13F-HR filed by CARRET ASSET MANAGEMENT, LLC
CARRET ASSET MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-10-27, with 296 holding rows worth $838,081,000.
- Accession
- 0001567619-21-018779
- Filer
- CIK 791490
- Filed
- 2021-10-27
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 296 entries on the cover page, a total value of $838,081,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $838,081,000 with VALUE read as thousands by filing date, 13F file number 028-01317. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 407,812 | $57,705,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 143,737 | $40,522,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 106,051 | $28,263,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 164,914 | $26,995,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 10,062 | $26,818,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 6,597 | $17,637,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 106,431 | $17,189,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 55,936 | $15,267,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 40,664 | $13,801,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 59,354 | $13,578,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 79,250 | $13,407,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 219,644 | $11,955,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 72,462 | $10,899,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 203,484 | $10,842,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 3,239 | $10,640,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 119,389 | $10,131,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 60,450 | $10,127,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 179,885 | $9,716,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 88,298 | $8,958,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 100,877 | $8,789,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 54,876 | $7,672,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 176,926 | $7,511,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 67,974 | $7,332,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 36,143 | $7,136,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 32,119 | $7,026,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 59,534 | $6,926,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 11,049 | $6,744,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 87,907 | $6,603,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 54,778 | $6,471,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 42,560 | $6,470,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 50,433 | $6,421,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 45,689 | $6,368,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 16,715 | $6,319,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 15 | $6,171,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 74,758 | $6,160,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 53,103 | $6,141,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 27,860 | $6,109,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 73,451 | $5,963,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 30,220 | $5,912,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 17,000 | $5,911,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 103,819 | $5,807,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 67,694 | $5,589,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 89,152 | $5,525,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 9,707 | $5,525,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 36,601 | $5,465,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 12,610 | $5,411,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 76,491 | $5,373,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 9,390 | $5,365,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 24,065 | $5,360,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 16,303 | $5,352,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 68,192 | $5,334,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 117,033 | $5,034,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 183,201 | $4,948,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 38,202 | $4,918,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 42,750 | $4,904,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 129,138 | $4,712,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 15,950 | $4,460,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 59,705 | $4,360,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 19,168 | $4,222,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 64,669 | $3,992,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 32,515 | $3,928,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 47,553 | $3,889,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 67,506 | $3,886,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 64,897 | $3,840,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 20,187 | $3,541,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 7,837 | $3,521,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 13,720 | $3,308,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 22,739 | $3,159,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 14,871 | $3,157,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 56,378 | $3,153,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 20,815 | $3,082,000 | thousands by filing date | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 91,567 | $3,002,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 49,059 | $2,991,000 | thousands by filing date | |
| Bunge Limited | G16962204 | CONVERTIBLE PREFERRED STOCK | 24,387 | $2,901,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 48,422 | $2,878,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 38,109 | $2,817,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 6,486 | $2,794,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 27,853 | $2,710,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 13,011 | $2,689,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 24,060 | $2,686,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 10,845 | $2,666,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 31,560 | $2,650,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 38,418 | $2,612,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 51,570 | $2,579,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 18,961 | $2,567,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 68,981 | $2,540,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 59,665 | $2,532,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 26,246 | $2,472,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 41,432 | $2,437,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 6,223 | $2,431,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 34,028 | $2,388,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 32,590 | $2,271,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 11,297 | $2,258,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 8,504 | $2,246,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 3,865 | $2,225,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 14,410 | $2,093,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 19,805 | $2,071,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 6,099 | $2,043,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 12,000 | $2,031,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 22,300 | $2,016,000 | thousands by filing date | |
| QVC GROUP INC | 74915M308 | Common, Small Cap Value | 18,193 | $1,967,000 | thousands by filing date | |
| FIDELITY CONTRAFUND | 316071109 | MFD | 102,153 | $1,924,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 22,100 | $1,900,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 7,681 | $1,864,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 6,342 | $1,840,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 10,980 | $1,839,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 8,326 | $1,831,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 10,297 | $1,805,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 17,157 | $1,782,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 76,917 | $1,756,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 8,321 | $1,688,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 7,040 | $1,686,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 12,711 | $1,683,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 13,609 | $1,683,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 7,252 | $1,676,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 35,665 | $1,655,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 28,400 | $1,650,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 20,335 | $1,596,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 10,032 | $1,570,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 25,750 | $1,559,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 34,365 | $1,558,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 12,270 | $1,522,000 | thousands by filing date | |
| VANGUARD 500 INDEX FD ADMIRAL | 922908710 | Equity Mutual Fu | 3,629 | $1,443,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 8,659 | $1,422,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 14,066 | $1,417,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 19,908 | $1,394,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 2,864 | $1,389,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 23,484 | $1,366,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 16,888 | $1,326,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 13,077 | $1,324,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 22,400 | $1,310,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 16,831 | $1,272,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 9,670 | $1,257,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 18,293 | $1,240,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 5,980 | $1,239,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 23,836 | $1,236,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 70,050 | $1,234,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 5,151 | $1,232,000 | thousands by filing date | |
| AXA SA FSPONSORED ADR 1 ADR REPS 1 ORD SHS | 054536107 | ADR | 43,558 | $1,216,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 5,665 | $1,205,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 29,400 | $1,205,000 | thousands by filing date | |
| VANGUARD STAR FD | 921909107 | Equity Mutual Fu | 35,192 | $1,164,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 5,791 | $1,113,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 15,329 | $1,113,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 23,814 | $1,067,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 26,479 | $1,028,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 16,491 | $1,019,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 600 | $1,019,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,255 | $973,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 20,620 | $917,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 6,340 | $916,000 | thousands by filing date | |
| World Gold TR | 98149E204 | SPRD GLD Minis | 51,765 | $904,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 30,450 | $890,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 5,141 | $869,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 9,600 | $847,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 16,544 | $834,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 33,642 | $833,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 2,961 | $811,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 31,618 | $792,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 5,069 | $779,000 | thousands by filing date | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 16,300 | $771,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 7,887 | $770,000 | thousands by filing date | |
| SCHWAB SMALL CAP INDEX FUND | 808509848 | MUTUAL | 19,612 | $752,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 48,476 | $749,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 5,016 | $740,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 13,968 | $736,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 34,850 | $735,000 | thousands by filing date | |
| FIDELITY EXTENDED MARKET INDEX | 315911743 | EQUITY FUNDS | 8,296 | $728,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 6,947 | $723,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 6,870 | $723,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 61,464 | $714,000 | thousands by filing date | |
| FIDELITY OTC PORTFOLIO | 316389105 | Common, Large Cap Growth | 37,288 | $703,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 3,999 | $666,000 | thousands by filing date | |
| Fidelity Blue Chip Growth Fund | 316389303 | ETF | 3,789 | $660,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 10,485 | $655,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 3,987 | $645,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 39,800 | $636,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 12,083 | $634,000 | thousands by filing date | |
| FIDELITY 500 INDEX | 315911750 | MFD | 4,215 | $632,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 3,210 | $629,000 | thousands by filing date | |
| General Electric Company | 369604301 | COM | 6,038 | $622,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 43,415 | $615,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,709 | $590,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 1,500 | $577,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 2,044 | $554,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 3,696 | $552,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 7,940 | $551,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 8,449 | $544,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 10,323 | $534,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 3,080 | $534,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 12,440 | $530,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 4,035 | $520,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 13,350 | $511,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 7,200 | $503,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 3,345 | $501,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,872 | $492,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 5,180 | $491,000 | thousands by filing date | |
| BLACKROCK SHORT DURATION MUNI INSTL | 09253C819 | NTF BOND FUNDS | 48,000 | $487,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 3,266 | $484,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 31,651 | $484,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 2,512 | $482,000 | thousands by filing date | |
| FIRST EAGLE GLOBAL A | 32008F507 | NTF EQUITY FUNDS | 7,066 | $468,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 272 | $457,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 2,650 | $439,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 10,309 | $434,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 11,497 | $425,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 5,782 | $422,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 11,200 | $416,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 3,309 | $415,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 3,962 | $397,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 18,274 | $395,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,700 | $372,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 3,910 | $371,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 15,135 | $365,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 6,115 | $363,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 5,466 | $361,000 | thousands by filing date | |
| LEUTHOLD CORE INVESTMENT FUND | 527289102 | FD | 15,598 | $357,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 2,014 | $349,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,022 | $346,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 6,566 | $342,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 11,071 | $336,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 694 | $334,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 2,200 | $330,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 3,925 | $324,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 1,230 | $320,000 | thousands by filing date | |
| AMERICAN CENTY MUT FDS GROWTH | 025083106 | FD | 6,008 | $320,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 8,436 | $317,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 17,899 | $313,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 2,045 | $306,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,555 | $305,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 11,950 | $303,000 | thousands by filing date | |
| Mercedes Benz Group Ag Reg Shs | d1668r123 | USD | 3,400 | $303,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 826 | $296,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,536 | $296,000 | thousands by filing date | |
| Fidelity Total Market Index Fu | 315911693 | COM | 2,393 | $296,000 | thousands by filing date | |
| JPMORGAN MID CAP VALUE FD-A | 339128308 | FD | 6,778 | $292,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 214 | $290,000 | thousands by filing date | |
| T. Rowe Price Mid-Cap Va Lue | 77957Y106 | MF | 8,347 | $287,000 | thousands by filing date | |
| DODGE & COX INT'L | 256206103 | IFD | 6,027 | $286,000 | thousands by filing date | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 14,065 | $281,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 4,145 | $280,000 | thousands by filing date | |
| PRUDENTIAL JENN EQTY OPPOR-Z | 74437E800 | FD | 14,319 | $278,000 | thousands by filing date | |
| DIGITALBRIDGE GROUP INC | 25401T108 | CL A COM | 45,755 | $276,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 5,080 | $275,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 18,312 | $273,000 | thousands by filing date | |
| SCHWAB LARGE-CAP INDEX MF | 808509855 | MFD | 4,091 | $272,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 660 | $268,000 | thousands by filing date | |
| BARON SMALL CAP INSTL | 068278803 | EQUITY FUNDS | 6,162 | $266,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 4,538 | $263,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 3,377 | $263,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 310 | $260,000 | thousands by filing date | |
| VTI | 922908769 | COM | 1,167 | $259,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 10,200 | $255,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 2,837 | $254,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 5,244 | $253,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 1,254 | $252,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 2,001 | $245,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 1,580 | $239,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 900 | $237,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 2,370 | $236,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 2,500 | $236,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 4,200 | $235,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 1,683 | $234,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 3,135 | $233,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 3,292 | $232,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 5,826 | $230,000 | thousands by filing date | |
| FIDELITY INTERNATIONAL DISCOVE | 315910208 | XXX | 3,968 | $230,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 4,870 | $229,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY HLDNGS | G7997R103 | ORD SHS | 2,702 | $223,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 1,742 | $222,000 | thousands by filing date | |
| ROCHE HLDG LTD SPONS ADR (ISIN #US7711951043 SEDOL #B014J8) | 771195104 | ADR | 4,800 | $220,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 400 | $216,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 6,000 | $216,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 3,497 | $213,000 | thousands by filing date | |
| FIDELITY LOW-PRICED STOCK | 316345305 | MFD | 4,000 | $211,000 | thousands by filing date | |
| DODGE & COX STOCK FUND | 256219106 | SHS | 896 | $211,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 5,912 | $210,000 | thousands by filing date | |
| INVESCO AMERICAN FRANCHISE A | 00142J578 | MFA | 6,619 | $207,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 9,473 | $205,000 | thousands by filing date | |
| FIDELITY STR DVD&INC FUND | 316145887 | FD | 11,385 | $203,000 | thousands by filing date | |
| Fidelity Magellan Fd Inc | 316184100 | Com | 13,503 | $191,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 11,073 | $180,000 | thousands by filing date | |
| FIDELITY ASSET MANAGER 60 | 316069582 | FD | 11,009 | $176,000 | thousands by filing date | |
| SWAN DEFINED RISK I | 66538E606 | EQUITY FUNDS | 11,019 | $167,000 | thousands by filing date | |
| WELLS FARGO ADVANTAGE TOT RET | 94975J631 | FD | 11,515 | $155,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 10,000 | $142,000 | thousands by filing date | |
| BOMBARDIER INC FCLASS B | 097751200 | COM | 65,000 | $111,000 | thousands by filing date | |
| HARVEST HEALTH & REC INC COM SUB VTG | 41755M102 | Common Stock | 35,000 | $109,000 | thousands by filing date | |
| BLACKROCK SYSTEMATIC MULTI STRATEGY FUND INST'L CLASS | 09260C307 | M | 10,149 | $106,000 | thousands by filing date | |
| ZANITE ACQUISITION CORP | 98907K202 | un | 10,000 | $105,000 | thousands by filing date | |
| FRANKLIN INCOME FUND CL | 353496300 | FKINX | 36,284 | $90,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 14,000 | $77,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 31,233 | $61,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 13,000 | $31,000 | thousands by filing date | |
| VAXIL BIO LTD | 92243L107 | COM | 20,000 | $2,000 | thousands by filing date | |
| ASSOCIATES FIRST CAPITAL CORPO | 046008207 | COM | 16,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001567619-21-018779 | this filing | 2021-10-27 | acceptance time not in the bulk data set |