13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-12, with 4,372 holding rows worth $181,681,287,000.
- Accession
- 0001567619-21-019942
- Filer
- CIK 824468
- Filed
- 2021-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 17,310 entries on the cover page, a total value of $181,681,287,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $181,681,287,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 12,010 | $366,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 1,736 | $366,000 | thousands by filing date | |
| PAE INC | 69290Y109 | COM CL A | 61,345 | $366,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 7,234 | $364,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 8,900 | $363,000 | thousands by filing date | call |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 11,346 | $363,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 14,646 | $362,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 19,504 | $361,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 7,891 | $361,000 | thousands by filing date | |
| CANTALOUPE INC | 138103106 | COM | 33,287 | $360,000 | thousands by filing date | |
| HARMONY BIOSCIENCES HLDGS IN | 413197104 | COM | 9,370 | $359,000 | thousands by filing date | |
| PROSHARES TR II | 74347W460 | PROSHS U/SHAUS | 7,311 | $359,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 18,201 | $357,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 30,722 | $357,000 | thousands by filing date | |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 11,481 | $357,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 68,940 | $356,000 | thousands by filing date | |
| SENTINELONE INC | 81730H109 | CL A | 6,600 | $354,000 | thousands by filing date | put |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 11,156 | $354,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 7,546 | $354,000 | thousands by filing date | |
| NEXTERS INC | G6529J100 | COM | 53,328 | $354,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 34,663 | $352,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 84,481 | $351,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 9,856 | $350,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 17,097 | $349,000 | thousands by filing date | |
| 17 ED & TECHNOLOGY GROUP INC | 81807M106 | ADS | 388,007 | $349,000 | thousands by filing date | |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 8,200 | $347,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 8,506 | $347,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 105,255 | $346,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 1,900 | $345,000 | thousands by filing date | put |
| ENNIS INC COM | 293389102 | Stock | 18,283 | $345,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 13,285 | $345,000 | thousands by filing date | |
| ECOVYST INC | 27923Q109 | COM | 29,521 | $345,000 | thousands by filing date | |
| GLOBAL INDUSTRIAL COMPANY COM | 37892E102 | Stock | 9,029 | $343,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 19,899 | $342,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 142,978 | $341,000 | thousands by filing date | |
| ORIC PHARMACEUTICALS INC | 68622P109 | COM | 16,167 | $339,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 500 | $338,000 | thousands by filing date | put |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 86,773 | $338,000 | thousands by filing date | |
| VERTEX INC | 92538J106 | CL A | 17,570 | $338,000 | thousands by filing date | |
| PACTIV EVERGREEN INC | 69526K105 | COM | 27,019 | $338,000 | thousands by filing date | |
| VAXCYTE INC COM | 92243G108 | Stock | 13,226 | $337,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP | 780153BB7 | NOTE 4.250% 6/1 | 232,000 | $336,000 | thousands by filing date | principal |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 25,580 | $335,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 8,211 | $334,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 15,191 | $333,000 | thousands by filing date | |
| KEROS THERAPEUTICS INC COM | 492327101 | Stock | 8,379 | $332,000 | thousands by filing date | |
| ADVANTAGE SOLUTIONS INC. | 00791N102 | COM CL A | 38,358 | $332,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 14,251 | $330,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 13,872 | $327,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 9,912 | $326,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 9,163 | $326,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 55,613 | $325,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 53,368 | $325,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 5,000 | $324,000 | thousands by filing date | put |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 4,378 | $324,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 64,438 | $323,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 46,454 | $323,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 6,670 | $322,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 17,600 | $322,000 | thousands by filing date | call |
| LORAL SPACE & COM INC | 543881106 | COM | 7,468 | $322,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 14,902 | $321,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 27,874 | $321,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 13,204 | $320,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 25,950 | $320,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 3,301 | $319,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 9,270 | $317,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 14,000 | $316,000 | thousands by filing date | call |
| DSP GROUP INC | 23332B106 | COM | 14,423 | $316,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 9,984 | $314,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 14,261 | $314,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 58,544 | $313,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 100,641 | $313,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 36,404 | $311,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 27,759 | $311,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 20,898 | $310,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 11,654 | $308,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 39,142 | $307,000 | thousands by filing date | |
| METROMILE INC | 591697107 | COM | 86,607 | $307,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 20,318 | $306,000 | thousands by filing date | |
| ORLA MNG LTD NEW | 68634K106 | COM | 93,077 | $305,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 10,118 | $305,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 14,382 | $304,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 8,725 | $303,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 5,642 | $302,000 | thousands by filing date | |
| ARKO CORP | 041242108 | COMMON STOCK | 29,926 | $302,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 3,699 | $301,000 | thousands by filing date | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 573,910 | $301,000 | thousands by filing date | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 48,214 | $297,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 4,566 | $296,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 2,076 | $296,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 399,670 | $296,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 230,700 | $296,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 13,622 | $294,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 29,425 | $294,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 4,661 | $292,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 10,879 | $292,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 1,500 | $291,000 | thousands by filing date | put |
| Mondelez International,Inc. Class A | 609207105 | COM | 5,000 | $291,000 | thousands by filing date | call |
| ALBIREO PHARMA INC | 01345P106 | COMMON STOCK | 9,279 | $290,000 | thousands by filing date | |
| DUN & BRADSTREET HLDGS INC | 26484T106 | COM | 17,203 | $289,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 46,374 | $288,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 3,531 | $286,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 18,698 | $286,000 | thousands by filing date | |
| AUDACY INC | 05070N103 | COM | 77,658 | $286,000 | thousands by filing date | |
| IGM BIOSCIENCES INC | 449585108 | COM | 4,308 | $283,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 7,871 | $282,000 | thousands by filing date | |
| PLAYBOY INC | 72814P109 | COM | 11,968 | $282,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 19,170 | $281,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 16,802 | $281,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 6,900 | $279,000 | thousands by filing date | put |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 44,370 | $279,000 | thousands by filing date | |
| LARGO RES LTD | 517103602 | COM | 26,580 | $279,000 | thousands by filing date | |
| KKR ACQUISITION HOLDING I CORP UNIT | 48253T208 | Stock | 27,991 | $279,000 | thousands by filing date | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 13,908 | $278,000 | thousands by filing date | |
| ISHARES TR | 46434V514 | MSCI CHINA A | 6,500 | $277,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 19,973 | $276,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 6,000 | $275,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 9,446 | $275,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 2,500 | $274,000 | thousands by filing date | call |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 15,631 | $273,000 | thousands by filing date | |
| GDS HLDGS LTD | 36165LAB4 | NOTE 2.000% 6/0 | 203,000 | $273,000 | thousands by filing date | principal |
| BAR HBR BANKSHARES | 066849100 | COM | 9,708 | $272,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 20,863 | $272,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 38,765 | $272,000 | thousands by filing date | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 8,429 | $271,000 | thousands by filing date | |
| ROMEO POWER INC | 776153108 | COM | 54,465 | $270,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 24,457 | $270,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 4,821 | $269,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 44,092 | $268,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 2,550 | $266,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 400 | $266,000 | thousands by filing date | call |
| NEOPHOTONICS CORP | 64051T100 | COM | 30,275 | $265,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 2,321 | $263,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 12,000 | $263,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 4,315 | $263,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 2,338 | $262,000 | thousands by filing date | |
| PMV PHARMACEUTICALS INC | 69353Y103 | COM | 8,736 | $260,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 18,400 | $259,000 | thousands by filing date | put |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 16,200 | $258,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 249,000 | $258,000 | thousands by filing date | principal |
| XILINX INC | 983919101 | COM | 1,700 | $257,000 | thousands by filing date | call |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,000 | $256,000 | thousands by filing date | call |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 35,888 | $256,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 20,876 | $252,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 5,020 | $252,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 17,670 | $252,000 | thousands by filing date | |
| Yalla Group Ltd | 98459U103 | COM | 33,220 | $252,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 30,045 | $252,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680RAH0 | NOTE 3/1 | 250,000 | $250,000 | thousands by filing date | principal |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 137,750 | $250,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 19,641 | $250,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 5,588 | $249,000 | thousands by filing date | |
| TELOS CORP MD | 87969B101 | COM | 8,725 | $249,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 5,900 | $249,000 | thousands by filing date | put |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 13,439 | $249,000 | thousands by filing date | |
| TAYSHA GENE THERAPIES INC | 877619106 | COMMON STOCK | 13,452 | $249,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 1,666 | $248,000 | thousands by filing date | |
| WEATHERFORD INTL PLC ORD SHS | G48833118 | Stock | 12,552 | $247,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 33,307 | $247,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,125 | $246,000 | thousands by filing date | |
| EFFECTOR THERAPEUTICS INC | 28202V116 | *W EXP 12/31/202 | 150,000 | $245,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 2,700 | $244,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 6,154 | $243,000 | thousands by filing date | |
| PRAXIS PRECISION MEDICINES I | 74006W108 | COM | 13,183 | $243,000 | thousands by filing date | |
| 4D MOLECULAR THERAPEUTICS INC COM | 35104E100 | Stock | 8,945 | $241,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 8,600 | $240,000 | thousands by filing date | put |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 14,213 | $240,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AE5 | BOND | 183,000 | $240,000 | thousands by filing date | principal |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 25,012 | $238,000 | thousands by filing date | |
| ACE Convergence Acquisition Corp | G0083D120 | COM | 24,000 | $238,000 | thousands by filing date | call |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 65,377 | $236,000 | thousands by filing date | |
| SQUARE INC | 852234AB9 | NOTE 0.375% 3/0 | 25,000 | $236,000 | thousands by filing date | principal |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 2,448 | $235,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 26,059 | $235,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 17,537 | $235,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 12,500 | $234,000 | thousands by filing date | call |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 2,035 | $234,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 43,400 | $233,000 | thousands by filing date | call |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 9,179 | $233,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 15,981 | $233,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 29,200 | $232,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 4,117 | $232,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 44,713 | $232,000 | thousands by filing date | |
| DYNE THERAPEUTICS INC COM | 26818M108 | Stock | 14,182 | $230,000 | thousands by filing date | |
| FORMA THERAPEUTICS HLDGS INC | 34633R104 | SHS | 9,942 | $230,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 47,017 | $229,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 20,653 | $229,000 | thousands by filing date | |
| SELECT INTERIOR CONCEPTS INC CLASS | 816120307 | CL A | 15,800 | $228,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 35,707 | $227,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 2,740 | $226,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 19,554 | $226,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 1,410 | $225,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 9,526 | $225,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 2,369 | $224,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 2,333 | $224,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 12,352 | $224,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 17,833 | $222,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 1,790 | $222,000 | thousands by filing date | |
| NYXOAH S A | B6S7WD106 | SHS | 7,852 | $221,000 | thousands by filing date | |
| REKOR SYSTEMS INC | 759419104 | COM | 19,237 | $220,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 8,882 | $220,000 | thousands by filing date | |
| PYROGENESIS CDA INC | 74734T104 | COM | 54,626 | $219,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 1,190 | $217,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 17,388 | $216,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 45,008 | $216,000 | thousands by filing date | |
| PRELUDE THERAPEUTICS INC | 74065P101 | CMN | 6,950 | $216,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 3,900 | $215,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 1,200 | $215,000 | thousands by filing date | put |
| CULLINAN THERAPEUTICS INC | 230031106 | COM | 9,534 | $215,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 3,701 | $215,000 | thousands by filing date | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 1,800 | $214,000 | thousands by filing date | put |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 174,000 | $214,000 | thousands by filing date | principal |
| ALIGOS THERAPEUTICS INC COM NEW | 01626L105 | Stock | 13,624 | $211,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 10,100 | $209,000 | thousands by filing date | call |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 16,536 | $208,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 10,000 | $208,000 | thousands by filing date | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 5,743 | $208,000 | thousands by filing date | |
| HEALTH ASSURANCE ACQUIS- | 42226W109 | COM CL A | 21,208 | $208,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 9,947 | $207,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 3,300 | $207,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 870 | $207,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 155,921 | $207,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 3,194 | $206,000 | thousands by filing date | |
| Zivo Bioscience Inc | 98978N200 | COM | 45,132 | $206,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 2,000 | $205,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 13,022 | $205,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 21,197 | $204,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 14,000 | $204,000 | thousands by filing date | |
| NEOGAMES S A | L6673X107 | COM | 5,516 | $203,000 | thousands by filing date | |
| GENETRON HLDGS LTD | 37186H100 | ADS | 14,674 | $203,000 | thousands by filing date | |
| ENDEAVOR GROUP HLDGS INC | 29260Y109 | CL A COM | 7,063 | $202,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 38,464 | $202,000 | thousands by filing date | |
| SHATTUCK LABS INC | 82024L103 | COMMON STOCK | 9,882 | $202,000 | thousands by filing date | |
| VITAL FARMS INC | 92847W103 | COM | 11,322 | $198,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 28,122 | $197,000 | thousands by filing date | |
| HEXO CORP | 428304307 | COM NEW | 106,762 | $197,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 25,053 | $196,000 | thousands by filing date | |
| MISSION PRODUCE INC | 60510V108 | COM | 10,612 | $194,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 15,500 | $194,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 10,223 | $191,000 | thousands by filing date | |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 199,000 | $191,000 | thousands by filing date | principal |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 13,263 | $190,000 | thousands by filing date | |
| IMMUNOVANT INC | 45258J102 | COM | 21,440 | $186,000 | thousands by filing date | |
| RED CAT HLDGS INC | 75644T100 | COM | 53,041 | $185,000 | thousands by filing date | |
| NEW PAC METALS CORP | 64782A107 | COM | 56,037 | $185,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 15,655 | $184,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 19,728 | $184,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 57,921 | $182,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 14,885 | $181,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 13,289 | $180,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 15,757 | $178,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 26,054 | $177,000 | thousands by filing date | |
| REE AUTOMOTIVE LTD | M8287R103 | CLASS A ORD SHS | 38,900 | $177,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 11,244 | $177,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 32,000 | $176,000 | thousands by filing date | call |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 800 | $175,000 | thousands by filing date | call |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 15,847 | $172,000 | thousands by filing date | |
| PROSHARES SHORT OIL GAS | 74347R222 | COM | 10,461 | $172,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 5,700 | $170,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 12,200 | $168,000 | thousands by filing date | |
| CARLOTZ INC | 142552108 | COMMON STOCK | 43,504 | $166,000 | thousands by filing date | |
| AMBER INTL HLDG LTD SPON ADS NEW | 45113Y104 | ADR | 30,061 | $166,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 6,900 | $165,000 | thousands by filing date | put |
| GOHEALTH INC | 38046W105 | COM CL A | 32,572 | $164,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 17,667 | $162,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 400 | $162,000 | thousands by filing date | put |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 13,573 | $161,000 | thousands by filing date | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 35,881 | $161,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 52,246 | $160,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 176,587 | $159,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 24,162 | $159,000 | thousands by filing date | |
| DISRUPTIVE ACQUISITION CORP | G2770Y128 | *W EXP 03/06/202 | 245,058 | $159,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 40,635 | $158,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 800 | $157,000 | thousands by filing date | put |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 10,775 | $156,000 | thousands by filing date | |
| IRONSOURCE LTD NPV | M5R75Y101 | CL A ORD SHS | 14,174 | $154,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 71,468 | $154,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 700 | $153,000 | thousands by filing date | put |
| EGAIN CORP | 28225C806 | COM NEW | 15,052 | $153,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 26,896 | $153,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 30,179 | $153,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 15,288 | $152,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 21,110 | $151,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 21,685 | $145,000 | thousands by filing date | |
| CYBIN INC | 23256X100 | COM | 66,237 | $145,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 11,894 | $144,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 1,800 | $141,000 | thousands by filing date | call |
| ZYNEX INC | 98986M103 | COM | 12,334 | $140,000 | thousands by filing date | |
| GOLDMINING INC | 38149E101 | COM | 120,000 | $140,000 | thousands by filing date | |
| PASSAGE BIO INC | 702712100 | COM | 14,109 | $140,000 | thousands by filing date | |
| INFINERA CORP | 45667GAC7 | BOND | 126,000 | $140,000 | thousands by filing date | principal |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 20,589 | $139,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 20,112 | $136,000 | thousands by filing date | |
| PROSHARES TR | 74347G861 | ULTRAPRO SHT QQQ | 15,488 | $134,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 1,500 | $132,000 | thousands by filing date | put |
| FOOT LOCKER INC | 344849104 | COM | 2,900 | $132,000 | thousands by filing date | call |
| CITRIX SYSTEMS INC | 177376100 | COM | 1,200 | $129,000 | thousands by filing date | call |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 17,713 | $128,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 900 | $127,000 | thousands by filing date | call |
| USHG ACQUISITION CORP | 91748P100 | COMMON STOCK | 12,841 | $125,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 14,658 | $124,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 27,462 | $123,000 | thousands by filing date | |
| TORM PLC SHS CL A | G89479102 | Stock | 15,592 | $121,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 24,543 | $121,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 16,824 | $118,000 | thousands by filing date | |
| POLISHED COM INC | 28252C109 | CMN | 37,500 | $118,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 36,223 | $117,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 18,553 | $115,000 | thousands by filing date | |
| AUSTERLITZ ACQUISITION CORP | G0633U101 | CMN | 11,750 | $115,000 | thousands by filing date | |
| HUMANIGEN INC | 444863203 | COM NEW | 19,050 | $112,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 40,242 | $111,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 19,762 | $110,000 | thousands by filing date | |
| ESSA PHARMA INC | 29668H708 | COM NEW | 13,713 | $110,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 15,316 | $109,000 | thousands by filing date | |
| SHIFT TECHNOLOGIES INC | 82452T107 | CL A | 15,411 | $107,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAK3 | NOTE 6.750% 2/1 | 100,000 | $105,000 | thousands by filing date | principal |
| STRATASYS LTD | M85548101 | SHS | 4,800 | $103,000 | thousands by filing date | put |
| STRATASYS LTD | M85548101 | SHS | 4,700 | $101,000 | thousands by filing date | call |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 41,500 | $100,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 21,371 | $99,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 62,644 | $98,000 | thousands by filing date | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 11,901 | $94,000 | thousands by filing date | |
| LANNETT CO INC | 51602UAC2 | BOND | 200,000 | $94,000 | thousands by filing date | principal |
| VOLITIONRX LTD | 928661107 | COM | 29,539 | $92,000 | thousands by filing date | |
| FARMMI INC SHS NEW | G33277107 | Stock | 197,000 | $91,000 | thousands by filing date | |
| QUDIAN INC | 747798AB2 | NOTE 1.000% 7/0 | 100,000 | $90,000 | thousands by filing date | principal |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 10,500 | $86,000 | thousands by filing date | call |
| Gdev Inc W Exp 99/99/999 | G6529J118 | SPAC Combination | 96,259 | $81,000 | thousands by filing date | |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 19,001 | $81,000 | thousands by filing date | |
| DOMA HOLDINGS INC | 25703A104 | COM | 10,930 | $81,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 85,000 | $77,000 | thousands by filing date | principal |
| EBANG INTL HLDGS INC | G3R33A106 | CL A SHS | 40,288 | $77,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 40,842 | $76,000 | thousands by filing date | |
| VALARIS LTD WT EXP 042928 | G9460G119 | Stock | 20,903 | $71,000 | thousands by filing date | |
| HILLMAN SOLUTIONS CORP | 431636117 | *W EXP 10/01/202 | 24,410 | $71,000 | thousands by filing date | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 20,632 | $68,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 54,000 | $65,000 | thousands by filing date | principal |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 21,000 | $65,000 | thousands by filing date | principal |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 30,014 | $62,000 | thousands by filing date | |
| NOUVEAU MONDE GRAPHITE INC | 66979W842 | COM NEW | 10,800 | $60,000 | thousands by filing date | |
| GAMESQUARE HOLDINGS, INC. | 29287R103 | Common Stocks | 14,746 | $60,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 11,367 | $58,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 3,685 | $55,000 | thousands by filing date | |
| SHIFT TECHNOLOGIES INC | 82452T107 | CL A | 7,900 | $55,000 | thousands by filing date | call |
| IHUMAN INC | 45175B109 | CMN | 11,597 | $54,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 1,500 | $51,000 | thousands by filing date | call |
| ARDELYX INC | 039697107 | COM | 38,891 | $51,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 18,454 | $49,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 600 | $47,000 | thousands by filing date | call |
| BLUECITY HLDGS LTD | 09610L106 | ADS | 15,512 | $47,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 200 | $44,000 | thousands by filing date | put |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 31,974 | $43,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 1,000 | $41,000 | thousands by filing date | call |
| ADMA BIOLOGICS INC | 000899104 | COM | 35,000 | $40,000 | thousands by filing date | |
| SOS LIMITED | 83587W106 | SPNSORD ADS NEW | 18,640 | $40,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 33,994 | $32,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 15,001 | $31,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 46,457 | $29,000 | thousands by filing date | |
| BIOLASE INC | 090911207 | COM NEW | 46,016 | $29,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 3,600 | $28,000 | thousands by filing date | call |
| ABVC BIOPHARMA INC | 00091F106 | COM | 11,709 | $27,000 | thousands by filing date | |
| ARQIT QUANTUM INC | G0567U119 | WTS | 12,319 | $25,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 24,850 | $24,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M503 | COM NEW | 10,250 | $23,000 | thousands by filing date | |
| EQT CORP | 26884LAK5 | NOTE 1.750% 5/0 | 13,000 | $21,000 | thousands by filing date | principal |
| HERSHEY CO COM | 427866108 | Stock | 100 | $17,000 | thousands by filing date | call |
| IONIS PHARMACEUTICALS INC | 462222AB6 | NOTE 0.125%12/1 | 15,000 | $14,000 | thousands by filing date | principal |
| Atlantic Avenue Acquisition Corp | 04906P119 | Warrant | 17,705 | $12,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 10,000 | $10,000 | thousands by filing date | principal |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 16,200 | $8,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 900 | $7,000 | thousands by filing date | put |
| DISCOVERY INC | 25470F104 | COM SER A | 200 | $5,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-019942 | this filing | 2021-11-12 | acceptance time not in the bulk data set |