
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 16,693 | $431,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 7,119 | $431,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 15,050 | $431,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 4,644 | $426,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 4,856 | $423,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 5,596 | $420,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 9,842 | $418,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 2,489 | $417,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 3,688 | $417,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 7,505 | $416,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 5,756 | $415,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 7,941 | $414,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 2,489 | $408,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 2,680 | $408,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 5,204 | $404,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 11,282 | $403,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 4,315 | $403,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 6,440 | $398,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 7,438 | $394,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 55,801 | $394,000 | thousands by filing date | |
| INTRUSION INC COM NEW | 46121e205 | COM | 97,050 | $394,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 10,110 | $390,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 13,855 | $390,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC COM | 665531307 | Stock | 18,122 | $388,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 2,147 | $385,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 1,439 | $385,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 12,378 | $382,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 4,699 | $376,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 8,329 | $374,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 25,000 | $374,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 5,024 | $371,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 11,259 | $371,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 8,428 | $369,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 5,612 | $367,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 8,190 | $367,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 2,113 | $365,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 3,701 | $365,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 5,260 | $364,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 3,361 | $362,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 3,740 | $362,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 6,940 | $362,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 3,269 | $361,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 19,785 | $361,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 2,729 | $359,000 | thousands by filing date | |
| BROOKFIELD ASSET MGMT FCLASS A | G16169107 | CL A EXCH LT VTG | 6,440 | $358,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,438 | $355,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 5,565 | $354,000 | thousands by filing date | |
| ARES ACQUISITION CORPORATION | G33032114 | UNIT 99/99/9999 | 35,763 | $354,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 4,514 | $353,000 | thousands by filing date | |
| STEPSTONE GROUP INC | 85914M107 | COM CL A | 8,260 | $352,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 3,329 | $351,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 3,606 | $350,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 18,817 | $349,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 20,509 | $349,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 1,000 | $346,000 | thousands by filing date | principal |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 3,525 | $345,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 3,330 | $344,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 5,435 | $344,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 27,374 | $343,000 | thousands by filing date | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 20,928 | $342,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 4,885 | $341,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 14,421 | $340,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 1,708 | $338,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 74,200 | $338,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 538 | $336,000 | thousands by filing date | |
| DECIBEL THERAPEUTICS INC | 24343R106 | COM | 43,535 | $336,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 21,743 | $335,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 18,228 | $334,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 251,212 | $334,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 5,064 | $332,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 2,358 | $331,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 2,370 | $330,000 | thousands by filing date | |
| TRINITY CAP INC | 896442308 | COM | 20,500 | $330,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 4,346 | $329,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 13,914 | $329,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 2,373 | $328,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 3,899 | $327,000 | thousands by filing date | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 14,000 | $326,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 9,100 | $326,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 6,967 | $326,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 5,260 | $324,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 29,249 | $323,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 13,000 | $321,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 20,034 | $320,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 1,000 | $320,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 2,954 | $320,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 4,913 | $319,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 7,154 | $318,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 6,812 | $316,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 17,972 | $316,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 16,610 | $314,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 3,757 | $313,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 4,953 | $313,000 | thousands by filing date | |
| AARONS CO INC | 00258W108 | COM | 11,628 | $311,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 1,313 | $310,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 9,524 | $310,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 4,038 | $309,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 9,218 | $308,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 6,055 | $307,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 5,282 | $303,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 4,383 | $302,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 4,200 | $301,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 3,169 | $301,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 2,029 | $300,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 2,490 | $298,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 7,788 | $298,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 2,368 | $297,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215207 | COM NEW | 2,989 | $297,000 | thousands by filing date | |
| UFP INDUSTRIES INC | 90278Q108 | COM | 4,381 | $297,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 19,316 | $297,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 9,715 | $296,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 5,550 | $296,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 4,683 | $295,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 2,814 | $294,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 2,445 | $292,000 | thousands by filing date | call |
| GENTHERM INC | 37253A103 | COM | 3,615 | $291,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 7,464 | $285,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 15,044 | $285,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 4,097 | $284,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 12,079 | $282,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 3,429 | $281,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 22,470 | $281,000 | thousands by filing date | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 11,102 | $280,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 44,948 | $280,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 2,457 | $280,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 18,979 | $278,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 1,956 | $276,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 11,017 | $275,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 5,043 | $274,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 2,697 | $273,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 6,116 | $272,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 8,317 | $272,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 5,453 | $270,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 4,009 | $269,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 4,601 | $266,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 21,520 | $265,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 11,858 | $265,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 3,535 | $265,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 5,189 | $264,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 2,743 | $264,000 | thousands by filing date | |
| TFI INTERNATIONAL INC COM | 87241L109 | Stock | 2,000 | $259,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 8,970 | $259,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 3,211 | $259,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 21,329 | $257,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 2,945 | $253,000 | thousands by filing date | |
| PHREESIA INC | 71944F106 | COM | 4,095 | $253,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 35,486 | $252,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 2,532 | $252,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 2,853 | $250,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 4,169 | $248,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 5,048 | $247,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 99,580 | $246,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 2,137 | $245,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 246 | $244,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 3,653 | $244,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAB7 | NOTE 0.375% 9/0 | 1,000 | $244,000 | thousands by filing date | principal |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 2,016 | $243,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 2,167 | $243,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 4,642 | $242,000 | thousands by filing date | |
| DIGITALBRIDGE GROUP INC | 25401T108 | CL A COM | 60,330 | $241,000 | thousands by filing date | |
| STEM INC | 85859N102 | COM | 10,008 | $239,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 2,197 | $239,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 27,938 | $239,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 12,813 | $236,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D382 | ETRACS ALER MLP | 15,000 | $233,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 1,345 | $232,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 5,146 | $231,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 240 | $230,000 | thousands by filing date | put |
| NVE CORP COM NEW | 629445206 | Stock | 3,599 | $230,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 8,000 | $230,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 3,416 | $226,000 | thousands by filing date | |
| US Ecology, Inc. | 91734M103 | COM | 7,064 | $226,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 438 | $223,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 15,000 | $223,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 1,363 | $221,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 2,484 | $221,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 4,410 | $221,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 10,670 | $219,000 | thousands by filing date | |
| BURFORD CAPITAL LIMITED | G17977110 | ORD SHS | 19,813 | $218,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 5,318 | $217,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 1,894 | $214,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 3,815 | $212,000 | thousands by filing date | |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 10,670 | $210,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 4,234 | $209,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 8,085 | $208,000 | thousands by filing date | |
| SCHRODINGER INC COM | 80810D103 | Stock | 3,802 | $207,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 3,131 | $207,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 16,958 | $207,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 5,223 | $207,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 2,804 | $206,000 | thousands by filing date | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 19,700 | $206,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 5,875 | $205,000 | thousands by filing date | |
| BROADSTONE NET LEASE INC COM | 11135E203 | REIT | 8,270 | $205,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 792 | $204,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 29,744 | $204,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 42,400 | $203,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 1,585 | $202,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 3,789 | $201,000 | thousands by filing date | |
| TURQUOISE HILL RES LTD | 900435207 | COM | 13,395 | $198,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 14,605 | $195,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 24,000 | $193,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 25,000 | $192,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 11,594 | $184,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 37,649 | $181,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 18,812 | $177,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 12,827 | $170,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 10,000 | $155,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 13,938 | $152,000 | thousands by filing date | |
| SVF INVESTMENT CORP | G8601M100 | 2 CL A SHS | 15,302 | $150,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 12,091 | $148,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 28,754 | $147,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 14,165 | $140,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 18,919 | $134,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 14,300 | $132,000 | thousands by filing date | |
| SPORTS ENTERTAINMENT ACQU CO | 84918M106 | COM CL A | 12,800 | $128,000 | thousands by filing date | |
| AMERICAN WELL CORP | 03044L105 | CL A | 13,205 | $120,000 | thousands by filing date | |
| MARQUEE RAINE ACQUISITION CO | G58442123 | *W EXP 12/01/202 | 85,987 | $115,000 | thousands by filing date | |
| NOV INC | 62955J103 | COM | 13,961 | $114,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251KAB6 | NOTE 6.125% 5/1 | 104,000 | $111,000 | thousands by filing date | principal |
| ADIT EDTECH ACQUISITION CORP | 007024110 | *W EXP 99/99/999 | 212,534 | $106,000 | thousands by filing date | |
| SENIOR CONNECT ACQUISITN COR | 81723H116 | *W EXP 12/31/202 | 148,451 | $105,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 12,615 | $96,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 22,128 | $96,000 | thousands by filing date | |
| EPIPHANY TECHNOLOGY ACQUISIT | 29429X117 | *W EXP 01/12/202 | 106,267 | $94,000 | thousands by filing date | |
| GORES GUGGENHEIM INC | 38286Q115 | *W EXP 03/25/202 | 43,178 | $90,000 | thousands by filing date | |
| INDEPENDENCE HOLDINGS CORP | G4761A127 | *W EXP 03/31/202 | 83,713 | $88,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 10,399 | $84,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 12,922 | $73,000 | thousands by filing date | |
| 890 5TH AVE PARTNERS INC | 28250A113 | *W EXP 01/12/202 | 56,675 | $70,000 | thousands by filing date | |
| NORTHERN GENESIS ACQUISITION | 66516U119 | *W EXP 01/15/202 | 60,724 | $65,000 | thousands by filing date | |
| DPCM CAP INC | 23344P119 | *W EXP 10/14/202 | 102,972 | $64,000 | thousands by filing date | |
| GINKGO BIOWORKS HOLDINGS INC WT EXP 091626 | 37611X118 | Stock | 18,690 | $63,000 | thousands by filing date | |
| INTERPRIVATE III FINANCIAL PAR | 46064r114 | WT | 45,340 | $58,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 13,614 | $53,000 | thousands by filing date | |
| SILVERBOX ENGAGED MERGER CO | 82836L119 | *W EXP 06/02/202 | 73,925 | $53,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITI | 74350A116 | WARR | 73,151 | $51,000 | thousands by filing date | |
| SABA CAPITAL INCOME & OPRNT | 78518H103 | SHARES | 10,700 | $49,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 87,056 | $48,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 12,196 | $48,000 | thousands by filing date | |
| SWITCHBACK II CORPORATION | G8633T107 | *W EXP 01/07/202 | 32,579 | $45,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 14,000 | $41,000 | thousands by filing date | |
| TABOOLA.COM LTD | M8744T114 | *W EXP 99/99/999 | 21,845 | $40,000 | thousands by filing date | |
| SOCIAL LEVERAGE ACQUISN CORP | 83363K110 | WARR | 47,820 | $40,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 10,836 | $38,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 12,018 | $36,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP II | 92244F117 | *W EXP 01/07/202 | 46,570 | $36,000 | thousands by filing date | |
| FAST ACQUISITION CORP II | 311874119 | *W EXP 03/16/202 | 38,256 | $35,000 | thousands by filing date | |
| INTERPRIVATE II ACQUISITION | 46064Q116 | *W EXP 03/09/202 | 34,005 | $34,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 17,115 | $32,000 | thousands by filing date | |
| CLIMATE REAL IMPACT SLUTINS | 187171111 | *W EXP 01/29/202 | 29,754 | $31,000 | thousands by filing date | |
| INTERPRIVATE IV INFRATECH PR | 46064T110 | *W EXP 03/05/202 | 45,340 | $30,000 | thousands by filing date | |
| OFFERPAD SOLUTIONS INC | 67623L117 | *W EXP 09/01/202 | 15,341 | $27,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP II | 31809Y111 | *W EXP 02/17/202 | 28,337 | $25,000 | thousands by filing date | |
| 0 | 39947R112 | 0 | 34,005 | $24,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VII | 17144M110 | *W EXP 02/29/202 | 25,004 | $23,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 10,000 | $21,000 | thousands by filing date | |
| TCW SPECIAL PURPOSE ACQU COR | 87301L114 | WTS | 28,338 | $18,000 | thousands by filing date | |
| TAILWIND ACQUISITION CORP | 87403Q110 | *W EXP 09/07/202 | 10,000 | $6,000 | thousands by filing date | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 12,301 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-020003 | this filing | 2021-11-12 | acceptance time not in the bulk data set |